Interest of Miniscrew-Assisted Rapid Palatal

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International Orthodontics 2022; 20: 100657

Websites:
www.em-consulte.com
www.sciencedirect.com

Systematic Review
Interest of miniscrew-assisted rapid palatal
expansion on the upper airway in growing
patients: A systematic review

Simon Prévé, Beatriz García Alcázar

Available online: 23 June 2022 Centro odontológico de inovación y especialidades avanzadas, Dental School,
University Alfonso X El Sabio, Madrid, Spain

Correspondence:
Simon Prévé, Calle de Albarracín, 35, 28037 Madrid, Spain.
sprev@myuax.com

Keywords Summary
Pharyngeal airway
Nasal cavity Objective > This systematic review aimed to identify, evaluate, and provide an overview of the
Rapid palatal expansion available literature regarding the use of miniscrews in the rapid maxillary expansion (RME) on the
Rapid maxillary expansion upper airway.
MARPE Methods > The eligibility criteria were prospective trials that compared RME and miniscrew-
assisted rapid maxillary expansion (MARPE) regarding airways. A search of studies in Medline
(via PubMed), the Cochrane Library, Scopus and Scielo that measured the effects on the upper
airway was conducted until May 8, 2022. Two reviewers independently selected the studies,
extracted the data, and assessed the risk of bias for systematic reviews thanks to the Cochrane Risk
of Bias tool. Reporting of this review was based on the Preferred Reporting Items for Systematic
Reviews and Meta-Analyses (PRISMA) guidelines.
Results > Out of 160 potentially eligible studies, 7 were considered for systematic review. The
measurement of MARPE on airway was done with CBCT, rhinometry, and acoustic rhinomanometry.
In total, 344 patients were assessed. Two included studies showed high risk of bias and the rest
showed low to moderate risks of bias. Tooth-bone-borne RME significantly improved nasal airflow
[(Mean difference (MD) 52.7 cm3/s, 95% confidence interval (95% CI) (9.0–96.4), P = 0.020)],
reduced nasal resistance (MD 0.20 Pa/cm3, 95% (0.38–0.02), P = 0.028), Skeletal expansion at the
level of the nasal cavity was significantly greater in the MARPE group. The magnitude of the
expansion at the posterior level of the nasal cavity was almost two times higher in the tooth-bone-
borne group [(MD) 1.75 mm, 95% (1.16–2.35) and (MD) 0.78 mm, 95% (0.11–1.45), P < 0.001]
Conclusions > The short-term airflow changes after MARPE seems promising. Additionally, MARPE
is associated with greater skeletal maxillary expansion after retention, at various levels of the
nasal cavity, compared to conventional RME.

Introduction aetiology of posterior crossbite is multifactorial. Among others,


Transverse maxillary deficiency is a frequently observed condi- poor oral habits such as low tongue position, atypical swallow-
tion in the orthodontic patient, and is commonly presented in ing and altered breathing patterns due to adenoids and large
the form of unilateral or bilateral posterior crossbite [1]. The tonsils may contribute to the establishment of maxillary

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https://doi.org/10.1016/j.ortho.2022.100657
© 2022 The Authors. Published by Elsevier Masson SAS on behalf of CEO. This is an open access article under the CC BY license (http://creativecommons.org/licenses/by/4.0/).
S. Prévé, B. García Alcázar

Systematic Review
constriction, altered nasal breathing also have been associated clefts, and syndromes were excluded. Review articles, case
with maxillary transversal deficiency [2]. When a skeletal con- reports, case series, and expert opinions were not included in
stricted maxillary arch is diagnosed in adolescents, the rapid this systematic review.
maxillary expansion (RME) based on an orthopaedic action According to the Participants-Interventions-Comparisons-Out-
which separates the two hemi-maxillaries at the level of the come-Study design (PICOS) strategy, randomized controlled
median palatal suture is the treatment of choice [3]. It was clinical trials on human patients were included if they met
Angell [4] in 1860 who first described rapid maxillary expansion, the following selection criteria:
which was soon discredited, nevertheless since the 1960s it has  Participants (P): patients of both sexes, without restriction of

been one of the most widely used therapeutic instruments. It is age, socio-economic classification or ethnicity, who have been
conventionally performed in the growing child by means of a diagnosed with maxillary transverse deficiency or posterior
palatal expander which rests on the teeth (2 or 4 bands) and has crossbite.
an expansion screw which is usually activated twice a day, i.e.,  Intervention (I): MARPE.

