Professional Documents
Culture Documents
Case Comment: Moore v. Regents of University of California
Case Comment: Moore v. Regents of University of California
Case Comment: Moore v. Regents of University of California
JSTOR is a not-for-profit service that helps scholars, researchers, and students discover, use, and build upon a wide
range of content in a trusted digital archive. We use information technology and tools to increase productivity and
facilitate new forms of scholarship. For more information about JSTOR, please contact support@jstor.org.
Your use of the JSTOR archive indicates your acceptance of the Terms & Conditions of Use, available at
https://about.jstor.org/terms
is collaborating with JSTOR to digitize, preserve and extend access to Food and Drug Law
Journal
Eric R. Gotwalt*
I. Introduction1
* Mr. Gotwalt is a federal judicial law clerk in the Southern District of Georgia. This pap
awarded Second Place in the 1991 H. Thomas Austern Writing Awards Competition spons
The Food and Drug Law Institute.
1. Because this case reached the California Supreme Court on demurrers, the facts presen
this article are as they were alleged in Mr. Moore's complaint, which the court took as true
purposes of their review. Moore v. Regents of Univ. of Cal., 793 P.2d 479, 480 (Cal. 1990
2. Id. at 481.
3. Id.
4. I.e., removal of the spleen. In Mr. Moore's case, the splenectomy was advisable as his sple
was enlarged from the disease. See id. at 486.
5. Id. at 481.
6. Specifically, they had noticed that Mr. Moore's T-lymphocytes produced unusually large
quantities of certain lymphokines. As there are many different types of lymphokines, normally pro
duced in small quantities, it is difficult to detect and isolate the gene responsible for any particular one
type of the different types. Because Mr. Moore's T-lymphocytes were overproducing some of these, it
was much easier for researchers to identify the gene responsible for those particular lymphokines. See
id. at 481-82 n.2.
7. Id. at 481.
8. Id.
9. Id.
10. Id. at 486 n.ll.
225
UCLA Medical Center from his home in Seattle several times between
November 1976 and September 1983 in order to have blood, blood serum,
skin, bone marrow aspirate, and sperm samples taken.11 Dr. Golde alleg
edly represented to Mr. Moore that these tests were a necessary part of
his treatment, and that the tests could only be performed under his direc
tion at the UCLA Medical Center.12 In fact, Dr. Golde's primary objec
tives in scheduling these follow-up visits were to further his research in
terests and maintain UCLA's exclusive access to Mr. Moore's cells.13
As early as August 1979, Dr. Golde had established a cell line14 (subse
quently named the Mo cell line) from Mr. Moore's T-lymphocytes.15 On
January 30, 1981, Dr. Golde and Ms. Quan, through the University of
California Board of Regents, applied for a patent on the cell line.16 The
patent17 issued on March 20, 1984, naming Dr. Golde and Ms. Quan as
inventors and the Regents as assignees, and included both the cell line and
various methods for using it to produce several different lymphokines.18 In
1981, three years before this patent issued, Dr. Golde, with the active
participation of the Regents, entered into a financially lucrative agreement
with Genetics Institute, Inc., whereby Genetics Institute would gain ex
clusive access to the Mo cell line and any products derived from it.19 On
June 4, 1982, Dr. Golde and the Regents reached a similar agreement
with another company, Sandoz Pharmaceuticals.20
In his complaint, Mr. Moore alleged that throughout seven years of
post-splenectomy visits to the UCLA Medical Center, Dr. Golde never
informed him of the research being performed on his tissue.21 Nor did Dr.
Golde present him with a consent form requesting permission to perform
research on his blood and other tissue until April 11, 19 8 3.22 During the
April 11th visit, Dr. Golde presented Mr. Moore with a consent form,
requesting his consent to perform research on his blood and other tissue.23
This was the first written consent Mr. Moore had given since he had
24. Mr. Moore apparently signed a consent form authorizing the splenectomy, but this form was
not produced for the court. Id. at 501, 502.
25. Id. at 531 (exhibit A). This exhibit is a copy of the consent form that Mr. Moore signed.
26. Id. at 501.
his complaint and to rule on the remaining twelve causes of action.36 The
case was then appealed to the California Supreme Court.37
The case was then remanded to the court of appeal with instructions to
direct the superior court to:
43. "The scope of the physician's communication to the patient . . . must be measured by the
patient's need, and that need is whatever information is material to the decision." Id. at 483 (quoting
Cobbs v. Grant, 502 P.2d 1, 3 (Cal. 1972)).
