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2013 Oxidation Responsive Polymers - Which Groups To Use, How To Make Them, What To Expect From Them (Biomedical Applications) (Review) PDF
2013 Oxidation Responsive Polymers - Which Groups To Use, How To Make Them, What To Expect From Them (Biomedical Applications) (Review) PDF
Dramatic physical changes may take place upon the occurrence of oxidation reactions in a
polymer, for example, solubilization or crosslinking. These effects can be used to perform
responsive actions such as modulating the release kinetics of a drug with the extent of oxida-
tion. The relevance of oxidation-responsive applications to the
biomedical/pharmaceutical field is discussed, starting from a
review of chemical groups that can respond to physiologically
occurring oxidants. An overview of the preparative processes
of polymers containing groups such as metallocenes, (poly)
pyridyl metal complexes, polyconjugated sequences, thiols,
thioethers (sulfides), and stannanes is presented, and the
mechanisms of oxidative response are reviewed.
www.mcp-journal.de
The first point to ascertain is the identity of the mole- Nicola Tirelli holds a Master’s degree in chemis-
cular components, that is, the oxidation-sensitive groups try and a Ph.D. in Industrial Chemistry from the
that could respond to physiologically relevant oxidants University of Pisa (Italy), both under the super-
under physiologically acceptable conditions. vision of Francesco Ciardelli. After a postdoc-
toral period with Ulrich Suter at the ETH Zurich
in 1998, Nicola joined Jeff Hubbell at the ETH
2. Selection of Oxidant (ROS)-Responsive Zurich as an Senior Staff Scientist, turning his
Groups research interests to the area of biomaterials. In
2002, he moved to Manchester first as a Senior
ROS comprise compounds characterized by free radical Lecturer, where he holds the Chair of Polymers
and Biomaterials since 2005. His research
reactivity and high oxidation potentials (Eo0, left part of
interests include synthetic polymer chemistry,
Table 1), whose typical chemical signature is the (per)oxi-
colloid science, and biomedical applications.
dation of lipids,[13] proteins,[14] and nucleic acids.[15] At high
concentrations, ROS are involved in a number of potentially
Enrique Lallana received his Master in Chem-
toxic/inflammatory processes; at low concentrations, they
istry in 2004 from the University of Santiago
can direct behavior of cells, which respond to even very de Compostela (USC, Spain). He subsequently
modest modulations in the redox potential[16]: reducing obtained his Ph.D. in 2010 from USC under
intracellular environments (Eo0 > 200 mV) are associated the supervision of Profs. R. Riguera and E.
to proliferation and differentiation phases (as in fetal life), Fernandez-Megia for his work on configura-
while even mildly oxidizing ones to apoptosis and necrosis tional assignment of polyols by NMR and new
(Eo0 < 170 mV). bioconjugation procedures for the preparation
Two main strategies are used in nature to interfere with of immunonanoparticles. He is now a postdoc-
ROS: (A) the enzymatic intervention at specific stages of toral research associate in the group of Prof. N.
the free radical chain reactions, for example, superoxide Tirelli at the University of Manchester (UK). His
current research interests include bioconjuga-
dismutase and glutathione peroxidase focus, respectively,
tion reactions, surface functionalization via
on the conversion of superoxide and lipid hydroperoxides
controlled living radical polymerization, and
into the less dangerous hydrogen peroxide, which in turn redox-responsive materials.
is the target of catalase; (B) the use of broad-spectrum
antioxidants, for example, vitamins C and E, or glutath-
ione, which typically present oxidation potentials in the
range of +0.2 to −0.5 V (Table 1, right part). The redox are toxic[37] due to both Michael-type reactivity (alkyla-
behavior of the latter could be mimicked by synthetic tion of proteins and nucleic acids) and to their own redox
systems with similar oxidation potentials; in order of behavior. Similarly, the rich redox responsiveness of vio-
decreasing ease of oxidation, these systems are viologens, logen chromophores[38,39] is also at the basis of their tox-
thiols/disulfides, hydroquinones/quinones, metallocenes, icity (see paraquat herbicides[40]).
polypyridyl ruthenium complexes, and thioether/sulfox- The groups characterized by a low oxidation potential,
ides (Table 2). for example, thioethers, could also be advantageously
Stability and toxicity concerns hinder the biomedical employed to interfere only with highly oxidizing situa-
application of some of these systems: most quinones tions to possibly discriminate between biological envi-
ronments according to the gravity of a
ROS-based pathology.