0.5 mm per day [5], although obtaining an expansion of the  Comparison (C): conventional RME protocols anchored to the

maxillary arch being mostly dental and less skeletal [6,7]. teeth and/or mucosa without the use of mini-implants.
The advent of mini-screws over the last twenty years has offered  Outcomes (O): changes in nasal cavity width, nasopharyngeal

patients new treatment alternatives when conventional volume or nasal flow and resistance.
approaches are limited. The idea of using a skeletal anchor  Study types (S): Randomized clinical trials.

for RME is to be able to achieve greater skeletal expansion of


the maxilla through a greater opening of the mid-palatal suture
[8,9], thus since its arrival in our practice, questions have arisen Information sources, search strategy and selection
about the use of mini-screw assisted palatal expansion versus of studies
conventional expansion devices. However, to date, there is only To find articles on the effects of maxillary bone-anchored and
one meta-analysis comparing their effects on the dimensions hybrid expansion on the upper airway, the following four elec-
and functions of the airway, but the latter included only 3 studies tronic databases were systematically searched: MEDLINE (via
making it worthwhile to complete [10]. PubMed), the Cochrane Library, Scopus, and Scielo.
The aim of our literature review is therefore to assess the value To gather eligible studies, a search strategy was developed for
of mini-screw assisted rapid palatal expansion on the upper PubMed and other databases, matching MeSH terms according
airway in comparison with conventional tooth/tissue anchored to the following equation: ("Palatal Expansion Technique''
devices in all studies published up until May 2022 in order to find [MAJR] OR "maxillary expansion'' OR ((expand* OR expands*
new indications for use in our practice. OR distract*) AND (maxill* OR palat*))) AND (("bone-anchorage''
OR "bone-anchored'' OR "bone-borne'' OR "tooth-anchored'' OR
Materials and methods "tooth-borne'' OR "mini-implant'' OR "miniscrew'' OR "mini-
Protocol and registration screw'' OR "mini-implant'' OR "skeletal anchorage'' OR "skele-
The present study was conducted and reported according to the tally-anchored'' OR "hybrid'' OR "hybrid Hyrax'' OR "hybrid-
preferred reporting items for systematic reviews and meta- Hyrax'' OR "marpe'')) AND ("airway'' OR "airflow'' OR "nasal
analyses (PRISMA) guidelines [11] which were used to develop width'' OR "nasal cavity'').
a protocol that was submitted to PROSPERO database (ID: An initial screening of titles and abstracts was performed by two
331280). separate readers (SP and BGA), to reduce the risk of individual
All versions of the protocol are available at https://www.crd. error, who independently selected all studies that met the
york.ac.uk/prospero. eligibility criteria. The same protocol was applied for the extrac-
tion of study characteristics (study design, setting, country,
Eligibility criteria patient number, sex, age, appliances, treatment duration, tim-
This systematic review was conducted to answer the question of ing of follow-up, activation protocol, measurement method, and
whether changes in expander design influence the outcome on outcome measured). In the case of abstracts that did not provide
the upper airway. Only randomized controlled trials that com- sufficient information, the full texts were retrieved for analysis.
pared the effects of the MARPE with conventional RME on The final selection was made by reading the studies thoroughly,
airway in growing subjects were included. again by both readers. In case of disagreement, each article was
Studies that combined the MARPE protocols with another treat- reread and discussed with a third reviewer (INS) until consensus
ment (e.g., maxillary traction with a face mask), or that applied was reached. The search was conducted until May 2022 and
the MARPE protocols using surgical procedures to assist in open- included articles between 2001 and 2022. Apart from the filter
ing the palatal suture were not included. In addition, studies that of human trials, no other filters for language, year of publication,
evaluated patients with craniofacial development pathologies, and status were applied.

