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Keneth Lang - Social Indicators
Keneth Lang - Social Indicators
Keneth Lang - Social Indicators
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Ann.Rev. Sociol. 1983. 9:1-26
Copyright( 1983 byAnnual ReviewsInc. All rightsreserved
SOCIAL INDICATORS
KennethC. Land
ofSociology,
ResearchCenterandDepartment
Population The University
ofTexasat Austin, Texas78712
Austin,
ABSTRACT
This paperreviewsthedevelopment ofthefieldofsocial indicatorsfromits
originsin the 1960s to the present.Three classes of social indicatorsare
identified:
normative welfareindicators, whichfocuson directmeasuresof
welfareand are subjectto theinterpretation thatiftheychangein theright
directionwhile otherthingsremainequal thingshave gottenbetteror
peopleare betteroff;satisfaction indicators,whichmeasurepsychological
happiness,and lifefulfillment
satisfaction, by usingsurveyresearchinstru-
mentsthatascertainthesubjectiverealityin whichpeoplelive;and themost
inclusivecategory,descriptive social indicators,whichare indexesofsocial
conditions(i.e. contextsof humanexistence)and changesthereinforvari-
ous segmentsof a population.Correspondingly, two conceptionsof how
social indicatorsare to be interpreted and used are discussed:One, which
emphasizesthepolicy-analytic uses of social indicators,presumesthatthe
properrelationship of social indicatorsto social policyoccursat the level
of operatingor managingorganizations; the other,whichemphasizesthe
uses of social indicatorsin social reporting, presumesthattheproperrole
ofsocialindicatorsis publicenlightenment and theformation ofgeneralas
opposedto operationalpolicy.Threesociologicalcontributions to the de-
scriptivesocialindicators/enlightenment approachare described:thedevel-
opmentofreplication and longitudinal studies,theproductionofanalytical
studiesof social change and social reports,and the creationof formal
modelsfortheanalysisofdata on socialchange.Currentresearchproblems
thatareidentified includethedevelopment ofsocialaccountingsystems, the
construction of indicatorsof institutional and the
values and structures,
productionof improvedsocial forecastsand forecasting techniques.It is
concludedthat,whileissuesof publicconcernmay changefromtimeto
time,the criticalpublic and privatesectorscontinueto need statistical
information about currentsocial conditionsand trends.
0360-0572/83/0815-0555$02.00
2 LAND
INTRODUCTION
The termsocial indicatorswas born and givenits initialmeaningin an
attempt,undertaken by the AmericanAcademyof Artsand Sciencesfor
the NationalAeronauticsand Space Administration, to detect(evaluate)
and anticipate(assess)thenatureand magnitudeofthesecond-order conse-
quencesof thespace programforAmericansociety.The Academy'sman-
date was to investigatethe social, economic,and technologicalconse-
quencesthatwerenotimpliedeitherbythestatedobjectivesoftheprogram
(unintendedconsequences)or by the technologicaldiscoveriesemerging
immediately fromthe program(indirectconsequences).Severalscholars
involvedin thisprojectsoonbecamefrustrated bythelack ofsufficient data
to detectsuch effects. Furthermore, both a systematicconceptualframe-
workand a methodology forsophisticatedanalysisweremissing.Conse-
quently,some of those involvedin the Academy projectattemptedto
developa systemofsocialindicators-statistics, statisticalseries,and other
formsofevidence-withwhichto detectand anticipatesocial change.The
resultsof this generalizedversionof the projectwere published(Bauer
1966) in a volumethat inauguratedthe contemporary period of social-
indicatorsresearch.
The appearanceof this volumewas not an isolatedevent.Interestin
social indicatorswas furtherbuttressed by publicationof thereportof the
NationalCommissionon Technology,Automationand EconomicProgress
(1966). In theprocessofassessingtheeffects of factoryautomationon the
economyand society,the Commission(1966: 95-97) commentedon the
lack ofa systemforchartingsocial changesand advocatedthattheUnited
States Governmentestablisha "systemof social accounts" that would
facilitatea cost-benefit
analysisofmorethanthemarket-related aspectsof
societyalreadyindexedbytheNationalIncomeand ProductAccounts.At
aboutthesametime,Sheldon& Moore (1968: 3; see also Moore & Sheldon
1965)tooknoteoffar-reaching changesinthestructure ofAmericansociety
and assembleda massivevolumeof essayson indicatorsof social change.
Space limitationsprevent mentionofall theproposalsfor,and contributions
to,researchin social indicatorstouchedoffby thisinitialroundofpublica-
tions(an annotatedbibliography publishedby Wilcox et al in 1972 con-
tainedover 1,000items).
This sharpimpulseofinterest in social indicatorshas historically impor-
tantsocial-scienceprecursors withlinksto theeventsof the 1960s.Gener-
ally speaking,it grew out of the movementtowards collection and
organization ofnationalsocial,economic,and demographic data thatbegan
in Westernsocietiesduringthe 17thand 18thcenturiesand acceleratedin
thetwentieth century(Gross 1966;Carley1981:14-15).A moreproximate
SOCIAL INDICATORS 3
to developindicatorsand accountsthatcomplement
efforts theuseful(and
inescapable)economicindicators.These two approachesstillcharacterize
muchcurrentsocial-indicators research.