3. Organometallic Polymers
3.1. Metallocenes
Table 1. Oxidation half-cell potentials of some ROS and biologi- Metallocenyl-containing monomeric structures have
cally relevant reducing agents.a) also been polymerized via free radical mechanisms, for
System Reduced form Oxidized form E0o [V] example cobaltocenyl acrylates[53] and a variety of ferro-
H2O2 O2 − b)
−0.91[17] and other metallocene derivatives comprehensively
reviewed by Pittman.[54] In recent years, the attention has
oxidants H2O H2O2 −1.35[17]
shifted toward polymers obtained through controlled rad-
(ROS) OH•/H2O H2O2 −0.32[18] ical mechanisms, for example, reverse addition/fragmenta-
H2O OH• −2.31[18] tion chain transfer (RAFT) polymerization,[55] atom-transfer
radical polymerization/single-electron transfer living rad-
ical polymerization (ATRP/SET-LRP),[56] or surface-initiated
α-tocopherol α-tocopheroxyl −0.50[18]
ATRP[57] of ferrocenyl (meth)acrylates, RAFT of ferrocenyl
(vit. E) radical
styrenes,[58] or (2,2,6,6-tetramethylpiperidin-1-yl)oxyl
ascorbate ascorbate −0.28[18] (TEMPO)-mediated polymerization of vinylferrocene.[59]
reductants (vit. C) radical
Finally, it is worth mentioning the anionic polymeri-
NADHc) NAD+ 0.32[16] zation of vinylferrocene,[60,61] which has been recently
GSHd) GS-SG 0.21,[19] improved by the “carbanion pump” method, in order
0.24[16] to cope with the low reactivity of ferrocenyl-based
macroanions.[62]
a)
In all cases, H+ are omitted, and the potentials refer to a water
environment at pH = 7 and 25 °C. Note that the oxidation poten- 2) Use of metallocene-containing initiators/chain transfer
tial values shown here are presented in the form of standard agents; ferrocenyl RAFT agents[63] or cobaltocenyl ATRP
reduction potentials (E0') in the cited references. b)Superoxide can
initiators[64] have been used to introduce the metallo-
behave both as an oxidant (being reduced to hydrogen peroxide,
which is a powerful oxidant in its own right, see next column), cene group as a terminal or central group of styrene or
but can also be oxidized to molecular oxygen (E0o = 0.33[20]-0.36 (meth)acrylic polymers.
V[17]); this behavior is at the basis of the action of superoxide dis- 3) Functionalization of preformed polymers; a number of
mutases; c)NADH: nicotinamide adenine dinucleotide, two-elec- reactions have been used to introduce metallocenes, in
tron process; d)GSH: glutathione, two-electron process.
most cases, as side chain groups or as terminal groups
in dendritic/star structures. We will here mention only
a few cases, starting from early examples of transesteri-
fication on poly(γ-methyl-L-glutamate),[65] to the nowa-
Synthetic routes to macromolecular metallocenes
days more popular hydrosilylation[66] and “click” (Huis-
started being explored in the 1950s with the first attempts
gen cycloaddition)[67] reactions.
of ferrocene (co)polymerization in DuPont,[42] but their
real development dates only from the 1990s and followed Ferrocenyl-containing copolymers with inter-
three main directions: esting self-assembly possibilities have been pre-
pared using sequential anionic polymerizations (e.g.,
(1) Polymerization of metallocene-containing monomers.
