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Expansive and Collapsible Soils
Expansive and Collapsible Soils
Expansive and collapsible soils are some of the most widely distributed and costly of geologic
hazards. These soils are subject to changes in volume and settlement in response to wetting and
drying, often resulting in severe damage to structures.
Geology and climate play significant roles in the distribution of these problematic soils . Soils
capable of expansion can occur in both tropical and arid climates; however, those located in arid
and semi-arid regions are subject to more extreme cycles of expansion and contraction than those
located in more consistently moist areas. Collapsible soils are most often encountered in arid
climates, where wind and intermittent streams deposit loose sediment (Mulvey, 1992, Rollins et
al., 1992).
Expansive soil and rock are characterized by clayey material that shrinks and swells as it dries or
becomes wet, respectively. In addition, trees and shrubs placed closely to a structure can lead to
soil drying and subsequent shrinkage. The parent (source) rock most associated with expansive
soils is shale, which can also be expansive. The volumetric changes associated with expansive
soil comprises one of the most expensive of geologic hazards. Structural damage due to
expansive soils is most prominent in many parts of India.
1. Foundation cracks;
2. Heaving and cracking of floor slabs and walls;
3. Jammed doors and windows;
4. Ruptured pipeliness; and
5. Heaving and cracking of sidewalks and roads
Geologists work with geotechnical engineers to evaluate soil and rock prone to shrinking and
swelling. These areas are mapped and denoted for their expansion potential. Expansive soil and
rock be removed and replaced with non-expansive materials to provide a suitable foundation for
new structures. Expansive materials can also be chemically treated, preloaded, or prewetted to
decrease swell potential.
Fig. Expansive soils under very dry conditions. Severe soil shrinkage has resulted in desiccation
cracks.
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Collapsible Soil Overview
Collapsible soils consist of loose, dry, low-density materials that collapse and compact under the
addition of water or excessive loading. These soils are distributed throughout India, specifically
in areas of young alluvial fans, debris flow sediments, and loess (wind-blown sediment) deposits.
Soil collapse occurs when the land surface is saturated at depths greater than those reached by
typical rain events. This saturation eliminates the clay bonds holding the soil grains together
(Mulvey, 1992). Similar to expansive soils, collapsible soils result in structural damage such as
cracking of the foundation, floors, and walls in response to settlement. In one particular case of
soil collapse, 14 houses in a Cedar City, Utah neighborhood had to be jacked off their
foundations and relocated due to severe settlement (Rollins et al., 1992).
1. Irrigation;
2. Water impoundment;
3. Watering the lawn;
4. Changing the natural drainage; and
5. Disposal of wastewater
Geologists work with geotechnical engineers to identify soils prone to collapse and evaluate
their potential to fail under loading and/or saturation. Collapsible soil be removed and
replaced with approved and properly compacted materials. Collapsible materials can also
be saturated (hydrocompaction) to force the soils to collapse prior to construction.
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Foundation Practices & Rehabilitation of Structures on
Expansive Soils
Introduction
Fine grained soils of less than 0.002 mm particle size are generally classified as clays. The
important features of clay are plasticity and cohesion. In general, most of the particles in silt
range and coarser than silt are approximately equidimensional, while the most common shape of
almost all the clay size particles is platy. Mostly, clays are the products of chemical weathering
of rock and the original rock minerals undergo considerable changes to impart very different
properties to clays. There are several minerals which are classified as clay minerals. However,
the three main groups of minerals are kaolinite, illite and montmorillonite. The mineral
montomorillonite is the main constituent of clays classed as expansive soils which are known to
expand or swell when in contact with water and contract or shrink when dry. The typical
swelling/shrinkage behavior is due to the basic mineral composition of the montmorillonite.
Expansive soils are highly problematic, as they swell on absorption of water and shrink on
evaporation thereof. Because of this alternate swell and shrinkage, distress is caused to the
foundations of structures laid on such soils.
Expansive soil is commonly known as black cotton soils, because of their color and their
suitability for growing cotton. Black cotton soil is one of the major regional soil deposits in
India, covering an area of about 3.0 lakh sq.km. Expansive soils are problematic soils because of
their inherent potential to undergo volume changes corresponding to changes in the moisture
regime. When they imbibe water during monsoon, they expand and on evaporation thereof in
summer, they shrink. Because of this alternate swelling and shrinkage, structures founded on
them are severally damaged. The annual cost of damage to the civil engineering structures is
estimated at high.
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The range of chemical composition of black cotton soil is given in Table 1 (Katti, 1979). The
base exchange capacity of clay fraction is in the range of 100 to 130 m. eq/100 gm. The colour of
soil is generally dark but these may be brown or yellowish brown at greater depths. As the depth
increase, very often clay content decreases and relatively more carbonates in the form nodules,
‘kankar’, are also found. The light coloured soils are sometimes mistaken as non-expansive soils,
which may not be the case. Actully, colour is not a good guide to identify expansive soils.
