Professional Documents
Culture Documents
ANNEX H-Lecture-presentation Materials PDF
ANNEX H-Lecture-presentation Materials PDF
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PAs/Regions
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Region 4B/Mounts Iglit-Baco Natural Park (MIBNP)
• Monument (MTHNM)
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Senior EMS, PA Community Mgt & Sustainable Financing Section,
National Parks Division
Biodiversity Management Bureau
PA Management Plan
➢ shall serve as the basic long-term framework plan for the protected area and guide in the
preparation of its annual operations plan and budget
d) Primary and secondary information for the last five to ten years shall be
collected and used in baselining and monitoring;
e) The management plan shall be integrated in the Comprehensive Land Use
Plan (CLUP) of LG Us and Ancestral Domain Sustainable Development and
Protection Plan of the concerned IP groups;
M & E Plan
Other plan components
Identifying stakeholders Data inventory and
Organizing and designing information collection
Analysis of
management
the Protected participation strategies situation
Area
Management
Planning team
M & E Plan
Other plan components
Organizing the Identifying Data inventory and Analysis of
Protected Area stakeholders and information collection management
Management situation
designing
Planning team
participation
strategies
M & E Plan
Other plan components
Organizing the Identifying stakeholders Data inventory Analysis of
Protected Area and designing management
Management participation strategies and information situation
Planning team collection
M & E Plan
Other plan components
Organizing the Identifying stakeholders Data inventory and Analysis of
Protected Area and designing information collection
Management participation strategies management
Planning team situation
M & E Plan
Other plan components
Organizing the Identifying stakeholders Data inventory and Analysis of
Protected Area and designing information collection management
Management participation strategies situation
Planning team
M & E Plan
Other plan components
Organizing the Identifying stakeholders Data inventory and Analysis of
Protected Area and designing information collection management
Management participation strategies situation
Planning team
M & E Plan
Other plan components
Organizing the Identifying stakeholders Data inventory and Analysis of
Protected Area and designing information collection management
Management participation strategies situation
Planning team
Inputs
Resources (human, financial and material) used for
undertaking activities
Indicators
Performance standards to be reached in order to achieve targets at various levels
(management focus, short-term and long -term goals)
Means of Verification
Expected source(s) of information that can help
answer the indicators
External Assumptions
Events or conditions which are necessary for the PA success but
which is largely or completely beyond the control of PA management
Ecotourism Management Plan
Human Resource
VISION
“By 2028, biodiversity is restored and
rehabilitated, valued, effectively managed
and secured, maintaining ecosystem
services to sustain healthy, resilient Filipino
communities and delivering benefits to all”
Financing Biodiversity Conservation
Programs in the Philippines
Main Sources
These include:
➢ Inadequate systems for financial planning
➢ Budgetary management and;
➢ Revenue generation
WHAT IS IPAF?
Tubbataha Reefs NP
edgedavao.net
Legal Bases
DAO 2019-05
➢ 1996-2013
100% of PA proceeds were required to be deposited with the National Treasury
➢ RA 10629 of 2013 remedied limitations on fund accessibility of Pas
(Management Boards)
General Considerations
RULE 16.1: Accrual and Allocation of Revenues of Protected Area
REVENUE SOURCES
Rule 16.3 Voluntary or legislated payments for ecosystem goods and services including
fines, penalties, and compensation for damages from protected area offenses shall
accrue fully to the PA-RIA, and shall be managed by the PAMB.
General Considerations
RULE 16.1: Accrual and Allocation of Revenues of Protected Area
Rule 16.1.c. The remaining 25% of revenues shall be deposited as a Special Account in the
General Fund (SAGF) of the National Treasury for purposes of financing the projects of the
System.
➢ PA-Trust Receipts
• account each PA shall maintain with BTr for all cash revenues
from other sources such as donations, grants and
endowments
• two types of donations, namely:
(a)with one-year term
(b)with term exceeding one-year
• treated as Trust Receipts and shall be deposited in full with
the BTr pursuant to the Annual GAA
General Considerations
RULE 16.5: Reportorial Requirements
The DENR shall submit to the DOF and DBM quarterly reports
on the financial and physical accomplishments on the
utilization of the IPAF and other documents as may be
required by the DBM, and shall furnish a copy of the same to
the House Committee on Appropriations and the Senate
Committee on Finance.
freepik.com/
Key Points
• The use of revenues shall be limited to income earned on accrual basis. Only earned or
realized income shall be made available for utilization. Advanced collections or
payments received shall be treated as deferred revenue or unearned income. This is to
provide for any contingent liability that may arise from such advanced collection.
