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Received: 29 October 2020 Revised: 4 January 2021 Accepted: 26 January 2021

DOI: 10.1002/alr.22782

ORIGINAL ARTICLE

Responsiveness and convergent validity of the chronic


rhinosinusitis patient-reported outcome (CRS-PRO)
measure in CRS patients undergoing endoscopic sinus
surgery

Katherine A. Lin BS1 Caroline P.E. Price BA1 Julia H. Huang DDS, MS1
Saied Ghadersohi MD1 David Cella PhD2,3 Robert C. Kern MD1
David B. Conley MD1 Stephanie Shintani-Smith MD, MS1,3
Kevin C. Welch MD1 Bruce K. Tan MD, MS1

1Department of Otolaryngology–Head
and Neck Surgery, Northwestern Background: The chronic rhinosinusitis patient-reported outcome (CRS-PRO)
University, Feinberg School of Medicine, measure is a 12-item measure with previously demonstrated validity in chronic
Chicago, Illinois
2
rhinosinusitis (CRS) patients receiving medical therapy. This study establishes
Department of Medical Social Sciences,
Northwestern University, Feinberg School the factor structure, responsiveness, and convergent validity of the CRS-PRO fol-
of Medicine, Chicago, Illinois lowing endoscopic sinus surgery (ESS).
3 Institute for Public Health and Medicine Methods: Northwestern CRS Subject Registry patients had pre-ESS, 3-month
(IPHAM)–Center for Patient-Centered
(n = 111; CRS without nasal polyps [CRSsNP] = 60, CRS with nasal polyps
Outcomes, Northwestern University,
Feinberg School of Medicine, Chicago, [CRSwNP] = 51), and 6-month (n = 86; CRSsNP = 47, CRSwNP = 39) post-
Illinois ESS assessments where patients completed the CRS-PRO, 22-item Sino-Nasal
Correspondence
Outcome Test (SNOT-22), and four Patient-Reported Outcomes Measurement
Bruce K. Tan, MD, MS, Department of (PROM) Information System (PROMIS) short forms (general health measures).
Otolaryngology–Head and Neck Surgery, Patients had pre-ESS objective testing (endoscopic and radiographic assessment).
Feinberg School of Medicine, Northwest-
ern University, 675 N St Clair St, Suite Factor analysis was conducted using principal axis factoring with varimax rota-
15-200, Chicago, IL, 60611. tion on the baseline CRS-PRO. The clinically important difference (CID) was esti-
E-mail: b-tan@northwestern.edu
mated using both distribution-based and anchor-based methods.
View this article online at wileyonlineli- Results: Factor analysis found the CRS-PRO comprised the “rhino-
brary.com. psychologic,” “facial discomfort,” and “cough” factors, which were responsive
to ESS and correlated with the other PROMs. The changes observed in the
Funding information
National Institutes of Health, CRS-PRO at 3 months had strong correlation with the corresponding changes
Grant/Award Numbers: P01 AI145818- in SNOT-22 (r = 0.792, p < 0.0001) and moderate correlations with changes
Chronic Rhinosinusitis Integrative St, R01
AI134952, R01DC016645; Ernest S. Bazley
in PROMIS fatigue and sleep domains. These changes had a very large effect
Foundation size (Cohen’s d 1.44) comparable to the longer SNOT-22 (Cohen’s d 1.41) with
slightly larger effect sizes observed in CRSwNP compared to CRSsNP patients.
Similar convergent validity and responsiveness were observed in the 6-month
data. The CRS-PRO CID was estimated to be between 5.0 and 7.5 (midpoint 6.0)
using distribution-based and anchor-based methods.

1308 © 2021 ARS-AAOA, LLC wileyonlinelibrary.com/journal/alr Int Forum Allergy Rhinol. 2021;11:1308–1320.
LIN et al. 1309

Conclusion: This study demonstrates the validity and responsiveness of the


CRS-PRO in subjects receiving ESS.

KEYWORDS
chronic rhinosinusitis, endoscopic sinus surgery, patient-reported outcome measure, SNOT-22,
CRS-PRO

INTRODUCTION Although some very recent clinical trials in CRSwNP


have reported the SNOT-22 as a secondary endpoint,
Chronic rhinosinusitis (CRS) is a common chronic no CRS-specific PROM is registered in the U.S. Food
inflammatory condition of the nose and paranasal sinuses. and Drug Administration (FDA)’s most recent PROM
In addition to economic burden, CRS patients also suffer compendium.12 In guidance from the FDA on acceptable
from impairment in several domains of health status PROMs,13 an acceptable PROM for labeling claims requires
including fatigue, pain, and sleep.1,2 CRS comprises two clearly documented input from the target populations—
major phenotypes: CRS with nasal polyps (CRSwNP) and in this case, CRSwNP and CRSsNP patients. Furthermore,
CRS without nasal polyps (CRSsNP) based on intranasal when considering the acceptability of an existing PROM,
evaluation, although it is unclear if they are pathogenically a “key consideration” is whether the population in the
distinct.3 However, most clinical trials of CRS have been clinical study is similar to or different from that used
isolated to patients of a single phenotype.4,5 to develop the PRO instrument. Modifications of existing
Patient-reported outcome measurements (PROMs) PRO instruments also require patient involvement with
measure various aspects of the patient’s experience with a cognitive interviews and item development.14 To overcome
disease and are increasingly used as endpoints in clinical the developmental limitations of the SNOT-22 and its pre-
trials.6 CRS-specific PROMs like the 22-item Sino-Nasal decessors, Ghadersohi et al.15,16 described the develop-
Outcome Test (SNOT-22) and chronic rhinosinusitis ment of the CRS-PRO instrument, which extensively uti-
patient-reported outcome (CRS-PRO) measure comprise lized patient input from patients with well-characterized
symptom items common among CRS patients but may CRSsNP and CRSwNP and included both patients who did
include salient general health items. General health or did not have prior sinus surgery to capture the full spec-
PROMs measure physical, mental, and social health con- trum of disease severity. The CRS-PRO was subsequently
cepts seen more broadly in chronic disease, including CRS. shown to be valid and responsive in assessing symptom
For instance, the National Institutes of Health (NIH)’s changes in medically treated CRS patients. In these prior
Patient Reported Outcome Measurement Information Sys- studies, the validated version of the CRS-PRO was a 12-item
tem (PROMIS) provides item banks for the measurement instrument scored as a single total score. However, disease-
of generic symptoms and functional reports,6,7 which have specific instruments frequently are composed of multi-
been shown to reflect increased impairment due to fatigue, ple subdomains reflecting the major domains of health
sleep disturbance, and pain in the CRS population.8 The affected by a condition. Therefore, this study examines the
SNOT-22 is the most widely used CRS-specific PROM factor structure, as well as validity and responsiveness of
within the specialty and has well-recognized psychometric the CRS-PRO in subjects receiving ESS.
properties among CRS patients. However, examining the
development of the SNOT-22 reveals multiple issues. The
Rhinosinusitis Outcome Measure 31 (RSOM-31), from PATIENTS AND METHODS
which items in the SNOT-22 were selected, was developed
with input from patients who did not necessarily meet Patients
current definitions of CRS; for instance only three patients
had CRSwNP, more patients in the sample had rhinitis All data were obtained from the Northwestern CRS subject
(82%) than chronic sinusitis (41%), and the 55 patients registry; patients were recruited from 2017 to 2019, prior to
with CRS were diagnosed with symptoms inconsistent undergoing ESS, at Northwestern Medical Group Depart-
with current criteria.9 Subsequent modifications that ment of Otolaryngology–Head and Neck Surgery, a tertiary
resulted in the 20-item SNOT (SNOT-20) and SNOT-22 care referral center. Extent of ESS was not standardized
were physician-driven, with an overall lack of input from and was based on what was clinically indicated for each
CRS patients.10,11 individual patient. All patients were age 18 to 89 years at
time of enrollment and had a diagnosis of CRS. Exclusion
1310 CRS-PRO responsiveness and validity in ESS

