Professional Documents
Culture Documents
UN Basic Principles Report Annex 4 Asia and The Middle East
UN Basic Principles Report Annex 4 Asia and The Middle East
Jordan#1
Is the claimant/applicant a No
lawyer him/herself or
acting as legal
representative of a client?
Brief summary of facts In the Court of First Instance proceedings, the appellant
(defendant in the initial proceeding) had issued a promissory note
in favour of the respondent (claimant in the initial proceeding), in
an amount of JOD 43,500 due on 26 February 2012, which the
appellant refused to honour.
2
come to know through their profession, even after the termination
of the power of attorney in question.
Brief summary of issues Accepting testimony from a party’s attorney against such party
relating to the role of would be in contravention of article 60 of the Jordanian Bar
lawyers Association Law No. 11 of 1972 and Article 37 of the Jordanian
Evidence Law No. 30 of 1952.
Does the case refer to the No reference is made to the UN Basic Principles.
UN Basic Principles by
name? If so, what are the
named Principles?
Is this judgment, or in any The part of the judgment that addressed lawyer-client
case the relevant confidentiality was an obiter dictum.
paragraphs regarding
lawyers, binding in your The judgment is binding in the jurisdiction, as it is a direct
jurisdiction? Is it an obiter application of the provisions of the law.
dictum or binding (and, if
binding, whether it is
binding on everyone or just
the parties involved)?
3
states that (A lawyer shall be prohibited, under the penalty of
liability, from): […]
Legislation Article 60(4) of the Jordanian Bar Association Law No. 11 for the
year 1972 states the following:
Jordan#2
4
The Jordanian Court of Cassation is the final court of appeal in
civil and criminal cases in Jordan. It is the equivalent of the UK
Supreme Court and hears cases that raise a point of law from all
Jordanian governorates.
In this case, the point of law raised was the right to appoint an
attorney and the access to legal aid when a person is unable to
retain a lawyer.
Is the claimant/applicant a No
lawyer him/herself or
acting as legal
representative of a client?
Brief summary of facts In the Irbid Criminal Court proceedings, the appellant (defendant
in the initial proceedings) was charged with a number of offences
including theft and possession of an unlicensed firearm and
sentenced with 10 years of temporary hard labour.
5
Therefore, the Court of Cassation (Criminal Division) did not
address the other grounds for appeal presented by the appellant
and decided to return the case file to the Irbid Criminal Court for
retrial, in light of the Court of Cassation (Criminal Division)’s
holding and in application of the legal requirements.
Brief summary of issues The Court of Cassation (Criminal Division) held that all trial
relating to the role of procedures carried out in the criminal case proceedings without
lawyers the presence of a lawyer were null, therefore repealing the
decision.
Does the case refer to the No reference is made to the UN Basic Principles.
UN Basic Principles by
name? If so, what are the
named Principles?
6
without the presence of an attorney for the defendant, which in
result renders the procedures that took place in the [Irbid
Criminal Court] criminal case no. (392/2019) in relation to the
defendant (appellant) null. Further, whereas the [Irbid] Court of
Appeal did not take into account the aforementioned in its
decision, such decision is premature and contrary to the
principles of law, which in turn must be rescinded for this reason.
Legislation Article 208(1) of the Criminal Procedures Law No. 9 for the year
1961 states the following:
Additional comments It is worth noting that, although not mentioned in the judgment,
Article 100 of the Jordanian Bar Association Law No. 11 of 1972
states that the Jordanian Bar Association may assign a lawyer to
provide a free professional service once a year, which may take
form of providing free legal representation for a person who is
unable to pay any legal fees.
1. Principle 1: all persons are entitled to call upon the assistance of a lawyer of their
choice to protect and establish their rights and to defend them in all stages of
criminal proceedings.
(A) India inherited the common law system and with it, the principle that every person
has a right to be defended in a court of law irrespective of how “wicked, depraved,
vile, degenerate, perverted, loathsome, execrable, vicious or repulsive he may
be regarded by society”.1
7
require that a lawyer cannot refuse a brief if a client is willing to pay their fees and
they are not otherwise engaged. 2
(C) Where a bar association resolved that no lawyer would defend a policeman
accused of assaulting a lawyer, the Supreme Court held that “such resolutions
are wholly illegal, against all traditions of the bar, and against professional
ethics….. a disgrace to the legal community” and declared all such resolutions
null and void because “..it is the duty of a lawyer to defend no matter what the
consequences…..”3
(D) In 2010, the Supreme Court declared that administering narcoanalysis, polygraph
tests and Brain Electrical Activation Profile tests without the consent of the person
being tested, violated Fundamental Rights. One of the bases, among many
others, for the declaration of unconstitutionality was the finding that the tests
compromised effective exercise of the right to consult a lawyer. The court held
that effective exercise of the right to consult a lawyer required that the person
being tested should be able to act on such advice and exercise autonomy in
deciding whether to reveal information. In allowing information to be extracted
against a person’s will, the tests compromised the person’s ability to exercise
autonomy in deciding whether to reveal or suppress information and thereby
rendered the right to receive legal advice ineffective. 4
2. Principles 5, 6 and 7: (5) governments shall ensure that all persons are immediately
informed by the competent authority of their right to be assisted by a lawyer of
their own choice upon arrest or detention or when charged with a criminal offence.
