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Social Value Orientation Modulates Fairness Processing During Social Decision-Making
Social Value Orientation Modulates Fairness Processing During Social Decision-Making
doi: 10.1093/scan/nsab032
Advance Access Publication Date: 26 March 2021
Original Manuscript
Abstract
Social value orientation (SVO) characterizes stable individual differences by an inherent sense of fairness in outcome alloca-
tions. Using the event-related potential (ERP), this study investigated differences in fairness decision-making behavior and
neural bases between individuals with prosocial and proself orientations using the Ultimatum Game (UG). Behavioral results
indicated that prosocials were more prone to rejecting unfair offers with stronger negative emotional reactions compared
with proselfs. ERP results revealed that prosocials showed a larger P2 when receiving fair offers than unfair ones in a very
early processing stage, whereas such effect was absent in proselfs. In later processing stages, although both groups were
sensitive to fairness as reflected by an enhanced medial frontal negativity (MFN) for unfair offers and a larger P3 for fair
offers, prosocials exhibited a stronger fairness effect on these ERP components relative to proselfs. Furthermore, the fairness
effect on the MFN mediated the SVO effect on rejecting unfair offers. Findings regarding emotional experiences, behavioral
patterns and ERPs provide compelling evidence that SVO modulates fairness processing in social decision-making, whereas
differences in neural responses to unfair vs fair offers as evidenced by the MFN appear to play important roles in the SVO
effect on behavioral responses to unfairness.
Key words: social value orientation (SVO); fairness decision-making; P2; medial frontal negativity (MFN); P3
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X. Hu and X. Mai | 671
Theoretical explanations of fairness preferences others (Liebrand, 1984; Van Lange and Kuhlman, 1994; Bogaert
et al., 2008). SVO has been regarded as a dispositional per-
Why do humans attach great importance to fairness vis-à-vis
sonality construct due to its temporal stability and situational
resource allocation? Several theoretical models have been pro-
consistency (Van Lange et al., 1997; Balliet et al., 2009; Murphy
posed to explain individuals’ fairness preferences. Inequity
et al., 2011), and it is expressed automatically (Kuss et al., 2015).
aversion theory holds that people prefer equitable outcomes
SVO is also closely related to the honesty–humility trait, which
and are willing to forgo some material payoff in favor of more
describes one’s tendency to be fair and honest and can effec-
equitable outcomes (Fehr and Schmidt, 1999; Fehr et al., 2002).
tively predict prosocial behavior in social dilemmas (Ashton and
Studies using functional magnetic resonance imaging (fMRI)
Lee, 2007; Hilbig et al., 2014).
have demonstrated that brain regions associated with rewards,
The integrative model of SVO suggests that prosocials pursue
such as the ventral striatum and ventromedial prefrontal cortex
equality in outcomes and aim to maximize joint outcomes in
(vmPFC), are more active under fair UG offers than unfair offers
interdependent situations, whereas proselfs seek to maximize
(Kable and Glimcher, 2007; Tabibnia et al., 2008; Tricomi et al.,
personal outcomes and are less concerned with equality (Van
2010; Yu et al., 2014).
Lange, 1999; De Cremer and Van Lange, 2001). Recent evidence
From an evolutionary perspective, the strong reciprocity
has substantiated the claim that equality in outcomes is proso-
The MFN [also known as the feedback-related negativity direct evidence of individual variation in social values contribut-
(FRN)] is a fronto-central negativity that peaks at ∼200–350 ms ing to differences in time-dynamic characteristics underlying
post-outcome onset, presumably generated in the ACC, and fairness processing.
represents a rapid processing of the current outcome in a ‘like–
dislike’ dimension (Miltner et al., 1997; Gehring and Willoughby,
2002; Yeung and Sanfey, 2004; Sambrook and Goslin, 2014;
Methods
Pfabigan et al., 2018). The MFN is typically more pronounced fol- Participants
lowing negative outcomes than positive outcomes (Hajcak et al.,
2006; Paul and Pourtois, 2017; Sidarus et al., 2017) and is sensitive Sixty young, healthy participants (32 women and 28 men)
to the degree to which an outcome deviates from expectations between 18 and 24 years of age (M = 19.55, s.d. = 1.92) were
(Oliveira et al., 2007; Bellebaum et al., 2010; Alexander and Brown, recruited from the university population. All participants were
2011; Ferdinand et al., 2012; Marciano et al., 2018). During the UG, right-handed and had normal or corrected-to-normal vision.