• The IPAF shall be used to cover MOOE and CO requirement of the PA not funded under
GAA. The same cannot be used to cover Personnel Services.
Other Considerations
Penalty Clause
Tax Exemption
Rule 16-A. Donations shall not circumvent the payment of fees, fines, penalties,
damages, rehabilitation costs, and other legally imposed charges or be received in
lieu of bonds prescribed by the ENIPAS Act or the IRR.
Other Considerations
Provided, that all funds directly coming from the LGUs shall be
exempted from the (25%) remittance requirement for the IPAF under
Section 16 hereof.
Other Considerations
➢ DAO 2000-51
Guidelines and Principles in Determining Fees for Access to
and Sustainable Use of Resources in Protected Areas
Relevant Policy Issuances
Types of Fees
Entrance Fees – fees to enter in a protected area for
purposes of:
• sight-seeing in designated visitor areas, Entrance Gate
• amateur videography and photography
• use of common facilities i.e. comfort room, visitor
center, view deck
Types of Fees
Facilities User Fees – fees for the use of protected area man-made facilities in designated
visitor areas.
Collection of fees shall cover, as much as possible, a proportionate amount of all costs
incurred in building and maintaining the man-made facilities in the protected area
Types of Fees
Types of Fees
Food kiosks
Garden shows/bazaars
Relevant Policy Issuances
Types of Fees
Unsplash.com
Relevant Policy Issuances
Types of Fees
exploreim.ucla.edu
pharmaceutical-journal.com
Relevant Policy Issuances
BMB TECHNICAL BULLETIN NO. 2017-12
Clarifying the Revenue-Sharing Scheme between PAMBs and LGUs
with Investments in Protected Areas
SEC 29 of RA 9147
➢ Other Sources
• Fines imposed and damages awarded
• Donations
• Endowments
• Grants in the form of contributions (tax-exempt)
General Considerations
Activities that can be Funded by the WMF
➢ Amount of annual budget request of the RO should be within the total amount
of WMF generated by the Region and deposited at Fund 151.
➢ BMB may assist the Region/s or no WMF based on the merits of their
proposals and available funds.
for listening!
protecting the fruits of our labor. It’s about
stewardship and, therefore, about achieving
the good society.
Robert J. Shiller
Full Project Title Biodiversity Finance Initiative (BIOFIN)
Development Partner United Nations Development Programme
Project Cost USD 2.15 million
Project Sites LGUs of Mindoro Occidental, Negros Oriental, Negros Occidental,
Cebu; DENR Regions 3, 4A , 6, 7, 9 & 12
Duration June 2018 to December 2022
Time elapsed (as of November 2020): 30 months (55%)
Remaining months: 25 months (45%)
Implementing Agency Biodiversity Management Bureau, Department of Environment and
Natural Resources
Target Beneficiaries LGUs, DENR Regional Offices, Non-Government Organizations
(NGOs), and Peoples’ Organizations (POs)
WHAT IS BIOFIN?
Aichi Target 20
Resource mobilization for NBSAP
Kalibasib, the last surviving tamaraw at the Tamaraw Gene Pool implementation
Photo by: Gab Mejia, 2018 BioCamper
BIOFIN Countries
36
Bhutan
There is an 80% financing gap for
the Philippine Biodiversity
Strategy and Action Plan (PBSAP)
implementation.