(6.) Any such persons who do not have a lawyer shall, in all cases in which the
interests of justice so require, be entitled to have a lawyer of experience and
competence commensurate with the nature of the offence assigned to them in
order to provide effective legal assistance, without payment by them if they lack
sufficient means to pay for such services. (7.) Governments shall further ensure
that all persons arrested or detained, with or without criminal charge, shall have
prompt access to a lawyer, and in any case not later than forty-eight hours from
the time of arrest or detention.
(A) The Indian Constitution has a Bill of Rights – its Fundamental Rights chapter (part
III of the Constitution running from article 12 through article 35). Clauses (1) and
(2) of article 22, in that chapter read as follows:
(ii) Every person who is arrested and detained in custody shall be produced
before the nearest magistrate within a period of twenty-four hours of such
8
arrest excluding the time necessary for the journey from the place of
arrest to the court of the magistrate and no such person shall be detained
in custody beyond the said period without the authority of a magistrate,
stipulates that persons shall not be denied the right to consult and be
defended by a legal practitioner of choice.
(B) While article 22 guaranteed the right to consult and be defended by a lawyer, the
Constitution, as originally enacted, did not impose a duty upon the state to provide
free legal services to those who could not afford paid legal representation. Some
high courts promulgated rules mandating trial courts under their supervision to
appoint advocates to defend accused in cases where a capital sentence was
possible and where the accused did not have the means to engage an advocate 5
and enforced these rules.
(C) In 1963, the Kerala High Court struck “..a note of warning against the practice of
some of the Sessions Judges appointing raw and inexperienced juniors to defend
the accused in capital cases.” The court held that if “…inexperienced advocates
alone are available to defend such unfortunate accused, the court has a primary
duty to come to the aid of the accused by putting timely and useful questions and
warning the advocates from treading on dangerous grounds.” The court found it
unfortunate that instead, the trial court in the case before it had “freely made use
of the defects resulting from the inexperience of the advocates...” to build the
case against the accused.6
(i) in 1968, that a capital trial conducted without legal assistance to the
accused was vitiated7 and,
(ii) in 1969 that “No person can be allowed to lose his life in an established
Court of Law under any civilised system without affording an opportunity
of defence. The reason that the accused did not ask for a lawyer or did
not know his rights to exercise the same to ask lor an opportunity for
being defended by a lawyer of his choice, does not absolve the trial court
from its duty to arrange for his defence.”8
(E) In 1973, a new Code of Criminal Procedure (‘CRPC, 1973’, for short) was enacted
to replace the pre-independence law that governed criminal procedure – the
Code of Criminal Procedure, 1898. The CrPC 1973 stipulated that in trials that
happened before courts of sessions – trials imposing punishments of seven years
imprisonment and above – the court would assign a lawyer to an accused without
5 Hyderabad Circular No. 4738, 22-4-32F, dated 15 January 1923, Rule 228 of the Madras Criminal Rules of Practice as
cited in Sohoni’s Code of Criminal Procedure, R. Gopal, 20th Edition, @ page 3910.
6 Kunnummal Mohammed And Anr. v. State Of Kerala, https://indiankanoon.org/doc/6965/@ page 9; 1963 CriLJ 175.
7 Nasia Pradhan And Ors. v. The State, https://indiankanoon.org/doc/393773/ @ page 3; 1970 CriLJ 396.
8 The State v. Tikaram Haneri, https://indiankanoon.org/doc/1221386/ @ page 1; 1970 CriLJ 780.
9
sufficient means to engage one. This, however, was a right limited only to trials
involving grave offences. And more importantly, this was only a statutory right and
not a fundamental right or a right under the Constitution.
(F) In January 1977, the Constitution was amended to stipulate that the state shall
“…provide free legal aid”. The amendment, however, was introduced in the non-
justiciable Directive Principles of State Policy Chapter (part IV of the Constitution)
and not in its Fundamental Rights chapter. As a result, the position as it stood in
1977 was that while no person could be denied the right to consult and be
defended by a lawyer, there was no right to free or subsidised legal services and
the State still did not have an obligation to ensure that all persons had access to
lawyers. To those who could not afford lawyers, therefore, the right to be defended
by a lawyer remained only on paper.
