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Medieval Russian Familiarity With The Mongols of The Golden Horde
Medieval Russian Familiarity With The Mongols of The Golden Horde
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ABHANDLUNGEN
CharlesJ. Halperin, Columbia University,
New York
12* fürGeschichte
Jahrbücher 30 (1982)H. 2 © FranzSteiner
Osteuropas VerlagGmbH,Wiesbaden,
Germany
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162 Charles J.Halperin
4 For
example,TlCHVlNSKlJ (ed.) Tataro-Mongolvv Azii i Evrope, or specificallyon Russia,
Kargalov VnesnepoliticeskiefaktoryrazvitijafeoaaFnoj Rusi, and many otherpublicationsby
Kargalov.
5
Presnjakovrestoredan activeMongol role in Russianhistoryaftertheneglectoí Kljucevskij,but
as an externalfactor;subsequentnarrativesretainthis approach to the problem. See A. E. PRES-
NJAKOV Obrazovanie velikorusskagogosudarstva.Ocerki pò istoriiXIII - XV stoletija.Petrograd
1918; A. N. Nasonov Mongoly i Rus. IstorijaTatarskojpolitikina Rusi. Moskva, Leningrad1940;
L. V. Cerepnin Obrazovanie russkogo centralizovannogogosudarstvav XIV - XV w. Ocerki
sociaPno-ékonomiceskoji politiceskoj istorii Rusi. Moskva 1960; and John L. I. Fennell The
Emergenceof Moscow, 1304-1359. Berkeley,Los Angeles 1968.
6 For drevne-russkich knizmkovk tataram,in: Trudy
example,M. V. SachmaTOV Otnosenie
IV S-ezda russkichakademiceskichorganizacijza granicejv Belgrade16-23 Sentjabrja1928. Cast' 1,
Belgrad1929,pp. 165-173; or NICHOLASV. RlASANOVSKY Asia throughRussianEyes,in: WAYNES.
Vucinich (ed.) Russia and Asia. Stanford1972, pp. 3-29.
7 Obrazovanie velikorusskagogosudarstvapp. 48-50. I have not found a way to
PRESNJAKOV
reproducePresniakov'salliteration,cuzaja i cuidaja vlast' in English.
8 On Eurasianismsee OTTO BOSS Die Lehre der Eurasier.Ein
Beitragzur russischenIdeenge-
schichte des 20. Jahrhunderts.Wiesbaden 1961 = Veröffentlichungen des Osteuropa-Instituts
MünchenBand 15; NICHOLASV. RlASANOVSKY The Emergenceof Eurasianism,in: CaliforniaSlavic
Studies4 (1967) pp. 39-72; and G. EDWARDORCHARDThe EurasianSchool of RussianHistoriogra-
phy,in: LaurentianUniversityReview 10,1 (Nov. 1977) pp. 97-106.
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withtheMongols
MedievalRussianFamiliarity 163
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164 Charles J.Halperin
19 I
hope to presentthistheoryproperlyin a separatearticle: The Ideologyof Silence: Pragmatism
and Prejudiceon the Medieval Ethno-RehgiousFrontier,and to apply it to Russia in a monograph:
Russia and theGolden Horde : The ImpactoftheMongolson RussianHistory,bothin preparation.It
is not practicalto tryto providereferencesto bibliographyhere.
20 M. D. Russkieljudi v Zolotoj orde. Moskva 1978; see myreviewin: Russian
POLUBOJARINOVA
Review39,2 (April1980) pp. 237-238. The omissionofpage references in thisreview,unbeknownstto
me, rendersone sentenceconfusing: Polubojarinova devotestwiceas manypages to archeologicalas
to writtenevidence,which reflectsher expertiseas an archeologist.
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MedievalRussianFamiliarity
withtheMongols 165
The Tatarsdid not move into the Russian forestzone; theystayedin the Pontic and
Caspian steppe.The Russianshad littlechoicein learningmoreaboutthesteppe; theywere
compelled to visit the Horde in order to conduct theirpolitical affairs.Yet the great
Russian orientalistV. V. Bartol'D lamentedin his masterfulsurveyof the studyof the
orient in Russia and Europe that the Russians had not taken full opportunityof this
situation.There were no Russian equivalents of the informativetraveloguesof the
Franciscanfathersof the thirteenth century.The Franciscansleftus accounts of their
journeys to Karakorum rich in knowledgeof the geographyand societyof the Mongol
empire.The Russians who visitedKarakorumleftno such writtenlegacy to enrichthe
traditionof European scholarshipabout the Orient.21
The absence of Russian travelaccounts comparableto Carpini or Rubruck can be
extendedto an even closerregiontoo. Thereareno textsillustrative ofRussianreactionsto
Karakorumand the pointsin-betweenRussia and Mongolia. The Russianconscriptswho
served in the Imperial Guard stationedoutside Peking have also disappearedwithout
leavingany tracesin themedievalRussiansources.Russianknowledgeof thegeographyof
theGolden Horde was nevercodifiedin a singletravelaccount,butitcan be reconstructed
fromvariousmedievalRussian texts.
