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Fernandes, João P - Landscape Ecology and Conservation Management-Evaluation of Alternatives in A Highway EIA Process
Fernandes, João P - Landscape Ecology and Conservation Management-Evaluation of Alternatives in A Highway EIA Process
Fernandes, João P - Landscape Ecology and Conservation Management-Evaluation of Alternatives in A Highway EIA Process
EIA procedure
Landscape ecology and conservation
management—Evaluation of alternatives
in a highway EIA process
João P. Fernandes*
Dept de Planeamento Biofisico e Paisagisico, Colegio Luis Antonio Verney, University of
Évora, 7001-671, Évora, Portugal
Received 1 July 1999; received in revised form 1 January 2000; accepted 1 April 2000
Abstract
The use of an Integrated Landscape Ecological Approach on the evaluation of the
impact of a proposed highway over a high sensitive habitat of the highly endangered
Iberian Lynx (Lynx pardina L) is described. This method prevents the occurrence
of common errors in the decision making process by allowing an increased knowl-
edge of the ecological constraints of the project. It builds, consequently, a very
powerful tool for nature conservation assessment and for the ecological evaluation
and the decision process in situations of low ecological data availability. The conflict
of arguments on the consistency of the conclusions of the method is also de-
scribed. 2000 Elsevier Science Inc. All rights reserved.
Keywords: Landscape ecological approach; Environmental impact assessment; Lynx pardina L.;
Habitat assessment; Functional assessment of landscapes; Nature conservation
1. Introduction
The lack of information on the biology, ecology, or the present distribu-
tion of a target species or a target group of species is, in many cases, the
main argument for the Type II Error in decision making: not doing, because
the probability of an irreversible disturbance or other impact is unknown
(Schrader-Frechette and McCoy, 1993).1 Landscape Ecology (LE) can con-
2. Project description
The project objective of the EIA process considers the construction, in
the short term (2000–2001), of a highway between Lisbon (the capital) and
Algarve (the southern part of Portugal). This project is inserted in the
Portuguese National Road Program and aims to reduce the high driver
mortality rate of the current main road to Algarve and improve the accessi-
bility to the Algarve, a large tourist area with secondary residences.2 This
program has been almost entirely designed according to economical/traffic
management criteria and has had no previous environmental evaluation.
This paper considers the EIA of the projected highway section crossing
the chain of mountains that separate the Algarve from the rest of the
country and should be located approximately 50 km eastward from the
present main access road that, together with the railway, follows a valley
through a natural geological fault. This chain of mountains, together with
the connecting northeastern chains along the coast, constitute the main
habitat for the Iberian Lynx (Lynx pardina, Linaeus) in Portugal, and
shelters one of the unique remaining large populations of the whole Iberian
Peninsula. This is the only region in the world where this species occurs.
Since the beginning of the EIA Process, the ecological NGOs were
unanimous in considering that “given the existence of one disturbance
corridor across the mountains, building a second one would multiply the
risks of survival of the species, due to the increase in the fragmentation
and disturbance of its habitat.” This argument was not founded in any kind
of studies but only in the biased preposition that “one evil is better than
two.” The project did not consider an alternative corridor for the crossing
of the mountain chain. It did not even include the hypothesis defended by
2
This characteristic of Algarve contributes to the production of a characteristic seasonal
traffic pattern with peaks of high intensive movement and sinistrality (during the Summer
and on Holidays). These would change with the new highway to a more intensive pattern on
the weekends due to a more intensive use of the secondary residences by the inhabitants of
the Lisbon area.
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the ecological NGOs, which stated the use of the existing corridor along
the existent road and railway.
Table 1
Type of influence of each environmental factor on the nature of the landscape
Geology Static action, building a framework for the other factors and processes
in the landscape (forms, resources reserves, and availability). Very
stable to disturbance.
Climate Stable action, building a framework for landscape processes, is affected
by circumstantial factors in terms of the intensity of the local features
of its regional patterns (microclimatology). Resilient to local and
regional disturbances. The microclimatological patterns express
stable patterns of response to the local factors of influence.
Landform Stable action with a dynamic influence pattern on the evolution
tendency of the horizontal evolution of a site—the influence on the
evolution of the site shows an intensity that is circumstantially
determined. This pattern of influence on the site dynamics is
independent from the disturbance types.