Cost of implementing PBSAP
PHP 24 billion/yr
Estimated expenditures
PHP 5 billion/yr
1 2 3 4 5 6
Mobilize further Realigning existing Preventing future costs Improving delivery of
resources resources existing finance
Finance Solutions
-DENR bureaus
- Budgets for DENR - LGU budgets
-Other NGAs
Regional - Environmental
-Alignment of
biodiversity fee system
environmental
programs - Improving
trust funds with
access ER 1-94
the PBSAP Developing an
Mainstreaming Investment Support to Policy
Improved BD
BD in DENR Mainstreaming 1. Draft DAO integrating
Expenditure Program for PAs Studies
PUBLIC Regional BD in LGUs biodiversity conservation in
Reporting
Programs
1. BD as a criteria in the
SECTOR mining and
Increasing SGLG
2. Private sector engagement
investments in 2. Creation of a new
3. Mainstreaming BD in
PAs conservation trust fund
PRIVATE Public Infrastructure and
Involving the
3. Scoping study on impact Energy sectors
Involving the
SECTOR citizenry private sector Year of the investment 4. ASEAN Inter-Parliamentary
Protected Areas Alliance on Biodiversity
(YoPA) Campaign
- Crowdfunding
- Report in private
- Sales from gaming
sector investment
application &
(CSR)
peripherals
- Policy in PPP for
Protected Areas
Sec. 39 of 2020 General Appropriations
Act (Protection of Biodiversity)
National Geographic
Mt. Apo National Park, Davao
Tubbataha Reef Marine Park, Palawan
Objectives: To raise awareness on the ecological and economic values of protected areas
To establish partnerships (i.e. private sector)
To increase visitor arrivals (local and foreign) in protected areas
To increase revenues of selected PAs
GAME
OVERVIEW
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PROTECTED AREA FINANCE PLAN (PAFP)
PREPARATION
Stakeholders Workshop 2
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PROTECTED AREA FINANCE PLAN (PAFP)
PREPARATION
Stakeholders Workshop 2
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PA PBSAP Outcomes/Results
Success
Outcome Outcome Outcome Outcome Outcome Outcome Outcome Outcome Outcome..
Indicators
1 2 3 4 5 6 7 8 n
(OVIs)
(S) when success indicator directly supports the particular PBSAP Outcome/Results
(X) when success indicators are in conflict or contradictory
(O) when no apparent connection exists between the success indicators and the PBSAPOutcome/Results
PA SDGs
Success
SDG 1 SDG 2 SDG 3 SDG 4 SDG 5 SDG 6 SDG 7 SDG 8 SDG9...17
Indicators
(OVIs)
(S) when success indicator directly supports the particular PBSAP Outcome/Results
(X) when success indicators are in conflict or contradictory
(O) when no apparent connection exists between the success indicators and the PBSAP Outcome/Results
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❖Do the same analysis for the higher level plans (e.g, Phil. Devt. Plan,
RPFP, RDP, PDPFP)
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Source: Mercado, D. 2016. Compilation and synthesis of valuation studies on Philippine Biodiversity. Report submitted to BIOFIN.
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Heading Description
Organization/Agency Stakeholders as identified in the PIR
Solution Name Actual name of solution (e.g., SAPA)
Source of revenue E.g., private sector locator in the protected area
Description Brief description of the solution and how it functions
Use What are the current known uses of the revenues? Is the
use of the revenue earmarked for a specific purpose?
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Criterion: Mobilizing Resources
Agencies/Institutions Level of Power/Influence* Level of Interest* Level of Engagement**
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PROTECTED AREA FINANCE PLAN (PAFP)
PREPARATION
PREPARATION
Stakeholders Workshop 2
for
biodiversity? TW IT TE R
@biofin_ph
Protected Area
IN STAG R AM
@biofin_ph
BER
How much W h e re d o e s t h e m o ney
is spent co me fro m?
for
biodiversity? W h e re d o e s t h e m o ney go ?
W h at d o e s it b u y ?
How co u ld s p e nding b e
im p roved?
Spending Biodiversity Policy Delivery Financing Analysis and
Basics Categories Alignment Patterns Sources finance
solutions
Traces who spends money, on what types of actions, and how
much is spent or invested.
Spending
Basics
Specifies expenditure categories that sort biodiversity
expenditures and investments by key biodiversity targets, actors,
strategies, goals, and plans.
Biodiversity
Categories
PBSAP
TARGETS
Analyzes the degree to which spending aligns with stated
government priorities.
Policy
Alignment
All agencies of the government
shall ensure that protection of
biological diversity is integrated
and mainstreamed into their
development programs and
projects.