In 1318-1319 prince MichailAleksandrovicof Tver was summonedto the Horde to
answera seriesof largelyspecious accusationsinspiredby his rivalprinceIvan Kalita of
Moscow. For severalmonths,while being torturedand tried,Michail accompaniedthe
Horde in itsnomadizing.Because he was executedand canonized,he becamethesubjectof
a vita.22The authorof this saint'slife describesthe Horde's itinerarywith a sure hand:
MichailreachedtheHorde on theriverDonee, at theSuroz Sea (Sea ofAzov). He travelled
to the Terek riverin the Caucasus near the Jasskijand Cerkasskijhills (goryof the Jasy
[Alans] and Cerkesy [Circassians], later corruptedto gorody=cities) at the city of
Dedjakov [Tjutjakov],23on the riverSevenc. The Horde then crossed the riverAdyz,
which was appropriatelynamed, since the word in Tatar means "sorrow." Afterhis
executionMichail'sbody was firstburiedin Mozd'zcara neartheIron Gates in theeastern
Caucasus (nearDerbent).The body was laterremovedto Bezdez, at the confluenceofthe
Volga and Don rivers,24 beforefinalrelocationin Rus.25
21 V. V. BARTOL'D
Raboty pò istoriivostokovedenija.Moskva 1977, pp. 363-364 (= Socinenija
vol. 9).
22 V. A. Kuckin Povesti o Michaile Tverskom. issledovanie.Moskva
Istoriko-tekstologiceskoe
1974, is a fairlycomprehensivestudyof thistext.
23 On thelocationof this
cityconsultM. G. Safargaliev Gde nachodilsjazolotoordynskijgorod
Dedjakovo ?, in: Ucenye zapiski Mordovskogo pedagogiceskogoinstitutaimeni A. I. Polezaeva.
Serijaobscestvennych nauk.Vyp 4. Saransk1956,pp. 128-137; V. A. Kuckin Gde iskat'jasskijgorod
Tjutjakov?, in: Izvestija Severo-Osetinskogonaucnogo issledovatel'nogoinstituta.Vol.25. Ord-
zonikidze 1966,pp. 169-183; and E. I. Krupnov Esce raz o mestonachozdeniigorodaDedjakova, in:
Slavjanei Rus'. Moskva 1968, pp. 291-297 (=Rvbakov Festschrift).
24 V. L. Egorov Razvitie
centrobeznychustremlenijv Zolotoj Orde, in: Voprosyistorii(1974)
No. 8, pp. 36-50, herep. 49.
25 Polnoe sobranie russkich
letopisej [hereafterPSRL refersto this series]. Vol. 1. 2nd ed.
Leningrad1926; vol. 2. 2nd ed. S.-Peterburg1908; vol. 4. S.-Peterburg1848; vol. 5. S.-Peterburg
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166 Charles J. Halperin
1851; vol. 10. S.-Peterburg1885; vol. 11. S.-Peterburg1897; vol. 15. S.-Peterburg1863; vol. 18.
S.-Peterburg1913:vol. 20. S.-Peterburg1910;vol. 23. S.-Peterburg1910;vol. 25. Moskva, Leningrad
1949; vol.27. Moskva, Leningrad 1962; vol.32. Moskva 1975; here vol.5, pp. 207-215. Cf. the
commentson the Horde and its movementsin H. A. R. GlBB (tr.) Ibn Batuta,Travelsin Asia and
Africa1325-1354. New York 1929, pp. 142-152.
26
Troickajaletopls.Rekonstrukcijateksta.Ed. M. D. Priselkov.Moskva, Leningrad1950,p. 368
[hereafterTL refersto thischronicle].
27 TL
p. 378.
28 TL
p. 396. See Janet Martin Les uskujnikide Novgorod: marchandsou pirates?, in: Cahiers
du Monde russeet soviétique16 il 975) pp. 5-18.
