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Semisolid Dosage Forms PDF
Semisolid Dosage Forms PDF
Semisolid Dosage Forms PDF
Dosage
Forms
Introduction 1
Semisolids
Introduction
Ointments are viscous, semisolid preparations with or without medicament, intended for external
application to the skin or mucous membranes.
q They have plastic type rheology i.e. they have specific yield value & resistance to flow drops as
application to skin is continued.
*Non-medicated ointments are used for emollient ,protective & lubricating effect on skin
Ointments 3
Formulation
1.Drug :
q It should have sufficient solubility in the respective vehicle but must not posses a very high affinity
towards it.
q Percutaneous absorption occurs by passive diffusion & depends on conc. of drug in formulation.
2. Ointment Bases :
The USP classifies ointment bases in 4 categories :
USP
Ointment
Bases
Water-
Hydrocarbon/
Absorption removable / Water Soluble
Oleaginous Emulsifying
Bases Bases Bases
Bases
Anhydrous Emulsion
form Form
Ointments 4
Formulation
3. Other Bases :
q Bases called polyols include hygroscopic bases like : glycerin, sorbitol(70%), propylene glycol.
q They are used for their humectant, emollient, anti-drying & anti-rolling properties.
4. Other additives :
• Added for skin compatibility , • Unsaturated Oily phase more • Oily prepn. Not a good media • Natural & certified dyes
drug solubility & stability prone to oxidation for microbial growth may be used if req. Eg D&C
• Skin has weak acidic nature ; • Oil soluble antioxidants more • Ointments containing water Red 22 (Eosin), D&C Yellow
tolerates weakly acidic suitable (BHT, BHA, require preservatives 7 (Flourescin) etc
formulations better tocopherol, propyl/methyl • Eg : methyl/propyl paraben, • Flower based perfumes
• Eg : sodium acetate, gallate Dowicil, benzoic acid & salts, preferred Eg: Lavender ,
potassium metaphosphate • Water soluble anti-oxidant BKC, phenyl mercuric salts Rose ,Jasmine
useful if water soluble
/washable base used.
Organoleptic
Buffers Antioxidants Preservatives
additives
Ointments 5
Compounding
Compounding of
Ointments
q Incorporation Method :
• Also known as levigation, trituration or mechanical mixing method
Compounding
Mixing with Base Solution of soluble drug Dissolve oil & heat stable
drug
Spatulation Trituration Add small volume phase Make aqueous solution of heat stable
in large volume phase drug
Filling
Homogenization Filing
Ointments 7
Compendial Requirements
q Microbial Content
• Ophthalmic preparations must be sterile ; preprarations Microbial
Minimum Fill
Content
containing water must include preservatives.
• Microbial limits are stated fo certain articles in the USP Compendial
Requirements
• Eg : Betamethasone
Packaging
Valerate Ointment, USP, must meet the requirements of the tests Additional
,Storage,
for absence of Staphylococcus Standards
Labelling
aureus and Pseudomonas aeruginosa.
• USP chapter “Microbiological Attributes of Nonsterile
Pharmaceutical Products” emphasizes :
• strict adherence to environmental control
• application of good manufacturing practices to minimize both the
type a&nd the number of microorganisms in unsterilized
pharmaceutical products
Ointments 8
Compendial Requirements
q Minimum Fill
• The USP's minimum fill test is determination of the net weight Microbial
Minimum Fill
Content
or volume of the contents of filled containers to ensure proper
contents compared with the labeled amount. Compendial
Requirements
Packaging
q Packaging, Storage & Labeling ,Storage,
Additional
• In addition to the usual labeling requirements for Standards
Labelling
pharmaceutical products, the USP directs the labeling for
certain ointments and creams including proper storage
conditions, dosing and administration
Evaluation
Melting
Point
Non-
Solubility
Irritancy
Evaluation
Rate of
Absorption Consistency
Identification Rheological
of API /Assay Properties
Ointments 10
Marketed Formulations
Creams 11
Introduction
Pharmaceutical creams are semisolid preparations containing one or more medicinal agents dissolved or
dispersed in either a water-in-oil (W/O) emulsion or an oil-in water (O/W) emulsion or in another
type of water-washable base.