poly(vinylferrocene)-block-poly(ethylene oxide)[68]),
The most popular mechanism is the ring-opening po-
using macroinitiators (e.g., SiH-terminated poly(ethylene
lymerization of ferrocenophanes, which is based on the
oxide) (PEO) for the ring-opening polymerization (ROP)
structural strain introduced by short (1–2 atoms) ansa
of silaferrocenophane[69]) or combining end-functional
bridges connecting cyclopentadienyl rings; the corre-
polymers (e.g., through the formation of terpyridine
sponding complexes are referred to as [1] and [2] ansa
metallocenes (Figure 1). ruthenium complexes[70]).
www.mcp-journal.de
from E0′, E1/2 or half-peak oxidation potentials given in the cited references, and that these data are obtained against various reference elec-
trodes (SHE, NHE = standard and normal hydrogen electrode; SCE = saturated calomel electrode; PB = phosphate buffer); b)In relation to SHE
and NHE (0.00 V) at 25 °C the other reference electrodes are estimated to be: SCE +0.24 V, Ag/AgCl (1 M) +0.23 V and Ag/AgCl (sat) +0.20 V
and O2/O2• − −0.18 V; c)From pulse radiolysis measurements; d)pH = 7.0; e)One-electron oxidation to radical anion; f)Two-electron oxidation
to hydroquinone; g)Measured at pH = 6.96–7.44; h)For a compilation of standard reduction potentials of Fc+/Fc in MeCN at 25.0 °C measured
using different reference electrodes, see ref.[35] For a compilation of standard reduction potentials of Fc+/Fc in different organic solvents meas-
ured using SCE as reference electrode, see ref.[36]; i)Dehydromethionine is proposed as the direct oxidation product, which is then rapidly
hydrolyzed to methionine sulfoxide; j)pH = 2.1; k)pH = 8.2; l)pH = 12.2; m)One-electron oxidation to radical cation.
metabolite (endoxifen) is capable of binding to estrogen (deprotonated) phenol[75] or catechol[76] species to tran-
receptors (ER) that are overexpressed in a significant siently formed ferrocenium ions.
number of tumours. However, ferrocifen exhibits anti- This antitumoral (antiproliferative) activity in the
proliferative activity also for ER(–) cells and therefore its absence of direct interactions with nucleic acids is not
cytotoxicity has been attributed to an antenna effect of a peculiarity of ferrocene or of structurally similar com-
the ferrocene group, which allows the formation of toxic pounds (e.g., ferrocenophanes are reportedly more active
quinonic species (Figure 2)[73,74] via electron transfer from than ferrocene itself[77]); its occurrence in a number of
www.mcp-journal.de
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sulfonate) to provide a conjugated polymer that could between structural proteins: the formation of disulfides
be reduced (−0.4 V vs SCE) in an aqueous dopamine solu- can improve the mechanical properties of actin fibers,[147]
tion; the electrostatically bound dopamine could be later can strengthen the association of mucus glycoproteins
released by stepping the polymer film potential to +0.5 V. (mucins)[148] or can (reversibly) inhibit the polymeriza-
tion of microtubules.[149,150] In synthetic systems, since
2) Physical entrapment: The active principle is added
the thiol oxidative dimerization can occur also by simple
in the polymerization environment, being entrapped
exposure to air, it has specifically attracted attention as
within the polymer matrix after polymerization be-
a means to converting liquid precursors into 3D matrices
cause of a mixed of steric hindrance and unspecific in-
under extremely mild and cell-compatible conditions. It
teractions or coprecipitation. This approach has been
must also be stressed that disulfides are dynamic struc-
used with steroidal drugs,[122] proteins,[109] and even
tures, due also to the relative weakness of the S–S bond
living cells.[128]
(around 60 kcal mol−1, ≈40% weaker than a C–C bond); in
3) Affinity entrapment: Less conventional approaches particular, the presence of free, deprotonated thiols[151,152]
have exploited specialized dopants such as cyclodex- leads to a rapid and continuous exchange of organic resi-
trins[129,130] or biotin[131] derivatives, which allow the dues between oxidized (disulfide) and reduced (thiolate)
incorporation of active principles via specific host– forms. In these equilibria, glutathione has a major role:
guest supramolecular complexation or ligand–receptor not only it is the most common biologically occurring thiol
interactions. This strategy, however, has predominantly (intracellular free thiol concentrations of 1–20 nmol per
developed in the direction of selective recognition and mg protein[153,154]), but it is also capable of forming mixed
sensing,[132–135] rather than in that of redox-controlled disulfides with protein thiols[155] (Figure 4, top) that are
drug release. present in concentrations up to 30 nmol g−1 of tissue[156]),
which can exchange with synthetic thiols providing free
Finally, few examples exist where the release of the
glutathione and disulfide bioconjugates. Since in any given
drug is driven by a physical change in the conjugated
biological environment thiols and disulfides are always
polymer, for example, actuation and conformational
present at the same time and continuously exchange,
change. For instance, Martin and co-workers[136] reported
it is therefore almost impossible to consider thiol- and
that the release profile of dexamethasone encapsulated in
disulfide-bearing polymers as separate categories.