OTHER LOCAL AND NATIONAL
POLICIES/LEGAL FRAMEWORK:
ENIPAS -IPAF Wildlife Management Fund (WMF)
PPP Law
CSOs
Others
LGUs
Highlights which thematic areas are better financed and why. It
analyzes opportunities for improve delivery. It compares biodiversity
Analysis and
and sectoral expenditures to government budgets and explore
finance
opportunities for improved fiscal planning and finance solutions.
solutions
STE P - BY - STEP P RO CE D URE O F B E R
2.2.1 Preparation
- Scoping
- Stakeholder Consultation
2.2.2 Data Collection
2.2.3 Biodiversity Expenditure Tagging
- Defining BD activities
- Classifying BD activities
- Weighing BD relevance
- Conduct tagging procedure
2.2.4 Data Analysis
- Total Biodiversity Expenditures
- Project Future Expenditure
2.2.5 Prepare BER Report
- Finance Solutions Proposal
2.2.1 Preparation
- Scoping
- Stakeholder Consultation
2.2.2 Data Collection
2.2.3 Biodiversity Expenditure Tagging
- Defining BD activities
- Classifying BD activities
- Weighing BD relevance
- Conduct tagging procedure
2.2.4 Data Analysis
- Total Biodiversity Expenditures
- Project Future Expenditure
2.2.5 Prepare BER Report
- Finance Solutions Proposal
SCOPING STAKEHOLDER
PROCESS CONSULTATION
SCOPING STAKEHOLDER
PROCESS CONSULTATION
• Specification of the:
o dates to be covered by the review
o the organizations (both public, private, donors, and NGOs) to be included, and
o level of expenditure detail possible for classification and attribution
• It is recommended that the expenditure data to be analyzed should at least be for
the last five (5) years (but longer time sequence is preferable)
• The institutions identified in the PIR need to be revisited to specify the
o a) principal stakeholders and decision-makers that have the authorities to
decide on public and private biodiversity budget processes, allocations and
expenditures; and
o b) other organizations that can be sources of additional budget and
expenditure data.
SCOPING STAKEHOLDER
PROCESS CONSULTATION
o t h e r c a t e g o r i e s , t h a t a f i n a n c e a c t o r s p e n d s i n a g i v e n y e a r.
A n y e x p e n d i t u r e , w h e t h e r b y a p u b l i c o r p r i v a t e f i n a n c e a c t o r,
e q u i t a b l e b e n e f i t s s h a r i n g o f b i o d i v e r s i t y i n a g i v e n y e a r.
n at i o n al b i o d i ve rs i t y o b j e c t i ve s , a n d /o r to t h e co n s e r vat i o n ,
b i o d i ve rs i t y
O ECD D ef inition:
An activity should be classified as biodiversity related
AND
WO ME N -FOCUS ED O R AB O UT
BIODIVERSITY G E N D E R EQUALITY ?
W e ig hi ng B D r e le v a nce
100 % objective and are expected to lead to direct effects / benefits with regard
to biodiversity.
marker The activity would not have been carried out in the absence of such
objectives / intended effects for the conservation and restoration of
biodiversity
LINEAR REGRESSION
ANALYSIS
for
biodiversity? TW IT TE R
@biofin_ph
Protected Area
IN STAG R AM
@biofin_ph
There is an 80% financing gap for
the Philippine Biodiversity
Strategy and Action Plan (PBSAP)
implementation.
Cost of implementing PBSAP
PHP 24 billion/yr
Estimated expenditures
PHP 5 billion/yr
1 2 3 4 5 6
Mobilize further Realigning existing Preventing future costs Improving delivery of
resources resources existing finance
AD D R ES S P HO N E E MAIL
Video: https://www.youtube.com/watch?v=4viXOGvvu0Y
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AND JUSTICE
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The COVID-19 pandemic will make 2.7 million more
Filipinos poor this year on top of a record slide in the
Philippines’ gross domestic product (GDP) or economic
output in what could be the worst outturn post-war, the
World Bank said Tuesday.,,, “The poverty rate is projected
to fall to its 2018 level in 2021 and keep falling
throughout 2022,”
https://business.inquirer.net/313528/world-bank-
pandemic-to-sink-2-7m-more-filipinos-in-
poverty#ixzz6g8qNZLUV
SDG Target 5.5 Ensure women’s full and effective participation and
equal opportunities for leadership at all levels of decisionmaking
in political, economic and public life.
5.5.1. Proportion of seats held by women in (a) national parliaments and (b) local
governments
5.5.1.1 Proportion of seats held by women in national parliaments (as of October
28.7 2019 COMELEC
30, 2019)
5.5.1.2 Proportion of seats held by women in local governments p1/ (as of October
29.1 2019 COMELEC
30, 2019)
Why Gender?