Creams
Introduction
Creams
Introduction
Vanishing Steroidal
Creams Creams
Emollients Anti-
Keratolytic / Cold
Topical anti-
inflammatory Pruritic
Creams Creams
creams Creams
Creams Creams
Topical
Skin Antifungal Anti-Acne
Cleansers Sunscreens Creams
Creams
Barriers & Topical
Protective Antibacterial
Creams Creams
Creams 14
Formulation
Creams are an extension of oleaginous ointments.
Liquid emulsions
(oil, water & surfactants) + Stiffening Base Semisolid Creams
• They absorb water & form w/o • Ionic & non-ionic surfactants • These are semisolid soap
emulsions are both used. emulsions
• Eg : lanolin ( 70% wool fat ; • Non-ionic creams are non-toxic • Soap is formed in situ by
30% water) & suitable for application on reaction of a base with a fatty
• Oily Cream IP contains wool broken skin. acid (soaps made from TEA are
acohol : water (1:1) • Aqueous Cream BP is a o/w neutral)
emulsion, 30% emulsifying • Eg : cerotic acid-borax soap is
ointment as base ; 69.9% water formed in beeswax-borax
;0.1 % preservative cream(cold cream)
Creams 15
Compounding
Separate ingredients in 2 phases
Drug
(heat-stable)
Heat to M.P of highest melting ingredient Heat to M.P of highest melting ingredient
Mixing
(continue until cooling to promote uniform mixing)
Filling
Creams 16
Marketed Formulations
Gels & Jellies 17
Introduction
• Gels (sometimes called jellies) are transparent to opaque semisolid systems
consisting of dispersions/suspensions of small or large molecules in an aqueous
liquid vehicle rendered jellylike by the addition of a gelling agent.(forms 3D
colloidal network structure)
q Gelling agents include carbomer ,cellulose derivatives (HPMC, MC,HPC) &
natural gums like tragacanth
• Gels are more rigid than jellies. Jellies contain more fluid & less crosslinking .
Fig : Representation of gel network
• Properties
q They have viscoelastic properties.
q The 3D matrix gel structure breaks easily on shaking / squeezing the tube.
(easy skin application)
q Applied on skin , mucous membranes, eyes & cosmetics like dentrifices, skin
& hair preparations.
Gels & Jellies 18
Introduction
Types of Gels
Nature of
No of Phases Colloidal Phase Solvent used Uses
Dermatologic
Dental al Nasal Ophthalmic Vaginal
1 Phase Gels : Gels in which the 2 Phase Gels : Gels consisting of floccules of small distinct
macromolecules are uniformly distributed particles is termed a
throughout a liquid with no apparent boundaries between the two-phase system, often referred to as a magma Eg : Magnesia
dispersed macromolecules Magma ( milk of magnesia)
and the liquid.
Inorganic Gels : Contain gelling agents such as bentonite, Organic Gels : Contain gelling agents like carbomer, poloxamer,
hectorite & aluminium hydroxide PVA & other polymers
Hydrogels : Aqueous gels containing an insoluble polymer . Organogels : Hydrophobic gels containing a non-aqueous
They contain water, glycerin or propylene glycol gelled with solvent in the continuous phase.(liquid paraffin with colloidal
hydrocolloids. silica, metallic stearates,PEG etc)
Gels & Jellies 19
Formulation
• The main ingredients which are used in the formulation of gels includes:
Gelling Agent
Buffers
Preservatives
Anti-oxidants
Compounding
• There are 3 main methods :
q Fusion Method
This is used when waxy materials are employed as gelling agents in non-polar media. The waxy
material is first melted followed by addition of drug. Stirring is continued until aa uniform gel is
formed on cooling
q Cold Method
In this method , water is cooled to 4-10ºC & placed in a mixing container. Gelling agent is slowly added
& agitated until solution is complete. Temperature is maintained below 10ºC. Drug is added in
solution form slowly with gentle mixing.
q Dispersion Method
In this, gelling agent is dispersed in water with stirring at 1200 rpm for 30 mins. Drug is dissolved in
non-aqueous solvent with preservative. This solution is added in the above gel with continuous
mixing
Gels & Jellies 21
Marketed Formulations
Emulgels 22
Introduction
• Emulgels are modified gels or combination of
emulsions & gels which allow delivery of hydrophobic
drugs as an aqueous gel dosage form.