poly(lactide-co-glycolide) (PLGA) electrospun nanofibers
could be controlled by the electrochemical deposition
of poly(3,4-ethylenedioxythiophene) (PEDOT), showing 5.1.1. Thiol-Disulfide Equilibrium and Mucoadhesion
a marked release of dexamethasone in solution upon
This environmental responsiveness is characterized by
PEDOT swelling controlled by electrochemical oxidation.
small variations in redox potential, but it is heavily affected
Also redox-responsive changes in the permeability of
by entropy, for example, the entropic gain associated to the
conjugated polymer membranes have been used for sus-
liberation of lower MW compounds in depolymerization or
tained release of drugs.[137,138]
side-chain cleavage processes, by the thiol acidity, and by a
number of kinetic factors.[157]
Disulfide groups are most often introduced to provide
5. Heteroatom-Containing Organic Polymers
responsiveness to conditions characteristic of intracel-
lular environments, and in particular to those encoun-
5.1. Polythiols
tered in endocytic compartments, which are mildly
Here, we will focus only on the interconversion between reducing due to the presence of a significant concentra-
thiols and disulfides, although other redox processes are tion of glutathione. S-S groups can be introduced in poly-
possible and actually occur under physiological conditions, mers using disulfide-containing initiators,[158–160] which
for example, nitrosylation,[139,140] oxidation to sulfenic,[141] end up holding a central position in the polymer chain,
sulfinic acids,[142] and possibly beyond, and have been but side-chain systems have been used too.[161] In alter-
applied to biomaterials in some cases (e.g., nitrosylation native, disulfides can be produced from thiol-containing
for controlled NO release[143]); for an exhaustive review polymers, typically crosslinking via oxidative dimeriza-
of biological, ROS-mediated redox processes of thiols, tion of their complexes with a payload, for example, a
please refer to the excellent reviews of Forman[144] and nucleic acid.[162,163] The cleavage of disulfide links in these
Winterbourn.[145] systems can decrease the structural integrity of a par-
In Nature, thiol oxidation to disulfides is a classical ticle[164,165] or the binding of a polymer carrier to a nucleic
response observed in case of redox imbalance and oxi- acid,[161,166,167] or exhibit both effects,[168] therefore facili-
dative stress,[146] and can have significant mechanical tating the release of a pharmacologically active principle
effects, for example, when intervening in the interactions from a carrier only after the uptake of the latter by cells.
Figure 4 . Top: Biological thiols, for example, glutathione (structure in the insert), can be oxidized to their homodisulfides (left) or can
exchange with other disulfides, for example, inter- or intramolecular disulfides present in proteins, leading to mixed (hetero)disulfides;
since the average oxidation number of the sulfur atoms does not change, formally the exchange cannot be seen as a thiol oxidation reac-
tion. Bottom: In a recent report,[169] Bernkop-Schnuerch has reversed the normal mode of action of thiomers; disulfides particularly prone to
exchange were synthesized by linking a side chain cysteine residues in a mixed disulfide structure with mercaptonicotinic acid; the release
of the latter is particularly favored due the possibility of establishing a keto-enolic equilibrium and is the main driving force for the forma-
tion of mixed disulfides with mucin, and for the resulting mucoadhesion of the polymers.