(G) On 25 January 1978, in Maneka Gandhi versus Union of India 9, the Supreme
Court overturned settled precedent to significantly widen the scope of protections
offered by the Constitution’s Fundamental Rights chapter. This decision was to
set off a series of decisions and ultimately result in a guarantee of the right to free
legal aid in all criminal proceedings. 10
(H) On 17 August 1978, a few months after the court’s Maneka Gandhi decision, the
Supreme Court held that the requirement that procedure established by law be
just, fair, and reasonable, meant that “…where the prisoner is disabled from
engaging a lawyer on reasonable grounds such as indigence…” the prisoner was
entitled to competent, court appointed counsel and that this right was not limited
to the trial stage but included appellate remedies. 11
(I) In March 1979, the Supreme Court reiterated that a procedure which did not make
legal services available to an accused person too poor to afford a lawyer “….who
would, therefore, have to go through the trial without the assistance, cannot
possibly be regarded as ‘reasonable, fair and just’”. 12
(J) In April 1979, in Hussainara Khatoon V, the Supreme Court was dealing with
public interest litigation in the matter of persons who were being held for long
periods in jail pending police investigation into their culpability without being
formally charged by the police. Indian law permits detention without charge for up
9 Maneka Gandhi v. Union of India, https://indiankanoon.org/doc/1766147/ @ page 122; 1978 SCR (2) 621; (1978) 1
SCC 248.
10 Until Maneka Gandhi, the life and personal liberty clause of the Constitution – Article 21 – was understood as
guaranteeing only that a person could not be deprived of life or liberty except in accordance with the procedure
prescribed by a law passed by a competent legislature: nothing more. It did not matter if the procedure prescribed by
the law enacted by competent legislature was patently unreasonable because article 21 only required “procedure
established by law” and not ‘fair’ or ‘reasonable’ procedure. In Maneka Gandhi, the Supreme Court declared that it was
not sufficient for a law depriving life or liberty to be enacted by a competent legislature, such a law would have to also
be “just, fair and reasonable”. The court reached this conclusion by reasoning that the right to life and personal liberty
must be read along with the right to equality and the rights to certain fundamental freedoms stipulated in article 19 of
the Constitution as part of a troika of rights. When so read, the right to personal liberty was not just a guarantee that
liberty will not be deprived except per procedure stipulated by a competent legislature but that the procedure stipulated
by the competent legislature must meet the reasonableness/non-arbitrariness requirement of the right to equality.
11 Madhav Hayawadhanrao Hoskot versus State of Maharashtra, https://indiankanoon.org/doc/513169/ @ page 16
(1978) 3 SCC 544@557.
12 Hussainara Khatoon and ors. (IV) v. Home Secretary, State of Bihar, https://indiankanoon.org/doc/1373215/ @ page
6 (1980) 1 SCC 108, para 6 @ page 103.
10
to 90 days for serious offences and 60 days for less serious offences. When the
police do not charge at the end of the 90/60 day period, the person becomes
entitled to bail as a matter of statutory right. In Hussainara Khatoon V, it was
brought to the court’s notice that large numbers of people were in jail for periods
well in excess of 90 days without being charged by the police because they had
no legal representation and therefore did not know they were entitled to bail. The
court held that its Maneka Gandhi decision declaring that procedure had to be
just, fair, and reasonable for it to be constitutional imposed constitutional
obligations on the state and on magistrates. The state had the obligation to
provide a lawyer at its own cost to persons who had spent more than the 60- or
90-day period permitted for custody without charge by the police so that they may
have legal representation to enable them to apply for bail. Magistrates had the
constitutional obligation to bring to the attention of arrestees their right to be
released on bail on the expiry of the 90- or 60-day period and to ensure that the
arrestee’s right to a lawyer at state cost was met. 13
(K) In Khatri, December 198014, the court held that the constitutional obligation to
provide free legal services to an indigent arose when the arrestee was produced
before a magistrate for the first time within twenty-four hours of arrest 15 and that
it was incumbent on the magistrate before whom the arrestee was produced to
inform the arrestee of their right to obtain free legal services at the cost of the
state.
(L) While in Khatri (and in the subsequent Supreme Court decision of Suk Das16) the
Supreme Court carved out some exceptions to the provision of free legal aid
“…...prostitution or child abuse and the like, where social justice may require that
free legal services need not be provided by the state”, there seem to be no
decisions of the superior courts that deal with this exception and several that have
ignored it. In Rajoo Alias Ramakant v State of Madhya Pradesh 17, the Supreme
Court noticed the exceptions carved out in Khatri and Suk Das and held that
“…We have some reservations whether such exceptions can be carved out
particularly keeping in mind the constitutional mandate and the universally
accepted principle that a person is presumed innocent until proven guilty. If such
exceptions are accepted, there may be a tendency to add some more, such as in
cases of terrorism, thereby diluting the constitutional mandate and the
fundamental right guaranteed under article 21 of the Constitution. However, we
need not say anything more on this subject since the issue is not before us.” This
excerpt from Rajoo Alias Ramakant v. State of Madhya Pradesh was cited in a
15 Section 57 of the Code of Criminal Procedure 1973, the procedural law that governs all criminal proceedings in India
stipulates that every arrested person must be produced before a magistrate within 24 hours of their arrest.