the MFN amplitude is more pronounced in response to unfair They had no history of neurological or psychiatric disorders,
offers than to fair offers (Boksem and De Cremer, 2010; Hewig and none were taking psychoactive medication at the time
et al., 2011; Massi and Luhmann, 2015; Peterburs et al., 2017). of the experiment. Data from one female participant were
by volunteers and previous participants from the database, but EEG recording and preprocessing
they would receive only one offer from a particular proposer. In
EEG data were recorded using 64 cap-mounted tin electrodes
addition, participants were informed that the proposers would
arranged according to the 10–20 international placement sys-
never know whether the offer was rejected or accepted. This
tem (Neuroscan Inc., Herndon, VA, USA), with an online ref-
explanation was fabricated to avoid learning and reputation
erence to the left mastoid and an offline re-reference to the
effects, and the proposer session was conducted to render the
averaged mastoid electrodes. A horizontal electro-oculogram
task context more plausible. During the formal experiment, par-
(EOG) was recorded from electrodes placed 1.5 cm laterally to
ticipants sat comfortably in a room shielded from sound and
the outer canthi of both eyes. A vertical EOG was recorded
electrical fields, seated ∼80 cm from a 22-inch computer mon-
from electrodes placed above and below the left eye. All inter-
itor. The entire task consisted of 300 trials in which all stimuli
electrode impedance was kept below 5 kΩ during recording.
were displayed in the center of the computer screen. Figure 1
Signals were amplified using a 0.01–100 Hz band-pass filter and
illustrates the time course of stimulus presentation in this UG
continuously sampled at 500 Hz/channel. Offline analysis of EEG
task. Each trial began with a fixation cross appearing for 500 ms
data was performed using Neuroscan software (Scan 4.5, Neu-
followed by a picture of a 10-yuan bill (2.6◦ × 1.3◦ ) for 500 ms
roScan, Inc., Herndon, VA, USA). Ocular artifacts were removed
against a black background. A fixation cross was then presented
Fig. 1. Illustration of a single trial of the multi-round one-shot UG task. Each trial began with presentation of a fixation cross for 500 ms followed by a picture of the
10-yuan bill for 500 ms. Then, a fixation cross was presented again for 800–1200 ms. Later, the offer screen appeared for 1000 ms, depicting a distributive outcome of 10
yuan between the respective proposer and the participant (responder). Participants decided to accept or reject the offer by pressing either the F or J key with their left
or right index finger. After an interval of 800–1200 ms, outcome feedback was presented for 1000 ms. Participants were then asked to evaluate their emotional reaction
to the offer on a 9-point scale. Emotion evaluation occurred randomly three times for each type of offer.
674 | Social Cognitive and Affective Neuroscience, 2021, Vol. 16, No. 7
Results
Behavioral results
Fig. 2. Topographical voltage distributions of the P2 (200–270 ms) and P3 (400–
600 ms) for fair and unfair conditions and topographies of voltage differences
SVO scores and test-retest reliability. The SVO scores of 59
between unfair and fair offers in the MFN time interval (290–370 ms) for SVO participants in this study ranged from −7.80◦ to 37.85◦ , of
groups, respectively. which 30 were proselfs (score < 22.45◦ ) and 29 were proso-
cials (score > 22.45◦ ). Mean (±s.d.) SVO scores of prosocials
were significantly higher than those of proselfs (31.09 ± 7.14◦
stimulus, respectively. Compared to peak measures, mean mea- vs 13.29 ± 4.51◦ ; t(1, 57) = 11.41, p < 0.001, Cohen’s d = 3.02). To
Fig. 3. Histogram of interaction effect between SVO type and fairness on ARs (A) and emotion ratings (range from 1–9) (B). Error bars indicate standard error of the
mean (SEM). *P < 0.05, ***P < 0.001.