Soils Stable in their pattern of distribution, circumstantial in their
characteristics and patterns of influence of the local dynamic. Low
resilience to disturbance.
Hydrology Stable pattern of spatial organization and interrelation, within the
climatic contingencies that determine the intensity and frequency of their
processes. Very stable pattern of response to disturbance.
Vegetation Circumstantial pattern of spatial distribution. Determines and controls
the intensity of the spatial dynamic processes with little capacity to
influence their spatial occurrence pattern. Circumstantial pattern of
response to disturbance. Variable resilience depending on the character
and stability of the community.
Land use Circumstantial distribution. Controls the intensity of the different
dynamic processes in the landscape. Determines important changes in
the spatial occurrence and distribution of patterns and processes.
Disturbance factor.
Remark: This analysis of the pattern of influence of the environmental factors on the
nature of a landscape is referred to a middle term temporal scale in land use planning
and management terms.
Table 2
Definition of Disturbance Regime Descriptors (White e Pickett, 1985 p. 7)
Descriptora Definition
Distribution Spatial distribution, including relationships to geographic,
topographic, environmental, and community gradients
Frequency Mean number of events per time period; frequency is
often used for probability of disturbance when
expressed as decimal fractions of events per year
Return interval, cycle, The inverse of frequency; mean time between
of turnover time disturbances
Rotation period Mean time needed to disturb an area equivalent to the
study area (the study area is arbitrarily defined; some
sites may be disturbed several times in this period and
others not at all—thus, “study area” must be
explicitly defined)
Predictability A scaled inverse fraction of variance of the return interval
Area or size Area disturbed; this can be expressed as area per event,
area per time period, area per event per time period,
or total area per disturbance type per time period;
frequently given as a percentage of total available area
Magnitude intensity Physical force of the event per area per time (e.g., heat
released per area per time period for fire and windspeed
for hurricanes)
Severity Impact on the organism, community, or ecosystem (e.g.,
basal area removed)
Synergism Effects on the occurrence of other disturbances (e.g.,
drought increases fire intensities and insect damage
increases susceptibility to windstorm)
a
For a given disturbance descriptor, measures of central tendency and dispersion, as
well as frequency distribution, are of interest.
Table 3
Resource land units characterized by vector and functional links
Variation Affectation Regional Surrounding land units
span functions functions
1 2 3 … n
⌬a f(a) f(a) f(a,1) f(a,2) f(a,3) … f(a,n)
⌬b f(b) f(b) f(b,1) f(b,2) f(b,3) … f(b,n)
⌬c f(c) f(c) f(c,1) f(c,2) f(c,3) … f(c,n)
… … … … … … … …
⌬n f(n) f(n) f(n,n) f(n,n) f(n,n) f(n,n)
⌬ indicates variation span of the environmental variable x; f, affectation functions of the
environmental variable x.
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Table 4
Characterisation set in vector and matrix form of a disturbed landscape
Degree of Affectation Regional Surrounding land units
availability functions functions
1 2 3 … n
␦a⬘ f(a⬘) ␦a″ f(a″) f(a⬘) f(a⬘,1)⬘ f(a⬘,2)⬘ f(a⬘,3)⬘ … f(a⬘,n)⬘
␦b⬘ f(b⬘) ␦b″ f(b″) f(b⬘) f(b⬘,1)⬘ f(b⬘,2) f(b⬘,3)⬘ … f(b⬘,n)⬘
␦c⬘ f(c⬘) ␦c″ f(c″) f(c⬘) f(c⬘,1)⬘ f(c⬘,2) f(c⬘,3)⬘ … f(c⬘,n)⬘
… … … … … … … … … …
␦n⬘ f(n⬘) ␦n″ f(n″) f(n⬘) f(n⬘,1)⬘ f(n⬘,2) f(n⬘,3)⬘ … f(n⬘,n)⬘
n times, according to the number of possible relational matrixes.