criteria included limited English comprehension, diagno- Factor analysis


sis of recurrent acute sinusitis, and pregnancy. The proto-
col for the CRS subject registry was reviewed and approved We conducted an exploratory principal axis factor analysis
by the Northwestern Institutional Review Board. (EFA) on the 12 items of the CRS-PRO. A Kaiser-Meyer-
We performed analyses on the 111 CRS patients who Olkin (KMO) test was performed to determine dataset suit-
prospectively completed questionnaires prior to ESS and ability for EFA; higher KMO values indicate sampling ade-
at 3-month follow-up, as well as 86 patients who had 6- quacy for each variable in the model, with values >0.50
month follow-up after ESS. The following information was considered acceptable.25 Bartlett’s test of sphericity was
extracted from the baseline visit: age, gender, race, CRS also performed to assess for adequate collinearity (p < 0.05)
subtype (with/without polyps), asthma, allergies, aspirin between variables. Two methods were used to determine
sensitivity, and smoking status. Patients had also com- the number of factors with significant contributions: (1)
pleted the 12-item CRS-PRO, SNOT-22, and four PROMIS scree plot and (2) Eigenvalue cutoff of 1.0 for factors. Vari-
short forms: Fatigue (version 6a), Sleep Disturbance able loading onto each factor was determined with a vari-
(version 6a), Pain Interference (version 6a), and Satisfac- max rotation (an orthogonal method, valid for use with
tion with Participation in Discretionary Social Activities uncorrelated factors) on the original EFA. Cutoff for signif-
(version 7a) that had previously been identified to rep- icant variable loading onto a given factor was set at 0.40.26
resent important general health concepts mentioned by
patients with CRS.8
For the CRS-PRO, each of the 12 items is scored 0 to 4, Convergent validity
with 4 representing the most severe degree of symptoms
(maximum score 48). The SNOT-22 is composed of 22 We calculated the correlations between the changes in
items, each scored from 0 to 5, with 5 representing the most the CRS-PRO score and changes in the (1) SNOT-22 and
severe degree of symptoms (maximum score 110). Prior (2) PROMIS short forms. No objective measures (CT,
studies of the SNOT-22 have generally described four sub- endoscopy scores) were available at any of the follow-up
domains with the general categorization of rhinological time points for the CRS Registry surgical cohort. There-
symptoms, otologic and/or facial symptoms, sleep-related fore, the convergent validity between the CRS-PRO and
symptoms, and psychological symptoms.17–19 There has objective measures could only be examined in terms of
been some variation with categorization of the SNOT-22 correlation at baseline. Spearman’s correlation was used
items into the Sleep versus Psychological subdomains; for pairwise correlations as data were nonparametric. For
we chose the SNOT-22 subdomain structure used in the correlation coefficients, we considered ≥0.1 as poor, ≥0.3
majority of prior studies.17–19 The PROMIS short forms as fair, ≥0.6 as moderate, and ≥0.8 as very strong.27
are six to seven items long and are scaled to t scores; a
score of 50 represents the mean of the general population
and a change of 10 represents a change of 1 standard Responsiveness
deviation. Study data were collected and managed using
REDCap electronic data capture tools hosted at North- The statistical significance of the changes between base-
western University Feinberg School of Medicine.20,21 Any line and follow-up of the CRS-PRO, SNOT-22, and PROMIS
missing questionnaire items (0.32%) of item answers, were short forms was evaluated using a Wilcoxon rank-sum test
imputed based on the mean of all available responses for (for nonparametric data). Effect sizes were estimated using
the specific questionnaire item.22 Missing objective data the Cohen’s d (magnitude of change between baseline and
(sinus computed tomography [CT] scan score, endoscopy follow-up for a given instrument or subdomain, divided by
score) were obtained by chart review (1.8% of participants). its baseline standard deviation). For effect size interpreta-
At the last pre-ESS clinic assessment, patients had a CT tion, we considered ≥0.2 as small, ≥0.5 as moderate, ≥0.8
scan and nasal endoscopy. CT scans were scored based on as large, and ≥1.20 as very large.28
the Lund-Mackay score, in which a higher score indicates
greater extent of inflammation.23 Endoscopy was quanti-
fied by the Modified Lund-Kennedy score, which grades Clinically important differences
disease severity in terms of edema, discharge, and polyps in
the nasal cavity (each from zero to two points for each side; The clinically important difference (CID) represents
total possible score of 12 points).24 A higher total score indi- a meaningful change in health status as perceived by
cates greater extent of disease seen on endoscopic exam. patients.29 We computed multiple CID estimates for
CT scan and endoscopy were not completed at the 3-month the CRS-PRO by distribution-based and anchor-based
and 6-month assessments. approaches, using data from patients with 3-month
LIN et al. 1311