29 PSRL vol. 4, p. 63.
30 TL p. 465.
31 PSRL vol. 11, p. 96.
32 PSRL vol.
20, pp. 303-304, and: Chozenie za trimorjaAfanasijaNikitina1466-1472gg.Moskva
1948; 2nd ed. 1958,pp. 10-11.
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MedievalRussianFamiliarity
withtheMongols 167
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168 Charles J. H alperin
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MedievalRussianFamiliarity
withtheMongols 169
Not only did the Russians record the names of khans (cart); they also sometimes
mentionimperialprinces (carevici) and the wives/widowsof khans, caricy(khanshas,
khatuns).Non-Chingissidaristocrats are accordedthetitle"prince" (knjaz), whichusually
translated"emir" or "beg." Mongol officialsare designatedwiththeirappropriatetitles;
the baskakiwere governorswho supervisedthecollectionof tributeand conscriptionand
maintainedpublic order; the darugihzà administrative functionsin the Horde itself;the
"envoys" (posoly, a literaltranslationof the Mongol iVct)carriedmessagesand orders
betweenthe Horde and the Russian forestzone. Sometimesthe Russian sources apply a
Russian titleto a Tatarnotable,such as "commander"(voevoda) or "courtier"(stol'nik).
Naturally,sometimesthereis confusionamong scholarsas to the identityof a particular
Tatar,42and even the Russian chroniclescould not keep the musical chairsof the Saraj
throne straightall the time during the enormous unrest of the 1360's and 1370's.43
Neverthelessthe Russian chronicleson the whole contain fullerand more accurate
informationabout the dynasticchangesin the Golden Horde in the second half of the
fourteenthcenturythan the Arabo-Persiansources; the Russian Christiansfollowed
Horde politicscloserthanthefellowMuslimMongols in Iranor theMamelukes.44 Indeed,
the Russian chroniclesof the laterfourteenth and earlyfifteenth centurycontainmore
informationabout the Horde than about any of Russia's neighbors,45 and with good
reason: none of Russia's otherneighborsposed as immediateand importanta threatas the
Horde. Even giventhe vagariesof Russian spelling,on the whole the Russian chronicles
transcribethe names of Tatar carevici,such as those in the armyof emirEdigej which
besiegedMoscow in 1409,withremarkableaccuracy.46 Russianexpertisein thesocietyand
personnelof the Horde was immense.
The medievalRussian chronicleshad a weakness for compilinglists,for example,of
metropolitansof the Church or the bishops of a particularcity, of grand princesof
Vladimiror princesof a particularprincipality.It is hardlysurprisingthatthe chronicles
also contain a list of cari ordynskie(khans of the Horde).47 The names of the Tatar
commandersof specificraids or campaignsintoRussia were so well knownthatthemost
importantraidswere known by the name of theirleaders; thuswe have references to the
"campaigns"(rati) of Nevrjuiin 1251,Djudeñ in 1293 and AchmyPin 1322.48Withequal
consistencysuch raidswere employedas chronologicalreferences ; forexample,such and
42 Nasonov
Mongoly i Rus p. 30, n. 3 thoughtKutlubuga,s.a. 1262,referred to Kubilai Khan in
China, althoughhe is called a Muslim. BERTHOLDSpuler Die Goldene Horde. Die Mongolen in
Rußland. 2nd ed. Wiesbaden 1965, p. 36, refutesNasonov, but calls Qutlug-Boga a baskai, a title
absentfromthe chronicle.
43
Grekov, Jakubovskij Zolotaja orda i ee padenie pp. 269-270 corrects some erroneous
information about khansdurinethe civilwar.
44
Grekov, Jakubovskij Zolotaja orda i ee padeniep. 272 calls thesuperiorknowledgeof Horde
politicsof the Russian chronicles"entirelycharacteristic."
45 L. V. Cerepnin Otrazenie
mezdunarodnojzizni XIV- nacalo XV v. v moskovskomletopisanii,
in: Mezdunarodnyesvjazi Rossii do XVII v. Moskva 1961, pp. 225-256, especiallypp. 227-231,
244-247.
46 A. Iz istoriipadenija Zolotoj Ordy, in: Voprosyistorii(1947) No. 2, pp. 30-45,
JAKUBOVSKIJ
herep. 40, highpraisefroma reputableorientalistsuch as Takubovskii !
47 M. E. ByCkova
Rodoslovnye knigi XVI-XVII w. kak istoriceskijistocnik.Moskva 1975,
pp. 147-150.