44. Id. at 484 (citing Cal. Bus. & Prof. Code § 654.2 (West 1990)).
45. Cal. Health & Safety Code § 24,173 (West 1990).
46. Moore v. Regents of Univ. of Cal., 793 P.2d at 483-84.
47. Id. at 484.
48. Id. at 487-97.
49. Id. at 487.
50. Id. at 487 & n.15.
51. Id. at 487-88.
52. Id. at 489.
53. Id.
54. Id. See Cal. Health & Safety Code § 7054.4 (West 1990 Supp.) (providing that "recog
nizable human parts, human tissues, anatomical human remains, or infectious waste following conclu
sion of scientific use shall be disposed of by interment, incineration, or any other method determined
by the state department to protect the public health and safety").
55. Moore v. Regents of Univ. of Cal., 793 P.2d at 492.
56. Id. at 489 & nn.21-27.
57. Id. at 493-97.
58. Id. at 493.
59. Id. at 494.
60. Id. at 497.
61. "Legislatures, in making such policy decisions, have the ability to gather empirical evidence,
solicit the advice of experts, and hold hearings at which all interested parties present evidence and
express their views." Id. at at 496 (quoting Foley v. Interactive Data Corp., 765 P.2d 373, 397 n.31
(Cal. 1988)).
62. Id.
The majority opinion was authored by Justice Panelli, and was joined
by Justices Eagleson and Kennard, and Chief Justice Lucas.63 Justice
Arabian concurred in a separate opinion addressing the moral, social,
philosophical, and religious issues presented by this case.84 Justice Brous
sard concurred with the majority in their ruling on the informed consent
cause of action, but dissented from the decision to sustain the defendant's
demurrer to the conversion cause of action.88 Justice Mosk concurred with
the majority's holding to the extent that they recognized a cause of action
under the doctrine of informed consent. He disagreed, however, with the
majority's position that the informed consent ruling would provide Mr.
Moore with an adequate remedy; thus, Justice Mosk dissented from the
majority's holding on the issue of conversion.88
formance of an unauthorized operation than to the failure to disclose the potential ramifications of an
agreed to treatment." The court ruled that the plaintiffs, who had unknowingly been involved in an
experiment to test the effectiveness of the pregnancy drug DES, could maintain an action for battery.
See also Cobbs v. Grant, 502 P.2d 1 (Cal. 1972).
72. Id. at 1.
73. Id. at 4.
74. Id. at 10.
75. Id. at 12.
76. Id.
77. Id.
78. Id. at 8.
79. See Truman v. Thomas, 611 P. 2d at 905. The Truman court held that a jury could
that a physician had a duty to inform his patient of the danger of refusing the pap smear
mended by the physician under California's informed consent doctrine. Id. at 907.
80. Id.
81. See supra note 69 and accompanying text.
Thus, the seemingly broad disclosure requirements of Cobbs are not nec
essarily applicable to the Moore case.
The most persuasive case law supporting the conclusion that there is a
duty to disclose interests not directly related to the patient's health comes
from Magan Medical Clinic v. California State Board of Medical Exam
iners,82 which upheld a statute83 specifically preventing physicians from
maintaining any interest in pharmacies.84 Presumably, the legislature en
acted the statute in order to eliminate the temptation for physicians to
prescribe unnecessary medication.85 The Magan court held that the legis
lature's concern was a constitutionally valid basis for enacting the stat
ute.86 In dicta, Judge Fourt wrote that "a sick patient deserves to be free
of any reasonable suspicion that his doctor's judgment is influenced by a
profit motive."87 The Moore majority cited Magan for the proposition
that a physician's conflicting interests are material to the patient's decision
and, thus, are subject to the disclosure requirements of the informed con
sent doctrine.88 The point must be made, however, that the Magan deci
sion merely upheld a statute preventing the occurrence of one kind of con
flict of interests. It did not create a common law duty to disclose such a
financial conflict. Currently, California does not have a statute which pre
vents a physician from performing research on tissue removed from a pa
tient during surgery.
