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REVIEW ARTICLE

Pilates Method for Lung Function and


Functional Capacity in Obese Adults
Janaina Rocha Niehues; Ana Inês Gonzáles, MSc; Robson R. Lemos, PhD; Patrícia Haas, PhD

ABSTRACT
Obesity is defined as the condition in which the body mass up of the abdominal muscles and gluteus muscles lumbar,
index (BMI) is ≥ 30 kg/m2 and is responsible for decreased which are responsible for the stabilization of the static and
quality of life and functional limitations. The harmful dynamic body that is associated with breath control. It has
effects on ventilatory function include reduced lung been observed that different Pilates exercises increase the
capacity and volume; diaphragmatic muscle weakness; activation and recruitment of the abdominal muscles.
decreased lung compliance and stiffness; and weakness of Those muscles are important in respiration, both in
the abdominal muscles, among others. Pilates is a method expiration and inspiration, through the facilitation of
of resistance training that works with low-impact muscle diaphragmatic action. In that way, strengthening the
exercises and is based on isometric exercises. The current abdominal muscles can help improve respiratory function,
article is a review of the literature that aims to investigate leading to improvements in lung volume and capacity. The
the hypothesis that the Pilates method, as a complementary results found in the current literature review support the
method of training, might be beneficial to pulmonary authors’ observations that Pilates promotes the
function and functional capacity in obese adults. The strengthening of the abdominal muscles and that
intent of the review was to evaluate the use of Pilates as an improvements in diaphragmatic function may result in
innovative intervention in the respiratory dysfunctions of positive outcomes in respiratory function, thereby
obese adults. improving functional capacity. However, the authors did
In studies with other populations, it has been observed not find specific studies with obese people, justifying the
that Pilates can be effective in improving chest capacity need for future studies. (Altern Ther Health Med.
and expansion and lung volume. That finding is due to the 2015;21(5):##-##.)
fact that Pilates works through the center of force, made​​

O
Janaina Rocha Niehues is an undergraduate student and besity is responsible for the manifestation of serious
laboratory assistant; Robson R. Lemos, PhD, is a faculty health problems and is currently seen as a public
member; and Patrícia Haas, PhD, is a faculty member in the health problem, thus constituting a subject of
Division of Health Sciences, Núcleo de Pesquisa e worldwide interest and strong impact.1,2 Obesity is defined as
Desenvolvimento da Saúde (NUPEDS), at Universidade a body mass index (BMI) greater than or equal to 30 kg/m2.
Federal de Santa Catarina in Araranguá, Brazil. Ana Inês It is estimated that approximately 2.8 million annual deaths
Gonzáles, MSc, is a research assistant in the Division of worldwide are related to the harmful effects of being
Health Sciences, NUPEDS, and she is a doctoral student in overweight or obese.2,4,5,6
human movement sciences in the Division of Sport and The accumulation of adipose tissue in the thorax and
Medicine, Núcleo de Cardiologia e Medicina do Exercício, abdomen, evident in the obese population, causes increased
at Universidade Estadual de Santa Catarina in Florianópolis, stiffness of the chest and a reduction in lung compliance,
Brazil. favoring airway closure, microatelectasis, and increased
pressure in static elastic retraction. As a result, a reduction in
lung volume and capacity occurs.7 In addition, patients’
Corresponding author: Ana Inês Gonzáles, MSc breathing requires increased effort to maintain adequate
E-mail address: anainesgonzales@gmail.com oxygenation, with an evident reduction in maximal oxygen