16 Suk Das v. Union Territory of Arunachal Pradesh, https://indiankanoon.org/doc/765136/ @ page 4; (1986) 2 SCC
401.
17 Rajoo v. State of Madhya Pradesh, https://indiankanoon.org/doc/191628518/ @ page 3;(2012) 8 SCC 553.
11
subsequent decision of the Supreme Court - Anokhilal v State of Madhya
Pradesh18.
(M) Failure to provide a lawyer at state expense in the pre-trial stage would make the
magistrate whose duty it was to ensure such provision liable to disciplinary
proceedings and render the state liable in damages. 19
(N) Failure to provide a lawyer at state expense at the commencement of trial vitiated
the trial entitling the arrestee to a de novo trial. 20
(O) In a celebrated decision in April 1978, Nandini Satpathy v P.L. Dani, 21 the
Supreme Court repelled the contention of the state that the right against self-
incrimination in the Indian Constitution – article 20 (3) – was available only during
trial proceedings and was not available during interrogation. The court also held
that the injunction against compelled testimony in article 20 (3) was available
against any form of compulsion – “any mode of pressure, subtle or crude, mental
or physical, direct or indirect but sufficiently substantial, applied by the policeman
for obtaining information from an accused…”. The court stipulated guidelines for
the police, including, that the right to consult an advocate of choice shall not be
denied to any person arrested; the services of a lawyer shall be available for
consultation to accused “under circumstances of near custodial interrogation”
(emphasis supplied); and, it was “prudent for the police to permit the advocate of
the accused, if there be one, to be present at the time he is examined.” The court
was, however, careful to clarify that the lawyer “cannot supply answers or whisper
hints or otherwise interfere with the course of questioning except to intercept
where intimidatory tactics are tried, caution his client where incrimination is
attempted and insist on questions and answers being noted where objections are
not otherwise fully appreciated. He cannot harangue the police but may help his
client and complain on his behalf…”.
(P) However, later decisions of the Supreme Court have questioned Nandini
Satpathy’s declarations that "the prohibitive sweep of article 20(3)” (the right
against self-incrimination) does not commence only in court but “goes back to the
stage of police interrogation” and that a “person called for interrogation is entitled
to the presence of his lawyer when he is questioned”. 22 What is accepted without
dispute is that “The arrestee may be permitted to meet his lawyer during
interrogation, though not throughout the interrogation.” 23
18 Anokhi Lal v. State of Madhya Pradesh, https://indiankanoon.org/doc/110783225/ @ page 15; (2019) 20 SCC 196.
19 Mohd. Ajmal Kasab v. State of Maharashtra, https://indiankanoon.org/doc/193792759/ @ para 488 in page 127;
(2012) 9 SCC 1.
20 Ibid @ para 477 @ page 187 in SCC and para 487 @page 127 in Indiankanoon; Suk Das v. Union Territory of
Arunachal Pradesh, https://indiankanoon.org/doc/765136/; (1986) 2 SCC 401; Tyron Nazareth v. State of Goa,
https://www.casemine.com/judgement/in/56b48ccd607dba348ffeef70; 1994 Supp (3) SCC 321.
21 Nandini Sathpathy v. Dani (P.L.) and anr., https://indiankanoon.org/doc/1938988/ @ page 20; (1978) 2 SCC 424.
22 Poolpandi v. Supdt., Central Excise, https://indiankanoon.org/doc/885203/ para 11 @ pg. 8;(1992) 3 SCC 259 @
para 11; Senior Intelligence Officer, Directorate of Revenue Intelligence v. Jugal Kishore Samra,
https://indiankanoon.org/doc/1020524/ para 25@ page 9; (2011) 12 SCC 362 @ para 23; Mohd. Ajmal Kasab v.
State of Maharashtra, https://indiankanoon.org/doc/193792759/ para 448 @ page 117 – para 468 @ page 122;
(2012) 9 SCC 1, para 439 @ page 174 – para 458 @ page 182 of SCC.
23 D.K. Basu v. State of West Bengal, https://indiankanoon.org/doc/501198/ @ page 14; (1997) 1 SCC 416 @ para
35, pg. 435-436 of SCC; Dr Ashwini Kumar v. Union Of India Ministry Of Home @ page 13;
12
(Q) The Supreme Court has also held that where a person volunteers to take one of
the narcoanalysis, polygraph or Brain Electrical Activation Profile tests they
should be given access to a lawyer who will explain the physical, emotional and
legal implications of the test. 24
(R) In Mohammad Sukur Ali v State of Assam 25 , the Supreme Court held that a
criminal appeal cannot be decided in the absence of counsel for the accused
even if the nonappearance was deliberate or on account of counsel’s negligence.