Introduction
• Advantages of Emulgels
Production feasibility
No need of intensive
and low preparation Controlled release
sonication.
cost.
Emulgels 24
Formulation
q Properties of excipients :
• They must be non-toxic.
• They must be commercially available in
applicable grade.
• Their cost must be acceptably cheap.
• They must not be contraindicated.
• They must be physically and chemically
stable by themselves & in combination
with drugs & other components.
• They must be color compatible
Emulgels 25
Compounding
Evaluation
Introduction
• Pastes are ointment like preparations containing a high % of insoluble solids in them (usu 25-50% or
higher). They have good skin adhesion & form a thick coat.
q They are less greasy, stiffer & more absorptive than ointments
q Preferred over ointments for treating oozing lesions & absorb serous secretions.
q Produce protective barrier on skin due to heavy consistency (localize action on skin)
q Less macerating as they allow perspiration to escape due to porous nature.
• Toothpastes are dentrifices used for cleaning the teeth & providing a refreshing mouth feel. As per USP
29, a dental paste is intended for adhesion to the mucous membranes for local action. (Eg :
Triamcinolone Acetonide Dental Paste)
Pastes 27
Formulation Thickening
agents
Humectants
Bases Preservatives
Compounding
Mix drug(solid) with a portion of congealed base Sprinkle hydrocolloid over humectant under
directly / after levigation agitatiaon
Add remaining base by trituration Add water phase containing soluble additives
Marketed Formulations :
Poultice 30
Introduction
• Poultices are viscous pasty preparations applied hot onto the skin to reduce inflammation or to act as
counter-irritants. The material possesses the properties of heat-retention & absorption, due to which
they absorb infected fluid from the tissue when used on boils.
• Eg : Kaolin Poultice IP
q Heavy Kaolin , fine : 5.27 g
q Boric Acid , fine : 4.5 g
q Methyl Salicylate : 0.2ml
q Mentha Oil : 0.05mL
q Thymol : 0.05mL
q Glycerin : 4.25g
Introduction
• Plasters are solid/ semisolid masses made by incorporating medicaments on resinous or waxy bases ,
which are melted & spread on a suitable backing material . They are intended for external application
to provide protection , mechanical support or for local / systemic effects.
Formulation
• salicylic acid, belladonna extract, capsicum
Medicaments used oleoresin, zinc oxide, menthol , thymol etc
Formulation
• Backing material properties:
q Cotton / Cotton wool backing : Provides support & a feeling of warmth
q Porous Plastic : Completely permissible to water vapour & air ; hence prevents wound maceration
& delay of healing
q Waterproof plastic adhesives : Allow complete exclusion of water vapour & air.
q Adhesive Plaster : Adhesive base containing 30% pure rubber mixed with filler such as zinc oxide.
Plasters 33
Compounding
Types
Ointment bases are divided into 4 groups as per USP:
Oleaginous Absorption
Bases Bases
Water- Water
Removable Soluble
Bases Bases
Ointment Bases 35
Types
q Oleaginous Bases
• Also termed hydrocarbon bases Petrolatum, USP, is a purified mixture of White Petrolatum, USP, is a purified
• They have emollient effect on skin semisolid hydrocarbons obtained from
petroleum..
mixture of semisolid hydrocarbons from
petroleum that has been wholly or nearly
• Water and aqueous preparations may be Petrolatum is also known as yellow
petrolatum and petroleum jelly
decolorized White petrolatum is also
known as white petroleum jelly.
incorporated, but only in small amounts and
with some difficulty
Oleaginous
• Eg: Petrolatum, white petrolatum, white Bases
ointment, and yellow ointment.
• Liquid petrolatum (mineral oil) used as the Yellow wax is the purified wax obtained
White Ointment, USP. This ointment
differs from yellow ointment by
levigating agent : when powdered from
the honeycomb of the bee Apis mellifera..
substitution
of white wax (bleached and purified
substances are to be incorporated into Also called simple ointment, it has a
slightly greater viscosity than plain
yellow
wax) and white petrolatum in the
hydrocarbon bases petrolatum formula
Ointment Bases 36
Types
q Absorption Bases
• These bases may be used as emollients, although they do not provide the degree of occlusion
afforded by the oleaginous bases.