Niehues—Pilates for Lung Function and Functional Capacity ALTERNATIVE THERAPIES, SEP/OCT 2015 VOL. 21 NO. 5 129
consumption (VO2max).7 Those changes lead to limitations adipose tissue around the rib cage, abdomen, and visceral
in the activities of daily life and in functional capacity and to cavity.14 Thus, an increase in respiratory effort occurs to try
restrictions in the practice of physical exercise, all of which to meet the metabolic demands of the body, resulting in
negatively affect quality of life.8 chronic hypercapnia and hypoxia.16,17
In that context, the aim of the current study was to Studies have shown a direct correlation between BMI
investigate the hypothesis that the Pilates method, as a and FRC, demonstrating that individuals with higher BMIs
complementary method of training, might be beneficial to had higher reductions in FRC.13,14 At the same time, the
pulmonary function and functional capacity in obese values of BMI have been shown to have a direct relationship
adults. to the degree of airway resistance and the work of breathing.13
With respect to total lung capacity and residual volume,
RESPIRATORY CHANGES the changes are modest. The reasons for a reduction in lung
Respiratory Mechanics volume are still not well understood. Salome et al14 have
Obesity has been found to be directly related to changes proposed that the reduction is due to a mechanical effect in
in respiratory function and may lead to impairment of the adipose tissue that is responsible for a reduction in the
chest and diaphragmatic muscles, with physiological changes downward movement of the diaphragm due to the increase
being present even when the lungs are considered normal.9,10 in abdominal mass, limiting the space for inflation of the
Physiological changes that cause deleterious effects on lungs. Alternatively, the researchers have suggested that the
respiratory function may be evident, such as changes in reduction may be related to the deposition of fat in the
respiratory function, decreased strength in respiratory subpleural spaces or to a combination of the 2 factors.
muscles, decreased endurance, reduction in the exchange of In a clinical trial, 96 adults were divided into 2 groups,
pulmonary gases, and less control of breathing, as well as obese (n = 48) and nonobese (n = 48), and they were studied
limitations in tests of pulmonary function and exercise with the objective of verifying spirometric changes.10 The
capacity. Those changes in lung function are caused by tissue results indicated that no significant spirometric changes were
accumulation in the chest wall and abdomen, compressing found when comparing obese and nonobese males. In
the chest wall, diaphragm, and lungs. Adipose tissue acts as a women, the values of FCV and forced expiratory volume in
barrier and results in a reduction of diaphragm displacement 1 second (FEV1) were significantly lower in obese individuals
and lung expansion, increased elastic recoil, and a decreased when compared with those in nonobese individuals. For
lung volume. As a result, an overload of the inspiratory both genders, a negative correlation existed between
muscles can occur.11 spirometric values and waist circumference. Possible
In many cases, lung compliance appears compromised mechanisms of the effects of obesity on respiratory function
and may result in small areas of atelectasis (ie, a complete or are shown schematically in Figure 1.
partial collapse of a lung or lobe of a lung) through an
increased volume of pulmonary blood and the closing of Effect on Functional Capacity
dependent pathways. In addition, the increased elastic recoil, Obesity is a chronic disease that can lead to consequences
reduced distensibility of structures,12 and increased alveolar for functional capacity, with limitations8 on the activities of
surface tension due to decreased functional residual capacity basic daily living, such as rising from a chair, walking,19 or
(FRC) are directly related to the values of the BMI.12,13,14 moving an object, as well as on professional tasks.20,21,22 The
In a comparative trial with obese and nonobese limitations occur due to a decline in lung function that leads
individuals, a lower value for chest-wall compliance, to a progressive decline in maximal strength and VO2max, as
0.077 L/cm H2O, was found for the obese group when well as to a reduction in exercise capacity, resulting in a
compared with the nonobese group at 0.224 L/cm H2O. In the negative cycle, with greater declines in lung function.23 That
same study, a significant correlation was observed between the decrease is commonly related to feelings of dyspnea, which
values ​​of vital capacity and total respiratory compliance.12 also ultimately limit the exercise capacity of individuals,
Other studies have found that another determining factor is negatively affecting their functional ability.24
the fact that the deposit of fatty tissue imposes a mechanical In addition, being overweight imposes an abnormal
force that decreases the expansion of the rib cage,7,15 causing an mechanical force to the movements of the body, which can
evident hypertonia of the abdominal muscles.9,10 compromise joints and increase the risk of musculoskeletal
overload, helping reduce exercise tolerance.8,25
Lung Volume and Capacity With decreasing resilience and range of motion of major
In many cases of impaired respiratory mechanics, a joints, a reduction in muscle strength occurs, leading obese
reduction may occur in the expiratory reserve volume individuals to maintain prolonged fixed postures; exacerbating
(ERV), and, consequently, in the FRC, which can result in a sedentary activities; and having a direct negative effect on
weakness of the respiratory muscles, leading to an imbalance breathing capacity, work capacity, and quality of life.8,26
in ventilation/perfusion.16,17 A recent study included 36 women with BMI greater
The reduction in FRC reflects an imbalance between than or equal to 30 kg/m2 and 10 women with normal
lung inflation and deflation as a result of the overload of weight (ie, a BMI between 18 kg/m2 and 25 kg/m2). In the