In such situations, the court held that the court should appoint a counsel who is
practising on the criminal side as amicus curiae and decide the case after fixing
another date and hearing him. If on the next date of hearing the counsel, who
ought to have appeared on the previous date but did not appear, now appears,
but cannot show sufficient cause for his non-appearance on the earlier date, then
he will be precluded from appearing and arguing the case on behalf of the
accused. But, in such a situation, it is open to the accused to either engage
another counsel or the court may proceed with the hearing of the case by the
counsel appointed as amicus curiae.
(S) In K.S. Panduranga, however, Mohammad Sukur Ali v State of Assam was
declared per incuriam being irreconcilable with an earlier decision, Bani Singh, in
which the court had held that “the law does not require that the court must adjourn
the case if the appellant and his lawyer are absent. It may do so as a matter of
prudence or indulgence but it is not bound to adjourn the matter.” The K.S.
Panduranga decision held that “if the accused is in jail and cannot, on his own,
come to court, it would be advisable to adjourn the case and fix another date to
facilitate the appearance of the accused-appellant if his lawyer is not present, and
if the lawyer is absent and the court deems it appropriate to appoint a lawyer at
the State expense to assist it, nothing in law would preclude the court from doing
so.”26 This was followed in Surya Baksh Singh.27
(T) In Christopher Raj vs K Vijayakumar, the court did not cite or refer to the earlier
decisions but held that “9. … When the accused has not entered appearance in
the High Court, in our view, the High Court should have issued second notice to
the appellant-accused or the High Court Legal Services Committee to appoint an
advocate or the High Court could have taken the assistance of amicus curiae.
When the accused was not represented, without appointing any counsel as
amicus curiae to defend the accused, the High Court ought not to have decided
the criminal appeal on merits; more so, when the appellant-accused had the
benefit of the acquittal. The High Court erred in reversing the acquittal without
affording any opportunity to the appellant-accused or by appointing an amicus
https://indiankanoon.org/doc/19090773/ & Social Action Forum v. Union Of India And Ors. Ministry Law,
https://indiankanoon.org/doc/81618143/ @page 15; (2018) 10 SCC 443.
24 Ibid., para 265, page 383.
25 Mohd. Sukur Ali v. State of Assam, https://indiankanoon.org/doc/1470346/ @ page 1; (2011) 4 SCC 729.
26 K.S. Panduranga v. State of Karnataka, https://indiankanoon.org/doc/155199616/ @ page 7; (2013) 3 SCC 721 @
734.
27 Surya Baksh Singh vs State Of U.P, https://indiankanoon.org/doc/73706398/ para 9 @ page 4; (2015) 1 SCC (Cri)
313.
13
curiae to argue the matter on his behalf.” The court set aside the High Court’s
judgement of conviction and directed the High Court to “…afford sufficient
opportunity to both parties and decide the matter afresh in accordance with
law...28
“Effective counsel”
(U) The right to defence includes the right to effective and meaningful defence. In
Bashira's case (AIR 1968 SC 1313) 29, the Supreme Court held that the lawyer
appointed at state expense to conduct trial must be allowed sufficient time to
prepare and that failure to give the state appointed Counsel sufficient time to
prepare, vitiated trial.
(V) The Supreme Court held that “…assigning an experienced defence counsel to an
indigent accused is a facet of fair procedure and an inbuilt right to liberty and life
envisaged under article 14, 19 and 21 of the Constitution” and it was unfair if a
“…youngster from the bar who has either a little experience or no experience is
assigned to defend…”. The court further held that “It is high time that senior
counsel practising in the court concerned, volunteer to defend such indigent
accused as a part of their professional duty.”30
(W) In Anokhilal v. State of Madhya Pradesh,31 the Supreme Court held that in cases
where there is a possibility of life sentence or death sentence, only advocates
with 10 years’ practice at the Bar are to be considered for appointment as Amicus
Curiae or through legal services authorities to represent an accused, and where
the case before a High Court concerns confirmation of a death sentence, senior
advocates of the court must first be considered to be appointed as amicus curiae.
The court also held that whenever a counsel is appointed as amicus curiae,
reasonable time must be provided to them to enable the counsel to prepare and
while there can be no hard and fast rule, a minimum of seven days’ time may
normally be appropriate and adequate. And further, that counsel appointed as
amicus curiae on behalf of the accused must normally be permitted to have
meetings and discussion with the accused. 32
(X) Where counsel appointed by the court stopped attending proceedings, several
witnesses were examined in the absence of the accused’s counsel, and new
counsel appointed to replace the absentee counsel as trial neared conclusion did
not take remedial measures to address failure to cross-examine material
witnesses, the Supreme Court held that the trial was vitiated and ordered a
retrial.33 In doing so, the court reviewed the law on the right to a fair trial and re-
14
iterated that the right of cross-examination was the right of every accused in a
criminal trial; free legal services to the poor and needy are an essential element
of any “reasonable, fair and just” procedure; and, such legal services must ensure
the Right to “effective counsel”. The Supreme Court approved of an earlier High
court decision that absence of proper cross examination may result in miscarriage
of justice and the court has to guard against it. 34
3. Principle 19. No court or administrative authority before whom the right to counsel
is recognized shall refuse to recognize the right of a lawyer to appear before it for
his or her client unless that lawyer has been disqualified in accordance with
national law and practice and in conformity with these principles.