1.
C. Notable
Why Gender?
1.
C. Notable
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Why Gender?
1.
C. Notable
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DRIVERS PRESSURES STATE IMPACTS RESPONSE GAPS/OPPORTUNITIES
Generic With Gender Lens
Increasing Agricultural Loss of forest Reduced Designation of Weak enforcement of forest • Gender: Low level of awareness,
demand for expansion and cover watershed conservation land use regulations technical and leadership capacity
food products intensification in functions areas by female and male stakeholders
forest areas to engage as change agents.
Agricultural Loss of forest Reduced Designation of
expansion and cover watershed conservation • Gender: Lack of recorded data on
intensification in functions areas differentiated impacts of
forest areas biodiversity loss to women and
men to allow a comprehensive
Soil loss Soil degradation Reduced farm Soil conservation Absence of law stakeholder analysis.
productivity strategies mainstreaming biodiversity
conservation in the • Gender: Lack of understanding and
agricultural landscapes appreciation of indigenous
Water pollution Poor water High morbidity Water quality Lack of incentives for the knowledge and women-led natural
quality due to incidence management production and use of resource management.
of gastro chemical fertilizers and
intestinal and pesticides • Gender: High birth rates per
skin diseases woman in PAs not being addressed
through provision of on-site family
Inadequate resources to
planning support services
support BD-friendly
agricultural practices and
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LORENZO V. CORDOVA, JR. EnP, Lead Consultant
KAMILLE T. ROSALES, Sr. Programme Assistant
PROTECTED AREA FINANCE PLAN (PAFP)
PREPARATION
Stakeholders Workshop 2
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Source: DENR-BMB & BIOFIN. 2018. Results of 2018 survey with PA Managers.
Administrative Financial Governance
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Source: DENR-BMB & BIOFIN. 2018. Results of 2018 survey with PA Managers.
Source: DENR-BMB & BIOFIN. 2018. Results of 2018 survey with PA Managers.
Trend of revenue of some PAs from 2015 to 2018
Source: DENR-BMB & BIOFIN. 2018. Results of 2018 survey with PA Managers.
Partnerships
Trend of revenue of some PAs from 2015 to 2018
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Source: DENR-BMB & BIOFIN. 2018. Results of 2018 survey with PA Managers.
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Partnerships
Trend of revenue of some PAs from 2015 to 2018
Source: DENR-BMB & BIOFIN. 2018. Results of 2018 survey with PA Managers.
Estimated expenditures
PHP 5 billion/yr
1 2 3 4 5 6
• See worksheet of PBSAP
• See worksheet of Negros Provinces
Cost of Local PBSAP Programs (Or. Mdo) Cumulative Financing Surplus (using budget from LGU+ PRIVATE+DENR only)
Cumulative Financing Surplus (using combined budget of agencies, LGU, Priv. Sector)
200,000
180,000
160,000
140,000
120,000
PHP '000
100,000
80,000
60,000
40,000
20,000
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2017 2018 2019 2020 2021 2022
• See worksheets
• See template for FNA
We want to hear from
you.
PREPARATION
Stakeholders Workshop 2
I What is a finance
instrument?
II What is a finance solution?
III Elements of finance
solutions
IV Strategies to transform
finance instruments into
finance solutions
What is a finance
instrument?
Instruments may be regulatory (fees, fines,
permits, license, royalty), market (treasury
bills), fiscal (government revenue like taxes),
grants, debt (loan)/equity (assets)
media!
Biofin Philippines
TW ITTE R
@biofin_ph
IN S TAG R AM
@biofin_ph
AD D R E S S P HO N E E M AIL
PREPARATION
Stakeholders Workshop 2
I. Screening
recommendations
II. Screening criteria
III. Scoring guidance
IV. Reminders
Select resource Conduct one- Make available
persons/experts explanatory
on-one detailed information to
& participants to interviews with resource
scoring and persons/experts
resource when asked to rate
validation persons/experts & rank the finance
workshops (TWG solutions
core group
I M P ACT F I N AN CIAL LIKE LIHO O
ON I M P ACT D OF
B I O D I V E RS S UCCE S S
ITY
Significance & Potential General
scale of the scale & assessment of
impact can be sustainability technical,
judged by of the social and
different ways – resources that political
urgency, can be feasibility of
presence of leveraged – the proposed
KBAs or solution
How much?