130 ALTERNATIVE THERAPIES, SEP/OCT 2015 VOL. 21 NO. 5 Niehues—Pilates for Lung Function and Functional Capacity
Figure 1. Likely mechanism of the effects of obesity on lung function. Adapted with permission from
Dixon and Beaty.18

↑ Intra-abdominal & Stiff Respiratory ↓ Tidal Volume


Pleural Pressures System

↓ FRC

↑ RSR at FRC

Dynamic
↑ Risk of EFL
Hyperinflation?

Airway Closure ↓ Basal Ventilation


During Tidal
Breathing
↓ PO2

↓ Thoracic Volume ↓ TLC ↓ FCV ↓ FEV1

Abbreviations: FRC, functional residual capacity; RSR, respiratory system resistance; EFL, expiratory flow limitation;
PO2, pressure of oxygen; TLC, total lung capacity; FVC, forced vital capacity; FEV1, forced expiratory volume in 1 sec .

Note: ↓, reduction; ↑, increase.

group of obese women, 12 individuals had a BMI greater Effects of Physical Exercise
than or equal to 30 but less than 35; 14 participants had a Because of the high incidence of deaths per year due to
BMI greater than or equal to 35 but less than 40 (severely the global obesity epidemic, national and international
obese); and 10 women had a BMI greater than or equal to entities29,30 have emphasized the need for proper
40 kg/m2 (morbidly obese). All participants underwent management of obesity, with effective interventions to
(1) a clinical examination; (2) a walking test; (3) an prevent and/or minimize comorbidities from the disease.
endurance test (6-min walk); (4) a test of the power of the In that context, interventions have been recommended to
lower limbs (ie, getting up and down 5 times); and (5) a test combat a sedentary lifestyle that can assist in bringing
of balance. Obese women had a significantly lower gait about changes in lifestyle and encourage physical activity in
speed (P < .05) and reduced stride length. The results of the the population.29 Research has highlighted the benefits of
sitting and standing and strength tests were significantly physical exercise, taking into account different modalities,
lower (P < .05) for the obese group. In addition, major and has found (1) significant reductions in body weight,
constraints were found for women with morbid obesity.27 waist circumference, and BMI31; (2) improvements in 31%
Another study has demonstrated the negative effects of lean mass, VO2max,32 and glycemic regulation; (3) control
obesity on functional capacity and performance in carrying of diabetes mellitus33; (4) improvements in lipid profiles,
out activities. With a sample of 8 obese and 8 nonobese with decreased low-density lipoprotein (LDL) cholesterol
participants divided into 2 groups, the study sought to verify and increased high-density lipoprotein (HDL) cholesterol34;
the strength of demands required by tasks, such as (5) reductions in atherosclerotic events34; (6) decreases in
handshaking, shoulder flexion, and a task simulating cardiovascular events and improvements in hypertension
assembly using the upper limbs. Measures of functional control35; and (7) improvements in symptoms of depression,
performance, including resistance, discomfort, motor anxiety, and insomnia.36 Compared with individuals of
control, and task performance were recorded for each of the normal weight, obese individuals have breathing at low
task conditions. In the obese group, reduced muscle strength, volumes, with high respiratory pressures, increased
increased discomfort, and decreased resistance were workloads, and respiratory muscle weakness that is
observed, resulting in a decline in the performance of tasks, associated with limitations on the expiratory flow. Also,
particularly with regard to the ability to perform and the hyperinflation may present at the peak of physical activity,
duration it took to complete the work.28 which may limit regular physical exercise of those
individuals.37