(A) It is well established in Indian law that no court or administrative authority before
whom the right to counsel is recognised shall refuse to recognise the right of
lawyers to appear.
(i) Article 22(1) of the Constitution declares the right of every person
arrested to consult and be defended by a legal practitioner of their choice,
and section 30 of the Advocates Act, 1961 declares the right of a lawyer
to practice before all courts, tribunals, or persons legally authorised to
take evidence, and before authorities or persons before whom advocates
are entitled to practice by law is granted.
(ii) Article 22 (3) of the Constitution, however, excludes ‘enemy aliens’ and
persons detained under laws providing for Preventive Detention from the
rights granted by Article 22(1). This means that persons detained under
preventive detention laws do not have a fundamental right to be defended
by a lawyer.
(i) In 1995, the Supreme Court held the imposition of an upper age limit of
45 years for enrolment on the State Bar Council – a pre-requisite for the
right to practice as a lawyer – as unconstitutional.36
(ii) In 1977, the Supreme Court upheld the application of section 36 (4),
Industrial Disputes Act, 1947 – that excluded lawyers from appearing
before industrial tribunals – over the right of lawyers to practice law under
section 30 of the Advocates Act, 1961. 37 In 1984, the Supreme Court
upheld the exclusion of lawyers from appearing before authorities under
34 Ram Awadh v State of Uttar Pradesh, https://indiankanoon.org/doc/408862/ para 14 @ page 4; 1999 CrlJ 4083 (All).
35 N.K. Bajpai v. Union of India and Ors., (2012) 4 SCC 653, para 30, pg. 669; https://indiankanoon.org/doc/88343328/
15
the Maharashtra Restoration of Lands to Scheduled Tribes Act. 38 In
2012, the Supreme Court upheld the constitutionality of a law that
disallowed retired officers of the Customs, Excise and Service Tax
Appellate Tribunal from appearing before it after they had demitted office.
(C) Importantly the Supreme Court has – even in the matter of the constitutional
scheme for preventive detention that disallows appearance/representation
through Counsel – held that where the state is represented by a legal practitioner
or legal advisor it would be unfair for the preventively detained person – the
detenue - to be refused such representation.
(D) The Supreme Court has also held that while persons detained under preventive
detention laws might not have a fundamental right to be defended by a lawyer,
they would still have the right to consult a lawyer “for the purpose of preparing his
representation, advising him as to how he should defend himself before the
Advisory Board and preparing and filing a habeas corpus petition or other
proceedings for securing his release.”40
(E) The Supreme Court has declared the right to be represented by counsel even in
forums where law does not permit such representation if the adverse party had
the assistance of a legally trained mind or a legal practitioner – seemingly
applying the ‘equality of arms’ principle without calling it that. In a proceeding to
determine whether an enquiry authority established by an employer to conduct
disciplinary proceedings in allegations of employee’s misconduct had acted in
accordance with the principles of natural justice, the Supreme Court held that
“…we have reached a stage in our onward march to fairplay in action that where
in an enquiry before a domestic tribunal the delinquent officer is pitted against a
legally trained mind, if he seeks permission to appear through a legal practitioner
the refusal to grant this request would amount to denial of a reasonable request
38 Lingappa Pochanna Appelwar v. State of Maharashtra and Anr., (1985) 1 SCC 479, para 34, pgs 503-504;
50-54.
40 Francis Coralie Mullin v. The Administrator, Union Territory of Delhi and Others, 1981 (1) SCC 608; pgs 620-621;
https://indiankanoon.org/doc/78536/ pgs 14-15, approved in A.K. Roy v Union of India, (1982) 1 SCC 271, para 92,
pg. 334; https://indiankanoon.org/doc/875590/ pgs 53-54.
16
to defend himself and the essential principles of natural justice would be violated.”
41
“In fact one can go so far as to say that the enquiry officer in order to be fair and
just, whenever he finds the employer appointing legally trained persons as
presenting cum-persecuting officers must enquire from the delinquent employee
before commencement of enquiry whether he would like to take assistance of a
legal practitioner. The option then is with the delinquent employee. In this
connection, we would like to refer to a weighty observation on this point where
despite constitutional inhibition this Court conceded such a right. In A.K. Roy v.
