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CRANIOMAXILLOFACIAL DEFORMITIES/SLEEP DISORDERS/COSMETIC SURGERY

Maxillomandibular Advancement for


Severe Obstructive Sleep Apnea Is a
Highly Skeletally Stable Long-Term
Procedure
Joseph E. Cillo, Jr, DMD, MPH, PhD,* and David J. Dattilo, DDSy
Purpose: To evaluate long-term clinically significant cephalometric skeletal stability with maxilloman-
dibular advancement (MMA) for obstructive sleep apnea (OSA).
Materials and Methods: We performed a retrospective cohort analysis of long-term clinically signifi-
cant skeletal stability in patients who underwent MMA for OSA. The primary predictor and outcome vari-
ables were the occurrence of and time to loss of clinically significant skeletal stability, respectively, at sella–
nasion–B point (SNB). The inclusion criteria included severe OSA (apnea-hypopnea index > 30), MMA,
diagnostic preoperative and postoperative lateral cephalometric radiographs, and a minimum of 5 years
of follow-up. Digitized cephalometric radiographs were analyzed at 3 time points: preoperatively, postop-
eratively, and at last follow-up. Statistical analyses included Kaplan-Meier time–to–loss of clinical stability
analysis, the log-rank test, and the Cox proportional hazards model for hazard ratio determination for the
influence of the following independent variables on loss of clinical stability: gender, age at the time of sur-
gery, time to follow-up, and amount of surgical movement. Post hoc stratification for bone grafting was
completed. Statistical significance was set at the P < .05 level.
Results: Thirty consecutive patients with an even gender distribution and average follow-up period of
10.7 years were included in this study. Preoperatively, the average age was 43.7 years; apnea-hypopnea in-
dex, 59.8; and body mass index, 39.3. Half of the cohort had clinically significant loss of skeletal stability at
sella–nasion–A point (SNA), SNB, and A point–nasion–B point (ANB) approximately 13 years after surgery,
with no statistically significant difference between SNA, SNB, and ANB curves (c2 = 0.12) independent of
the independent variables at SNB (c2 = 1.9), SNA (c2 = 1.3), or ANB (c2 = 1.3). The average hazard ratio
ranged from 0.89 to 1.02.
Conclusions: Within the limitations of this study, MMA in the treatment of severe OSA is a highly skel-
etally stable long-term procedure independent of gender, age at the time of surgery, time to follow-up, and
amount of surgical movement.
Ó 2019 American Association of Oral and Maxillofacial Surgeons
J Oral Maxillofac Surg 77:1231-1236, 2019

Obstructive sleep apnea (OSA) is a serious medical disability and may worsen medical comorbidities,
condition characterized by repeated collapse of the such as cerebrovascular and cardiovascular disease.2
upper airway during sleep that leads to airway resis- Conservative methods in some situations, such as
tance and obstruction, snoring, fatigue, and daytime continuous positive airway pressure, have proved suc-
sleepiness.1 This condition may have a significant cessful but have significant compliance issues. Oral
impact on cognitive behavior and occupational appliance therapy has proved effective in some cases

Received from Division of Oral and Maxillofacial Surgery, Allegheny Allegheny Health Network, 320 E North Ave, Ste 6100 ST, Pittsburgh,
General Hospital, Allegheny Health Network, Pittsburgh, PA. PA 15212; e-mail: jecdna@aol.com
*Associate Professor and Program Director. Received July 1 2018
yAssociate Professor and Division Director. Accepted January 6 2019
Conflict of Interest Disclosures: Drs Cillo and Dattilo are paid con- Ó 2019 American Association of Oral and Maxillofacial Surgeons
sultants for Zimmer Biomet. 0278-2391/19/30012-6
Address correspondence and reprint requests to Dr Cillo: Divi- https://doi.org/10.1016/j.joms.2019.01.009
sion of Oral and Maxillofacial Surgery, Allegheny General Hospital,