Niehues—Pilates for Lung Function and Functional Capacity ALTERNATIVE THERAPIES, SEP/OCT 2015 VOL. 21 NO. 5 131
Table 1. Exercise on Respiratory Function and Functional Capacity in Obese Adults

Aadlam et al38 Sonehara et al39 Babb et al37
Study Type Longitudinal study Longitudinal study Longitudinal study
Sample N = 21 N = 20 N=9
Average Age (y) 42.6 ± 11.0 y 48.75 ± 13.71 y 37 ± 5 y
Intervention Aerobic training, 5 ×/wk, Stretching exercises, Aerobic training and weathered
lasting 45-60 min for 1 y; strengthening and aerobic, for 12 wk; associated with diet.
associated with diet. 12 wk, 3 ×/wk lasting 60 min.
Evaluated Variables VO2max MV Spirometric data
6MWT CV MV
SVC Oxygen consumption
MaxIP CO2 output
MaxEP AsO2
Ventilatory threshold
IC
EV final
TLC
IV
Respiratory pressures (pleural;
TTP and GAP)
Results
Anthropometric ↓ Body weighta ↓ Body weighta ↓ Body weighta
↓ BMIa ↓ Fat weighta ↓ Body fat with more evidence
↓ Waist circumferencea on abdominal regiona
↓ Fat massa
Volumes, Lung NE ↑ MVa ↑ FRCa
Capacities, and ↑ CVa ↑ FCVa
Respiratory-muscle ↑ SVCa ↑ ERVa
Strength ↑ MaxIPa ↑ EV finala
↑ MaxEPa ↓ Flow limitationa
↓ GAPa
Functional Capacity ↑ VO2maxa NE NE
Time 6MWT

Abbreviations: VO2max, maximal oxygen consumption; 6MWT, 6-min walk test; BMI, body mass index; NE, not evaluated;
MV, minute volume; CV, current volume; SVC, slow vital capacity; MaxIP, maximal inspiratory pressure; MaxEP, maximal
expiratory pressure; AsO2, arterial oxygen saturation; IC, inspiratory capacity; EV final, expiratory volume final; TLC, total
lung capacity; IV, inspiratory lung volume; TPP, transpulmonary pressure; GAP, gastric pressure; FRC, functional residual
capacity; ERV, expiratory reserve volume.

Note: ↓, reduction; ↑, increase.

Significant differences (P > .001).