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Systematic Review
Assessment of the risk of bias in the included  low risk of bias (plausible bias that is unlikely to seriously
studies affect the results) if all key areas have been assessed as having
The reviewers independently assessed the included studies' risk a low risk of bias;
of bias using the tool described in the Cochrane Handbook for  unclear risk of bias (plausible bias that raises some doubt
Systematic Reviews of Interventions [12]. about the results) if one or more key areas were assessed
The risk of bias was assessed in the following six areas for each as having an unclear risk of bias;
study included:  high risk of bias (plausible bias that seriously undermines
 generation of random sequences (selection bias); confidence in the results) if one or more key areas have been
 allocation concealment (selection bias); assessed as having a high risk of bias.
 blind evaluation of results (detection bias);

 incomplete data on outcomes (attrition bias); Results


 selective reporting (reporting bias);
Study selection
 other biases.
The flowchart of the research selection procedure, in accordance
The overall risk of bias was ranked in the following order: with the PRISMA guideline, is presented in figure 1.

Figure 1
PRISMA flow diagram depicting the selection of the eligible studies

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S. Prévé, B. García Alcázar

Systematic Review
The electronic database search identified a total of 160 articles. with some differences (design and number of mini-implants
After eliminating 85 duplicates, a total of 75 studies were used for anchorage), three studies achieved an exclusively
screened by title and abstract to identify potentially eligible bone-supported expander [14,19,20], while the other four used
articles. The selection led to the exclusion of 67 publications, and a hybrid dental and bone anchored expander [15–18].
the full texts of the remaining 8 articles were retrieved and One study investigated the influence of the expander design on
analysed according to the eligibility criteria. Subsequently, 1 arti- the airway function pre- and post-expansion with no follow up
cle was excluded after full text assessment because it was a [15]. The other studies compared the changes in the airway
retrospective cohort study [13]. Finally, seven randomized con- dimension with measurements made post-expansion [17,20],
trolled trials were considered eligible for this systematic review after 3 months for one study [20], after a 6 months period
[14–20]. [14,16,19], a year for 2 other studies [17,18] and Mehta's trial
even carried a follow up of 2 years and 8 months [19].
Study characteristics The tools used for airway assessment differed among the stud-
All the selected studies (table I) were identified as randomized ies and included CBCT for linear measurements of the nasal
controlled trials, all evaluated growing patients; three evaluated cavity width changes in five studies [16–19], acoustic rhinometry
prepubertal (adolescent) patients [15,17,18], and the other four was used in two others to evaluate the volume changes in the
evaluated patients in the final stages of growth (late adoles- nasal cavity [14,20], finally Bazargani et al. [15] assessed the
cents) with a total of 344 subjects [14,16,19,20]. nasal airflow and resistance thanks to active anterior
Regarding the design of conventional appliances; four studies rhinometry.
used expanders with four bands on the first premolars and first
molars [14,16,19,20], and three studies used expanders with Risk of bias in studies
only two bands on the first upper molars [15,17,18]. The design The risk of bias assessment is shown in figure 2. The Cochrane
of the mini-screw devices varied from study to study. Although risk of bias tool classified two studies as having a low risk of bias,

TABLE I
Summary of the qualitative analysis of the included studies in relation to study design, sample size, gender, age and type of palatal
expander.

Study Sample Observation period Tool Type of device

Kabalan et al. [14], Hyrax: n = 20, 14.1Y, 5M/15F T1 = pre-treatment AR 4 bands Hyrax expander vs.
2015, RCT (n = 61) MARPE: n = 20, 14.2Y; 8/13F T2 = 6 months CBCT 2 miniscrew bone-borne
Control: n = 21, 12.9Y, 6M/15F expander vs. control

Bazargani et al. [15], Hyrax: n = 19, 9.7Y, 11M/8F T0 = pre-treatment Rhinomanometry 2 bands Hyrax expander vs.
2018, RCT (n = 40) MARPE: n = 21, 10.2Y, 10M/11F T1 = post-expansion 2 bands and 2 miniscrews
hybrid Hyrax expander

Cheung et al. [16], Hyrax: n = 19, 13.8Y, 10M/9F T0 = pre-treatment CBCT 4 bands Hyrax expander vs.
2020, RCT (n = 51) MARPE: n = 19, 14.3Y, 8M/11F T1 = 6 months 2 bands and 2 miniscrews
Keyless: n = 13, 14.6Y, 2M/11F hybrid Hyrax expander vs.
keyless expander

