Professional Documents
Culture Documents
Demo Nism 10a Invt Advisor Level 1 Module PDF
Demo Nism 10a Invt Advisor Level 1 Module PDF
https://www.coursehero.com/file/126134464/DEMO-NISM-10A-INVT-ADVISOR-LEVEL-1-MODULEpdf/
NISM SERIES X A : INVESTMENT ADVISER (LEVEL 1)
CERTIFICATION DEMO TEST
Question1 The investments in Kisan Vikas Patra do not enjoy any tax incentives - State whether True or
False?
(a) True
(b) False
Question2 A person has garnered sufficient corpus for his retirement. He is in the distribution stage of
retirement. Recommend an annuity to him.
(a) Semi variable annuity
(b) Immediate life annuity
(c) Deferred life annuity
(d) Variable annuity
This study source was downloaded by 100000764701401 from CourseHero.com on 03-23-2023 20:07:37 GMT -05:00
https://www.coursehero.com/file/126134464/DEMO-NISM-10A-INVT-ADVISOR-LEVEL-1-MODULEpdf/
NISM SERIES X A : INVESTMENT ADVISER (LEVEL 1)
CERTIFICATION DEMO TEST
[The buyer of put option exercises the right if on the specified date the strike price is higher
than the market price (spot price) of the security]
Question4 While determining the Retirement Corpus, which of these is/are variables in this
calculation?
(a) Expected rate of inflation
(b) Rate of return expected to be generated by the corpus
(c) Period of retirement
(d) All of the above
This study source was downloaded by 100000764701401 from CourseHero.com on 03-23-2023 20:07:37 GMT -05:00
https://www.coursehero.com/file/126134464/DEMO-NISM-10A-INVT-ADVISOR-LEVEL-1-MODULEpdf/
NISM SERIES X A : INVESTMENT ADVISER (LEVEL 1)
CERTIFICATION DEMO TEST
Question5 The Risk free rate of return which is usually used is ______ .
(a) Short term bank deposit rate
(b) 91 day treasury bill rate
(c) Bank prime lending rate
(d) All of the above
Question6 Which of these documents is usually attached with the Key Information Memorandum?
(a) Fund Fact Sheet
(b) Application Form
(c) Scheme Information Document (SID)
(d) Statement of Additional Information (SAI)
This study source was downloaded by 100000764701401 from CourseHero.com on 03-23-2023 20:07:37 GMT -05:00
https://www.coursehero.com/file/126134464/DEMO-NISM-10A-INVT-ADVISOR-LEVEL-1-MODULEpdf/
NISM SERIES X A : INVESTMENT ADVISER (LEVEL 1)
CERTIFICATION DEMO TEST
Question7 The pension received under the National Pension System depends on ______ .
(a) the income required in retirement
(b) the annuity bought
(c) the amount as decided by the employees
(d) the last salary received
Question8 In a Public Provident Fund (PPF) account, when is the first withdrawal allowed?
(a) From the 5th financial year
(b) From the 6th financial year
(c) From the 7th financial year
(d) From the 9th financial year
This study source was downloaded by 100000764701401 from CourseHero.com on 03-23-2023 20:07:37 GMT -05:00
https://www.coursehero.com/file/126134464/DEMO-NISM-10A-INVT-ADVISOR-LEVEL-1-MODULEpdf/
NISM SERIES X A : INVESTMENT ADVISER (LEVEL 1)
CERTIFICATION DEMO TEST
Question10 The Government of India can raise money by issuing Commercial and Securitized papers -
State whether True or False?
(a) True
(b) False
Governments raise funds through government securities (G-Sec). Such securities are short term
(usually called treasury bills with original maturities of less than one year) or long term (usually
called Government bonds or dated securities with original maturity of one year or more).
https://www.coursehero.com/file/126134464/DEMO-NISM-10A-INVT-ADVISOR-LEVEL-1-MODULEpdf/
NISM SERIES X A : INVESTMENT ADVISER (LEVEL 1)
CERTIFICATION DEMO TEST
This study source was downloaded by 100000764701401 from CourseHero.com on 03-23-2023 20:07:37 GMT -05:00
https://www.coursehero.com/file/126134464/DEMO-NISM-10A-INVT-ADVISOR-LEVEL-1-MODULEpdf/
Powered by TCPDF (www.tcpdf.org)