a

132 ALTERNATIVE THERAPIES, SEP/OCT 2015 VOL. 21 NO. 5 Niehues—Pilates for Lung Function and Functional Capacity
Only a few studies have been evaluated to date that take The emphasis of the Pilates method on controlled
into account the effects of systematic programs of physical breathing during exercise, which is associated with abdominal
exercise on parameters related to respiratory function and strengthening, can prevent or reverse the functional
functional capacity in obese adults (Table 1). reductions resulting from a decline in pulmonary function.23
Although limited evidence is available to date, the
authors have noted that performance of physical training Respiratory Function and Functional Capacity
programs can promote improvement in lung volumes and Pilates has become a popular exercise method57 that has
capacities, with positive changes in respiratory functions in gained recognition in the area of rehabilitation for general
obese adults37,39 and improved functional abilities.38 orthopedic problems, neurological disorders, and chronic
pain and in the treatment of cancer and cardiovascular disease,
PILATES METHOD among other benefits. It has great acceptance worldwide and
The Pilates method is a conditioning program of body deserves attention for those benefits.43,46,55,58,59,60,61
and mind that is gaining popularity and acceptance Training through the Pilates method promotes an
worldwide.40 It is characterized by nonrepetitive or strenuous increase in the recruitment and activation of the abdominal
exercise and is able to suit the needs of each individual.40 The muscles using the basic Pilates’ principle of centralization,
exercise program incorporates the use of special devices and especially in the concentric phase of the movement.62 Pilates
equipment with movements that allow, among other benefits, can be recommended as an effective method of strengthening
improvements in flexibility, strength, coordination,41 blood the muscles of the abdominal wall and of compensating for
circulation, fitness, range of motion, and postural the development of asymmetries.63 Thus, Pilates exercises can
alignment.42,43,44 The method works with low-impact muscle be applied to clinical populations that need to strengthen
exercises that are based on isometric exercises of the those particular muscles as well as increase abdominal
abdominal muscles and that generate force without motion activation to perform functional activities.64
and stabilize the spine.45 Different clinical studies have sought to evaluate the
The exercises are performed in different positions44-50 activation of the abdominal muscles during performance of
and have a low impact on the body’s structures, particularly the different exercises of Pilates. In those studies, the
on the spine, muscles, joints, and ligaments and particularly increased activity of the rectus abdominal,62,63,66 transversus
on the sacral lumbar region. Thus, people of any age can abdominis,63,64,66 internal oblique, and external oblique64,65,66
benefit from the method.46-48 have been observed​. Those findings are shown in the Table 2.
The powerhouse or center of force is made up of (1) The abdominal muscles—transverse abdominis, internal
the abdominal muscles—the rectus abdominis, internal and external oblique, and rectus abdominis—are engaged
and external oblique, and transversus abdominis; (2) the primarily in forced expiration in relation to the expiratory
gluteus; and (3) of the lumbar paraspinal region. It is muscles for ventilation. For those particular muscles, the
responsible for the static and dynamic stabilization of the muscle fibers during forced expiration exert traction on the
body.51-53 The center of force forms a structure that is ribs and the costal cartilage inferiorly, causing increased
responsible for supporting the spine and internal organs; intra-abdominal pressure and displacing the diaphragm
stabilizing the trunk; and maintaining correct posture, superiorly into the chest cavity to increase the expiration
with lower energy expenditure for movements.54,55 As a volume and speed.67
result, the risk of injury is decreased. The center of force The abdominal muscles also exhibit 2 inspiratory
should be in contraction during the execution of all functions: (1) during forced expiration, the increase of intra-
exercises.56 abdominal pressure performs a passive stretch of the
In search of a complete fitness method, Joseph Pilates diaphragm’s costal fibers, preparing it for the next inspiration;
included the breathing mechanism, indicating that the and (2) the increased pressure generated by the descent of
performance of all exercises should be associated with an the diaphragm in the inspiration must be countered by the
adequate and continuous breathing in rhythm.46,51,52,53,54,55 In tension of the abdominal muscles. Thus, without effective
the Pilates method, the respiratory style accentuates costal compliance of those muscles, the central tendon of the
breathing, where the ribs ascend and descend during the diaphragm is not effectively stabilized to perform the lateral
respiratory flow, extending laterally and to the posterior. The expansion of the chest wall. Therefore, during the increased
transverse muscle must work to prevent abdominal work of breathing, an increase in abdominal muscle activity
distension, give greater support to the diaphragm to promote occurs in both phases of respiration.67
the movement of the lower ribs, and provide greater In that way, strengthening the abdominal muscles can
diaphragmatic excursion.44 lead to a strengthening of diaphragmatic function. A
The expiratory phase is also characterized by contraction randomized, clinical trial with 22 participants, who had
of the transversus abdominis muscles that are associated with decreased inspiratory and expiratory functions and whose
contraction of the multifidus muscles and the pelvic floor.52 forced expiratory flow rates were approximately 300 m/L,
In that way, the abdominal muscles are worked intensively attempted to verify that hypothesis.  The participants were
during the exercises.50,56 randomly divided into (1) an experimental group with

Niehues—Pilates for Lung Function and Functional Capacity ALTERNATIVE THERAPIES, SEP/OCT 2015 VOL. 21 NO. 5 133
Table 2. Activity of Abdominal Muscles During Pilates