In India, black cotton soils have liquid limit values ranging from 50 to 100%, plasticity index
ranging from 20 to 65% and shrinkage limit from 9 to 14%. The amount of swell generally
increases with increase in the plasticity index. The swelling potential depends on the type of clay
mineral, crystal lattice structure, cation exchange capacity, ability of water absorption, density
and water content. Swell in the vertical direction is called heave. Among the illite, kaolinite and
montmorillinite clay minerals, the montmorillinite possesses the greatest ability to swell by illite.
The Kaolinite does not swell. The different chemical compositions and crystalline structures of
these minerals give each a different susceptibility to swelling as shown in Table 2. Swelling
occurs when water infiltrates between and within the clay particles causing them to separate.
Kaolinite is essentially nonexpansive because of the presence of strong hydrogen bonds that hold
the individual clay particles together. Illite contains weaker potassium bonds that allow limited
expansion, and montmorillonite particles are only weakly linked. Thus, water can easily flow
into montmorillonite clays and separate the particles. Field observations have confirmed that the
greatest problems occur in soils with high monmorillonite content.
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Black cotton soils are very hard in dry state and possess high bearing capacity. In summer, it is
very common to see shrinkage cracks with hexagonal columnar structure, with vertical cracks as
wide as 10mm extending up to a depth of 3m or more. Soils containing expansive clays become
very sticky when wet and usually are characterized by surface cracks or a “popcorn” texture
(Fig.1) when dry. Therefore, the presence of surface cracks (Fig.2) is usually an indication of an
expansive soil.
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Problems with Expansive Soils
The problem is more in case of light structures; those cannot counteract the upward thrust posed
by expansive soils. The damage will be apparent, usually, several years after construction. The
soil below will exert swelling pressure both upwards and laterally. As a result, the floor slab is
lifted up, leading to cracking of floor. Cracking is normally evident at the corners of window and
door openings. These usually assume in the form of diagonal cracks-a consequence of
differential settlement in the wall (Fig. 3 & 4). Often, utilities buried in soil as the water pipelines
and sewage lines, get damaged due to displacement in the soil in which they are buried. The
ensuing leakage further aggravate the situation. Roads that pass through expansive soil sub-grade
are subjected to heaving and shrinkage settlement of these treacherous soils. Both the lined and
unlined canals are subjected to the vagaries of expansive soils. The unlined canal slopes erode
and become soft. Canal beds heave up obstructing the functioning of the canal. The concrete
linings splinter like glass pieces on account of deleterious cyclic movement of background
swelling clay. This heavy results in seepage losses.
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Fig.5(a) Poor surface drainage, wet expanded Fig.5(b) Good surface drainage, dry stable
claly clay
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All three categories of methods are in use either singly or in combination, but the second is by
far the most widespread. The following conventional foundation practices and innovative
techniques can provide solutions to problematic soils under these categories.
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Sub excavating or replacing the Expansive Soil by Cushions
Moorum is a typical example of CNS material. The cohesive bonds develop around the particles
at a faster rate than the ingress of water molecules into the interlayer of the expanding lattices of
montmorillinite, thereby reducing heave. The heave of expansive soil underlying a CNS layer
reduces exponentially with increase in thickness of the CNS layer and attains a value of no heave
around a depth of 1.0m.The shear strength of the underlying expansive soil at the interface and
below increases with the thickness of CNS layer. The ultimate bearing capacity after saturation
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at the interface and 1m below interface have been found to increase compared with the value of
expansive soil in winter. Thus the expansive soil should be excavated up to of 1m below the
footing level and replaced with CNS layer, compacted to modified AASHO specifications,
projecting up to 1m beyond the foundations.
However, studies conducted later (Subba Rao et al., 1995) indicated that CNS Cushion was
effective in arresting
esting heave only during the first cycle of seasonal moisture fluctuations and,
during the subsequent cycles, the heave may be more than that recorded by a black cotton soil
without cushion. Besides, a soil conforming to the specifications suggested by Katti
Kat (1978) for
suitability as CNS material is difficult to find (Table 3).
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Fly Ash Cushion
Each one of the above methods has one limitation or the other, in terms of its efficacy or
economy. The studies have been carried out using fly ash as a cushioning material (Sree
Ramarao et al., 2005). Developments of cohesive bonds in a lime-stabilized fly ash cushion,
when stabilized with lime, is expected to produce an environment similar to the one obtained in
CNS material following saturation and consequently arrest heave. The results of the study
showed a new solution to the problem heave of expansive soil in the form of “Fly ash cushion
method.” It also solves the problem of fly ash utilization and disposal to some extent. If at a site
containing black cotton soil, the depth of the active zone is 3m, it would be sufficient if 1.5m of
expansive clay is removed and replaced with fly ash cushion to get the heave reduced
significantly. With the superstructure load causing further reduction of heave, the amount of sub-
excavation and replacement with lime stabilized fly ash cushion can be further reduced.