1231
1232 SEVERE OBSTRUCTIVE SLEEP APNEA

of mild OSA but may result in occlusal changes and confirmed severe OSA (apnea-hypopnea index
temporomandibular joint disorders. [AHI] > 30) treated with MMA that consisted of Le Fort
Surgical procedures such as maxillomandibular I osteotomy and bilateral sagittal split ramus advance-
advancement (MMA) have been proven effective in ment osteotomies, as described by Prinsell,11 that used
improvement or elimination of OSA regardless of rigid internal fixation with plates and screws; advance-
age, craniofacial anomalies, weight, body habitus, or ment of at least 8 mm at the maxillary central incisor; a
medical history.3-8 MMA routinely requires period of at least 3 weeks of wired intermaxillary fixa-
advancement of the maxillomandibular complex by tion, with or without concomitant genioglossus
8 mm or more to increase the upper airway space to advancement and/or maxillary bone grafting; diagnostic
afford its intended results. Although any surgical preoperative and postoperative lateral cephalometric ra-
manipulation of the maxillomandibular complex may diographs; and at least 5 years of follow-up. The exclu-
undergo relapse,9 this magnitude of advancement sion criteria were a history of any congenital
may result in excessive relapse, particularly in the craniofacial deformities, a genetic syndrome, acquired
long-term. Most studies have investigated the skeletal craniofacial deformity related to tumor, and/or trauma;
stability of MMA for OSA over the short and medium insufficient radiographs or records; and/or inability or
term, but there remains a lack of data on the long- unwillingness to participate in the study.
term stability.
The purpose of this study was to evaluate loss of DATA COLLECTION
long-term clinically significant cephalometric skeletal
Lateral cephalometric radiographs were digitized
stability of MMA in the treatment of severe OSA. We hy-
and calibrated with an Epson Perfection V700 scanner
pothesized that half of the patients who underwent
(Long Beach, CA) for 3 time points: up to 2 months
MMA for severe OSA would not have long-term loss
preoperatively (T0), up to 1 month postoperatively
of clinically significant cephalometric skeletal stability,
(T1), and last follow-up of at least 5 years (T2). All digi-
defined as a change of 2 or more, at median follow-up
tized lateral cephalometric radiographs were analyzed
time. The specific aims of this study were 1) to deter-
by masked, independent, third-party, cloud-based
mine the frequency of long-term loss of clinically signif-
cephalometric analysis and tracing software (CephX;
icant cephalometric skeletal stability; 2) to determine
ORCA Dental AI, Las Vegas, NV; http://www.CephX.
the influence of independent factors (gender, age at
com) for the following cephalometric angular mea-
the time of surgery, amount of surgical movement,
surements: sella–nasion–A point (SNA), sella–nasion–
time to follow-up, and bone grafting) on loss of clini-
B point (SNB), and A point–nasion–B point (ANB).
cally significant skeletal stability; and 3) to evaluate
the time to loss of clinically significant skeletal stability
CEPHALOMETRIC SKELETAL STABILITY ANALYSES
with MMA for the treatment of severe OSA.
Skeletal stability analyses consisted of horizontal
skeletal angular measurements of the relationships of
Materials and Methods the maxilla and mandible to the cranial base (SNA
STUDY DESIGN and SNB, respectively), as well as the relationship of
To meet the research goals of this study, a retrospec- the maxilla and mandible to each other (ANB). Clini-
tive cohort analysis of adult patients treated with MMA cally significant loss of skeletal stability was defined
for polysomnogram-confirmed OSA between January as a difference of 2 or more in a cephalometric mea-
1992 and April 2013 was developed. Owing to the surement between time points immediately after sur-
retrospective nature of this study, exemption approval gery (T1) and at last follow-up (T2).
by the institutional review boards of Allegheny Gen-
eral Hospital (RC5727) and the University of Pitts- Primary and Secondary Predictor and Outcome
burgh Medical Center (PRO13050368) was obtained. Variables
This study was designed according to the Declaration The primary predictor variable was change in SNB.
of Helsinki, as well as good clinical practice guidelines. The primary outcome variable was time to loss of clin-
The results are reported according to the STROBE ically significant skeletal stability at SNB at last follow-
(Strengthening the Reporting of Observational Studies up. Secondary outcome variables were change in SNA
in Epidemiology) criteria.10 and ANB. Secondary predictor variables were time to
loss of clinically significant skeletal stability of the
maxilla and the relationship of the maxilla to the
INCLUSION AND EXCLUSION CRITERIA mandible at last follow-up. Loss of clinically significant
The inclusion criteria for this study were adult pa- skeletal stability was defined as a difference of 2 or
tients (age > 18 years) with overnight polysomnogram- more12 between the immediate post-surgery time
CILLO AND DATTILO 1233