follow-up. For the distribution-based approaches, we factors the Rhino-Psychologic, Facial Discomfort, and
used a standard deviation (SD)-based approach, which Cough symptom clusters, according to the magnitude of
defines the CID as 0.5*SD,30 where the SD is that of the loadings on each factor and the concepts raised in items
baseline CRS-PRO in the sample of n = 111 patients. within each cluster. Each CRS-PRO item loaded most
For the anchor-based methods, we used the previously strongly on one factor alone, with loadings ranging from
determined minimal CIDs (MCIDs) of the (1) SNOT-22 0.449 to 0.787 for Rhino-Psychologic, 0.790 to 0.966 for
(reported to be 8.9)11 and (2) PROMIS Fatigue (estimated Facial Discomfort, and 0.598 to 0.751 for Cough. Although
at 4.0),31 and calculated the corresponding CID of the the scree plot shows four factors above a threshold of eigen-
CRS-PRO using a linear regression. value > 1, factor 4 had a borderline eigenvalue of 1.03, and
the first break in the scree plot (not counting the break after
factor 1, which is almost always present)35 occurred after
Statistical software factor 3. As the eigenvalue > 1 criteria often results in too
many factors being retained,35 and accounting for the bor-
All statistical analyses were performed using JMP (SAS derline factor 4 eigenvalue, we used the breakpoint method
Institute, Marlow, Buckinghamshire, UK), R (R Founda- instead to choose three factors for extraction. Of the 12
tion for Statistical Computing, Auckland, New Zealand), items in the CRS-PRO, 67% (eight items) were in the Rhino-
or SPSS (IBM Corporation, Armonk, NY). Demographic Psychologic factor whereas the Facial Discomfort and
and clinical characteristics were reported as frequencies Cough factors each accounted for 17% (two items each).
and percentages for categorical variables; means, SDs, and
range for continuous variables. Significance was deter-
mined at p < 0.05. Convergent validity

We assessed the convergent validity of the CRS-PRO


RESULTS instrument by correlating the baseline to 3-month change
in CRS-PRO mean score after ESS to the change in (1)
Demographics SNOT-22 and (2) PROMIS short forms (Table 2). There
was a moderate, highly significant correlation between the
In total, 111 patients completed follow-up at 3 months and SNOT-22 and CRS-PRO (0.792, p < 0.0001). The CRS-PRO
86 patients at 6 months. Table 1 summarizes the baseline also had significant fair correlations with the changes in
demographics. There were some significant though antic- PROMIS Fatigue (0.508, p < 0.0001) and Sleep Disturbance
ipated differences in the comorbidities and demographics (0.518, p < 0.0001) and a modest but significant correla-
for the CRSsNP and CRSwNP phenotypes, consistent with tion with PROMIS Pain (0.236, p < 0.05). Neither the CRS-
prior studies.16,32–34 Baseline mean Lund-Mackay CT score PRO nor the SNOT-22 had significant correlation with the
for the group of patients with 3-month follow-up was 12.8 PROMIS Satisfaction with Participation in Discretionary
± 4.8. Baseline mean modified Lund-Kennedy endoscopic Social Activities (SPDSA).
score for this group was 3.9 ± 3.1. CRSwNP patients had a All three CRS-PRO factors correlated significantly with
greater CT score (15.4 ± 4.7) than those with CRSsNP (10.6 the SNOT-22 total score, but most strongly the CRS-
± 3.7) and greater endoscopy score (5.1 ± 3.0 in CRSwNP, PRO Rhino-Psychologic factor. The Rhino-Psychologic fac-
2.9 ± 2.8 in CRSsNP), which was consistent with prior tor also had fair correlations with PROMIS Fatigue and
studies.16 PROMIS Sleep Disturbance compared to the other two fac-
tors. Out of the three CRS-PRO factors, only Facial Discom-
fort had significant correlation with PROMIS Pain. Com-
Factor analysis paring the correlations for the CRS-PRO factors and SNOT-
22 subdomains, no SNOT-22 subdomains had more than
Dot-plots of loadings for each CRS-PRO item and scree a poor to fair correlation with any of the PROMIS mea-
plot are shown in Figure 1. EFA suggested that three fac- sures. SNOT-22 Ear/Face and SNOT-22 Psychological had
tors (explaining 64.8% of the CRS-PRO score variance) significant correlations with PROMIS Pain only. Neither
described the most prominent symptom clustering pat- the CRS-PRO factors nor SNOT-22 subdomains correlated
terns. The KMO value for the EFA was 0.781 and Bartlett’s with PROMIS SPDSA.
test value was p < 0.0001, which are considered adequate. We also assessed the convergent validity of the CRS-
The relative loadings of CRS-PRO symptoms on each PRO by correlating the baseline CRS-PRO with the
factor revealed patterns of symptoms. We termed these presurgical endoscopic and CT objective scores (Table 3).
1312

F I G U R E 1 Dot-plot of loadings for each CRS-PRO survey item for: (A) factor 1, representing the “rhino-psychologic” symptoms subset; (B) factor 2, representing the “facial discomfort”
symptoms subset; and (C) factor 3, representing the “cough” symptoms subset, as well as the scree plot of eigenvalues for these factors. Abbreviation: CRS-PRO, chronic rhinosinusitis
patient-reported outcome measure.
CRS-PRO responsiveness and validity in ESS
LIN et al. 1313

