This document discusses seismic hazard assessment and earthquake forecasting. The goal is to inform policies to reduce earthquake fatalities and increase resilience. While earthquakes cannot be prevented, their probability in an area can be forecast based on historical data. However, data is often sparse, and uncertainties remain large. The document then provides details on earthquake mechanisms, measuring magnitudes, identifying active faults, estimating recurrence intervals, and factors beyond ground shaking that influence hazard levels like tsunamis, landslides, liquefaction and fires.
This document discusses seismic hazard assessment and earthquake forecasting. The goal is to inform policies to reduce earthquake fatalities and increase resilience. While earthquakes cannot be prevented, their probability in an area can be forecast based on historical data. However, data is often sparse, and uncertainties remain large. The document then provides details on earthquake mechanisms, measuring magnitudes, identifying active faults, estimating recurrence intervals, and factors beyond ground shaking that influence hazard levels like tsunamis, landslides, liquefaction and fires.
This document discusses seismic hazard assessment and earthquake forecasting. The goal is to inform policies to reduce earthquake fatalities and increase resilience. While earthquakes cannot be prevented, their probability in an area can be forecast based on historical data. However, data is often sparse, and uncertainties remain large. The document then provides details on earthquake mechanisms, measuring magnitudes, identifying active faults, estimating recurrence intervals, and factors beyond ground shaking that influence hazard levels like tsunamis, landslides, liquefaction and fires.
The ultimate goal of seismic hazard assessment is to inform policy
makers on how to design policies that reduce the number of fatalities
during an earthquake and to increase the resilience of a state in the aftermath of the event. We cannot prevent earthquakes from happening, nor can we predict when an event will occur. We can forecast the probability of an event above a certain size happening in a certain area in a certain time period and model th elikely effects of that event. This still has large uncertainties, and in many areas even the raw data needed is sparse. First: How do earthquakes happen? They occur on FAULTS, planes of weakness in the rocks and release elastic energy stored gradually as the rocks on either side of the fault are bent by the movement of the plates relative to each other. The movement between two plates can be taken up almost entirely on as single fault at the plate boundary (as often happened in subduction zones as shown above) or it can be spread over lots of faults over a broad area. Some slowly deforming faults can be far from any plate boundary. Earthquakes occur because to begin with frictional forces acting on the fault are too great to let the two sides move relative to each other: The fault is LOCKED. The plates are still moving relative to each other so… The hanging wall is dragged down by the footwall (for a reverse fault like this) bending it and storing elastic energy. This part of the earthquake cycle is the INTERSEISMIC (between earthquake) phase This means the shear stress on the fault is getting larger and larger until… The shear stress exceeds the critical shear stress, the fault breaks, and the earthquake occurs releasing the stored elastic stresses. This means that energy stored gradually over hundreds or thousands of years is released in a few seconds. This is the COSEISMIC phase (with the earthquake) Note that the hangingwall has sprung up as the stored elastic stresses are released. This is what Simeulue (and island of Sumatra) looked like before the 2005 earthquake (the one that caused a large tsunami that inundated many places around the Indian Ocean). Note that the trees (deliberately planted in rows by farmers) have died because they are below the high-tide mark. This is because the island is being pulled down by the interseismic movement of the plates. After the earthquake the Island has popped up out of the ocean, moving the coastline far from the dead trees. To assess the hazard of an area: The first thing we would look at is the number and magnitude distribution of earthquakes in that area. To grossly oversimplify in rapidly deforming areas like plate boundaries some areas are more active than others and these can be identified by looking at where there have been numerous large earthquakes in the past. We have good data on the location of moderate-large earthquakes globally since the 1960s. This is largely because a global network of seismometers was set up to police the 1963 Nuclear Test Ban Treaty. Explosions can be detected by these instruments just as easily as earthquakes…. We measure the size of earthquakes using the MOMENT MAGNITUDE SCALE (not the Richter Scale, which hasn’t been used for decades despite what you will here in some news articles). This scale has a direct physical meaning which you can think of as being equivalent to the amount of energy released by the earthquake (or rather the amount of work done). You calculate it using the top equation which is the area of the patch of the fault that slipped multiplied by the average amount it slipped by multiplied by the elastic shear modulus of the rock. Once you have calculated this you will likely have a very large number with many zeros which is not very intuitive (Mo). To give a more intuitive number (usually between 1-9) you can convert this using a log scale to give Mw. This gives you something roughly comparable to the older local magnitude scale created by Richter. (FYI the problem with the Richter scale was that rather than being directly related to a physical property of the earthquake it was instead linked to the displacement generated on a particular instrument a particular distance away from the event. It also would give different values for the same energy release in different places due to differences in the efficiency in how the rocks in each area transmitted the seismic waves. That is why it’s formal name s local magnitude – it is only strictly comparable within a single area.) Because of the 2/3 factor each unit of Mw corresponds to the 32x increase in energy release. The number of earthquakes in a particular area (N) is related to their magnitude (M) by the Gutenberg-Richter relationship ( log10 N = a-bM) . A and b are constants that vary by area, but b is usually ~1 meaning that there are usually a tenth of the number of M6 earthquakes than M5 and a tenth again of M7. This relationship means that measuring the size and frequency of the small earthquakes that occur in an area does tell you something about the likely frequency of larger events, even if you haven’t observed any yet. Because the time period we have good observations for the location and magnitude of earthquakes is short (~50 years) compared to the earthquake cycle (100s-1000s of years) it is important to find other ways of constraining the hazard. One way is to identify the