point (T1) and last follow-up (T2) for each cephalo- Table 1. DEMOGRAPHIC CHARACTERISTICS (N = 30)
metric measurement.
Mean SD Range
STATISTICAL ANALYSIS
Age at surgery, yr 43.7 10.8 32-65
Descriptive percentage statistics of patients with clin- Age at last follow-up, yr 57.9 9.0 40-74
ically significant loss of skeletal stability at last follow-up AHI 59.8 17.9 35.6-102.7
were determined for SNA, SNB, and ANB. Kaplan-Meier BMI 39.3 7.9 33.4-44.7
curves were used to evaluate the time to loss of clinically Advancement, mm 8.7 0.3 8-10
significant skeletal stability for SNA, SNB, and ANB, with Length of IMF, wk 3.5 0.4 3-5
the log-rank test used to test the null hypothesis that Length of follow-up, yr 10.7 3.6 5.6-18.8
there is no difference between the curves. The Cox pro-
portional hazards model was used to evaluate the influ- Abbreviations: AHI, apnea-hypopnea index; BMI, body mass
index; IMF, intermaxillary fixation; SD, standard deviation.
ence of the independent variables gender, age at the
time of surgery, time to follow-up, and amount of surgical Cillo and Dattilo. Severe Obstructive Sleep Apnea. J Oral Maxillofac
Surg 2019.
movement—defined as the cephalometric difference be-
tween time points T0 and T1—on time to loss of clini- intermaxillary fixation for an average period of
cally significant skeletal stability. Stratification between 3.5 weeks (range, 3 to 5 weeks). The average length
patients who underwent maxillary bone grafting and of follow-up was 11.0  3.6 years (range, 5.6 to
those without grafting was completed with the Mann- 18.8 years; median, 10.0 years).
Whitney test for differences between group means. No statistically significant differences were found be-
To determine any statistically significant differences tween mean values of included and excluded patients in
between included and excluded patients, the Mann- the cohort for age at the time of surgery
Whitney test was conducted on age at the time of sur- (43.1  10.7 years vs 47.9  13.5 years, P = .4), time
gery, body mass index (BMI) at the time of surgery, pre- since surgery (11.0  3.6 years vs 11.8  3.0 years,
operative AHI, and time (in weeks) since surgery P = .3), preoperative AHI (59.8  17.9 vs 69.1  17.5,
between patients included in this study and those un- P = .95), and preoperative BMI (39.3  7.9 vs
willing or unable to participate. Descriptive and infer- 41.2  8.3, P = .6). Loss of clinically significant skeletal
ential statistical analyses were performed with the stability was observed in 40% of patients (12 of 30) for
Excel statistical package (Microsoft, Redmond, WA) both SNA and ANB and in 33% of patients (10 of 30)
and a web-based statistical package (VassarStats, for SNB at the time of last follow-up, an average of
http://vassarstats.net/). Statistical significance was 11.0 years after surgery.
set at the P < .05 level.
TIME–TO–LOSS OF STABILITY ANALYSIS
SAMPLE SIZE CALCULATION Loss of clinically significant skeletal stability at SNA,
To detect an effect size of 0.5 with a power of 80% SNB, and ANB began virtually simultaneously at
and an alpha error of .05, the sample size calculation approximately 8 years after surgery (Fig 1). Half of
showed that 30 patients were required to be entered the cohort lost clinically significant skeletal stability af-
into this study. ter approximately 13 years for both SNA and SNB and
after approximately 15 years for ANB. The hypothesis
that half of the patients who underwent MMA for se-
Results vere OSA would not have long-term loss of clinically
DEMOGRAPHIC CHARACTERISTICS AND significant cephalometric skeletal stability, defined as
DESCRIPTIVE STATISTICS a change of 2 or more, at median follow-up time could
From a cohort of 47 eligible patients, 30 consecutive not be rejected. The log-rank test for the time–to–loss
patients (64% response rate) who met the inclusion of stability analysis showed no statistically significant
criteria were entered into this study (Table 1). The difference between the SNA, SNB, and ANB curves
mean age was 43.7  10.7 years (range, 32 to 65 years; (c2 = 0.1219, df = 2, P = .94).
median, 40.0 years) at the time of surgery and
53.9  10.6 years (range, 40 to 74 years; median, COX PROPORTIONAL HAZARD RATIO
51.0 years) at last follow-up, with an even gender distri- The Cox proportional hazard ratio (HR) model for the
bution. Preoperatively, the average AHI was 59.8  17.9 influence of independent variables on long-term loss of
and the average BMI was 39.3  7.9. Average advance- clinically significant skeletal stability after MMA for OSA
ment at the maxillary central incisor was showed no statistically significant findings in the overall
8.7  0.3 mm (range, 8 to 10 mm). All patients received model fit for gender, age at the time of surgery, amount
rigid fixation with plates and/or screws and underwent of surgical manipulation, or time to follow-up at SNB
1234 SEVERE OBSTRUCTIVE SLEEP APNEA