TA B L E 1 Baseline demographic information and objective scores, for subjects with 3-month follow-up†
Demographics All patients CRSsNP CRSwNP
N (%) 111 (100) 60 (54.1) 51 (45.9)
Age (years) 46.2 ± 14.9 (19–76) 46.5 ± 16.2 (19–74) 45.8 ± 13.3 (26–76)
Race, n (%)
White 77 (69.4) 46 (76.7) 31 (60.8)
African American 2 (1.8) 0 (0.0) 2 (3.9)
Asian 8 (7.2) 4 (6.7) 4 (7.8)
Unknown 24 (21.6) 10 (16.7) 14 (27.5)
Gender, n (%)
Female 55 (49.6) 37 (61.7) 18 (35.3)**
Male 56 (50.4) 23 (38.3) 33 (64.7)
Previous ESS, n (%) 46 (41.4) 21 (35.0) 25 (49.0)
Asthma, n (%) 44 (39.6) 17 (28.3) 27 (52.9)**
AERD, n (%) 8 (7.2) 1 (1.7) 7 (13.7)*
Allergies, n (%) 50 (45.0) 27 (45.0) 23 (45.1)
Smoking status, n (%)
Current 2 (1.8) 1 (1.7) 1 (2.0)
Former 28 (25.2) 15 (25.0) 13 (25.5)
Never 81 (73.0) 44 (73.3) 37 (72.5)
Lund-Mackay score 12.8 ± 4.8 (CI, 11.9–13.7) 10.6 ± 3.7 (CI, 9.6–11.5) 15.4 ± 4.7*** (CI, 14.1–16.7)
Endoscopy scoring
MLK total 3.9 ± 3.1 (CI, 3.3–4.5) 2.9 ± 2.8 (CI, 2.2–3.6) 5.1 ± 3.0** (CI, 4.2–5.9)
Edema 1.3 ± 1.5 (CI, 1.0–1.6) 1.2 ± 1.4 (CI, 0.8–1.6) 1.3 ± 1.6 (CI, 0.8–1.8)
Discharge 1.5 ± 1.7 (CI, 1.2–1.8) 1.7 ± 1.8 (CI, 1.2–2.1) 1.3 ± 1.6 (CI, 0.9–1.8)
Polyps (N = 51) 2.4 ± 1.0 (CI, 2.1–2.7) N/A 2.4 ± 1.0 (CI, 2.1–2.7)
Baseline CRS-PRO 23.8 ± 9.9 (CI, 21.9–25.7) 24.5 ± 9.4 (CI, 22.0–26.9) 23.0 ± 10.6 (CI, 20.0–26.0)
Baseline SNOT-22 42.3 ± 19.9 (CI, 38.5–46.0) 45.0 ± 20.8 (CI, 39.6–50.4) 39.1 ± 18.4 (CI, 33.9–44.2)
Baseline PROMIS
Fatigue 50.6 ± 10.6 (CI, 48.6–52.6) 52.8 ± 10.8 (CI, 50.0–55.6) 48.1 ± 10.0 (CI, 45.2–50.9)
Sleep disturbance 52.2 ± 9.5 (CI, 50.4–54.0) 53.9 ± 9.4 (CI, 51.4–56.3) 50.2 ± 9.2 (CI, 47.6–52.8)
SPDSA 52.2 ± 8.9 (CI, 50.5–53.8) 51.2 ± 8.6 (CI, 48.9–53.4) 53.3 ± 9.1 (CI, 50.8–55.9)
Pain interference 49.3 ± 8.3 (CI, 47.7–50.8) 51.1 ± 8.5 (CI, 48.9–53.3) 47.2 ± 7.7 (CI, 45.0–49.3)

Values are mean ± SD (range) or n (%). PROMIS instruments scored based on standardized t scores. Lund-Mackay CT score, maximum 24 points. MLK total,
maximum 12 points. CRS-PRO, maximum 12 points. SNOT-22, maximum 110 points.
Abbreviations: AERD, aspirin-exacerbated respiratory disease; CI, confidence interval; CRS, chronic rhinosinusitis; CRSsNP, CRS without nasal polyps; CRSwNP,
CRS with nasal polyps; CRS-PRO, CRS patient-reported outcome; CT, computed tomography; ESS, endoscopic sinus surgery; MLK, modified Lund-Kennedy; N/A,
not applicable; PROMIS, Patient-Reported Outcomes Measurement Information System; SNOT-22, 22-item Sino-Nasal Outcome Test; SPDSA, satisfaction with
participation in discretionary social activities.
*p < 0.05.
**p < 0.01.
***p < 0.001.

Interestingly, the CRS-PRO cough factor had a poor but with polyp score among patients with CRSwNP. The
significant correlation with endoscopic discharge sever- CRS-PRO Rhino-Psychologic factor and Lund-Kennedy
ity (0.260, p < 0.01). The CRS-PRO Facial Discomfort fac- score also had a significant correlation among CRSwNP
tor and endoscopic edema severity had a poor but sig- patients. There was a similar overall lack of correlation
nificant negative correlation (−0.193, p < 0.05). How- between the SNOT-22 total and subdomains with objec-
ever, the CRS-PRO total did not correlate well with any tive scores, and no significant correlations between base-
objective measures when considered across all patients, line objective measures and any of the general health
though had a fairly significant correlation (0.319, p < 0.05) domains.
1314 CRS-PRO responsiveness and validity in ESS

Responsiveness

Abbreviations: CRS-PRO, chronic rhinosinusitis patient-reported outcome; PROMIS, Patient-Reported Outcomes Measurement Information System; SNOT-22, 22-item Sino-Nasal Outcome Test; SPDSA, satisfaction
T A B L E 2 Correlation of the change in instrument and subdomain score to change in general patient reported outcome measure scores (subjective scores), all patients with 3-month

Responsiveness data is presented in Table 4. The CRS-PRO


PROMIS SPDSA total had a statistically significant decrease from 23.8 ± 9.9
at baseline to 9.5 ± 8.0 at 3-month follow-up (p < 0.0001)
with a very large effect size of 1.44 (CI, 1.14 to 1.73), which
−0.046
−0.042

−0.037
−0.019

−0.164
−0.181

−0.118
was similar to the SNOT-22 total score effect size of 1.41

0.006
0.077 (CI, 1.11 to 1.70). For the group with 3-month data, the
effect sizes for all the CRS-PRO factors were moderate to
very large, and all changes were highly statistically sig-
nificant. The CRS-PRO total and Rhino-Psychologic fac-
tor also maintained very large effect sizes at 6-month
PROMIS pain

follow-up. Comparing the performance of the CRS-PRO to


interference

the SNOT-22, both measures demonstrated similarly large


0.436***

0.323**

0.258**

effect sizes at 3 and 6 months after ESS. Interestingly, the


0.236*

0.214*

0.193*
0.087
0.149
0.147

CRS-PRO was more responsive than its individual factors


whereas the SNOT-22 demonstrated the largest effect size
for its Rhinological subdomain.
All of the PROMIS measures had moderate effect sizes,
smaller than the CRS-PRO. The SPDSA effect size was neg-
ative because higher scores are indicative of greater social
PROMIS sleep
disturbance

satisfaction; hence an increased post-ESS score is expected.