Union of India the learned chief justice while rejecting the contention that a detenu
should be entitled to appear through a legal adviser before the Advisory Board
observed that article 22(3)(b) makes it clear that the legal practitioner should not
be permitted to appear before an Advisory Board for any party.”
(G) Individual lawyers can be debarred from appearing before courts, tribunals and
authorities as punishment for misconduct, the power to discipline lawyers for
misconduct lying exclusively with the state bar councils and the Bar Council of
India.
(H) In addition, the Superior Courts – state High Courts and the Supreme Court –
have the power to lay down rules barring advocates who are in contempt of court
from appearing before them as “a measure necessary to regulate the court’s
proceedings and to maintain the dignity and orderly functioning of the courts”.
The Supreme Court has held however that “it needs to be made clear that the
occasion to take recourse to the extreme step of the barring an advocate from
appearing in court should arise very rarely and only as a measure of last resort
in cases where the wrongdoer advocate does not at all appear to be genuinely
contrite and remorseful for his act/conduct, but on the contrary it shows a
tendency to repeat perpetuate the wrong act (s)” 42
4. Principle 20: lawyers shall enjoy civil and penal immunity for relevant statements
made in good faith in written or oral pleadings or in their professional appearances
before a court, tribunal or other legal or administrative authority.
(A) The common law rule of absolute privilege protecting lawyers in respect of words
written or spoken in the ordinary course of any proceeding before any court or
tribunal, protects lawyers in India only against civil actions and not against
criminal actions for defamation. 43 In every civil action, however, lawyers are
41 Board Of Trustees Of The Port Of Bombay v. Dilipkumar Raghavendranath Nadkarni, (1983) 1 SCC 124, para 12, pg.
132; https://indiankanoon.org/doc/1787020/ pg 8.
42 R.K. Anand v. Registrar, Delhi High Court, (2009) 8 SCC 106, para 241, pgs 187-188;
17
entitled to the defence of absolute privilege in respect of anything said or done in
proceedings before authorities that have judicial or quasi-judicial functions, and
is available even in respect of matters which are a “step in setting in motion
judicial or quasi-judicial proceedings.”44
(B) In criminal actions for defamation, lawyers must bring their case within exception
9 to Section 499 that defines defamation under the IPC. However, it is now a
matter of law that courts ought to presume that the lawyer acted in good faith and
upon instructions and ought to require the other party to prove express malice on
the part of the lawyer.45
…….
“22. A Division Bench of this High Court in the case of Gajanan Laxman
Bhalchandra v. Rangrao Amrutrao Deshpande 1980 Mh.L.J. 821 : 83 BLR 12,
had occasion to consider the applicability of the Ninth Exception to Section 499
of the Indian Penal Code in the context of a lawyer who is required to convey
allegations in the course of cross-examination. The court was dealing with the
vexed question of whether an advocate is liable in cases where he is a
spokesman for the communication of allegations on behalf of his client. Holding
that the Ninth Exception to Section 499 of the Indian Penal Code would apply, the
Court quashed the proceedings and observed:
uniform and conclusive, that no action of libel or slander lies, whether against judges, counsel, witnesses or parties,
for words written or spoken in the ordinary course of any proceeding before any court or tribunal recognized by law."
Also, M.L.Ganesh v. Ca V.Venkata Siva Kumar, Crl. OP. Nos 4669 & 5115 of 2020, Madras High Court, decided on 30
September 2020, available at https://www.mhc.tn.gov.in/judis/index.php/casestatus/viewpdf/547477
https://indiankanoon.org/doc/125672738/
44 Brig. B.C. Rana (Retd.) v. Ms. Seema Katoch & Ors., (2013) 198 DLT 35, relying on The Punjabi Bagh Cooperative v.
K.L. Kishwar And Anr., (2002) 95 DLT 573, 2002 (61) DRJ 594; William Francis O'Connor v. Gordon Waldron, AIR
1935 PC 3; Lincoln v. Daniels (1960) 3 All ER 205; Q. B. D.
45 Navin Parekh v. Madhubala Shridhar Sharma And Another, (1992) 94 BOMLR 467;
https://indiankanoon.org/doc/1588959/
18
an advocate would be virtually akin to abuse of judicial process and rank
nothing short of stultifying the very dynamic art of cross-examination and
rendering its object nugatory and infructuous.
Indonesia#1
Case details and analysis This case involved an Indonesian citizen who brought a claim
against a law firm, who had previously represented someone he
had been in dispute with, complaining about their use of a draft
settlement deed. In their counter-claim, the law firm cited the UN
Basic Principles regarding the independence of the legal
profession.
Brief summary of facts In 2014, Ade Chairani, an Indonesian citizen resident in London,
sued ASA Law Office, a firm of lawyers based in Bali.
In the process, its lawyers (ASA Law Office) used the draft
settlement deed which had previously been prepared by Mr
Chairani as a witness statement.