X. Hu and X. Mai | 675
to fair offers (3.91 ± 1.04 vs 5.88 ± 0.86). The interaction effect with fair offers (1.19 µV vs 2.23 µV). Moreover, a significant
of SVO type × fairness was also significant, F(1, 57) = 38.32, interaction effect was observed between SVO type and fair-
P < 0.001, η p 2 = 0.40. Simple-effects analysis of the interaction ness, F(1, 57) = 8.47, P = 0.005, η p 2 = 0.13. Consequently, a
effect revealed that prosocials were more prone than proselfs simple-effects analysis was conducted to investigate the sig-
to experiencing more positive reactions to fair offers (6.11 ± 0.91 nificant interaction. Findings indicated that although the MFN
vs 5.66 ± 0.77; F(1, 57) = 4.30, P = 0.043, η p 2 = 0.07) and to expe- was more negative-going in response to unfair offers than fair
riencing more negative reactions than proselfs to unfair offers offers in both SVO groups, the fairness effect on the MFN was
(3.37 ± 0.69 vs 4.45 ± 1.06), F(1, 57) = 21.48, P < 0.001, η p 2 = 0.27. more prominent in the prosocial group (1.70 µV vs 3.14 µV),
F(1, 57) = 55.10, P < 0.001, η p 2 = 0.49 than the proself group
(0.68 µV vs 1.33 µV), F(1, 57) = 11.07, P = 0.002, η p 2 = 0.16. The SVO
ERP results difference in this fairness effect is shown in a topographic map
of the MFN (Figure 2B).
P2. Figure 4A depicts grand-average ERP waveforms at the
FCz electrode site. The P2 and MFN were measured at the
FCz site. For the P2 amplitude, the main effect of fairness
Fig. 4. Grand-average ERP waveforms from FCz and Pz electrode sites for the SVO groups, respectively. (A) Light gray and darker gray areas denote time windows of
200–270 ms and 290–370 ms in which peak amplitudes of the P2 and MFN were measured, respectively. (B) Light blue areas denote the time window (400–600 ms) in
which the mean amplitude of the P3 was measured.
676 | Social Cognitive and Affective Neuroscience, 2021, Vol. 16, No. 7
F(1, 57) = 0.02, P = 0.894. The SVO difference of the fairness effect Discussion
is displayed in a topographic map of the P3 (Figure 2C).
The present study investigated the modulating effect of SVO
on individuals’ fairness processing in the UG task and explored
Results of neural-behavioral correlation the temporal characteristics of neural activities underlying this
issue through the ERP technique. As expected, the results
Next, we examined whether increase in individuals’ SVO scores demonstrated that individuals with distinct SVOs responded
was associated with a corresponding decrease in ARs for unfair differently to fairness in the UG and revealed the neural under-
offers. A Pearson correlation analysis was conducted between pinnings of SVO modulation of fairness processing. Prosocials
SVO scores and ARs for unfair offers. The results revealed appeared more satisfied with fair offers and more upset about
that SVO scores were negatively correlated with ARs for unfair being treated unfairly than proselfs, in which case prosocials
offers, r = −0.50, P < 0.01. To address the potential contribu- were less likely than proselfs to accept unfair offers. Elec-
tion of neural activities to decreased ARs for unfair offers, trophysiologically, three ERP indicators (the P2, MFN and P3),
we examined whether the P2, MFN or P3 effects correlated revealed group differences in fairness processing. Compared
with ARs for unfair offers. Results showed only the MFN with proselfs, prosocials exhibited automatic processing to the
effect (d-MFN) was positively correlated with ARs for unfair fairness factor as evidenced by a significant difference in the
offers, r = 0.59, p < 0.01; however, no other correlations survived, P2 for fair and unfair offers. Furthermore, prosocials exhibited
ps > 0.102. deeper processing to fairness in later time windows, reflected
in the MFN and P3. Moreover, the fairness effect on the MFN
(d-MFN) mediated the relationship between individuals’ SVOs
Results of mediation analysis
and behavioral responses to unfairness in the UG. We discuss
In this study, given an SVO effect on both the d-MFN and ARs the implications of these findings in the subsequent sections.
for unfair offers, we conducted a mediation analysis to explore
whether the SVO effect on participants’ responses to unfair-
SVO modulates individuals’ behavioral responses to
ness was mediated by the d-MFN. The findings confirmed that
fairness in social decision-making
the effect of SVO on ARs for unfair offers was mediated by
the d-MFN, Sobel test: t = −2.92, P = 0.003. A stepwise regres- In the present study, unfair offers induced negative affective
sion excluding the factor of SVO was no longer significant when responses from responders, concomitant with findings from
d-MFN was introduced, β = −0.23, p = 0.099, as compared with prior research (Damasio et al., 2000; van’t, Kahn, Sanfey, and
initial coefficient, β = −0.50, P < 0.001, suggesting that the effect Aleman, 2006; Xiao and Houser, 2005; Hewig et al., 2011; Gilam
of SVO on d-MFN acted as a full mediator of the effect of SVO et al., 2015). Also, the behavioral results replicated a well-
on ARs for unfair offers (Figure 5). Bootstrapping results indi- established behavioral pattern wherein people are likely to reject
cated that this mediation effect was different from zero with 95% unfair offers in the UG (Güth et al., 1982; Nowak et al., 2000;
confidence (number of bootstrap resamples = 5000; β = −0.83, Holper et al., 2018).