At baseline, the CRSsNP patients had higher CRS-PRO
0.458***

0.376***
0.514***
0.518***

0.260**

0.298**
0.265**

0.103

total scores and Facial Discomfort, and Cough factor scores


0.172

than CRSwNP patients (Table 5). Changes between pre-


ESS and 3-month data and associated effect sizes were also
calculated separately for CRSsNP and CRSwNP patients.
Over a follow-up period of 3 months, the CRS-PRO total
PROMIS fatigue

was more responsive in the CRSwNP group (ES 1.49; CI,


1.05 to 1.94) than the CRSsNP group (ES 1.38; CI, 0.98 to
1.78), which was also observed using the SNOT-22. In both
0.364***
0.508***

0.508***

0.458***
0.551***
0.303**

0.218*

CRSwNP and CRSsNP patients, very large effect sizes were


0.178
0.121

observed in the CRS-PRO Rhino-Psychologic domain and


moderate to large effect sizes were observed in the Facial
Discomfort and Cough factors. The responsiveness of the
CRS-PRO at 6 months was largely similar to the patterns
observed with the 3-month data.
SNOT-22

0.450***
0.634***
0.459***

0.645***
0.792***

0.827***
0.519***
0.761***

CID
1

with participation in discretionary social activities.

We estimated the value of the CRS-PRO CID using the


distribution-based approach of 0.5*SD, and found a CID
of 5.0 based on this method (Table 6). Using anchor-based
approaches, we found a difference of 5.0 using the SNOT-
22 MCID as an anchor, and 7.5 using PROMIS Fatigue as
an anchor. Therefore, estimates of the CID of the CRS-PRO
Rhino-psychologic
Facial discomfort

established using multiple methods is between 5.0 and 7.5,


follow-up (N = 111)

Psychological
Rhinological
CRS-PRO total

and we thus propose 6.0 as the instrument’s CID.


SNOT-22 total
Parameter

Ear/face

***p < 0.0001.


Cough

Sleep

**p < 0.01.


*p < 0.05.
LIN et al.

TA B L E 3 Correlation coefficients of the baseline instrument and subdomain score to presurgical objective measure scores for patients with 3-month follow-up
Endoscopic scores
Total LK CRSwNP
Parameter CT LM Total LK (N = 111) (N = 51) Polyp (N = 51) Discharge Edema
CRS-PRO total 0.094 0.117 0.203 0.319* 0.077 0.074
Rhino-psychologic 0.138 0.174 0.293* 0.230 0.052 0.157
Facial discomfort −0.165 −0.147 0.136 −0.082 0.014 −0.193*
Cough −0.025 0.082 0.012 0.0774 0.260** 0.063
SNOT-22 total −0.005 0.071 0.185 0.347* 0.101 0.077
Rhinological 0.196* 0.235 0.268 0.466** 0.184 0.075
Ear/face −0.154 −0.133 −0.063 0.201 −0.019 −0.152
Sleep −0.084 0.002 0.097 −0.027 0.055 0.127
Psychological 0.155 0.229* 0.301* 0.220 0.186 0.185
PROMIS short forms
Fatigue −0.072 −0.105 0.060 −0.002 −0.015 0.039
Sleep disturbance −0.049 −0.074 0.068 −0.019 −0.095 0.163
SPDSA −0.017 −0.0033 −0.035 0.184 −0.075 −0.083
Pain interference −0.081 −0.064 0.030 0.137 0.060 −0.020
Abbreviations: CRS, chronic rhinosinusitis; CRS-PRO, CRS patient-reported outcome; CRSwNP, CRS with nasal polyps; CT LM, Lund-Mackay computed tomography score; LK, Lund-Kennedy score; PROMIS, Patient-
Reported Outcomes Measurement Information System; SNOT-22, 22-item Sino-Nasal Outcome Test; SPDSA, satisfaction with participation in discretionary social activities.
*p < 0.05.
**p < 0.01.
***p < 0.0001.
1315
1316 CRS-PRO responsiveness and validity in ESS