Thiols are generally introduced in macromolecular under basic conditions (see later the section devoted
structures through polymer-analogous reactions such as to polysulfides). The thiol-ene coupling of thioacetic
carbodiimide-mediated amidation/esterification reac- acid onto allyl residues followed by deprotection of the
tions,[163,170,171] or ring-opening reactions, for example, resulting thioesters[163,174,175] has also been used.
that of iminothiolane (Traut’s reagent) by primary amines One of the most interesting application of thiol-disulfide
to provide 3-mercaptoguanidine groups,[162,170] or of equilibria on polymeric substrates (aka thiomers) is
ethylene[172] or propylene sulfide,[173] although the latter the formation of mixed disulfides with mucins, whose
is possibly complicated by their own polymerization supramolecular structures are kept together by a
www.mcp-journal.de
network of inter-chain disulfide bonds.[148,176] The forma- when mechanical action, for example, a scratch, leads to
tion of mucin/thiomer heterodisulfides has been shown homolytic scission of some crosslinks in a disulfide-based
to increase mucoadhesion for a variety of macromol- network; the corresponding mobility increase coupled to
ecules, for example, poly(acrylic acid),[177] alginate,[178] the possibility of thiyl radical recombination has been
or chitosan;[179] the effect is reversed by the addition of cleverly used to confer self-healing properties to polymer
low MW thiols and is more noticeable with larger poly- films in a recent work of Balazs and Matyjaszewski,[187]
mers.[180] Thiol stability upon storage is of paramount who employed star structures with peripheral thiols to
importance, for example, to avoid self-crosslinking of facilitate diffusion and reactivity of the macroradicals.
the macromolecules; in a recent approach, Bernkop-
Schnuerch has addressed this issue by “preactivating” the
5.2. Polysulfides
thiol groups,[169] which inter alia is another clear example
of the interchangeability between thiol- and disulfide- A recent review[188] provides an extensive overview of the
polymers: thiomers were prereacted with low MW thiols possible synthetic strategies for sulfur(II)-containing poly-
to form provisional, reactive disulfides. The reaction of mers. Herein, unless otherwise specified, we will predomi-
these groups with protein thiols at the site of application nantly focus on poly(1,2-alkylene sulfide)s, which are most
is entropically favored due to the release of a low MW commonly prepared through the ring-opening polymeri-
thiol, and the resulting thiomer-protein mixed disulfides zation of episulfides (aka thiiranes); this is generally per-
finally allow for mucoadhesion (Figure 4, bottom). formed with a classical anionic mechanism[175,189,190] based
on thiolates both as initiators and propagating species
5.1.2. Crosslinking and Self-Healing (Figure 5, top), which, due to their mildly basic character,
allow to carry out the process even in a water environ-
The group of Prestwich has extensively investigated the ment, for example, in emulsion.[191]
preparation of gels via oxidation of thiolated hyaluronic The presence of disulfide impurities in the initiators is
acid (HA); the materials can be cured by simple expo- the only weak point of this technique; following equilibra-
sure to air, although the use of mild oxidants provides a tion with the propagating species (thiolates), disulfides act
higher crosslink density.[171] The disulfide crosslinks did as chain transfer agents,[193] affecting both the molecular
not alter the excellent biocompatibility and the negligible weight dispersion (broadening + characteristic dimer peak)
cell adhesion that are typical of HA-based substrates, but and the control over terminal groups. Our group has reported
substantially decreased enzymatic degradability, possibly the combination of protected initiators and in situ reducing
due to the poor diffusion of hyaluronidase into a highly agents as a suitable means to overcome these effects.[194]
crosslinked material.[181] Thiolated HA can be used to pro- Insertion polymerization using thioester-,[195]
duce disulfide-linked materials with other thiolated mac- dithioester-[196] or thiocarbamate-[197] containing ini-
romolecules, such as gelatin,[182] or within decellularized tiators (Figure 5, bottom) is a more modern synthetic
matrices,[183] but can also be crosslinked with multiple method to provide low polydispersity polysulfides with
Michael-type acceptors[172,184] or gold nanoparticles.[185] linear[197] or cyclic structures;[195,196] due to the absence of
Prestwich had demonstrated a more rapid gelation free thiols, this technique is possibly less affected by the
kinetics with the use of more acidic thiols;[171] this is based presence and action of disulfides.