Woodward, et al., (1972) commented on the empirical design of piers: "Many piers, particularly
where rock bearing is used, have been designed using strictly empirical considerations which are
derived from regional experience". They further stated that "when surface conditions are well
established and are relatively uniform, and the performance of past constructions well
documented, the design by experience approach is usually found to be satisfactory."
The principle of drilled piers is to provide a relatively inexpensive way of transferring the
structural loads down to stable material or to a stable zone where moisture changes are
improbable.
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Fig. 8 Drilled pier in expansive soil
Fig. 9 gives a typical foundation design with grade beams and drilled piers (Chen, 1988). The
piers should be taken sufficiently below the unstable zone of wetting in order to resist the uplift
forces.
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There should be no direct contact between the soil and the structure with the exception of the
soils supporting the piers.
Under-Reamed Piles
Underreamed piles are bored cast in-situ concrete piles having bulb (s) towards their toes. The
underreamed pile, originally developed in Texas, USA have been considerably experimented
upon by Central Building Research Institute (C.B.R.I), Roorkee, India. In India, at about 3.5m
below the ground, movements are negligible and if foundations are anchored at that depth, they
will remain stable. Based on this principle, under-reamed piles (Sharma et al, 1978) were
adopted for foundations in expansive soils in India. The bulbs are provided generally in the
inactive zone where sufficient anchorage is available. The length of the pile may vary from 3.5 m
to 4.0 m in deep deposits of black cotton soils. In shallow deposits, the pile is carried down into
the nonexpansive layer to a minimum depth of 0.6m. The spacing of pile depends upon the plan
of the building, its loading and safe bearing capacity of piles. The spacing may vary 1.5 m to 3.0
m. A pile is provided under every wall junction in the plan of the building so that a point load on
the plinth beam is avoided. The Bureau of Indian Standards has also brought a code IS 2911: Part
III-1980 on under-reammed piles.
Fig. (a) Single-bulb cast in-situ under reamed pile Fig. (b) Multi-bulb under reamed pile
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Granular Piles or Stone Columns
Ground improvement with granular piles is also one of the most preferred choices to improve
liquefaction resistance of loose sands and minimize settlements following a seismic event. The
range of soils, saturated uniform sands to silts which are most susceptible to damage due to
liquefaction, falls in the range of soils that can be improved by stone columns either by vibro-
vibro
compaction or vibro-replacement.
replacement. No damage was observed from the treated sites wherein stone
columns were used to improve the site characteristics and which were subjected to recent Loma
Prieta earthquake (Mitchell and Wentz Wentz, 1991).. Granular piles mitigate the potential for
liquefaction and damage by (i) preventing build up high pore pressure; (ii) providing drainage
path and (iii) increasing the strength and stiffness of ground.
Granular piles are often constructed through soft soils fully penetrating to an end-bearing
end
stratum. However, they may be constructed as floating piles, the tips ending within soft layer but
at depths where the strength of the soil is adequate. Granular pi
piles
les may fail individually or as a
group. The failure mechanisms for a single granular pile are as: a) pile, b) bulging and c) general
shear failures (Barksdale and Bachus
Bachus, 1983).
For single, isolated granular piles, the most probable failure mechanisms ar aree pile or bulging
failure. Pile mechanism controls the ultimate load for short GP resting on soft to medium stiff
bearing layer while bulging failure is most likely for long GP. The lateral confining stress
supporting the granular pile is usually taken as the limit pressure the surrounding soil can
mobilize as the pile bulges outwards. Most of the approaches in predicting the ultimate bearing
capacity of a single, isolated granular pile has been developed based on the above assumption.
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Fig. 11 Granular Pile or Stone Column with Bulging at Top
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Granular Pile-Anchor Foundation (GPAF) System
It has been observed that under-reamed pile foundations suffer from the difficulty of both
formation upon which the whole mechanism of anchoring depends. Phanikumar et. al (1996) felt
that the cost of under-reamed pile foundation is more for light structures where the cost of
structure itself is very low. In this technique, the foundation is anchored at the bottom a granular
pile to mild steel anchor plate with the help of a mild steel anchor rod. This is called a granular
pile-anchor (Fig.11) also counteracts the problem of shrinkage acting as a storage medium. As
the granular pile is a particulate medium, it cannot resist the tensile uplift force on the
foundation, and as such needs to be modified into a pile-anchor by the above mechanism. As the
expansive soil absorbs water, it swells and uplifts the foundation. But, an enormous resistance to
uplift is mobilized along the cylindrical pile–soil interface because of the shear parameters of the
Pile-soil Interface, and the shear resistance augmented by the lateral swelling pressure. Model
tests conducted in the laboratory revealed that heave and swell potential are enormously reduced
by the installation of granular pile anchors. The % reduction was about 90 to 95. It has also been
observed that the strength characteristics of the ambient soil surrounding the granular pile-anchor
showed a large improvement and that the composite ground showed improved bearing capacity.