TA B L E 4 Responsiveness at 3 and 6 months of CRS-PRO, SNOT-22, and PROMIS with subdomains for overall cohort†
Baseline Mean ± SD 3 Months Mean ± SD 3-Month ES Cohen’s d 6-Month ESa Cohen’s
Parameter (CI) (CI) (CI) d (CI)
CRS-PRO total 23.8 ± 9.9 (CI, 21.9–25.7) 9.5 ± 8.0 (CI, 8.0–11.0) 1.44*** (CI, 1.14–1.73) 1.28*** (CI, 0.95–1.61)
Rhino-psychologic 16.7 ± 7.5 (CI, 15.3–18.2) 6.7 ± 5.7 (CI, 5.6–7.8) 1.33*** (CI, 1.04–1.63) 1.21** (CI, 0.88–1.54)
Facial discomfort 3.5 ± 2.6 (CI, 3.0–4.0) 0.9 ± 1.4 (CI, 0.6–1.1) 1.01*** (CI, 0.73–1.29) 0.74*** (CI, 0.43–1.05)
Cough 3.5 ± 2.4 (CI, 3.1–4.0) 1.9 ± 2.1 (CI, 1.6–2.3) 0.67*** (CI, 0.40–0.94) 0.47** (CI, 0.16–0.77)
SNOT-22 total 42.3 ± 19.9 (CI, 14.3 ± 13.1 (CI, 11.9–16.8) 1.41*** (CI, 1.11–1.70) 1.26*** (CI, 0.93–1.58)
38.5–46.0)
Rhinological 19.8 ± 7.6 (CI, 18.4–21.2) 7.9 ± 6.9 (CI, 6.6–9.2) 1.58*** (CI, 1.27–1.88) 1.59*** (CI, 1.24–1.93)
Ear/pain 6.1 ± 4.5 (CI, 5.2–6.9) 1.9 ± 2.7 (CI, 1.4–2.4) 0.93*** (CI, 0.65–1.21) 0.65*** (CI, 0.34–0.96)
Sleep 14.8 ± 10.6 (CI, 12.9–16.8) 4.2 ± 5.5 (CI, 3.2–5.3) 1.00*** (CI, 0.73–1.29) 0.84*** (CI, 0.52–1.15)
Psychological 1.6 ± 1.9 (CI, 1.2–1.9) 0.33 ± 0.83 (CI, 0.2–0.5) 0.67*** (CI, 0.39–0.94) 0.54*** (CI, 0.23–0.84)
PROMIS short forms
Fatigue 50.6 ± 10.6 (CI, 42.6 ± 8.6 (CI, 41.0–44.2) 0.76*** (CI, 0.48–1.03) 0.62*** (CI, 0.31–0.92)
48.6–52.6)
Sleep disturbance 52.2 ± 9.5 (CI, 50.4–54.0) 45.8 ± 7.7 (CI, 44.4–47.3) 0.67*** (CI, 0.40–0.94) 0.51** (CI, 0.21–0.82)
SPDSA 52.2 ± 8.9 (CI, 50.5–53.8) 57. 3 ± 9.9 (CI, 55.4–59.2) −0.58*** (CI, −0.85 to −0.57** (CI, −0.88 to
−0.31) −0.26
Pain interference 49.3 ± 8.3 (CI, 47.7–50.8) 43.3 ± 4.9 (CI, 42.4–44.2) 0.72*** (CI, 0.45–0.99) 0.56*** (CI, 0.26–0.87)

12-Item CRS-PRO score range 0–48, total SNOT-22 score range 0–110, SNOT rhinological score range 0–40, SNOT ear/face score range 0–20, SNOT sleep score
range 0–40, SNOT psychological score range 0–10. PROMIS instruments are scored based on standardized t scores.
Abbreviations: CI, confidence interval; CRS-PRO, chronic rhinosinusitis patient-reported outcome; ES, effect size; PROMIS, Patient-Reported Outcomes Measure-
ment Information System; SNOT-22, 22-item Sino-Nasal Outcome Test; SPDSA, satisfaction with participation in discretionary social activities.
a
6-Month ES was calculated using corresponding patient baseline and 6-month data.
*p < 0.05.
**p < 0.01.
***p < 0.0001.

DISCUSSION The factor analysis finds the cardinal symptoms of CRS


distributed into all the three factors and reflects some
In this study, we evaluated and found three robust fac- departures from the SNOT-22 factor structure where the
tors within the CRS-PRO, which included the Rhino- core symptoms load into two of the four subdomains.
Psychologic, Facial Discomfort, and Cough factors, and Our first factor, the Rhino-Psychologic factor, interestingly
propose these as subdomains for the instrument. Most loaded eight items from distinct rhinologic, psychologic,
items loaded strongly on one factor alone. The over- and sleep-related concepts. Their assembly into the most
all CRS-PRO score and Rhino-Psychologic component heavily weighted factor suggests these items may reflect
demonstrated moderate to strong convergent validity with a latent aggregation of these seemingly disparate patient
PROMs such as the SNOT-22, and validated measures of impairments. This differs from the SNOT-22 subdomains,
general health, especially the PROMIS Fatigue and Sleep which usually find the sleep subdomain as its first factor
disturbance scales. Though the correlations between the and the rhinological and psychological items forming sep-
CRS-PRO and presurgical objective measures were not arate subdomains.17–19 The cardinal symptoms of CRS typ-
strong, some associations were noted between each of ically load only in the Rhinological and Ear Pain subdo-
the three factors and components of endoscopic sever- mains of the SNOT-22. In contrast, the CRS-PRO has the
ity measures. The CRS-PRO and all the extracted factors cardinal symptoms distributed into all the factors with fac-
were responsive to ESS, as shown by medium-to-large tor 1 (“Rhino-psychologic”) capturing the nasal obstruc-
effect sizes for all the factors. In particular, the Rhino- tive, discharge, and smell symptoms; factor 2 (“Facial Dis-
Psychologic factor was associated with the largest effect comfort”) is composed, intuitively, of “pressure in the face”
sizes, that were further magnified in the CRSwNP group. and “face hurts” items and factor 3 (“Cough”) is composed
These findings demonstrate the validity of the CRS-PRO of “cough” and “trouble clearing mucus from the throat”
for measuring treatment-related changes following ESS, items, which relate to postnasal drip and associated cough.
with performance characteristics as favorable as the longer We continue to find strong convergent validity of the
SNOT-22 instrument. SNOT-22 and the CRS-PRO and its factors. At 3 months,
LIN et al. 1317