48 M. N. TlCHOMlROV
Kulikovskajabitva1380 g., in: TlCHOMlROV, V. F. R2IGA,L. A. DmiTRIEV
feds.)Povestio Kulikovskoibitve.Moskva 1959. dd. 335-376. here d. 336.
49 A. D. Otrazenie tataro-mongol'skogo
GORSKIJ iga v russkichaktachXIV-XV w., in: FeodaP-
naja Rossija vo vsemirno-istoriceskom processe.Moskva 1972, pp. 48-58 (= CerepninFestschrift).
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170 Charles I. Halperin
There would have been no way for the Russians to communicatewith the Tatars,to
acquirethegeographicand social expertiseabout theGolden Horde theypossessed,unless,
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withtheMongols
MedievalRussianFamiliarity 171
literally,the two groups spoke the same language. There has been surprisinglittle
discussionof thisfundamentalaspectof Russo-Tatarrelations.50 It would appearthatthe
medievalRussiansourcesmaintaina discretesilenceevenabouthow theybrokethesilence
in orderto conversewiththe Tatars.
In 1223 thechroniclerclaimednotto knowwho theTatarswere,wheretheycamefrom,
whattheirreligionwas, or whatlanguagetheyspoke. Yet therewerenegotiationsbetween
the East Slavic princesand the Tatars.The narrationdoes not mentionin whatlanguage,
nor does it allude to translators.
That the linguafrancaemployedin 1223 musthave been
some formof "Turkic" is a foregoneconclusion.The Mongols did not speakRussian,nor
did the Russiansspeak Mongol; neitherhad everhad any contactwiththeother.But the
Mongol confederation alreadyincludedlargecontingentsof Turkic-speaking nomads,and
the East Slavs had long enjoyedintensecontactwiththe Turkic-speaking nomads of the
Ponticsteppe.Turkic-speakers musthave been commonin theMongol army,and Turkic-
speakers must have been readilyavailable among the East Slavic politicalestablishment.
Thus in 1223 Turkicmusthave been the mediumof communication.
The Mongols remained in the steppe when they conquered Russia; there they
assimilatedwiththe Turkic-speaking population,the Kipchaks(Polovcy in Russian). The
Turkicizationof the Mongols of the Golden Horde entailedno changesin Russo-Tatar
communication.The "Tatar" language evolved into Chagatai Turkic by the fifteenth
century.But the Mongols were the conquerors,who stayedin the steppe; mostlythey
would not have taken the troubleto learn to speak Russian. It is more likelythatthe
Russian princelyand ecclesiasticaldelegationsincluded a Turkic-speakerwho servedas
translator.Yet thechroniclesalmostnevermentionsuch bilingualspeakersor translators.
The exceptionsprove the rule. A Russian-speakingtranslator(tolmac)is mentionedas
havingparticipatedin the siege of Cholm; obviouslyhe was a Tatar.51Most references to
translatorsare late, veryliterary,and perhapsnot reliable.The "Skazanie o Mamaevom
poboisce" (Narrationof the BattlewithMarnai)was writtenabout theRussianvictoryin
thebattleof Kulikovo in 1380.Accordingto thishighlyrhetorical worktheRussianenvoy
Tjut'cov was sentto theHorde withtwo Polovtsian-speaking tolmaci?2(It was a common
"historicist"clichéof late fourteenth-earlyfifteenth
centuryRussianliterature to describe
the Tatarsas Polovcy, so the languagethe Russian translatorsspoke was Tatar.)
The firstbilingual translatorswere sometimesRussian-speakingPolovcy. Carpini
mentionstwo "knights"of grandprinceJaroslav,the Coman Temer and the Christian
Coman Sangor(who shouldhave had a Christianname).53Some ofthe"Russian" princely
envoys {kilicei)to the Horde may not have been ethnicRussians either.In 1360 prince
Vasilij of Kasin sent GrigorcjukKoreev to the Horde,54and in 1380 DmitrijDonskoj
dispatchedTolbuga and Moksej to carrya messageto khanTochtamys.55 While namesare
not a flawlessindicatorof ethnic identity,certainlythese non-Russiannon-Christian
50 The discussionin Spuler Die Goldene Horde pp. 285-293 seems inconclusive.
51 PSRL vol. 2, col. 851.
52
TlCHOMiROV,R2IGA, Dmitriev (eds.) Povesti o Kulikovskoj bitve p. 49. On this text see
Halperin The Russian Land and the Russian Tsar pp. 23-37.