• Not easily removed from the skin with water washing, because the external phase of the
emulsion is oleaginous.
• Useful as pharmaceutical adjuncts to incorporate small volumes of aqueous solutions into
hydrocarbon bases (accomplished by incorporating the aqueous solution into the absorption
base and then incorporating this mixture into the hydrocarbon base)
• Types:
Result in w/o emulsion Are w/o emulsions (Emulsion bases)
Permit the incorporation of aqueous Permit the incorporation of additional
solutions resulting in the formation of quantities of aqueous solutions
waterin-oil (W/O) emulsions
Eg: Hydrophilic petrolatum Eg :Lanolin
Ointment Bases 37
Types
q Water Removable Bases
• Water-removable bases are oil-in-water emulsions commonly called creams
• They are easily washed from skin and are often called water-washable bases as their external
phase is aqueous.
• They may be diluted with water or aqueous solutions. They can absorb serous discharges
• Eg : Hydrophilic Ointment USP
Ointment Bases 38
Types
q Water Soluble Bases
• Water-soluble bases do not contain oleaginous components
• They are completely water washable and often referred to as greaseless.
• They mostly are used for incorporation of solid substances.
• Large amounts of aqueous solutions are not effectively incorporated into these bases as they
soften on addition of water.
• Eg :Polyethylene glycol Ointment NF
Ointment Bases 39
q Desired release rate of the drug substance from the ointment base
q Desirability of topical or percutaneous drug absorption
q Desirability of occlusion of moisture from the skin
q Stability of the drug in the ointment base
q Effect, if any, of the drug on the consistency or other features of the ointment base
q Desire for a base easily removed by washing with water
q Characteristics of the surface to which it is applied
Creams 40
Preservatives
The following three criteria are considered critical for preservative selection:
(i) the preservative system must exhibit the required antimicrobial activity in the proposed formulation
over the duration of the product shelf life;
(ii) The preservative system must be nontoxic, nonirritant and nonsensitizing for the proposed method
of application for the cream;
(iii) It must be compatible with the product (particularly its pH) and package.
Anti-oxidants
Antioxidants are often used to reduce oxidation of active substances and excipients in creams.
Creams 42
Emollients
Emollients are often added to cream formulations to modify either the characteristics of the
pharmaceutical vehicle or the condition of the skin itself to promote penetration of the active ingredient
to act either locally or systemically.
• The stratum corneum, being keratinized tissue, behaves as a semipermeable artificial membrane, and
drug molecules can penetrate by passive diffusion.
• Commonly used emollients include : glycerin, mineral oil, petrolatum, isopropyl palmitate, and
isopropyl myristate.
Gelling Agents 43
• Traditionally, Carbomers are used between concentrations ranging from 0.1% to about 1%
• Monovalent ions simply reduce the thickening efficiency of systems containing carbomer polymer by
reducing the overall charge repulsion along the polymer backbone.
Thickening Mechanism
• HPC is a nonionic water-soluble cellulose ether that is manufactured by reacting alkali cellulose with
propylene oxide at elevated temperatures. (used conc 0.2%)
• HEC is a nonionic water-soluble cellulose ether that is manufactured by reacting alkali cellulose with
ethylene oxide at elevated temperatures. It dissolves readily in hot or cold water. (used conc 1% - 2%)
Gelling Agents 45
• Xanthan gum and gellan gum are high molecular weight polysaccharides
produced by microbial fermentation.
• Gellan gum is a gelling agent, effective at extremely low use levels,
forming solid gels at concentrations as low as 0.1% Fig : Pectin
Procedure:
A: Carefully and completely fill three containers without forming air bubbles. Level if
necessary to obtain a flat surface.
B: Apply a suitable shear to the samples for 5 min carefully and completely fill three
containers without forming air bubbles. Level if necessary to obtain a flat surface.
C: melt 3 samples carefully and completely fill three containers without forming air
bubbles. Level if necessary to obtain a flat surface.
Consistency Testing 49
Determination Of Penetration :
Place the test sample on the basis of the penetrometer. Verify that its surface is perpendicular to the
vertical axis of the penetrating object. Bring the temperature of the penetrating object to 25 ± 0.5oC and
then adjust its position such that its tip just touches the surface of the sample . Release the penetrating
object and hold it free for 5 sec. clamp the penetrating object and measure the depth of penetration.