Bazargani et al. [17], Hyrax: n = 26, 9.3Y, 13M/13F T0 = pre-treatment CBCT 2 bands Hyrax expander vs.
2021, RCT (n = 52) MARPE: n = 26, 9.5Y, 13M/13F T1 = post-expansion 2 bands and 2 miniscrews
T2 = 1 year hybrid Hyrax expander

Garib et al. [18], Hyrax: n = 14, 11.4Y, 8M/6F T1 = pre-treatment CBCT 2 bands Hyrax expander vs.
2021, RCT (n = 34) MARPE: n = 18, 10.8Y, 10M/8F T2 = 11 months 2 bands and 2 miniscrews
hybrid Hyrax expander

Mehta et al. [19], Hyrax: n = 21, 13.9Y T1 = pre-treatment CBCT 4 bands Hyrax expander vs.
2022, RCT (n = 60) MARPE: n = 20, 13.69Y T2 = 6 months 2 miniscrews bone-borne
Control: n = 19, 13.3Y T3 = 2Y and 8 months expander vs. control

Gokce et al. [20], Hyrax: n = 15, 12.8Y, 9M/6F T0 = pre-treatment AR 4 bands Hyrax expander vs.
2022, RCT (n = 46) Haas: n = 15, 12.5Y, 3M/12F T1 = post-expansion acrylic bonded Haas expander
MARPE: n = 16, 13.1Y, 3M/13F T2 = 3 months vs. 2 miniscrews bone-borne
expander

AR: acoustic rhinometry; C: control; CBCT: cone-beam computerized tomography; F: female; M: male; MARPE: mini-implant assisted maxillary expansion; Y: years.

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Figure 2
Risk of bias assessment for included randomized studies using the Cochrane Collaboration tool

three as having a moderate risk of bias, and two as having a Hyrax and the tooth-borne expander. However, the study con-
severe risk of bias. The main factors contributing to the risk of cluded that the increase in total upper airway volume was
bias were missing data and selectivity of outcomes, as well as greater in prepubertal patients with MARPE, and in patients
lack of information about the blindness of the assessors and who had the smallest volume at the beginning of the study.
allocation concealment. Gokce et al. [20] tried to measure the volume changes in the
nasal cavity using acoustic rhinometry, secondary to tooth-borne
Results of individual studies RME and bone-anchored RME. In their study, there were signifi-
Regarding the strictly skeletally-anchored expander, Kabalan cant increases in nasal volume in all groups after the treatment
et al. [14] found that even though the anatomical dimensions (95%CI, P < 0.05) whereas in inter-group comparisons the
and function of the airway parameters have been improved in changes were found to be similar (95%CI, P > 0.05). However,
both hyrax and MARPE groups, the correlation between them Mehta et al. [19] found that in the long term, purely bone-
was not significant (P > 0.05). These results are in agreement supported RME resulted in a significantly greater increase in
with those of Cheung et al.'s study [16], in which no significant nasal width at the anterior and posterior parts of the nasal cavity
difference was found in this respect when comparing the hybrid respectively of 1.75 mm (95%CI: 1.16–2.35, P < 0.001) and

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TABLE II
Characteristics of included studies with respect to follow-up and outcomes.

Study Measurement Parameters Value Significance


3
Kabalan et al. [14], Nasal cavity volume changes: Right Vol1 T1T2 before/after Right: 0.03, 1.27/0.38, 1 mm P > 0.05
(2015) _Bone Expander group Lt Vol1 (mm3) T1T2 before/ Left: 0.24, 1.4/0.06, 1.4 mm3
between T1 and T2 after Right: 0.15, 1.64/ 0.19, 1.89 mm3
_Tooth Expander group (Mean, SD) Left: 0.19, 1.69/0.07, 1.75 mm3
between T1 and T2 Right Vol1 (mm3) T1T2
before/after
Lt Vol1 T1T2 before/after
(Mean, SD)
Bazargani et al. [15], Nasal airflow and resistance: Nasal airflow cm3/s Complete cases: 51.0 (9.6 to 92.5) P = 0.018*,
(2018) Mean difference between Mean difference (95% CI) Multiple imputation: 52.7 (9.0 to 96.4) P = 0.020*,
Hyrax and Hybrid groups Nasal Resistance Pa s/cm3 Complete cases: 0.21 (0.4 to 0.04) P = 0.016*,
Mean difference (95% CI) Multiple imputation: 0.20 (0.4 to 0.02) P = 0.028*