FIGURE 1. Kaplan-Meier time–to–loss of skeletal stability curves for sella–nasion–A point (SNA), sella–nasion–B point (SNB), and A point–
nasion–B point (ANB) for long-term maxillomandibular advancement in the treatment of severe obstructive sleep apnea.
Cillo and Dattilo. Severe Obstructive Sleep Apnea. J Oral Maxillofac Surg 2019.

(c2 = 1.9095, df = 4, P = .75), SNA (c2 = 1.3525, df = 4, recurrence or worsening of OSA. Factors that affect
P = .85), or ANB (c2 = 1.3364, df = 4, P = .86) (Table 2). skeletal stability are multifactorial and may include ad-
Average HRs for all measurements ranged between 0.89 vancements over 7 mm; type and material of fixation;
and 1.02, giving an indication that these predictors did and proper management of the proximal segment,
not affect loss of stability. However, although statisti- soft tissue, and muscles.13
cally insignificant, the HR 95% confidence interval The literature has concentrated mainly on cephalo-
range of 0.69 to 2.27 may indicate there is some influ- metric skeletal stability of MMA over a relatively short
ence in some individuals. period, with few studies that have examined postoper-
ative times of greater than 4 years.14,15 Nimkarn et al14
STRATIFICATION ANALYSIS reported that medium-term (1 to 4 years) and long-
Two patients underwent either autogenous or allo- term (>4 years) MMA showed minimal and clinically
geneic maxillary bone grafting in this cohort. Measure- insignificant skeletal relapse. Similarly, Lee et al15 retro-
ments between grafted and nongrafted patients spectively evaluated 25 patients with just over a 2-year
showed no clinically or statistically significant differ- follow-up period and showed minor clinically insignif-
ences in SNA (P = .5), SNB (P = .6), and ANB (P = .8). icant cephalometric skeletal changes with no develop-
ment of malocclusion. Schwartz et al,13 in a cohort of
33 patients who underwent correction of skeletal Class
Discussion II malocclusion with a mandibular advancement of
Skeletal stability of MMA in the treatment of OSA is an greater than 10 mm, found a limited amount of skeletal
important aspect of long-term success. In MMA, large relapse at an average follow-up of 19.4 months.
advancements of the mandible and maxilla are intended Our study evaluated long-term loss of clinically sig-
to volumetrically expand the upper airway in the nificant cephalometric skeletal stability, defined as a
attempt to decrease upper airway resistance, relieve change of 2 or more for skeletal measurements, in
obstruction, and reduce the AHI.5,6 Advancement of patients who underwent MMA for OSA. The use of
the maxillomandibular complex by 8 to 12 mm is standard cephalometric skeletal measurements has
generally required to obtain this intended result.6 This been shown to give some indication of the craniofa-
large amount of movement may result in craniofacial cial skeletal stability that results from MMA surgery.
skeletal instability with relapse and undesirable possible Bailey et al16 defined highly stable orthognathic
CILLO AND DATTILO 1235

Table 2. COX PROPORTIONAL HAZARDS MODEL FOR LONG-TERM SKELETAL STABILITY FROM MAXILLOMANDIBU-
LAR ADVANCEMENT FOR OBSTRUCTIVE SLEEP APNEA (N = 30)

