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Application for Empanelment of Concurrent Auditors
 

   Registration ID:      202306020534539776

  

  1. Centre Applied (In order of preference)

S
State District
No.:

1. ANDHRA PRADESH KRISHNA

2. ANDHRA PRADESH KRISHNA

3. ANDHRA PRADESH KRISHNA

4. ANDHRA PRADESH KRISHNA

  2. Basic Details

a. Name of the Firm : PULIVARTHI & ASSOCIATES

PLOT NO666, H.NO.8-2- GROUND FLOOR, ROAD

b. Address Line1 : c. Address Line2 :
293/82/A/666 NO 34, JUBILEE HILLS

d. State: TELANGANA e. District : HYDERABAD

f. City HYDERABAD g. Pincode: 500033

 
  3. Contact Details

a. Landline(prefix with STD

04023555666 b. Mobile: 9866220308
Code):

c. Fax(prefix with STD

d. Email : pulivarthiassociates@gmail.com
Code) :

 
  4. Other Details

a. Constitution Status as on Date : Partnership

b. Date of Establishment of the firm: 01/01/2003

c. Permanent Account Number of the firm : AAGFP0413J P&A Pan Card .pdf

d. GST Registration number of the firm : 36AAGFP0413J1ZG P &A GST Registration.pdf

e. Registration number of the firm with ICAI

009935S ICAICertificate.pdf
:

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f. Date of Registration of the firm with ICAI : 04/12/2002

g. Unique Code Number (Registered with

024352 RBI UCN.pdf
RBI) :

h. Date of Registration with RBI : 29/08/2019

i. Category (Registered with RBI) : I

j. Number of Partners : 5

k. Number of the partners completed

Certificate Course on Concurrent Audit of 2 CCCAB Certificates.pdf
Banks :

l. Number of partners with CISA/DISA

2 ISA Certificates.pdf
qualification :

m. Number of the partners who are Ex-

0
Banker :

n. Number of partners/qualified staff with

0
Forex Specialization / experience:

o. Number of partners/qualified staff with

System / I.S Audit Specialization
/experience:

>p. Whether firm is empanelled information

security auditing organization by CERT-In:

>q. Whether any Partner having NISM

No
awarded DOCE certificate (Valid & Inforce)

   5. Information of Partners:

Stationed Membership
Partner Name Qualification Year Contact No Brief Profile
At No

Having well
Anil Kumar
Hyderabad ,FCA 215098 2004 6305929556 experience in
Bachina
bank audits

Having well
experience in
,Concurrent Audit
Nageswara bank audits
Hyderabad Course 212366 2002 9866220308
Rao Pulivarthi with the
Certificate,DISA,FCA
qualification
of DISA a

Having well
experience in
Krishna
bank audits
Kumari Sydney ,DISA,FCA 212019 2002 61404559123
with the
Tulimella
qualification
of DISA

Having well
Medikonda
Vijayawada   239979 2016 8500856000 experience in
Venkateswarlu
bank audits

Having well
experience in
Nuthalapati ,Concurrent Audit bank audits
Guntur 238173 2015 9849853432
Chanukya Course Certificate with the
Certificate
Course on C

  5.1. Whether any of the partner of the firm is related to staff or Director of the Bank. No
  5.2 If so give details of such relationship :

  6. Whether the firm is having Branches:

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Contact
Address City Pin Contact No Email ID
Person :

UNIT 13,
35 39,
GEORGE
Krishna STREET
Kumari BURWOOD, Australia 002137 61404559123 pulivarthi@hotmail.com
Tulimella NSSW2137,
Sydney,
New South
Wal

FLAT NO 6
DNO 33 3
18
BOYAPATI
Medikonda
MANSION Vijayawada 520002 8500856000 pulivarthiassociates@gmail.com
Venkateswarlu
CHALASANI
VENKATA
KRISHNA
RAO S

8 24 31 A
SITARAM
NAGAR GT
ROAD
Nuthalapati
GUNTUR Guntur 522001 9849853432 pulivarthi@hotmail.com
Chanukya
ANDHRA
PRADESH
INDIA
522001

 
  7. Audit experience of the firm:

  7.1. Concurrent Audit experience with Union Bank of India, Andhra Bank and Corporation Bank:

Bank Name Branch Experience in months From Date To Date

Andhra Bank Bhruguband 35 01/04/2014 31/03/2017

Andhra Bank Suryaraope 35 01/04/2019 31/03/2022

  7.2. Concurrent Audit experience with other Banks (other than above 3 banks):

Bank Name Branch Experience in months From Date To Date

Indian Overseas Bank Ramavarapp 32 01/10/2018 30/06/2021

Canara Bank MCB, Vijay 23 01/07/2020 30/06/2022

Canara Bank Buckingham 11 01/07/2022 30/06/2023

Indian Bank Santosh Na 11 01/10/2022 30/09/2023

  7.3 Central Statutory Audit experience with Banks:

  7.4 Statutory Branch Audit experience with Banks:

Bank Name Branch Experience in months From Date To Date

State Bank of India Hyderabad 11 01/04/2010 31/03/2011

State Bank of India Hyderabad 11 01/04/2015 31/03/2016

State Bank of India Hyderabad 11 01/04/2016 31/03/2017

State Bank of India Hyd-Punjag 11 01/04/2017 31/03/2018

State Bank of India Hyd-Humayu 11 01/04/2018 31/03/2019

  7.5 Income /Revenue Audit experience with Banks:

  7.6. System / IS. Audit experience with Banks:

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  7.7 Foreign Exchange Audit experience with Banks:

  7.8 Stock Audit of Large Borrowers / Corporates of Banks:

  7.9 Detail of Bank Audit Assignments (including Concurrent Audit) on Hand:

Name of Audit Bank Name Branch Experience in months From Date To Date

Concurrent Audit Canara Bank Buckingham 11 01/07/2022 30/06/2023

Concurrent Audit Indian Bank Santosh Na 11 01/10/2022 30/09/2023

  8. Give details of Audit Staff Employed:

a. No. of Chartered Accountants: 5

b. No. of Semi-qualified Chartered Accountants: 0

c. No. of Article Clerks: 1

d. No. of Ex Bankers: 0

e. Other Assistants: 10

f. TOTAL: 16

 
9. Areas of specialization of the firm/partners in Bank audits (Forex Branch, Service Branch, Industrial
Finance Branch [IFBs], Large Corporate Branch, Depository Participant Branch, Housing Finance Branch,
NRI Branch, SME Branch, Collection & Payment Service Branch, Retail Hubs etc.) Specify: MID Corporate
Branch

  

  10. Details of firm Income for FY 2017-18 (Rupees in lacs) :

Annual Revenue of the Firm 104.15

Gross Income of the Firm 104.47

Net Income of the Firm 104.47

11. Whether the firm or any partner/director have

ever been debarred/de-empanelled by
ICAI/RBI/Union Bank of India/any other bank
during last five years:

If yes, give details:

12. Any other relevant details/ particulars of the

firm:

 
   We, acknowledge and accept the Terms & Conditions applicable for Empanelment and further confirm that
:

a. All the partners of the firm are full time practicing Chartered Accountants

Individually, no partner is engaged in practice otherwise or in any other activity which would be deemed to
b.
be in practice under Section 2(2) of the Chartered Accountants Act 1949.

Neither our Firm nor any of the partners have been disqualified/ debarred/cautioned by ICAI/IBA/RBI during
c.
the last 5 years.

The firm is fully conversant with the principles of Accountancy, techniques of audit and various laws relevant
d.
to the profession, in the present Computerized Environment.

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The constitution of the firm as on the date shown in this Profile/Resume is the same as that of in the
e. Constitution Certificate issued by the ICAI. (The latest copy of the Registration Certificate issued by the
ICAI duly attested is enclosed for reference and records).

The firm / any partner is not statutory auditor or sister / associate concern/network firm of Statutory auditors
f. of branches of Union Bank of India for the FY 2020-21 and that the firm is not disqualified under any of
grounds mentioned in Section 141 of the Companies Act-2013.

Credit facilities availed by the firm or partners of firms in which they are partners including any facility
g. availed by a third party for which the firm or any of its partners is/are guarantor/s have not turned or are
existing as Nonperforming assets as per the prudential norms of RBI.

The firm has necessary office set up & adequate personnel to ensure proper deployment and timely
h.
completion of assignments.

The assignment will not be given on sub-contract to any outside firm or other persons even though such
i.
persons are qualified Chartered Accountants.

If our name is included in the bank’s list of approved Concurrent Auditors, we shall undertake to do the
tasks entrusted to us in the best interest of the Bank & in a professional manner and we shall abide by the
j. rules and the regulations of the Bank in force from time to time and will always keep the Bank’s interest
foremost in mind. In case of any misconduct / negligence, the Bank is free to report the matter to RBI / ICAI.
This will be in addition to the disengagement from the assignment.

The firm, unconditionally agrees to exercise due diligence and engage persons having established identity,
k. integrity, requisite qualifications and skills and deployment experience for offering the services. The firm has
obtained police verification of all staffs at the time of their appointment and reads satisfactory.

We are aware that the minimum cooling period shall be three financial years in the following situations :
l. I We refuse Bank’s offer for Concurrent Audit assignment
II We resign from the Concurrent audit assignment before its expiry for non cogent reasons .

We will submit to the Bank the self attested copies of the following:
i) Duly filled and signed application downloaded from website by entering the required information.
ii) Copies of certificate of experience / appointment letters of Concurrent Audit etc., in relation to similar
assignment performed elsewhere, if any.
iii) Copy of Registration Certificate issued to the firm by ICAI.
iv) Copy of Certificate issued by ICAI of having completed “Course on Concurrent Audit of Banks”
conducted by ICAI.
v) Copy of certificate of CISA / DISA
vi) Copy of letter from RBI on allotting Unique Code No.
m.
vii) Due Diligence of staff/employees.
viii) Letter of confirmation regarding non-disqualification of audit firms/Consultant.
ix) Do’s & Don’ts
x) Declaration of Fidelity & Secrecy.
xi) Undertaking that we do not have any professional or commercial relationship with the borrowers of the
Branch/Department where they are auditing.
xii) Undertaking that none of the credit facilities availed by the firm or any of its partners are declared as
NPAs with any Bank.
.

The details / information furnished above are/is true and correct (if any detail furnished above is found
incorrect later on, the Bank has right to terminate the assignment, given if any, without giving any notice).

 
 
 
 
Signature of Partner/s with Name and ICAI Membership
Date:07/02/2023
No/s.
Official Seal
Home Print Print Receipt

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