The strongest statutory authority for the proposition that doctors have a
duty to disclose personal interests which are unrelated to the patient's
health comes from sections 24,171-24,176 of the California Health and
Safety Code, which specifically define the scope of disclosure required of
physicians who conduct medical experiments on human subjects.89 These
statutes require that a researcher inform his or her subject of the nature
and purpose of the experiment, offer the subject a chance to ask questions
regarding the experiment, and inform the subject that consent may be
withdrawn at any time. To the extent that Mr. Moore was involved in a
series of research procedures allegedly unrelated to his health, he may be
85. Magan Med. Clinic v. California State Bd. of Med. Examiners, 57 Cal. Rptr. at 259.
86. Id.
87. Id. at 262.
88. Moore v. Regents of Univ. of Cal., 793 P.2d at 483.
89. Cal. Health & Safety Code §§ 24,170-74,176 (West 1984) (requiring that researchers
conducting medical experiments on human subjects inform subjects of the nature and purpose of the
experiment, and the name of the person sponsoring that experiment, as well as any discomforts and
risks associated with the experiment that the subject could reasonably expect to experience). Subjects
must be given an opportunity to ask any questions concerning the experiment or the procedures in
volved, and be instructed that consent to the experiment may be withdrawn at any time. The statute
specifically states that the subject must consent to participate in the experiment without the interven
tion of any element of force, fraud, deceit, duress, coercion, or undue influence. Negligent violators of
the statute may be held liable to the subject for up to $1000. Willful violators may be held liable to
the subject for up to $5000, fined up to $10,000, and imprisoned for up to one year. Id.
able to amend his complaint to fall within the statute; the California Su
preme Court, however, declined to address whether or not the statute was
applicable to the facts of Moore because the trial court had not yet reached
that particular issue.90
In addition to the legislation governing informed consent in the context
of medical experiments, several other statutes have been passed exemplify
ing the legislature's recognition of, and interest in, a physician's duty of
disclosure to his or her patients. One such statute prohibits physicians
from referring patients to any clinical laboratory in which that physician
maintains a financial interest, unless that interest is disclosed to the pa
tient in writing.91 The Moore majority interpreted the existence of this
statute as supportive of the proposition that the information allegedly con
cealed by Dr. Golde, regarding the potential value of his cells, was mate
rial to Mr. Moore's decision to undergo surgery at UCLA as a similar
conflict of interest could have arisen between Dr. Golde's research interest
and his duty to Mr. Moore as a patient. This statute, however, provides
for criminal, not civil, liability, and only indirectly supports the court's
decision.
Finally, there are several other California statutes, which the court did
not cite, governing the scope of disclosure required of physicians and sur
geons under specific circumstances. One involves the prescription of dan
gerous drugs.92 Another involves breast cancer treatment.93 Both of these
statutes, however, are similar to the judicially formed doctrine of informed
consent in that the information which they require physicians to divulge
relates directly to the patient's health. Neither requires disclosure of infor
mation indirectly related to the patient's health, such as future research
plans involving removed tissue, and do not directly support the court's
ruling.
The California Supreme Court, through Moore, has expanded the in
formed consent doctrine to specifically require physicians to disclose per
sonal interests unrelated to a patient's health, such as future research
plans on tissue which is to be removed, if those personal interests could
affect the physician's judgment.94
90. Moore v. Regents of Univ. of Cal., 793 P.2d at 484 & n.7.
91. Cal. Bus. & Prof. Code § 654.1. The statute provides for punishment of up to one year
imprisonment, by a fine not to exceed S 10,000, or both.
92. Cal. Health & Safety Code § 4211.5 (requiring a physician to disclose the risks, dis
comforts, benefits, and treatment procedures associated with the drug dimethyl sulfoxide (DMSO) as
well as any alternative procedures and their relative risks and benefits, prior to treating the patient
with that drug).
93. Id. § 1704.5 (requiring physicians and surgeons to inform breast cancer patients in writing
of "the advantages, disadvantages, risks and descriptions of the procedures with regard to medically
viable and efficacious alternative methods of treatment." Failure to do so constitutes unprofessional
conduct.).
94. Moore v. Regents of Univ. of Cal., 793 P.2d at 485 & n.10.
B. Conversion Liability
maining rights are not property rights. In the context of dead bodies,
California is one of several jurisdictions to recognize quasi-property rights
for the purpose of burial.108 In addition, the Uniform Anatomical Gift
Act107 recognizes conditional rights of a deceased (and his or her survi
vors) to donate organs, choose a donee, and choose a surgeon to perform
the removal of the designated organ upon their death.108 The Act includes
pacemakers among the donable "organs."109 Finally, the Act110 allows or
gan donors to make a gift by will111—an instrument normally associated
with the disposal of one's property. There would then seem to be some
property or quasi-property rights associated with one's organs, at least for
donative transactions. It is somewhat enlightening that a pacemaker is
considered a donable organ under the statute112—one could conceptualize
the recognition of a conversion action in the context of an unauthorized
use of a donated pacemaker. Although classified by the statute as a don
able organ, a pacemaker could also be characterized as a saleable, tangible
mechanical device—a manufactured good. Certainly this is true when the
pacemaker is in new condition; once used, what distinguishes the pace
maker from any other device, for example, a vacuum cleaner, which can
be reconditioned and resold as used? No court could deny that a conver
sion action could arise over a used vacuum cleaner which had been stolen,
reconditioned, and sold. If a pacemaker is like a vacuum cleaner, why is it
given the same statutory classification as natural human organs? While
the Act does limit one's right to sell one's organs,113 this limitation argua
bly applies only to donations for transplantation, therapy, or recondition
ing, and not to donations for educational or research purposes.114 Clearly,
even presuming that organs cannot be sold for educational and research
purposes, the Act creates certain property-like rights in one's organs, most
noticeably donability, transferability, and designability. These rights are
among the most fundamental of property ownership.