NormativeWelfareIndicators
Takingas its premisethe propositionthatsocial indicatorsshouldrelate
an earlydefinition
considerations,
directlyto social-policy-making by the
economistMancurOlson characterizeda social indicatoras a
statistic
ofdirectnormative whichfacilitates
interest concise,comprehensive andbal-
ancedjudgments abouttheconditionofmajoraspectsofa society.It is,in all cases,a
directmeasure ofwelfare thatifitchangesin the
andis subjectto theinterpretation
'right' whileotherthings
direction, remain equal,thingshavegottenbetter, or people
arebetteroff. onthenumbers
Thus,statistics ofdoctorsorpolicemencouldnotbesocial
whereas
indicators, onhealth
figures orcrimeratescouldbe.(US Department ofHealth,
Education andWelfare 1969:97).
In thelanguageofpolicyanalysis(see e.g. Fox 1974: 120-23),socialindica-
torsare "target"or "output"variables,towardschangesin whichsome
publicpolicy(program,project)is directed.Such a use ofsocial indicators
requiresthat(a) the societyagreesabout whatneeds improving; (b) it is
possibleto decideunambiguously what "gettingbetter"means;and (c) a
highdegreeofaggregation in theindicatorsexiststo facilitate
national-level
analyses.
Experiencedsocialanalystsquicklyperceiveddifficulties inmeetingthese
requirements. 0. D. Duncan (1969: 3-4) observedthatthe emphasison
aggregation maybe premature. Sheldon& Freeman(1970: 98) arguedthat
what is of "directnormativeinterest"today may not be so next year;
furthermore, the requirement thatindicatorsbe "directmeasuresof wel-
fare"rulesout manyvariablesthatmaybe relevantto an understanding of
theindicator.This requirement presupposesthat"outputs"can be unam-
biguouslyidentified and ignoresthe fact that the outputof one social
processmay be the inputof another.
Indicators
Satisfaction
An alternative approachto the definition of social indicatorshas its'roots
in TheHuman MeaningofSocial Change(Campbell& Converse1972). A
companionto theSheldon& Moore (1968) volume,thiscollectionofessays
arguedthatthe directmonitoring of keysocial-psychological states(atti-
tudes,expectations, feelings,aspirations,and values) in the populationis
necessaryto an understanding of social change.In a subsequentvolume,
Campbellet al (1976: 4) connectedthisproposition to thenotionofquality
oflife:"The researchwithwhichthisbook is concernedderivesfromthe
convictionthatthe relationship betweenobjectiveconditionsand psycho-
logicalstatesis veryimperfect and thatin orderto knowthequalityoflife
SOCIAL INDICATORS 5
Social Indicators
Descriptive
A thirdapproachto the definitionof social indicators,buildingupon the
Ogburnlegacyofresearchon social trends,focuseson socialmeasurements
and analysesdesignedto improveour understanding of what the main
featuresof societyare, how theyinterrelate,and how thesefeaturesand
theirrelationshipschange(Sheldonand Parke 1975: 696). 0. D. Duncan
6 LAND
Whatwemusthave,minimally, arequantitativestatements
aboutsocialconditionsand
socialprocesses,
repeatedlyavailable
through time,thereliability
andvalidity ofwhich
arecompetentlyassessedandmeetminimal standards. Ifsuchstatements-"socialmea-
surements"-can beorganizedintoaccounts... somuchthebetter.Ifsomecombination
ofmeasurements or quantities
derived fromelementary magnitudescan be shownto
servea clearinterpretive
purposeas "indicators,"
so muchthebetter. As accounting
schemes,modelsofsocialprocesses,andindicators aredevelopedandtested, ouridea
ofwhattomeasure will,ofcourse,
change.Butthatdoesnotaltertheprinciple thatthe
basicingredients
arethemeasurements themselves.We aretalkingaboutinformation,
theprocessingofinformation,andthereporting ofprocessedinformation.
ExtensionsofPolicyAnalysisand Microeconomics
From the outset,normativewelfareindicatorshave been surroundedby
policy-analytic/microeconomic theoriesand concepts.Initially,the idea
was that social indicatorscould be linkedto public programsvia input-
outputtablescalled "policyaccounts":
qualityofnutrition,
theexposuretocontagious diseases,andthelike.Thus,todeterminethe
outputofa publicprogram we normally haveto solvesomething likewhattheeconometri-
cianwouldcall the"specification
problem";we havetoidentify ordistinguish
thosechanges
inthesocialindicatordue tothechangedlevelsofexpenditure on thepublicprogram.This
is oftennota tractabletask,butit could contributemuchto trulyrationaldecisionmak-
ing.(Bothquotations takenfromUS Department of Health,EducationandWelfare1969:
101).