endangered
How long?
species & value
of ecosystem
How stable?
services
Criteria Scoring Guidance
Impact on 4 Very high impact on threatened/endangered species
biodiversi and habitats (biodiversity) and critical ecosystem
ty services
3 High impact on biodiversity and ecosystem services
2 Moderate impact on biodiversity and ecosystem
services
1 Low impact or high uncertainty about the same
0 No or insignificant impact
Scoring guidance
media!
Biofin Philippines
TW ITTE R
@biofin_ph
IN S TAG R AM
@biofin_ph
AD D R E S S P HO N E E M AIL
PREPARATION
Stakeholders Workshop 2
I. Screening
recommendations
II. Scoring guidance
Screening
recommendations
Should be
undertaken by Responses or
resource scoring can be
persons/experts compiled through Once solutions
with a reasonable
self-administered are scored, a
knowledge of
finance solutions. questionnaires, ranking should be
They should be face-to-face or produced.
given the zoom workshops
background
information to or google survey
perform scoring.
(TWG)
Find us
on social F ACE B O O K
media!
Biofin Philippines
TW ITTE R
@biofin_ph
IN S TAG R AM
@biofin_ph
AD D R E S S P HO N E E M AIL
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• Regulatory measures
✓ Negative regulation – prohibit and penalize acts deemed inimical to public interest
✓ Positive regulation – giving encouragement and rewards for acts that are socially
desirable and the help promote public interest
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Responses/Actions Programs/ Projects Services Legislations
Law Enforcement: Augmentation for PA Protection and patrolling X X
PAMB Operationalization X
Updating of PA Management Plan X
Plantation Establishment in the MUZ X
Cave Identification, inventory and mapping of caves X
BD-Friendly Agri Practices X X
Strengthening of enforcement/implementation X X
BD-Friendly Enterprise Development X
Ecotourism Development X
Program/Project Title DENR PLGU MLGU OTHER PRIVATE NGOs/ACADEME
NGAs SECTOR (Specify)
(Specify) (Specify)
Law Enforcement: Augmentation for PA Protection and X
patrolling
PAMB Operationalization X
Updating of PA Management Plan
Plantation Establishment X
Cave Identification, inventory and mapping of caves X
BD-Friendly Agri Practices X X (DA)
Strengthening of enforcement/implementation
BD-Friendly Enterprise Development X X (DTI)
Ecotourism Development X
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STAGE 4 – INVESTMENT PROGRAMMING AND BUSINESS
CASE PLANNING
Task 4.1 – Prepare PA Investment Program
STAGE 4 – INVESTMENT PROGRAMMING AND BUSINESS
CASE PLANNING
Task 4.1 – Prepare PA Investment Program
Developmental Approach
STAGE 4 – INVESTMENT PROGRAMMING AND BUSINESS
CASE PLANNING
Task 4.1 – Prepare PA Investment Program
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STAGE 4 – INVESTMENT PROGRAMMING AND BUSINESS
CASE PLANNING
Task 4.1 – Prepare PA Investment Program
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STAGE 4 – INVESTMENT PROGRAMMING AND BUSINESS
CASE PLANNING
Task 4.1 – Prepare PA Investment Program
A list of programs and projects that the PAMO-DENR wants to carry out. It
should also contain a program for planned financing or for using the
investible funds to finance the implementation of those programs and
projects.
STAGE 4 – INVESTMENT PROGRAMMING AND BUSINESS
CASE PLANNING
Task 4.1 – Prepare PA Investment Program
❑ …. the principal
instrument for
implementing the PAMP
BASIC CONCEPTS
• “INVESTMENT PROGRAM” is a program for utilizing the projected
investible funds. It is the 6-year chunk of the PAMP and PAFP.
• “INVESTIBLE FUND” consist of the following:
❑ PA-DENR budget outlay for the PA
✓ Non-office maintenance and other
operating expenses
✓ Non-office capital outlay
Total Cost 67
FINANCE SOLUTION PROPOSAL TEMPLATE
(DO NOT PRINT – Save the planet)
This brief proposal template is for all BIOFIN Philippines partners to complete for each
finance solution that is being proposed as part of the Protected Area Finance Plan (PAFP).