␦ indicates variation span of the environmental variable x; f, affectation functions of the
environmental variable x.
the Gualdalquivir). The Lynx almost always lives between 400 and 1300
m, mainly in sparsely disturbed mediterranean woods or bushes, but also
in replanted pine and eucalyptus woods, partially open fields (“dehesas”),
and other antropogenic formations where it is to be found in a sporadic
way. in the mountains it tends to breed in inaccessible sites (mainly areas
of very dense vegetation). No establishment of populations was observed
in areas with less then 60% bush or tree cover. A diversity of habitat
potentiates the abundance of the species. The distance from disturbance
areas such as villages and roads is also preferred. The species avoids agricul-
tural area as well as intensive forestation areas. It appears only in ecotones
where the availability of rabbit is high. The vegetation cover is the main
conditioning factor as well as the low human disturbance of the landscape.
The abundance seems to depend on many factors: the diversity of the
vegetation, the soil type, the land use, and mainly the presence or abundance
of rabbit. The existence of clearings in the woods and bushes seems to be
very favourable because of its positive influence on the rabbit population
[1]. “A park-like structure of the vegetation where small areas of woods
or bush alternate with more open areas near large areas of dense closed
vegetation, is typical for the areas where the species shows higher densi-
ties” [3].
The identification of the potential habitats was based on the knowledge
that the Lynx occurred or was only reported to occur, in recent years, in
given types of vegetation structures (close to open “Montado”3 with a
relatively dense undercover); furthermore, the species was dependent on
access to open areas for hunting purposes [3] and demanded a low to very
low disturbance level of the habitat. Additionally, it is important to notice
that no Lynx was reported to appear in the Monchique Mountains. This
granite formation located west of the present road has profoundly disturbed
vegetation due to intensive forestation with pine and eucalyptus trees.
3
Xeric evergreen formations of Quercus suber and/or Quercus rotundifoliae.
672
Table 5
Structural–functional classification system in Landscape Ecology (adapted from Forman & Godron, 1986)
Landscape Structural Nature (types) Functions Dynamic
components characteristics (changes)
Matrix Microheterogeneity Resource Habitat Stability
Macroheterogeneity Disturbance Complementarity Resilience
Connectivity (chronicle) Control of the Seasonality
Continuity Endurance spatial dynamics
Porosity Consistence
Patch Size Resource Habitat Meta-stability
Shape Disturbance Complementarity Resilience
Number (chronicle) Polarity Seasonality
Biotype Remanescent Permeability Type of border
Configuration Regenerated Source
Vertical structure Introduced (productivity)
Internal heterogeneity Ephemerality Absorption/
(gradient character) Accumulation
Corridor Width Resource Habitat Meta-stability
(Border/ Connectivity (continuity) Disturbance Conductivity Resilience
Ecotone) Biotype (chronicle) Filter/Barrier Seasonality
Ecotone convolution Remanescent Source Type of border
Gradient character Regenerated Absorption/
Introduced Accumulation
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Ephemerality Hygroscopie
J.P. Fernandes / Environ. Impact Assessment Rev. 20 (2000) 665–680
Contrast– Permeability
Similitude Complementarity
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Fig. 2. Potential distribution of the Lynx according to the results of the ILA analysis.
It was also demonstrated that the use of the existing road and railway
corridor for the construction of the highway (widening the present road)
was not a viable alternative, since it was already an active barrier, due not
only to the intense and growing road and railway traffic, but also to the
way the existing road and railway corridor follows along a natural valley
created by a geological fault. This constitutes a cumulative barrier to the
transversal movements of the Lynx that were confined to a very reduced
number of river corridors, all converging in a single crossing gorge in S.
Marcos da Serra (Fig. 2).
Confronted with this qualitative potential diagnostic of the viability of the
remaining populations of Iberian Lynx in southern Portugal, the conclusions
point to their short-term extinction, independent from the site of the new
highway corridor. A comparative assessment was undertaken between the
proposed construction project, the no-construction solution, and the widen-
ing of the existing road.
The first assessment considered the design of the proposed highway-
corridor that would cross the mountains over the tops of the water separa-
tion lines, determining two important characteristics of the final work:
1. It was mainly located above the surrounding landscape;
2. Approximately 1/3 of its length consisted of viaducts and bridges with
an average length of 300 m and 30 to 40 m elevation above the
valley floor.
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4
One must stress that the construction of the highway would allow a more intensive use
of the secondary residences in Algarve, which would imply intensive nightly traffic on week-
ends. This would provide a strong visual impact that would constrain the approach of the
road by the Lynx, enhancing its barrier effect.