Endleman and
Barbosa et al62 Dorado et al63 Critchley et al64 Silva et al65 Critchley66
Sample N = 10 N=9 N = 34 N = 10 N = 26
Average Age (y) 21.85 ± 3.34 35.7 ± 5.4 30 ± 7 21.5 ± 0.64 43 ± 14
Intervention Pilates with Pilates for 36 Pilates for 8 wk, Pilates, 3 sets of 8 Pilates for 6 mo at
contractions and 6-sec wk, 2 ×/wk, 2 ×/wk, lasting repetitions; least 1 ×/wk,
interval of 3 min lasting 55 min. 45 min. single assessment. lasting 50 min.
between contractions;
single assessment.
Method of Electromyography Magnetic Ultrasound Electromyography Ultrasound
Assessment resonance
Muscles RA RA IO RA OI
Evaluated BB OA TA EO TA
TA
Results ↑ Recruitment of RA ↑ 8% in the OA ↑ Activity TAa ↑ Recruitment of ↑ Activity TAa
and BBa and TA activitya ↑ Activity IO RA and EOa ↑ Activity OI
↑ 21% in RA
activitya
Muscle
hypertrophy

Abbreviations: RA, rectus abdominis; BB, brachial biceps; OA, oblique abdominals; TA, transversus abdomen; IO, internal
oblique; EO, external oblique.

Note: ↓, reduction; ↑, increase.

Significant differences (P > .001).


a

11 participants, 5 men and 6 women, that involved exercises After training with Pilates, significant improvements
to strengthen the deep abdominal muscles; and (2) a control (P < .05) were found in forced expiratory flow at 25% of forced
group of 11 participants, 4 men and 7 women, who had no vital capacity (FVC), peak expiratory flow (PEF), FEV1, peak
particular intervention. The training method was carried out inspiratory flow, and mean forced expiratory flow. No
once per day, 3 days per week, for 1 month. The intervention significant changes were found in the values of FVC. Given
group’s FVC showed a 0.18-L increase between pre- and those results, it was observed that physical training programs
posttest, and forced expiratory volumes were found to have using Pilates can improve lung function in older, sedentary
increased by 0.15 L between pre- and posttest. The control individuals and can thus improve impaired exercise capacity
group also had an increase between pre- and posttest. The and physical function and minimize health consequences.23
results of the study showed that strengthening the abdominal A study including individuals with chronic obstructive
muscles was effective in improving respiratory parameters.68 pulmonary disease (COPD) compared the ventilatory,
In another study that included 50 sedentary females respiratory pattern of diaphragmatic breathing and of the
with a mean age of 60 years, the effects of Pilates on Pilates’ method of breathing. Fifteen patients with COPD
pulmonary function were investigated. The participants were (COPD group) and 15 healthy patients (healthy group) were
randomly assigned either to a control group (n = 25) or an recruited, and they were asked to perform 3 types of
intervention group (n = 25). The control group maintained its breathing: natural, diaphragmatic, and Pilates. They were
usual activities without participating in any structured evaluated by respiratory inductive plethysmography.
exercise, whereas the intervention group did the Pilates Parameters regarding time, volume, and thoracoabdominal
method for an 8-week period, with supervised progressive coordination were evaluated.
exercise. The program consisted of 3, nonconsecutive, Diaphragmatic breathing promoted an increase in
60-minute sessions per week, which were conducted by a respiratory volumes and peripheral oxygen saturation, and
qualified Pilates instructor. Sessions with Pilates exercises on respiratory rates decreased in both groups. The Pilates
the mat, which are associated with breath control, were method of breathing increased respiratory volumes in the
performed. Groups underwent spirometry before and after healthy group; no additional benefits for either breathing
the intervention. pattern were found for the COPD group. Regarding

134 ALTERNATIVE THERAPIES, SEP/OCT 2015 VOL. 21 NO. 5 Niehues—Pilates for Lung Function and Functional Capacity
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