Cheung et al. [16], Nasal cavity volume changes: Nasal cavity volume (mm3) 1066.1 (8793.0) P = 0.32
(2020) _Hyrax group between T1 and T1–T0—mean (SD) 2688.7 (3377.0)
T0 Nasal cavity volume (mm3) 1276.4 (5554.6)
_Hybrid Hyrax group between T1–T0—mean (SD)
T1 and T0 Nasal cavity volume (mm3)
_Keles group between T1 and T1–T0—mean (SD)
T0
Bazargani et al. [17], Nasal cavity width changes: P1/N1width (mm) T2-T0 1.1 (0.1 to 2.1) P = 0.025*,
(2021) Mean difference between Mean difference (95% CI) 1.2 (0.4 to 2.0) P = 0.0005*,
MARPE and Hyrax groups T2- P1/N2 width (mm) T2-T0 1.1 (0.1 to 2.0) P = 0.023*
T0 Mean difference (95% CI) 0.8 ( 0.2 to 1.8) P = 0.13
P2/N1 width (mm) T2-T0
Mean difference (95% CI)
P2/N2 width (mm) T2-T0
Mean difference (95% CI)
Garib et al. [18], Nasal cavity width changes: Nasal cavity width (mm) 1.15 (0.4 to 1.99) P = 0.004*
(2021) Mean difference between T2-T1
hybrid and hyrax groups T2-T1 Mean difference (95% CI)
Mehta et al. [19], Nasal cavity width changes: PNCW (mm) T3-T1 MARPE 1.75 (1.16, 2.35) P < 0.001*,
(2022) _MARPE group between T3-T1 Mean difference (95% CI) 1.15 (0.63, 1.67) P = 0.017*,
_Hyrax group between T3-T1 ANCW (mm) T3-T1 MARPE 0.78 (0.11, 1.45) P < 0.001*,
Mean difference (95% CI) 0.93 (0.08, 1.78) P = 0.001*
PNCW (mm) Hyrax T3-T1
Mean difference (95% CI)
ANCW (mm) T3-T1 Hyrax
Mean difference (95% CI)
Gokce et al. [20], Nasal cavity volume changes: Nasal cavity volume Hyrax: 1.86 (0.91–2.81) P > 0.05
(2022) _Hyrax group between T2 and changes T2-T0 (mm3) TTB: 1.16 (0.26–2.05)
T1 Mean difference (95% CI) Bone-borne: 2.52 (1.32–3.71)
_Bone-borne group between
T2 and T1
_TTB group between T2 and
T1

ANCW: anterior nasal cavity width; CI: confidence interval; Lt: left nasal orifices; N1: nasal width at the most inferior part of cavum nasi distance; N2: nasal width at the widest part of
cavum nasi; P1: apex first premolar; P2: apex first molar palatal root; PNCW: posterior cavity width; Rt: right nasal orifices; SD: standard deviation; TB: tooth-tissue-borne; Vol:
volume; Vol1: mean change in nasal cavity volume from front of the nose; Vol2: mean change in nasal cavity volume to the minimum cross-sectional areas. Before and after refer to
use of nasal decongestant.
*
Statistically significant (P < .05).