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ships between the entire species population, its potential habitats, and
mainly the potential connections between the single habitats. In this way
it was possible to identify:
• The risks of isolation of the existing population;
• The factors determining that isolation;
• The present and potential connection paths; and
• The natural and artificial barriers (that constrain the viability of the
potentially existing populations, and its future expansion or re-
gression).
It must be noted that all the assumptions of the critics to the ILA study
were not based on alternative studies but only on inferences biased by the
concept that “one evil is better than two.” All the arguments were focused
on the alleged fragmentation of the mountain habitat, ignoring the already
existing fragmentation effect of the present road and its strong enhancement
by its transformation into a highway with more intensive traffic.
Independent of our work, the report on the present distribution of
the Lynx in Portugal was published after the study and confirmed all its
assumptions (Fig. 3). This study, based on a more than 10-year-long research
project (LIBERNE project), determines that the larger Portuguese popula-
tion of Lynx survives in the southwestern mountain of Espinhaço do Cão
and has its only links to the Spanish gene pool across the Serra do Caldeirão.
The connectivity corridors between these two areas is constituted of the
Odelouca River Valley in the south and Torto River Valley in the north
of the Monchique Mountains, where the species was never observed. The
southern corridor is particularly important because it is almost the only
corridor used by the species; the northern corridor is more used by the
much smaller population surviving in the Serra do Cercal and it is probable
that there are no links between the two populations west from the Mon-
chique Mountains.
As a result, the study proves the importance of the schist-graywacke
mountains with shrub and montado vegetation as an almost exclusive habi-
tat for the species in Portugal, as well as the importance of the west—east
links to the Spanish gene pools, given the reduced size of the Portuguese
populations, which is far under the metapopulation dimension.
5. Conclusions
The example given and the methodology proposed show that LE is
now a powerful and useful tool for landscape management. It allows the
evaluation of the cost of maintenance of given habitats or structures in
certain sites and the identification of cumulative ecological impacts, there-
fore avoiding biased conclusions or statements derived from an insufficient
knowledge of the ecology of the target species or habitats. Fundamentally,
it builds a regional and local tool that contributes to an integrated consider-
ation of the spatial constraints of the management of species, habitats, and
economical and social uses. The preventive argument of the Type II Error
can be avoided in this scenario.
A particularly important conclusion is the urgent need for an integrated
ecological evaluation of plans and policies at the regional and national
levels, where the landscape will not be considered as a “white sheet” (con-
sidering only the economical and social infrastructures and uses), but as a
complex structural and functional system where economy, culture, and
environment are irreversibly bounded.
It is also important to highlight the main contradiction between the
classical biological conservationists’ (target species) approach and the pro-
posed ILA approach. The first one focuses its attention mainly on the single
habitat and on the results of its isolation or fragmentation; the broad
regional scope of the ILA allows that the degree of resulting habitat isola-
tion or fragmentation can be estimated for the different alternatives, to-
gether with the evaluation of the viability of the entire species, considering
its potential and present distribution area. With the ILA methodology it
is possible to develop a consistent habitat analysis based on scarce ecological
data on a target species population (e.g., Lynx), which contributes to the
reduction of Types I and II errors. This is mainly due to the decrease of
the uncertainty within the decision making process.
6. Final remarks
The final ministerial decision on the location of the new highway ignored
the conclusions of the EIA, and without a comparative study decided for
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the corridor along the fracture valley. The decision failed to meet the
current EIA procedures, mainly due to the following reasons:
1. Selection of a new corridor without previous comparative assessment;
2. Proceeding directly to the construction phase, skipping the environ-
mental analysis of the design phase.
Although the arguments for the decision were mainly environmental,
following the NGO’s arguments, the decision criteria were mainly economi-
cal, ensuring a higher rate of use of the projected highway. This meant
avoiding the need for large improvements on the existing road, concentrat-
ing the traffic on the areas of the main tourist resorts and secondary resi-
dence concentrations.
Acknowledgments
Dr. Luı́s Palma (University of Algarve) for all the incentives for writing
this paper; TECNINVESTE S.A. for allowing the publication of the results
of the EIA study; Dra. Helena Ceia of the Nature Conservation Institute
for her availability in giving access to all information on the Lynx in Portu-
gal; and Eng. Isabel Rovisco for his help in reviewing the paper.
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