confidence intervals = −1.55 to −0.21). Confidence intervals for The abovementioned affective and behavioral responses
indirect effect were bias-corrected (Preacher and Hayes, 2008). were modulated by SVO. Studies have found that compared
X. Hu and X. Mai | 677
with proselfs, prosocials tend to prefer equal outcomes in eco- and Zhou, 2010; Hu et al., 2017; Kimura et al., 2018;). Consistent
nomic decision-making, suggesting that fairness is more impor- with prior research, unfair offers elicited a more negative-going
tant for prosocials than for proselfs (Van Lange, 1999; Eek and MFN than fair offers in this study, implying that individuals
Gärling, 2006); therefore, fair offers induced more positive emo- considered unfair offers an unfavorable outcome that violated
tional experiences for prosocials. However, unfair offers vio- social norms (Polezzi et al., 2008; Boksem and De Cremer, 2010;
lated their inner norms of pursuing equality in outcomes and Hewig et al., 2011; Van Der Veen and Sahibdin, 2011; Luo et al.,
thus induced more negative reactions for prosocials than for 2014; Mothes et al., 2016). We found the fairness effect on the
proselfs, as indicated in fMRI studies wherein amygdala activa- MFN to be modulated by SVO; specifically, the fairness effect
tion was significantly stronger for prosocials than for proselfs was more prominent in the prosocial group than in the proself
when encountering unequal outcomes (Haruno and Frith, 2010; group, indicating that prosocials processed fairness in outcomes
Haruno et al., 2014). The trend of prosocials rejecting unfair more deeply than proselfs. Interestingly, the fairness effect on
offers more frequently than proselfs was also consistent with the MFN (d-MFN) mediated the relationship between SVO and
previous research, suggesting that prosocials are more willing behavioral responses to unfair offers in the UG. That is, a more
to sacrifice personal benefits to retaliate against unfair behav- prosocial SVO led individuals to exhibit a stronger fairness effect
iors and enforce fairness norms (Haruno et al., 2014; Bieleke et al., on the MFN, which made them less likely to accept unfair offers.
behavior from their partners in the UG, and this false consensus this fairness preference is so strong that prosocials even pre-
effect elicited a stronger fairness effect on the MFN. Conversely, fer to make personal sacrifices to attain equal outcomes (Eek
proselfs assumed their partners were similar to themselves and Gärling, 2006). As such, in the current study, fair offers in
and thus had lower expectations for fair behavior, generat- the UG carried different meanings for prosocials and proselfs.
ing a weaker fairness effect on the MFN relative to prosocials. For proselfs, a fair offer represented a more profitable outcome
Subsequently, according to the goal-expectation hypothesis, that met these individuals’ motivation to maximize their self-
expectations about others’ behavior can influence individuals’ interests, thus evoking more attentional resources as reflected
decision-making (Pruitt and Kimmel, 1977; Komorita et al., 1992). by enhanced P3 responses. For prosocials, a fair offer indicated
Therefore, in this study, a more prosocial SVO caused individ- greater benefit along with adherence to fairness norms, fulfill-
uals to possess higher expectations for fair outcomes. When ing their primary goal of pursuing equality in outcomes. Prior
confronted with outcomes violating this expectancy, partici- fMRI studies revealed that individuals reacted to fairness with a
pants were more likely to reject unfair offers. This mediating positive hedonic response, and fairness preferences were asso-
effect has been partially supported by previous studies in which ciated with reward-based regions of the brain including the
the anticipated cooperation mediated the relationship between ventral striatum, vmPFC and orbitofrontal cortex (Tabibnia and
SVO and cooperation in social dilemmas (Balliet et al., 2009; Lieberman, 2007; Tabibnia et al., 2008; Tricomi et al., 2010). There-
Second, we only focused on highly unfair offers and fair Bieleke, M., Gollwitzer, P.M., Oettingen, G., Fischbacher, U.
offers and excluded the moderately unfair offer (3–7 offer) in this (2017). Social value orientation moderates the effects of
study. The moderately unfair condition is also worth exploring intuition versus reflection on responses to unfair ulti-
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