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Systematic Review
1.15 mm (95%CI: 0.63–1.67, P = 0.017) compared to the tradi- superior than the traditional hyrax, as shown in previous retro-
tional RME and control groups in a 2 years and 8 months follow spective studies [13,32]. Although it has been shown that RME
up period. in general can increase upper airway volume [33] the effect of
On the other hand, four studies compared the conventional this increase on improved breathing or quality of life is unclear. It
hyrax expander with a hybrid teeth-bone-borne appliance, with should be noted here that, based on the current evidence, no
regard to the increase in the width of the nasal cavity, two recommendation can be made for the use of any type of MARPE
studies found significant results (P < 0.05) demonstrating the for the treatment of ventilatory disorders.
superiority of the hybrid expander over the Hyrax model in Data from a clinical trial included in this review indicate that RME
increasing the width of the nasal cavity [17,18]. Moreover with a hybrid expander was associated with higher nasal airflow
Cheung et al. [16] found that the changes in the nasal cavity and lower nasal airway resistance compared to conventional
volume were more than twice greater in the tooth-bone borne RME [15]. It has been reported in the literature that the average
group but this result was not significant (P = 0.32). Furthermore, total nasal resistance in normal subjects after decongestion is
Bazargani et al. [15], found that MARPE induced significantly between 0.15 and 0.5 Pa s/cm3 [34]. Therefore, the reduction in
higher nasal air flow values ((MD 52.7 cm3/s, (95%CI: 9.0– nasal airway resistance of 0.21 Pa s/cm3 shown by Bazargani
96.4), P = 0.020)) than Hyrax and significantly lower nasal et al. [15] in favour of MARPE could be considered close to the
resistance values (MD 0.20 Pa s/cm3, 95%CI: 0.38–0.02, decongestant effect of a nasal spray, which certainly looks
P = 0.028) in favour of the MARPE group. promising, for example, in children with nasal airway
A brief description of the included and evaluated studies is obstruction.
presented in tables I and II. Comparing the RME with hybrid or traditional expanders and the
control group, Mehta et al. [19] found that in the short term,
Discussion both showed similar expansion, but at long-term follow-up of
Summary of evidence 2 years and 8 months, the bone-supported expander produced a
This systematic review summarizes and critically appraises the significant increase in palatal width compared to the conven-
evidence from randomized clinical trials that featured tional RME and control groups. In this study, the mean age was
344 patients on the potential upper airway benefits of MARPE over 13 years. It is known that RME is more effective in younger
over conventional RME. Although hybrid and strictly bone- patients, as demonstrated in Cheung's study where he found a
anchored expanders were first described more than a decade greater increase in total upper airway volume in prepubertal
ago [21,22], research comparing the two conceptions has been patients (cervical vertebral maturation stage 1–3) than in
remarkably limited, and the results have often not coincided. patients past peak growth, and MARPE produced a greater
It is known that the width of the nasal cavity and its volume increase than the Hyrax appliance in this category of subjects,
increases after expansion through the intermaxillary suture, however, the study found no significant difference in the vol-
however, the clinical implication is not clearly quantified [23– ume changes of the three compartments of the upper airway
30]. Three of the included studies converged on the fact that between MARPE and conventional expansion [16] which is in
conventional RME and MARPE resulted in significant expansion agreement with Abu Arqub et al.'s [10] systematic review.
of the nasal cavity, albeit more so with bone anchorage [17–19].
Bazargani et al. [17] compared the dentoalveolar and skeletal
effects of dental and hybrid expanders in patients aged 9.3 to Limitations
9.5 years with a one-year follow-up. He concluded that skeletal The data from the studies were very heterogeneous, selecting
expansion at the mid-palatal suture was significantly greater in articles that met the eligibility criteria was difficult, and signifi-
the hybrid group, but may not be clinically significant. The cant differences were found in the age of the patients, follow-up
author also stated that the Hyrax expander worked well in duration, and design of the devices used.
young preadolescents, but that the hybrid expander may be In addition, the lack of information on baseline dysmorphia or
more effective in cases of upper airway obstruction. These data activation protocols makes interpretation and generalisability of
are consistent with the results of Garibs et al.'s [18] trial which the observed results subject to caution.
reported a two-fold increase in nasal cavity width in the MARPE
group (2.26 mm) compared to the hyrax group (1.11 mm) even
though this result contrasts with Toklu et al. [31] study which Conclusions
findings showed higher values for the conventional RME with an Within the limits of the current evidence from randomized trials,
increased width of the nasal cavity ranging from 1.2 to 2.73 mm. this qualitative systematic review indicated that MARPE is asso-
Regarding volume changes of the nasal cavity, even though ciated with greater maxillary skeletal expansion at the palatal
their results are not statistically significant both Cheung et al. suture and nasal cavity width after retention compared to
[16] and Gokce et al. [22] found the MARPE designs to be conventional RME.

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Beatriz García Alcázar designed the study and the analysis and interpretation
A significant increase in nasal airflow and a reduction in airway
of data and revised the article critically.
resistance appears to be associated with the hybrid expander
immediately after expansion. Disclosure of interest: the authors declare that thay have no competing
interest.
Author contributions: Simon Prévé carried out the conception and design
of the study, carried out the acquisition of data, the analysis and
interpretation of data, and drafted the article.

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