IV. Analysis
106. See Cohen v. Groman Mortuary, Inc., 41 Cal. Rptr. 481 (Cal. Ct. App. 1
Rivers v. Greenwood Cemetery, 22 S.E.2d 134 (Ga. 1942) (recognizing quasi-property
body.)
107. Cal. Health & Safety Code §§ 7150-7156.5 (West 1990 Supp.).
108. Id.
109. Id. § 7150.1(a).
110. Id.
111. Id. § 7150.1(c).
112. Id. § 7150.1(a).
113. Id. § 7155(a).
114. Id. For this argument, see Moore v. Regents of University of California, 793 P.2d at 517
(Mosk, J., dissenting). An interesting result of allowing the sale of organs for educational purposes
would be the presence of "due on death" clauses in contracts, because under the Act a gift cannot take
effect until death.
A. The Majority's Legal Analyses of Both the Conversion Issue and the
Informed Consent Issue are Susceptible to Doubt Legally
The majority could have allowed Mr. Moore to proceed on both the
informed consent and the conversion causes of action. The court's legal
analysis, while supportable, is questionable and misleading in many
instances.
1. Conversion
There are several reasons to doubt the accuracy of the majority's con
clusion that Mr. Moore could not retain any property rights in his re
moved spleen. Much of the majority's legal analysis focused on section
7054.4 of the California Health and Safety Code which provides that
"recognizable anatomical parts, human tissues, anatomical human re
mains, or infectious waste following conclusion of scientific use shall be
disposed of by interment, incineration, or any other method determined by
the state department [of health services] to protect the public health and
safety."115 The majority concluded that the statute116 "eliminates so many
of the rights ordinarily attached to property that one cannot simply as
sume that what is left amounts to 'property' or 'ownership' for purposes
of conversion law."117 While it is true that the statute limits one's control
over excised tissue, these limitations do not necessarily mean that the re
maining rights in excised tissue are not property rights. As Justice Mosk
points out in his dissenting opinion, many forms of property are subject to
restrictions; no one, however, would deny that the remaining rights are
property rights.118 Thus, while the majority implies that the statute is
115. Cal. Health & Safety Code § 7054.4 (West 1990 Supp.).
116. Id.
117. Moore v. Regents of Univ. of Cal., 793 P.2d at 492.
118. Justice Mosk cites numerous restrictions on property rights, including: zoning ordina
condominium declarations; historic preservation laws; laws restricting the manufacture, distrib
purchase, sale, and use of products such as tobacco, firearms, foods, drugs, cosmetics, alcoholic
ages, flammable or explosive materials, and waste; restrictions on the use of motor vehicles, aircraft,
and vessels; and restrictions on the sale of wild fish and game. Id. at 509-10 (Mosk, J., dissenting).
119. See supra note 106.
120. Cal. Health & Safety Code §§ 7150-7156.5 (West 1990 Supp.).
121. Id.
122. Id. § 7150.1(a).
123. Id. § 7155(a).
124. Id. For this argument, see Moore v. Regents of Univ. of Cal., 793 P.2d at 184 (Mosk, J.,
dissenting).
125. See supra text accompanying notes 107-14.
126. Cal. Health & Safety Code § 1626.
127. See Cramer v. Queen of Angels Hosp., 133 Cal. Rptr. 339, 340 (Cal. Ct. App. 1976) (com
menting that "at least 44 states have adopted statutes for the purpose of eliminating the imposition of
liability without fault upon those who dispense blood products").
2. Informed Consent
128. See Moore v. Regents of Univ. of Cal., 793 P.2d at 510-12 (Mosk, J., dissen
the majority's conclusion that the patent on Mo cell line is inconsistent with Mr
129. Id.
130. 57 Cal. Rptr. 256 (Cal. Ct. App. 1967).
