RESUME

Pawan kumar Agarwal

Address: A/101, Dev Paradise Building,
Near Star Bazar,
Beverly Park, Mira Road
Mumbai: 401104
Mobile: +91 9833705840
E-Mail: pawanagarwal567@gmail.com

Objective:

To enhance my skills and do my best for the organization’s objectives and also attain
my career targets in the progress.

Career Snapshot:

 An innate flair for accepting challenges with entrepreneurship abilities in managing &
leading overall functions and achieving desired targets.
 Experience of developing procedures and service standards for business excellence.
 An effective communicator with excellent relationship building & interpersonal skills.
Strong analytical, problem solving & organizational abilities.

Career Sketch:

➢ Working with Kotak Mahindra Bank as Deputy Manager (Feb 2020- present) in Compliance
Group

Job responsibilities:

 Investigation of Trade Base Money Laundering (TBML) alerts.

 Identifying patterns/trends of suspicious activities and investigate suspected cases of
activity related to TBML/CFT/other related financial crimes.
 Raise queries to branches on potential suspicious transactions.
 Sending cases to field verification for detailed reports regarding business activity
being carried out. Co-ordinating with the branches for proper responses to resolve the
case and take it to a logical conclusion.
 Coordinating with the branches for proper responses to resolve the case and take it to
a logical conclusion
 Ensuring high quality standards and adhering to the TAT.
 Prepare and filing of regulatory reports: - STR reporting to Financial Intelligence Unit-
India (FIU-IND)
 Ensuring that appropriate internal resources, systems, procedures, and controls are in
place and are operating effectively.
 Raising a caution related to suspicious customer’s to Trade Ops. Team and NCIF
updation
 Tracking and Checking of NCIF hit cases related to TBML
 Reviewing and responding to the notice/Law Enforcement Agency (LEA) received
from Regulatory Authorities and Enforcement Agencies.

➢ Worked with ICICIHFC as Associate Compliance Officer (April 2019-January 2020) in

Compliance Group

Job responsibilities:

 To carry out non system based monthly monitoring activities of different products of
the ICICI Home Finance Company
 Preparation of Suspicious transactions reports and ensuring timely submission to
FIU-IND.
 Dealing with vendor (IDBI Intec) for smooth implementation of AML System
 Looking after KYC advisory to different queries from the product team with respect
to National Housing Bank Guidelines
 Performing Screening of the client using various internal and external sources
 Co-coordinating with regulator (FIU-India) for filling monthly report

➢ Worked with Yes Bank Limited as officer (October 2016-April 2019) in AML (Anti Money
Laundering) Team
Job responsibilities:

 To carry out system based monthly monitoring activities of different products of the
bank
 Preparation of suspicious transaction reports and ensuring timely submission to FIU-
IND.
 Reviewing and responding to the notices/Law Enforcement Agency (LEA) received
from Regulatory Authorities and Enforcement Agencies.

Achievements:
 Appreciation received for highlighting three critical cases to the Business Head in the
Yes Bank Limited.

Education:

QUALIFICATION YEAR OF PASSI SCHOOL/COLLEGE BOARD Percentage/ G

NG PA(Grade)

PGDB ( Post Graduate NIIT IFBI, Borivali

2016 76
Diploma in Banking) (west)

Mumbai
2016 Dalmia lions college 5.25(B)
B.com University

HSC 12th 2013 Dalmia lions college Maharashtra 75

Board

SSC 10th 2011 Rahul Vidhya Niketan Maharashtra 72

Board

OTHER QUALIFICATION:

➢ NISM Series-V-A: Mutual Fund Distributors Certification Examination Passed

with 81%
➢ Certificate of Anti Money Laundering and Know Your Customer from Indian
Institution of Banking and Finance.

IT SKILLS:
Operating System Windows 98 / 2000 / XP / Vista
Packages Ms-Office, Outlook Express, Finacle
Software AMLOCK, Compass, BCIF and FCR
PERSONAL PROFILE:

Name : Pawan Kumar Agarwal

Date of Birth : 23rd April 1996
Languages Known : English & Hindi
Marital status : Single
Gender : Male
Nationality : Indian