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Chemical Stabilization
Chemical stabilization of expansive soils can be adopted to alleviate the problems posed by these
soils to civil engineering structures. Chemical stabilization of expansive clays consists of
changing the physico-chemical around and inside of clay particles where by the clay requires less
water to satisfy the static imbalance and making it difficult for water that moves into and out of
the system. The most common chemical admixtures used in soil stabilization are lime and
cement.
Lime stabilization has been used successfully on major projects to minimize swelling of the
expansive soil. Generally, 3 to 8% by weight hydrated lime is added to the top several inches of
the soil (John et al). Lime continues to be widely used additive for modification of expansive
clays in view of its cost-effectiveness although limited success in many instances. Lime is
sparingly soluble in exchange reactions are less. Further, the lime diffusion into soil either from
lime piles or lime slurry pressure injection is hardly 38 to 50mm in 1 to 4 years unless extensive
fissure and crack system is present. The hydration of Portland cement is a complex pozzolanic
reaction that produces a variety of different compounds and gels. The results of mixing cement
with clay soil are similar to that of lime. It reduces liquid limit, the plastic index and the potential
of volume change, it increases the shrinkage limit and shear strength. For highly plastic clay, it is
not effective like lime in stabilization. Addition of 2 to 6% cement content can produce a soil
that acts as a semi rigid slab (John). Some investigators have tried and succeeded in minimizing
the swelling of expansive soil using chemicals like calcium chloride (CaCl2), calcium sulfate
(CaSo4), potassium chloride (Kcl), aluminum chloride (AlCl3), etc.
Stabilization by Reinforcement
Using fibers like jute fabrics, coir ropes, rubber tire chips, waste plastics, synthetic fibre etc can
successfully stabilize the expansive soils. The work reported by Raid R. Al-Omari and Faris J.
Hamodi (1991) showed the feasibility of using tensile geogrid for the purpose of controlling the
swell of plastic soils. Swelling tests using an enlarged oedometer revealed promising results. The
reinforcements were cylindrical geogrid of varying stiffness values embedded in clays of
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different plasticity indices. The reduction in swell increased with increasing the geogrid stiffness,
apparently due to a strong ‘interference’ bond restricting the relative movement between clay
and the grid. A footings model test confirmed the effectiveness of the proposed technique.
SERC Roorkee / Ghaziabad have developed technology for ferrocement waterproofing and water
barriers. Construction and same has been successfully used in field. Distress in Lightly Loaded
Structures Founded on Expansive Soils If the load is placed on the expansive soil is more, the
selling is arrested. When the imposed loads are light, the swelling is more pronounced. It is
interesting to note that it is rare that heavily loaded structures have problem with swelling soils
while it is the lightly loaded single and two storeyed buildings which experience maximum
distress.
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Measures for Rehabilitation of Distressed Structures
Founded on Expansive Soils
The following restoration measures as suggested below to counteract the dual problem of
swelling and shrinking behavior of expansive clay (Rama Rao M, et al (2004), Sivapullaiah, et al
(2005), Prabhakar, et al (2005):
Construction of additional one or two floors above the existing building should be done
so that the loading on the foundation would be more than the existing swelling pressure.
The plinth beam should be separated from the natural ground by leaving an air gap of 8 to
10cm between the plinth beam bottom and natural ground. If the gap is not provided the
plinth beam have at least to be designed for upward pressure due to soil swelling.
A flexible water proof apron (plinth protection) of about width 2.0m shall be provided all
round the building.
Installation of horizontal/ vertical moisture barriers around the perimeter of the building.
The internal non-load bearing walls with wide multiple cracks and dislocations shall be
removing completely and rebuilt. Before dismantling, the complete roof should be
supported by either steel or timber props.
Flooring shall be redone after removing existing filled up soil up to about 1.5 m from the
floor level and replacing the same with well-compacted non-expansive materials placed
in layers not exceeding 30cm thickness.
The sewer pipes with leak proof joints close to the foundation shall be beyond the
foundation media.
Providing sump tank far from foundation region.
Plantation of trees, plants and hedges within 3m distance around the building should be
avoided. This because of extensive watering of plants close to the building contributes to
swelling.
Discharging rainwater collected from roof at a distance from the structure.
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