It is not required for all of the finance solutions in the PAFP, it is however required for any
finance solutions the PA will implement. The goal of the proposal is 1) reach an optimal
design for the solution implementation, 2) provide PA with key information on all solutions
being piloted (proposed and ongoing), and 3) identify key success indicators. This format
will be used to evaluate if the finance solution can be implemented.
The PAs are recommended to use of the Screening Tool, particularly the screening
questions. The proposal will include all preparatory and full implementation activities. The
former include all the necessary preparatory activities such as feasibility studies and
stakeholder engagements. The finance solution is considered for full implementation if the
template shows enough detailed information and results from feasibility studies and
research made by BIOFIN or other partners and research institutions.
The review of this proposal will follow the system illustrated in the following figure for each
stage:
1
Step 2 Step 3 Step 5
Step 1 Step 4
Draft finance PA to incoporate Include details in
PA develop initial PA submits the
solution proposal comments in the workplan;
concept and final draft
and submit to revision of
disucss among Use for resource
BIOFIN PH/BMB finance solution
stakeholders mobilization
for review proposal
PROPOSAL SUMMARY
Title of the Finance Solution Name of project/solution
Concise Description of the Description
Finance Solution (Approx 150 Please follow this structure:
words) - Context
- Opportunity
- Finance solution
- Objectives
- Steps to be taken
- Impacts and Results
Example:
The achievement of Protected Areas’ primary goal - biodiversity
conservation – is dependent on significant financial expenditures
and current financing for PA management is low. Protected
Areas’ (PAs) own revenues from sources such as entrance fees,
accommodation fees, concessions and tourist services charges
play an important role in supporting their financial
sustainability. The PAMO have increased their own revenues by
an average of 40% per year over the last 4 years primarily
through the introduction of entrance fees for access to tourist
caves and other built infrastructure around natural sites. The
aim of this solution is to increase the rate of own revenue
growth for protected areas – a particularly important imperative
given to government budget constraints – through increased
entrance fees and enhanced infrastructure and other tourism
2
services. The solution entails drawing up sustainable tourism
infrastructure development plans for key protected areas to be
financed by government, donors and, potentially, financial
institutions. New infrastructure will be developed to generate
financial returns by capturing entrance and user fees. Revenues
will support the entire protected areas system’s management
goals.
Contribution to SDGs Please list the main SDG/s to which the Solution will contribute
(e.g., SDG15, SDG5) and how it supports these SDGs.
Contribution to Aichi Targets /
National Targets / Biodiversity
Finance Plan
Implementing / Strategic partners
(if other than UNDP)
Start and End Date
FINANCE RESULTS
Solution Category/ies from the Check BIOFIN Catalogue through this link: __________
BIOFIN Catalogue
Relevant Finance Result(s) 1) Mobilizing Resources 2) Delivering Better 3) Re-aligning
existing resources 4) Preventing future costs
Estimated Finance Result The finance result can be estimated in 1) Mobilizing Resources 2)
Delivering Better 3) Re-aligning existing resources 4) Preventing
future costs
If the finance result cannot be estimated, please justify and
present related examples to demonstrate finance results in
similar situation.
BUDGET (USD)
Total resources
required: PhP …
3
Donor 2: PhP …
Government of … PhP …
In-Kind PhP …
Unfunded: PhP …
2. Objective(s) and Results What are the specific objectives of this activity and what results are
expected (100 words expected. Please include a description of short term outputs and
approx.) longer-term outcomes.
3. Business case (Approx 150 The business case should demonstrate the necessity for the finance
words) solution, the feasibility and the possible impact.
4
Please use quantitative information when available. Numbers can
be used to demonstrate the problem to solve and to show feasibility
and impact.
Business case can contain the following information:
- economic contribution of sector;
- potential social and environmental impact;
- cite examples where a similar finance solution has been
successfully applied;
- implication to improvement in governance;
Example 1:
- Tourism contributed roughly 8.1% to the national GDP in
2016 and supported 122,000 direct jobs in the country.
- Strong interest in nature-based tourism is illustrated by the
rapid growth of PA visitors in the last few years.
- The Agency for Protected Areas manages about 8.6% of the
land area of the country and the PA estate could expand if
adequate financing was available (NBSAP target 12% by
2020).