53 Christopher Dawson
(ed.) Mission to Asia. Narratives and Letters of the Franciscan
Missionariesin Mongolia and China in the Thirteenthand FourteenthCenturies.New York 1955,
pp. 66, 70.
54 PSRL vol. 15, col. 67.
55 TL
p. 421. On kiliceisee POLUBOJARINOVA Russkie ljudi v Zolotoj Orde pp. 18-19.
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172 Charles J.Halperin
56 A. A. ZlMiN Kratkoe i
prostrannoesobranija chanskichjarlykov,vydannychrusskimmit-
ropolitam,in: Archeograficeskij ezegodnikza 1961g.(1962) pp. 28-40. Sovietorientalistshave begun
addressingthe problemof the originallanguageof the Golden Horde jarlyki.See, forexample,three
of the articles by A. P. Grigorev Êvoljucija formy adresanta v zolotoordynskichjarlykach
XII-XIVw., in: Ucenye zapiski LGU No. 389, Serija vostokovedceskichnauk (1977) vyp. 19.
Vostokovedenie3, pp. 132-156; Obrasceniev zolotoordynskich jarlykachXIII-XIV w., in: Ucenye
zapiski LGU No. 403. Serija vostok. nauk (1980) vyp. 23. Vostokovedenie7, pp. 155-180; and: K
rekonstrukcii tekstovzolotoordynskichjarlykovXIII-XIV w., in: Istoriografija i istocnikovedenija
istoriistranAzii i Afriki5 (1980) pp. 13-38; and M. A. USMANOVZalovannyeaktyDzucieva ulusa
XIV-XVI vekov. Kazan 1979. esoeciallvdo. 94-115. dd. 192-193.
57 PSRL vol. 4, s.a. 1446, p. 125.
58 Chozenie za tri studiesby
morjaAfanasijaNikitina1466-1472,passimand therecentrevisionist
Gail Diane Lenhoff BeyondThree Seas : AfanasijNikitin'sJourneyfromOrthodoxyto Apostasy,
in: East European Quarterly13,4 (1979) pp. 431-447, and Chapter6: AfanasijNikitin's Journey
Beyond Three Seas, in her doctoral dissertation:The Making of the Medieval Russian Journey.
Universityof Michigan1980,pp. 198-248 (on Nikitin'sorientalpatois,pp. 228-239). I am grateful to
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withtheMongols
MedievalRussianFamiliarity 173
anxietyover his "deracination" and perhaps apostasy. Excessive familiarity with the
language,let alone the religion,of the infidelthreateneddoom fortheRussianOrthodox
Christian.
MedievalRussianfamiliarity withtheTatarlanguagemusthavebeenfargreaterthanthe
medievalRussian sourcesallow or admit.Yet like Russianexpertisein thegeographyand
societyof theHorde, bilingualismwas a productof necessitybestleftunarticulated
in the
works of the medievalRussian intellectuals.
Professor
Lenhoff formaking a copyofthischapter availableto me.Muchmore
ofherdissertation
attentionshould be paid to Ja.S. LURE PodvigAfanasijaNikitina(k 500-letijunacala ego
in: IzvestijaVsèsojuznogo
putesestvija), obscestva
Geograficeskogo 99 (1967)pp. 435-442.
Appendix
TatarNotablesNamedin theMedievalRussianChronicles
Year Tatars Source
1223 Gemjabeg, Cgyrkan,Tesjukan NPL pp. 61-63,264-266
1237-1238
Batyj PSRL vol. 1, col. 470
1240 Tovrul,Urdju,Baidar,Birjui,Kaidan,Becak,Meñgu, PSRL vol.2, cols.784-785
Kjujuk',voevodaSebedjai,voevodaBurundai
1243 Manmana, Balaa PSRL vol.2, col. 794
1245 stoVnik (courtier)
Eldega NPL pp. 298-303
1247 Berdebek PSRL vol. 10,pp. 134-135
1249 Sartak,sonofBatyj PSRL vol.1, col.472
1251 Nevrjui NPL p. 304
1256 carUlavcij TL p. 325
1259-1260
Kuremsa, Burundai PSRL vol.2, cols.841-848
1261 Baimu,Kuicija,Asika,Boljuja PSRL vol.2, cols.849-855
1262 posolKutlubuga TL p. 327
ctfr'Berkaj NPL p. 312
1269 velikijbaskakAmragan NPL pp. 319,88
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174 Charles J.Halperin
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Medieval Russian Familiaritywiththe Mongols 175
13
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