131. Id. ax 262.
132. See supra note 69 and accompanying text.
While Justice Arabian does not profess to have the answers to the
moral dilemmas which would result from a financial market in body
parts, he has eloquently expressed the reaction of many who would be
deeply troubled by such a development. On the other hand, allowing doc
tors and biotechnology companies to profit without compensating their re
search sources is equally disturbing, and could compromise the medical
Aside from the possible conflict with the legislature's goals, the major
ity's extension of the informed consent doctrine is inconsistent, from a
practical standpoint, with their refusal to extend the doctrine of conver
sion. Many of the potential problems the majority cited in refusing to
extend the conversion doctrine are equally applicable to the extension of
informed consent. Of primary concern to the court was the need to bal
ance the competing interests of researchers and patients. Commentators
have argued that recognizing property rights in human tissue would be
detrimental to both researchers and patients. Recognizing property rights
in human tissue would result in additional costs and time demands to
researchers, who would have to maintain more extensive records and pos
sibly have to pay tissue sources. The majority was concerned that re
searchers would be subject to law suits if they unknowingly used tissue
samples for purposes for which no consent had been given.137 The court
analogized a researcher's use of a human tissue sample to a purchase of
ticket in a litigation lottery.138 Eventually, some researchers could be
forced to scale back their research efforts due to a lack of funds. In addi
tion, it is highly likely that the additional costs would be passed on to
consumers of the new drugs and treatment procedures produced from re
search efforts aided by human tissue sources.139
The majority's decision to allow Mr. Moore to proceed under the doc
trine of informed consent, however, leaves the scope of liability un
resolved. If the remaining defendants are found liable under the informed
consent doctrine, an enormous amount of paperwork will be necessary to
track the original possessor of the removed tissue, and obtain consent for
each proposed research project utilizing that tissue or any product created
from that tissue. The potential liability of secondary users was one of the
reasons the court cited in sustaining the defendants' demurrer to the con
version cause of action.140 The majority concluded that none of the de
fendants other than Dr. Golde could be held liable under the allegations
of Mr. Moore's complaint, because none stood in a fiduciary relationship
with him or had a duty to obtain his consent.141 In the absence of a recog
nized theory of secondary liability such as respondeat superior, the other
defendants could not be held liable.142 This conclusion, however, makes
little sense. Under the court's ruling, the other defendants can use Mr.
Moore's cells for whatever purpose they desire, regardless of Mr. Moore's
wishes. One could argue that any time a researcher secures human cells
for research or commercial purposes, whether directly from the patient or
from a researcher at another facility, that researcher places himself or her
self in a fiduciary relationship with the cell source. That researcher then
should have a duty to inform the source of the purposes for which he or
she plans to use the cells, and to obtain the source's consent. Cells are
often placed in large tissue depositories,143 where physicians such as Dr.
Golde have little control over them. To hold Dr. Golde liable for subse
quent unauthorized uses by other researchers would be unjust. If Mr.
Moore had the right to control the disposition of his tissue, then that right
should not have been cut off because the researcher who defied his wishes
is not the researcher who initially owed him a duty of disclosure.
Arguably, allowing body parts to be treated as property would not be in
the best interests of the tissue source either. The financial incentive could
induce desperate people to go out and market healthy, relatively nonvital
body parts, such as gall bladders, appendixes, and spleens. Although this
fear may be somewhat unrealistic, it is less unrealistic to foresee sick pa
tients delaying necessary medical procedures in order to have assessments
made of the economic value of their diseased body parts.144
The majority's extension of the informed consent doctrine may result in
the same problems. The supreme court has offered the lower court no
guidance in setting damages should Mr. Moore maintain his cause of ac
tion. If damages are to be assessed as a percentage of the proceeds paid to
UCLA and Dr. Golde by Genetics Institute and Sandoz Pharmaceuticals,
then the court is effectively putting a dollar figure on the value of Mr.
Moore's spleen; if the court is willing to acknowledge that Mr. Moore's
spleen has a market price, then they are tacitly recognizing a conversion,
whether they acknowledge it or not.
On the other hand, if damages are not assessed as a portion of the
profits, what can Mr. Moore gain if he wins the lawsuit on this cause of
145. See supra note 77 and accompanying text (discussing informed consent guidelines s
Cobbs v. Grant, 502 P.2d 1 (Cal. 1972)).
146. See supra notes 71, 78 and accompanying text.
147. See supra text accompanying note 146.
148. Moore v. Regents of Univ. of Cal., 793 P.2d at 483.
V. Conclusion
149. Cal. Health & Safety Code § 24,170-24,176 (West 1984). See supra no
accompanying text.
150. Moore v. Regents of Univ. of Cal., 793 P.2d at 496.