T A B L E 5 Responsiveness assessment: comparison of baseline and follow-up scores and effect sizes of total instrument and subdomain
scores of the CRS-PRO measures for CRSwNP patients at 3 months (N = 51) and 6 months (N = 39), and for CRSsNP patients at 3 months (N
= 60) and 6 months (N = 47)
Baseline Mean ± SD 3 Months Mean ± SD 3-Month ES Cohen’s d 6-Month ESa Cohen’s
Parameter (CI) (CI) (CI) d (CI)
CRSwNP patients
CRS-PRO total 23.0 ± 10.6 (CI, 7.2 ± 6.8 (CI, 5.2–9.1) 1.49*** (CI, 1.05–1.94) 1.26*** (CI, 0.77–1.76)
20.0–26.0)
Rhino-psychologic 17.1 ± 8.0 (CI, 14.9–19.4) 5.4 ± 2.3 (CI, 3.9–6.9) 1.46*** (CI, 1.02–1.91 ) 1.28*** (CI, 0.79–1.78)
Facial discomfort 2.9 ± 2.4 (CI, 2.3–3.6) 0.5 ± 1.2 (CI, 0.1–0.8) 1.01*** (CI, 0.60–1.43) 0.64** (CI, 0.18–1.10)
Cough 2.9 ± 2.5 (CI, 2.2–3.6) 1.3 ± 1.7 (CI, 0.8–1.8) 0.65** (CI, 0.25–1.06) 0.52* (CI, 0.06–0.97)
SNOT-22 total 39.1 ± 18.4 (CI, 33.9–44.2) 8.8 ± 9.6 (CI, 6.1–11.5) 1.65*** (CI, 1.19–2.10) 1.24*** (CI, 0.75–1.74)
Rhinological 20.0 ± 8.2 (CI, 17.7–22.3) 5.1 ± 5.4 (CI, 3.5–6.6) 1.83*** (CI, 1.36–2.30) 1.53*** (CI, 1.02–2.04)
Ear/pain 5.1 ± 4.4 (CI, 3.9−6.3) 1.2 ± 2.3 (CI, 0.5–1.9) 0.88*** (CI, 0.47–1.29) 0.54** (CI, 0.08–1.00)
Sleep 12.5 ± 9.5 (CI, 9.8–15.1) 2.4 ± 4.3 (CI, 1.2–3.6) 1.06*** (CI, 0.64–1.48) 0.82** (CI, 0.35–1.29)
Psychological 1.5 ± 1.8 (CI, 1.0–2.0) 0.2 ± 0.5 (CI, 0.0–0.3) 0.76*** (CI, 0.35–1.16) 0.56** (CI, 0.10–1.02)
PROMIS forms
Fatigue 48.1 ± 10.0 (CI, 39.4 ± 8.0 (CI, 37.2–41.7) 0.86*** (CI, 0.45–1.27) 0.70** (CI, 0.23–1.16)
45.2–50.9)
Sleep disturbance 50.2 ± 9.2 (CI, 47.6–52.8) 43.2 ± 8.1 (CI, 40.9−45.5) 0.76*** (CI, 0.35–1.17) 0.50* (CI, 0.05–0.96)
SPDSA 53.3 ± 9.1 (CI, 50.8−55.9) 58.8 ± 10.6 (CI, −0.60** (CI, −1.0 to −0.60** (CI, −1.06 to
55.8−61.8) −0.2) −0.14)
Pain interference 47.2 ± 7.7 (CI, 45.0–49.3) 42.1 ± 3.4 (CI, 41.1–43.0) 0.67*** (CI, 0.26–1.07) 0.50** (CI, 0.04–0.96)
CRSsNP patients
CRS-PRO total 24.5 ± 9.4 (CI, 22.0–26.9) 11.5 ± 8.4 (CI, 9.4–13.7) 1.38*** (CI, 0.98–1.78) 1.30*** (CI, 0.85–1.75)
Rhino-psychologic 16.4 ± 7.1 (CI, 14.6–18.3) 7.8 ± 5.9 (CI, 6.3−9.3) 1.21*** (CI, 0.81–1.60) 1.03*** (CI, 0.60–1.47)
Facial discomfort 4.0 ± 2.7 (CI, 3.3–4.7) 1.2 ± 1.6 (CI, 0.8–1.6) 1.04*** (CI, 0.65–1.42) 0.82*** (CI, 0.39–1.24)
Cough 4.1 ± 2.1 (CI, 3.5–4.6) 2.5 ± 2.2 (CI, 2.0–3.1) 0.73** (CI, 0.36–1.10) 0.43* (CI, 0.02−0.84)
SNOT-22 total 45.0 ± 20.8 (CI, 19.0 ± 13.8 (CI, 15.4–22.6) 1.25*** (CI, 0.85–1.64) 1.27*** (CI, 0.82–1.72)
39.6–50.4)
Rhinological 19.6 ± 7.1 (CI, 17.8–21.4) 10.3 ± 7.1 (CI, 8.5–12.1) 1.32*** (CI, 0.92–1.72) 1.68*** (CI, 1.20–2.16)
Ear/pain 6.9 ± 4.5 (CI, 5.7–8.0) 2.4 ± 2.8 (CI, 1.7–3.2) 0.99*** (CI, 0.61–1.37) 0.74*** (CI, 0.32–1.17)
Sleep 16.9 ± 11.1 (CI, 14.0–19.7) 5.8 ± 6.0 (CI, 4.2–7.3) 1.00*** (CI, 0.62–1.39) 0.85*** (CI, 0.43–1.28)
Psychological 1.6 ± 1.9 (CI, 1.1–2.1) 0.5 ± 1.0 (CI, 0.2–0.7) 0.59** (CI, 0.22−0.96) 0.52* (CI, 0.10−0.93)
PROMIS forms
Fatigue 52.8 ± 10.8 (CI, 50.0–55.6) 45.2 ± 8.2 (CI, 43.1–47.4) 0.70*** (CI, 0.33–1.08) 0.54** (CI, 0.13–0.96)
Sleep disturbance 53.9 ± 9.4 (CI, 51.4–56.3) 48.1 ± 6.5 (CI, 46.4–49.8) 0.61** (CI, 0.24–0.98) 0.53* (CI, 0.12–0.95)
SPDSA 51.2 ± 8.6 (CI, 48.9–53.4) 56.0 ± 9.2 (CI, 53.6–58.4) −0.56*** (CI, −0.93 to −0.54* (CI, −0.95 to
−0.19) −0.12)
Pain interference 51.1 ± 8.5 (CI, 48.9–53.3) 44.3 ± 5.8 (CI, 42.8–45.8) 0.79** (CI, 0.42–1.17) 0.62** (CI, 0.20–1.04)
12-item CRS-PRO score range 0–48, total SNOT-22 score range 0−110, SNOT Rhinological score range 0−40, SNOT ear/face score range 0–20, SNOT sleep score
range 0–40, SNOT psychological score range 0–10. PROMIS instruments are scored based on standardized t scores.
Abbreviations: CI, confidence interval; CRS-PRO, chronic rhinosinusitis patient-reported outcome; ES, effect size; PROMIS, Patient-Reported Outcomes Measure-
ment Information System; SNOT−22 = 22-item Sino-Nasal Outcome Test; SPDSA, satisfaction with participation in discretionary social activities.
a
6-month ES was calculated using corresponding patient baseline and 6−month data.
*p < 0.05.
**p < 0.01.
***p < 0.0001.
1318 CRS-PRO responsiveness and validity in ESS