Repeat the test with 2 remaining containers.
Result:
The penetration is expressed in terms of mm as the arithmetic mean of the three measurements. If any of
the individual results differ from the mean by more than 3%,repeat the test and express the results of the
6 measurements as the mean
In vitro Skin Penetration 50
The passage of
semisolid
Placed in preparation
Mouse skin or between the through the Sampling ( Franz
human cadaver Detection
two epidermal surface diffusion cell )
skin is taken to receptor
compartments.
compartment is
measured by
Irritancy Testing & Preservative Efficacy 51
Draize-
Shelanski
Repeat Insult
Patch Test
21 Day
Kligman
Cumulative
Maximization
Irritancy
Test
Patch Test
Irritancy
Testing
Other Tests 52
Content Uniformity
• A known weight of semisolid is taken & assayed for amount of drug.
Penetration
• A weighed quantity of semisolid is rubbed over skin for a given period of time & the unabsorbed
semisolid is collected & analysed . Difference in drug content is determined.
• A standard quantity of semisolid is rubbed over skin for a given period of time Under std conditions,
the conc of drug is measured in the plasma or urine.
Industrial Processing 53
Purified
Water
Lab Scale(1x)
Insoluble Hydrocarbons
powders
Raw Hydrocarbon
Pilot Scale(10x)
Polyols waxes
Materials
Production Scale(100x)
Oils
Emulsifiers (mineral/
vegetable)
Fatty Acids &
Alcohols
Industrial Processing 54
Mixing of Phases
Homogenization
Industrial Processing 55
Mixing of Semisolids
The problems that arise during the mixing of semisolids (ointments and
pastes) stem from the fact that, unlike liquids, semi-solids will not flow easily.
Material that finds its way to a ‘dead spot’ will remain there.
Homogenization
Creams / Ointments requiring further treatment are
transferred to a homogenizer. Selection of homogenizer
is governed by
q Degree of shear stress required
q Rate of shear
Fig : Gear Pump Fig : Roller Mill
q Filling Jars
• Semisolids prepared by fusion may be poured directly into the jar to
congeal in it. This must be done cautiously to prevent stratification of
the components
• In large-scale manufacture of semisolids, pressure fillers force the
specified amount of into the jar.
q Filling Tubes
• Industrially, automatic filling, closing, crimping, and labeling machines
are used for large-scale tube packaging of semisolid pharmaceuticals
• Depending on the model, machines have the capacity to fill about 1,000
to 6,000 tubes per hour.
• Rotary machines have four stations for tube feeding, cleaning, filling, and
closing
Summary 59
Classification
Industrial Semisolid
Processing Dosage Forms
Permeation Formulation of
Enhancers Semisolids
Evaluation
Methods for
Parameters of
Compounding
Semisolids
Excipients used
in semisolids
References 60
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2. Lachman, L., & Liebermann, H. A. (2013). The Theory and practice of industrial pharmacy. New
Delhi: CBS Publishers & Distributors Pvt. Ltd.
3. Katdare, A., & Chaubal, M. V. (2006). Excipient development for pharmaceutical, biotechnology, and
drug delivery systems. New York: Informa Healthcare
4. Remington, J. P., Allen, L. V., Adeboye, A., & Philadelphia College of Pharmacy (1822-1921). (2013).
Remington: The science and practice of pharmacy. London: Pharmaceutical Press.
5. Aulton, M. E., & Taylor, K. (2018). Aulton's pharmaceutics: The design and manufacture of medicines.
Edinburgh: Churchill Livingstone/Elsevier.
6. Loyd V. Allen, jr, Nicholas G Popovich and Howard C. Ansel. Ansel's Pharmaceutical Dosage Forms
and Drug Delivery Systems. 2005. 8th Edition. Baltimore, Md: Lippincott Williams & Wilkins.
7. Kumari A Saurbah S S, Poonam K, Rathore KS. Emulgels: a novel approach for topical drug delivery
of hydrophobic drugs.Pharmatutor.org https://www.Pharmatutor.Org/articles/emulgels-novel-approach-
topical-drug-delivery-hydrophobic-drugs