Nonconformity Report No.

01 to 02

Client Standard(s) Certification Number(s) Audit Type

TR Cert ISO 9001:2015 CN 01 100 1822054 Surveillance Audit

Al Obeikan AGC for Glass LLC. TR Cert ISO 14001:2015 CN 01 104 2222050
TR Cert ISO 45001:2018 CN 01 213 2222050

Client‘s representative: Arulaazhi Ramanathan / Kumaravelu

Audit Team Leader: Sharanabasappa Basawaraj
Auditor(s)/Expert: NA
Audit Date: 13_03_2023 - 15_03_2023

15.03.2023 Sharanabasappa Basawaraj Kumaravelu

Date Audit Team Leader Client‘s representative
The client is required to analyze the root cause of the nonconformities. This results and the correction(s) and corrective action(s) has (have) to be described in the
nonconformity report.

Please forward the completed nonconformity report until 15.04.2023 to the audit team leader considering:
- for major nonconformities the actions have to be accomplished and corresponding documents have to be submitted
- for minor nonconformities as minimum requirement information about planned actions, planned dates of these actions must be submitted

Minor nonconformities: Plan for correction(s) and corrective action(s) was Major nonconformities: Correction(s) and corrective action(s)
reviewed and accepted. were reviewed, accepted and verified.
Minor nonconformities: Correction(s) and corrective action(s) A re-audit was performed.
were reviewed, accepted and verified.

Sharanabasappa Basawaraj
Date, processing auditor

Rev. 20191210; Doc. No. MS-0015341

Nonconformity Report No. 01 to 02

Client Standard(s) Certification Number(s) Audit Type

TR Cert ISO 9001:2015 CN 01 100 1822054 Surveillance Audit

Al Obeikan AGC for Glass LLC. TR Cert ISO 14001:2015 CN 01 104 2222050
TR Cert ISO 45001:2018 CN 01 213 2222050

Rev. 20191210; Doc. No. MS-0015341

Nonconformity Report No. 01 to 02

Client Standard(s) Certification Number(s) Audit Type

TR Cert ISO 9001:2015 CN 01 100 1822054 Surveillance Audit

Al Obeikan AGC for Glass LLC. TR Cert ISO 14001:2015 CN 01 104 2222050
TR Cert ISO 45001:2018 CN 01 213 2222050

No Standard Clause NC Type Nonconformity Re- Root Cause Actions (incl. evidences) *3 Evidence and
*1 a) Description of nonconformity audit a) Corrections decision of review/
*2 verification
b) Evidence for nonconformity b) Corrective Action
(by auditor) *4

1 ISO 9001:2015 Minor a) Coverage of the requirements of No Top management involved, but not a) Template/ audit check created for the
ISO 14001:2015 clause 4 & 5.1 is not evidenced in reflected in the internal audit top management internal audit for Plan accepted OK
ISO 45001:2015 the internal audit of ISO records/audit report. Henceforth all covering the clause 4 and 5.1 Verification OK
9.2 9001/14001& 45001 the audit details will be recorded.
b) Top management will be intimated on Evidences:
b) Verified the internal audit report the IA date and timing well in advance
dated 01.03.2023. and audit report will be recorded
2 ISO 9001:2015 Minor a) Handling the non-conformity is No Missed to record the root cause, a) Fill the Correction and corrective
ISO 14001:2015 not effective. correction and proposed corrective action in the corrective action form for Plan accepted OK
ISO 45001:2015 action, target date etc., in the the NC identified Verification OK
10.2. b) Verified the NC report dated corrective action form before the
02.03.2023 for the NC OP-ISO- action was implemented. b) Verify the implemented action and its Evidences:
002, two NC are closed however In future after discussing the RC, effectiveness and close the NC
no root cause & corrective actions Correction and CA, it will be
is evidenced. recorded and moved for the
implementation process

*1) Remarks under NC Type” = “Major” or “Minor” *3) in case of minor nonconformities at least please list the planned actions incl. action dates
*2) Remarks under re-audit = “Yes” or ”No” *4) in case of minor nonconformities and verification during next regular audit only “Plan accepted” is mandatory

Rev. 20191210; Doc. No. MS-0015341