Measurement Coefficient SE 95% CI for SE HR 95% CI for HR

Gender (1:1 M:F)


SNB –0.3784* 0.4016 –1.1 to 0.4 0.99 0.69-1.50
SNA –1.1195* 0.3754 –0.86 to 0.62 1.02 0.98-1.15
ANB –0.0043* 0.4201 –0.83 to 0.82 1.00 0.44-2.27
Movement, 
SNB –0.1166* 0.1044 –0.32 to 0.09 0.89 0.73-1.09
SNA 0.0160* 0.0207 –0.02 to 0.14 1.02 0.98-1.07
ANB 0.0835* 0.0855 –0.08 to 0.25 1.09 0.92-1.29
Age at surgery (mean, 42.2 yr)
SNB 0.0039* 0.0197 –0.03 to 0.04 1.00 0.88-1.05
SNA 0.0240* 0.0207 –0.86 to 0.62 1.02 0.98-1.07
ANB 0.0012* 0.0208 –0.04 to 0.04 1.00 0.96-1.05
Time to follow-up (mean,
11.0 yr)
SNB 0.0006* 0.0011 –0.014 to 0.0027 1.00 0.99-1.00
SNA 0.0004* 0.0010 –0.0016 to 0.0024 1.00 0.99-1.00
ANB 0.0004* 0.0011 –0.00 to 0.003 1.00 0.99-1.00
Abbreviations: ANB, A point–nasion–B point; CI, confidence interval; F, female; HR, hazard ratio; M, male; SE, standard error;
SNA, sella–nasion–A point; SNB, sella–nasion–B point.
* Not statistically significant (P > .05).
Cillo and Dattilo. Severe Obstructive Sleep Apnea. J Oral Maxillofac Surg 2019.

surgical procedures as those that had a 90% chance MMA therefore may be considered a highly stable
of a change of less than 2 mm at landmarks and long-term procedure in the management of OSA.
almost no chance of a change of more than 4 mm The shortfalls of this study include the inherent biases
during the first postsurgical year. In our study cohort, in retrospective cohort analyses with a limited number
loss of skeletal stability was experienced by up to of patients. The low response rate may be due to the
40% of patients and began to become apparent length of time since last follow-up, as patients may
approximately 8 years after surgery. Furthermore, have either moved from the surrounding area, been un-
the data presented in this study showed that half of able or unwilling to undergo follow-up, died, or been
the cohort maintained clinically significant skeletal lost to follow-up. Future studies should include an
stability until approximately 13 years after surgery. increased number of patients with more advanced
These were independent of the patient’s gender, radiographic techniques such as cone-beam computed
age at the time of surgery, amount of surgical manip- tomography scans. Additional evaluation of the poten-
ulation, time to follow-up, or bone grafting. Although tial influence of predictors of skeletal stability as used
average HRs for these predictors were found to have in this investigation will need to be completed to fully
little to no influence on predictors of loss of clinical ascertain their role in clinical skeletal stability.
skeletal stability, the 95% confidence intervals for the Within the limitations of this retrospective cephalo-
cephalometric measurements were large, ranging metric cohort analysis of patients who underwent
from 0.69 to 2.27. This finding might indicate that MMA for severe OSA, loss of clinically significant skel-
there is some potential for the predictors of loss of etal stability of the maxillomandibular complex begins
clinical stability to be influencing factors. In addition, to manifest almost 8 years after surgery, with half of the
the progression to loss of skeletal stability between cohort showing loss of stability almost 13 years after
the 3 cephalometric measurements (SNA, SNB, and surgery. Loss of clinically significant skeletal stability
ANB) occurred essentially at the same rate. Finally, was independent of gender, age at the time of surgery,
these data allow for the acceptance of the hypothesis amount of surgical movement, length of follow-up, or
that half of the patients who undergo MMA for severe bone grafting. MMA appears to be a highly skeletally
OSA will have long-term clinically significant cephalo- stable long-term procedure in the treatment of severe
metric skeletal stability at least 10 years after surgery. OSA.
1236 SEVERE OBSTRUCTIVE SLEEP APNEA

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