SOCIOLOGICAL CONTRIBUTIONS TO
SOCIAL-INDICATORS RESEARCH
In spiteoftheirdifferences
in orientation,
however,it wouldbe misleading
to portraythesocial-engineering
and social-reporting on social
perspectives
SOCIAL INDICATORS I1
timeseriesshowa veryimportant
Ourvariousstudiesof statistical thing,namely,thatthe
measured trendofeventsandphenomena is thebestguidethatwe yethavefortheprediction
ofthefuture. ofmystery
Knowledgeis theantithesis Andtheknowledge
anduncertainty. of
whathasoccurred andofwhatis happening is thesafestguidewe have.Withmorecomplete
andwithbetter
statistics measurement we shallattainfullerknowledge ofwhatis happening
tous andwherewe aregoing.Onlywiththeseshallwe be ina positioneventobegintospeak
of control.(Ogburn1929 [1964]: 101).
wereintheearlyphasesofrecovery
benefits from an economiccrisiscaused
bydeath,departure, ordisabilityofa husband, a processthatoften culmi-
natedin findingfull-timeemployment, remarriage, orboth.Furthermore,
mostofthechildren offamilies aidedby thewelfare systemduringthis
perioddidnotthemselves receivewelfarebenefits aftertheylefthomeand
formed theirownhouseholds. Theseandmanyrelatedfindings aboutthe
dynamics ofpoverty, welfare,workhours,andearnings (G. Duncanetal
1982)provide a rationalbasisfromwhichtoevaluateandsuggest changes
in thenation'swelfare system.
Whatis therelationship between fluctuations in economicactivity (as
indexedbytheunemployment rate)andhealth(as indexed bycause-specific
mortalityrates)?In a reportto theJointEconomicCommittee oftheUS
Congress,Brenner (1976)claimedthatan increasein theunemployment
ratewasassociated withsubsequent increasesinage-,sex-,andrace-specific
ratesofhomicide, deathfrom
suicide, cirrhosis oftheliverandcardiovascu-
lardisease,andtotalmortality. Brenner reachedtheseconclusions byre-
gressingannualUS timeseries(datingfromthe1930sthrough theearly
1970s)foreachmortality indexonannualratesofunemployment, inflation,
andrealpercapitaincome.Cohen& Felson(1979)pointed outthatBren-
ner'sequationsweremisspecified, anassertion corroborated byautocorrela-
tionand otherdiagnostic statistics
reported byBrenner (1976).Thatthis
mayindeedhaveproduced spurious findings is suggestedbya subsequent
studyofLand& McMillen(1980).Usinga moreelaborate dynamic struc-
turalequationmodeling strategy forpost-World War II US timeseries,
theseauthorsconfirmed Brenner's findings onlyforthecardiovascular
diseasemortalityrate.Furthermore, theyfoundthatthepositive effectof
theunemployment rateonthismortality ratebecamestatistically insignifi-
cantwhencigarette consumption-which tendsto riseduringa recession
-is controlled.In a similartimeseriesstudyofdataon Canadaand its
provinces,Adams(1980)corroborated theLand-McMillen findings.The
implicationsofthelatterstudies forgeneral policiesbywhichtosoften the
impactsofeconomic downturns onincreases inmortality arequitedifferent
fromthoseofBrenner's (1976)study.
FormalModels ofSocial Change
Inresponsetotheanalytical
problemsandopportunitiesassociatedwiththe
developmentofnewandexpanded dataseries, andstatisticians
sociologists
havedevelopednewanalyticalmodelsbywhichtodistillinformation
about
socialchangefromthedata.For instance, the
byconjoining development
modelsfortheanalysisofdiscrete
oflog-linear surveydata in theearly
1970s(seee.g.Goodman1972a,b) withthereplications
ofbaselinesurveys
launchedduringthatperiod,Davis (1975) and 0. D. Duncan(1975b)
16 LAND
CONCLUSION
Contemporary insocialindicators
interest hasbeensustainedamongsocial
fornearlytwodecades.Muchofthefirst
scientists decadewasdevotedto
theproductionofprogrammatic statementsandthesorting outofpromis-
ingresearchdirections.
Theseconddecadesawtheproduction of(a) repli-
newlongitudinal
cationstudies, datasets,andtimeseries,whichstimulated
(b) numerous studiesofsocialchange,socialreports,
analytical andwork
on formalmodelsofsocialchange.
22 LAND
ACKNOWLEDGMENTS
Preparationof thispaperwas made possible,in part,by NationalScience
FoundationGrantSES-8104767.The writing ofthischapteralso was facili-
tatedby interaction, over severalyearsof service,withmembersof the
Social Science ResearchCouncil Advisoryand PlanningCommitteeon
Social Indicatorsand withmembersofthestaffoftheCouncil'sCenterfor
Coordinationof Researchon Social Indicators.In particular,I thankOtis
DudleyDuncan,Bill Mason,JohnModell,RobertParke,RobertPearson,
AlbertJ. Reiss, StephenH. Schneider,and Nancy Brandon Tuma for
commentsthatimprovedthemanuscript.
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24 LAND