- The experience of Agency for Protected Areas thus far
demonstrates the potential to grow its own revenues at
significant rates.
- High levels of own revenues greatly enhance the financial
sustainability of PA systems and allow adequate financing of
conservation, research, and management.
Example 2:
- The government is currently improving the EIA process and
the Ministry of Environment is seeking better integration of
biodiversity and ecosystem services into the EIA policy.
- The necessity to improve EIA is illustrated by the plan to
increase the total number of Hydro Power Plants (HPPs)
from existing 64 to 166 by 2022.
- Effective EIA systems ensure that applicants carry the costs of
avoidance and mitigation which would otherwise become
the burden of the state and wider society.
- The proposed government’s EIA reform and improvements
also meet EU harmonization requirements.
5
4. Structure of the Finance Describe how the finance solution is structured, detailing the
Solution (100 words different mechanisms utilized and how they function.
approx.)
Example:
The USD 50 million Trust Fund will be divided in a USD 35 million
Endowment Fund and a USD 15 million Sinking Fund. The
Endowment Fund will be financing projects in 10 years when the
interests will have grown sufficient and the Sinking Fund will start
financing conservation projects in 2020.
The funds will be received from ODA, government budget and
philanthropy
7. Main risks and Discuss the main risks and management response including where
management response for possible, Human Rights, Environmental, Social, Political, review
solution implementation UNDP Social and Environmental Standards for details.
(100 words approx..)
9. M&E (100 words approx.) How will impact be monitored? List Key Performance Indicators
(KPI) and identify according baselines and targets to be achieved, all
of which helps answer the question: how will we know that the
finance solution has succeeded?
• An indicator is a variable that provides simple and reliable
means to measure achievement, to reflect the changes
connected to an intervention, or to help assess the performance
of an intervention or programme
• Baseline: The indicator value before BIOFIN started (most cases
can be zero - 0)
• Target is the value the indicators aims at after implementation
6
• Capacity development:
o Number of stakeholders with increased basic knowledge
on the specific finance solution by participating in
trainings, workshops, etc. (disaggregated by gender).
o Number of stakeholders with increased practitioner
knowledge on the specific finance solution through direct
participation to the implementation of the finance
solution (disaggregated by gender).
• Number of partnerships for this solution (i.e. signing an MOU,
being part of the implementing partners, being part of a work
plan for the implementation of a final solution) disaggregated
by:
o Public sector
o Private Sector
o NGOs
o Academics
• Total amount generated by the finance solution:
o Generated Finance from the start until the end of the
project:
▪ Increased generated revenues for biodiversity
conservation or sustainable use.
▪ Resources aligned to benefit biodiversity
conservation or sustainable use.
▪ Increased financial delivery of existing funds.
▪ Estimated avoided expenditures for biodiversity
conservation.
Finance results:
• Finance solution Return on Investment (ROI)
• Improved financial planning and delivery
Capacity building
• Number of benefiting organizations as a result of finance
solutions implementation
• Number of local communities benefited
Partnerships
7
• Number of formal partnerships with institutional key
stakeholders: number of key stakeholders involved in the FS/
number of key stakeholders
Biodiversity
• Number and total hectarage of protected areas or key
biodiversity areas receiving funding from
8
SECTION 2 – ACTION PLAN AND BUDGET
9
STAGE 5 – WRITING THE PROTECTED AREA FINANCE
PLAN
STAGE 5 – WRITING THE PROTECTED AREA FINANCE
PLAN
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•
•
•
•
STAGE 5 – WRITING THE PROTECTED AREA FINANCE PLAN
Titles
1 National and Regional Planning Context
1.1. The Importance of the Protected Area in meeting SDGs and long-term national, regional,
development goals
1.2. Values of the Protected Area
2 DPSIR Analysis
3 Budget and Expenditure Analysis
4 Investment requirements for the Protected Area
5 Vision for Protected Area Finance
6 Summary description of the preferred finance solutions
7 Projected investments from the finance solutions
8 Protected Area Investment Program
Annexes Proposals for the finance solutions
Project briefs
STAGE 5 – WRITING THE PROTECTED AREA FINANCE
PLAN
STAGE 5 – WRITING THE PROTECTED AREA FINANCE
PLAN