signature of faulting in the landscape. Repeated ruptures on a fault generate cumulative offsets of many metres or even kilometers. These can be horizontal offsets as shown by these rivers crossing a strike-slip fault or have a vertical component building topography (as in normal and reverse faults). Recall the size of the earthquake is related to the area (and so the length) of the fault that failed. By maaping faults we can get a good idea of how large an earthquake they could generate. This is a local example of a fault scarp found near Sesriem in Namibia. It is up to 7m high, 35 km long and likely failed in a M7 earthquake at some point in the last 10-100,000 years. It is a normal fault and the hanging wall on the right has moved down relative to the footwall on the left. This is a Digital Elevation Model of the same fault, You can see the scarp as a white line of increased slope. It splits into two strands in the right image. This DEM was made using stereo-photogrammetry based on two high resolution satellite images. In addition to estimating the geometry of the fault and the size of the earthquake it is possible to go to the fault and date material deposited before and after the last rupture to determine when it happened. Sometimes it is possible to date a whole sequence of ruptures on the same fault so you can get an idea of the repeat time. This is called paleo-seismology. It is very useful because it allows us to investigate what is happening on similar timescales to the seismic cycle rather than just the last few decades. Another way of estimating how often a fault will rupture is to look at the rate that the two sides are moving relative to each other. Each of these arrows represents a GPS station which has been monitored for many years. This whole region contains many faults, and by looking at the relative motion between the two sides of each fault we can estimate how quickly the elastic strain is building up (and so approximately how long it will be be between earthquakes of a certain size. This motion – the slip rate – is usually of the order of a few cm or mm per year for a major fault. Historically we describe the intensity of shaking experienced in an earthquake by ranking the reported effects on an Intensity scale. This is the widely used Mercalli Intensity Scale (worth a read, just to imagine what being close to the epicenter might be like), but these scales are quite culturally specific depending on the architecture of the area of interest. These observations can be used to create historical catalogues covering hundreds or even thousands of years. There are large uncertainties using these techniques. The strength of the shaking does not just depend on the magnitude of the earthquake, but also its depth (deeper earthquakes will result in less strong shaking at the surface) and the attenuation of the region (how well the rock transmits the seismic waves – some energy is lost (or attenuated) with each oscillation and in some areas the shaking dies away distance more quickly due to higher attenuation). Often (especially in countries with appropriate building codes) relatively few people die directly from the ground shaking of the earthquake. Fires start from broken gas mains, and even natural fires triggered by falling rocks. When the fault is under the ocean then any vertical movement displaces the water column potentially leading to a tsunami (as in the 2005 Sumatra earthquake). The tsunami from the 2011 Tohoku earthquake flooded the emergency generators of the Fukushima nuclear reactor (which were in the basement) leading to the loss of the coolant circulation, nuclear meltdown and the largest nuclear disaster since Chernobyl. As has already been said landslides are extremely common during earthquakes. Landslides can cause debris dams which eventually fail leading to rapid flooding downstream. Finally Liquifaction can be a major problem in certain areas. Liquefaction occurs when water-bearing sand in the subsurface is subjected to cyclical loading by seismic waves. Shearing results in a volume decrease (a reduction in pore space) leading to saturation and high pore-fluid pressures. The high pore-fluid pressures reduce the effective normal stresses between the grains to near-zero leading the to be unable to support shear stresses and causing them to liquify. The liquified sand often erupts to the surface along fissures leading to significant and irregular subsidence. This is what liquefaction after a large earthquake can look like… The factors above mean that the amount of shaking experiences can vary significantly over short distances. With a good understanding of the properties of the subsurface we can produce maps showing which parts of a country or a city may be at higher risk and tailor building codes appropriately. Putting together factors like attenuation, the location of past earthquakes, mapped faults, and strain accumulation rates measured by GPS you can produce maps like the one above. The hot-spot in the East is there because of the New Madrid earthquakes – three very large earthquakes which occurred between 1811 and 1812. GPS show the strain rate in the region is very low <1mm/yr and there have not been any large earthquakes in the region since. This shows the importance of historical records in earthquake hazard… Most earthquakes occur in plate boundary zones, but some occur in the center of the plates as well. South Africa is not on a plate boundary (the nearest is the East African Rift) but that does not mean that there are no earthquakes here. There have been a number of damaging (and even fatal) earthquakes in South Africa over the last hundred years. Underground miners are particularly vulnerable to even small events. These are the three largest. Another event (possibly M~6.5) took place in the Milnerton area in 1809. The suspected fault line that caused by the Milnerton event passes close to Koeberg, which is constructed to withstand an earthquake up to M7. The reactor is built on a neoprene raft to isolate it from ground shaking. The earthquakes described here are significant, and need to be incorporated into design, but they are not so large that they would cause widespread devastation and very high casualty rates. An even larger earthquake occurred in the Eastern Cape around 10,000 years ago on the Kango fault. This shows the location of recent earthquakes and faults that have been identified as potentially active in South Africa. The cluster of earthquakes in Gauteng is likely to be, at least in part, due to the effects of the deep mining there. The cluster in the Cape Mountains are aftershocks from the Ceres-Tulbagh event. There are also other ‘hotspots’ such as Koffeefontein in the free state. This is a recent seismic hazard map. It is primarily based on the instrumental records of earthquakes over the last 50 years. It is with noting that the region of the large rupture on the Kango fault in the Eastern Cape (which was recognized from the landscape) is shown as very low risk – in slowly deforming areas with long repeat times it is very difficult to know where the next large event might be…