TA B L E 6 Estimates of the CID for the CRS-PRO lated with the presence of middle meatal discharge. We
Method Value are unsure whether the inverse correlation between endo-
Distribution-based methods scopic edema scores and facial discomfort is a robust one
0.5*SD 5.0 but will validate this in future studies.
Anchor-based methods
We provide first evidence that the CRS-PRO total was
very responsive to the effects of ESS with very large effect
SNOT-22 (MCID) 5.0
sizes noted stably at 3 and 6 months following surgery. This
PROMIS fatigue (MCID) 7.5
responsiveness was noted in patients with CRSwNP and
Abbreviations: CID, clinically important difference; CRS-PRO, chronic rhinos-
CRSsNP with both groups experiencing very large reduc-
inusitis patient-reported outcome; MCID, minimal clinically important differ-
ence; PROMIS, Patient-Reported Outcomes Measurement Information Sys-
tions in their impairment. The responsiveness of the CRS-
tem; SNOT−22 = 22-item Sino-Nasal Outcome Test. PRO total to ESS was observed to be at least as large as those
*p < 0.05. observed with the SNOT-22. Compared to the changes
**p < 0.01. we observed in the study by Ghadersohi et al.,15,16 larger
***p < 0.0001.
effect sizes were noted following ESS than those with med-
ical therapy (ESS ES: 1.44 vs. medical therapy ES: 0.95).
the change in the CRS-PRO and SNOT-22 had a strong This is consistent with the well-described overall quality
correlation of 0.792. The SNOT-22 has been validated as of life improvement noted by patients following ESS and
a measure of symptom change following ESS,2 and most prior studies demonstrating that ESS generally results in
recently in clinical trials of biologics,4,5 therefore demon- larger symptomatic improvements than nonbiologic med-
strating the validity of the CRS-PRO for measuring these ical therapy for CRS.2,39 The responsiveness of the CRS-
changes. The CRS-PRO also correlated moderately well PRO total was consistently larger than any of its individual
with changes in three important domains of general health factors suggesting the total score was better able to holis-
(fatigue, sleep disturbance, and pain interference), that are tically capture improvement in the various facets of CRS
known to be impaired in CRS. We did not find a strong cor- symptoms. In contrast, the SNOT-22 Rhinological subdo-
relation between the change in CRS-PRO or the SNOT-22 main was consistently more responsive than the SNOT-
with the PROMIS SPDSA, potentially due to the already 22 total score suggesting that much of the responsiveness
high level of baseline satisfaction with social activities of the SNOT-22 derives from this domain. This domain
among our study subjects. Of the different CRS-PRO fac- of the SNOT-22 also contains multiple items targeting the
tors, we found the Rhino-Psychologic factor to correlate same concepts (i.e., “need to blow nose,” “thick nasal dis-
best to the PROMIS Fatigue and Sleep Disturbance mea- charge,” and “runny nose”) and uses items with compound
sures whereas the Facial Discomfort factor correlated best descriptors (e.g., blockage/congestion of nose) potentially
with the PROMIS Pain Interference scale. Together, these inflating the subdomain effect size.15 We further note the
findings suggest that the CRS-PRO can meaningfully mea- CRS-PRO is also just over half the length of the SNOT-22,
sure CRS-specific symptoms as well as impairments in and is therefore a more convenient instrument for patients,
general health domains. researchers, and healthcare providers. It also has a shorter
Unlike our prior study of patients receiving medical time frame of symptom assessment than the SNOT-22 (1 vs.
therapy for CRS, the CRS-PRO and its factors did not 2 weeks, respectively),11 and thus may be more appropriate
correlate well with objective endoscopic and CT mea- for measuring acute exacerbations and symptom changes.
sures in this patient population.16 Multiple prior studies The comparative brevity of the CRS-PRO may originate
have similarly not been able to find a strong correlation from its conceptual framework developed after extensive
between PROMs and objective findings such as a CT scan input from CRS patients. In item selection, we prioritized
in presurgical CRS patients.36–38 A possible explanation elimination of highly duplicative items that were similar
for the differences seen in our current study are that our either conceptually or metrically and items not reported
prior study correlated changes in the objective measures at significant burden to the CRS population.15 Similar to
and the changes in the CRS-PRO in the same patients prior studies,2 we found that although the CRS-PRO cap-
thus accounting for the variability of individual symp- tures both disease-specific and general health items impor-
tom reporting. In the current study, only cross-sectional tant to CRS patients, it is more responsive than a general
presurgical CT and endoscopic scores were available, and health measure such as the PROMIS domains.
these were temporally separated from the PROM collec- Finally, we also examined several methods of determin-
tion. Nonetheless, our data may suggest that of the objec- ing the meaningful change of the CRS-PRO using both
tive findings of CRS, the CRS-PRO Rhino-Psychologic distribution-based and anchor-based approaches. These
factor may be best correlated with overall endoscopic estimates were relatively convergent and we propose a CID
severity, whereas the cough factor may be best corre- of 6.0 because it represents the midpoint. Interestingly,
LIN et al. 1319

we note this estimate of a CID of 6.0 was similar to an Robert C. Kern MD https://orcid.org/0000-0002-8995-
anchor-based estimate obtained in the study by Ghader- 9175
sohi et al.15,16 but was not expounded upon due to smaller David B. Conley MD https://orcid.org/0000-0002-2611-
sample size in the study. 6795
Strengths of this study include longer follow-up periods Stephanie Shintani-Smith MD, MS https://orcid.org/
of 3 months and 6 months. We had a large enough sample 0000-0002-0605-3993
size to allow for exploratory factor analysis and calculation Kevin C. Welch MD https://orcid.org/0000-0003-4863-
of CID. Limitations of this study include variable extent 7206
of ESS, as well as the lack of CT and endoscopy scores at Bruce K. Tan MD, MS https://orcid.org/0000-0001-9210-
follow-up and insufficient power to perform a confirma- 5050
tory factor analysis. Furthermore, symptoms and need for
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