on the higher reactivity of deprotonated thiols, which
is to be expected since the preferred path to disulfides
5.2.1. Oxidation-Responsive Behavior
requires the one-electron oxidation of thiolates to thiyl
radicals. Using thiolated star PEGs, we have confirmed Thioethers are generally stable under aerobic conditions;
the role of thiol deprotonation and further showed that typically, they can react with oxygen only under transition
the oxidation process can be accelerated using Fenton metal catalysis and in the presence of co-oxidants (e.g.,
chemistry (tens of minutes vs hours).[174] Interestingly, aldehydes).[198] On the other hand, these groups readily
we noted that storage of the disulfide bonded gels at pH = respond to powerful oxidants such as ROS; an accurate
10 (above the thiol pKa) eventually caused their solubi- review of the oxidation chemistry of natural organosulfur
lization, which occurred without affecting the number compounds was provided by Block in 1992 and is yet a
of disulfides; the phenomenon was likely caused by the milestone in the field.[199] In Nature, this oxidation can have
presence of residual thiolates, which allowed a conversion a protective function; for example, sulfur(II) compounds
of intermolecular (crosslinking) disulfides into entropi- typically present in garlic and onion oils are well known to
cally favored intramolecular ones; this phenomenon was have a protective function against, for example, lipid per-
also applied by Wu et al.[186] for inducing a reorganization oxidation acting as sacrificial targets for ROS.[200,201] In pro-
of disulfide-based gels at basic pH. The very similar thiyl teins, the oxidation of methionine to methionine sulfoxide
radical-disulfide equilibrium can also occur, for example can also serve to the same scope, protecting more sensitive
www.mcp-journal.de
Smith.[219] With the exception of their oxidative conver- forces; not surprisingly, depending on the polymer archi-
sion to tin oxide at high temperatures in air,[220] strictly tecture, the occurrence of these reactions could give rise
speaking polystannanes do not present responsiveness to to very different phenomena, ranging from crosslinking
oxidizing conditions, but their light-induced depolymeri- (e.g., in the case of thiomers) or self-healing, to solubiliza-
zation behavior is worth to mention in the context of this tion when in the presence of excess thiols.
review. The field is yet in its infancy; for example, a more
Polystannanes feature Sn–Sn main chains with a sig- coherent integration between electrochemistry, polymer
nificant degree of σ conjugation,[220,221] similar to what is chemistry and inflammatory cell biology is required. At
recorded for polygermananes[222] and polysilanes.[223,224] the same time, there are plenty of biological applications
Upon irradiation in the main absorption band, these poly- that could be solved by appropriately designed oxidation-
mers have limited stability and easily undergo unzipping (inflammation-) responsive materials, therefore there is
reactions, leading to depolymerization. The scission of no shortage of motivation!
Sn–Sn bonds proceeds through an homolytic mechanism:
radical scavengers are reported to delay the reaction,[225] Received: August 21, 2012; Published online: December 13, 2012;
and radical-stabilizing structures such as side-chain aro- DOI: 10.1002/macp.201200502
matic groups may reverse the degradation by allowing
the recombination of terminal radicals.[226] The scission Keywords: conjugated polymers; ferrocene; polysulfides; redox
polymers; stimuli-sensitive polymers
may lead to the formation of stable, low MW cyclic stan-
nanes, for example, in toluene; alternatively, the terminal
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