Mr Chairani sued ASA Law Office for using the witness statement
as a draft settlement deed, accusing them of violating PERMA
1/2008 on the Court-Annexed Mediation Procedure.
19
are able to perform all of their professional functions without
intimidation, hindrance, harassment or improper interference ….”
Any additional case The UN Basic Principles were used by ASA Law Office to argue
analysis its case but this argument was ignored by the Court.
Is this judgment, or in any Under Indonesia's civil law system, the common law doctrine
case the relevant of precedent does not exist, and each case must be
paragraphs regarding determined on its own facts and merits, although
lawyers, binding in your consideration may be given to similar cases and academic
jurisdiction? Is it an obiter theories.
dictum or binding (and, if
binding, whether it is Therefore, court decisions are binding on the parties to that
binding on everyone or just proceeding only.
the parties involved)?
However, in practice, court decisions may well be taken into
account by the courts in Indonesia in making similar decisions.
Relevant paragraphs of The actions of the defendant, ASA Law Office, to convey its
judgment argument as a legal adviser to its client is also protected by law
and regulations, as is stated inter alia in the following provisions:
Article 17: “In carrying out their profession, advocates have the
right to obtain information, data and other documents from both
government agencies and from other parties related to these
interests which are needed to defend the interests of their clients
in accordance with laws and regulations.”
20
actions Yap Thiam Hien was charged with a criminal offence.
This was later dismissed by the Indonesian Supreme Court on
the ground that his suspicion was raised in order to defend his
client's interests.
Indonesia#2
Case details and analysis This case concerned an application brought by legal aid lawyers,
arguing that article 16 of the Advocates Law contradicts the
Indonesian Constitution, because it does not protect advocates
from civil or criminal prosecution as a result of carrying out their
duties regarding actions taken outside of court.
Is the claimant/applicant a The applicants are lawyers, working in the legal aid field.
lawyer him/herself or
acting as legal
representative of a client?
Brief summary of facts The applicants argued that article 16 of the Advocates Law
contradicts the Indonesian Constitution.
21
statements, issuing announcements via printed and online
media and so on, both in criminal cases and in civil cases.
Brief summary of issues Independence of the legal profession, and protection of lawyers
relating to the role of from civil or criminal prosecution as a result of carrying out their
lawyers duties.
Does the case refer to the The case does not refer to the UN Basic Principles by name.
UN Basic Principles by
name? If so, what are the
named Principles?
Is this judgment, or in any Yes, a judgment of the Constitutional Court is binding on all.
case the relevant
paragraphs regarding
lawyers, binding in your
jurisdiction? Is it an obiter
dictum or binding (and, if
binding, whether it is
binding on everyone or
just the parties involved)?
22
Indonesia#3
Case details and analysis This case involved several lawyers, who argued in the
Constitutional Court that Articles 28 (1) and 32(4) of the
Advocates Law contradict the Indonesian Constitution in
requiring advocates to form one single professional organisation,
and thus impeding the independence of the legal profession.
However, the petition was ultimately rejected by the Court
without the UN Basic Principles being considered in any detail.
Brief summary of facts The applicants argued that Articles 28 (1) and 32(4) of the
Advocates Law contradict the Indonesian Constitution in
requiring that advocates should form one single professional
organisation, and thus impeding the independence of the legal
profession. The Constitutional Court had the competence to
review the applicants’ petition, and expressed some sympathy
for the arguments presented, but dismissed it partly based on
the ne bis in idem principle and also because certain claims
contained in the petition had not been proven sufficiently.
Is this judgment, or in any Yes, a judgment of the Constitutional Court is binding on all.
case the relevant
paragraphs regarding
lawyers, binding in your
jurisdiction? Is it an obiter
dictum or binding (and, if
binding, whether it is
binding on everyone or
just the parties involved)?
23
into English, and [leave that to] the advocates [themselves] through a democratic
paragraph number) national deliberation mechanism for advocates and not
regulated by law, in which the election of the board of the
organization is carried out openly by advocates throughout
Indonesia by means of a one man per vote process, and a
national consultation among advocates.
“Government shall ensure that lawyers (a) are able to perform all
of their professional functions without intimidation, hindrance,
harassment or improper interference; (b) are able to travel and
to consult with their clients freely both within their own country
and abroad; and (c) shall not suffer, or be threatened with,
prosecution or administrative, economic or other sanctions for
any action taken in accordance with recognized professional
duties, standards and ethics.”
24
Page 19:
Page 35:
Pages 42 to 43:
25
Principles of Ethics for Lawyers, and Art. 1 of the UN
Convention: Basic Principles on The Role of Lawyers, as
follows:
Pages 58-9:
26
“Lawyers shall be entitled to form and join self-governing
professional association to represent their interests, promote
their continuing education and training and protect their
professional integrity. The executive body of the professional
associations shall be elected by its members and shall exercise
its functions without external interference.”
Page 64:
“Government shall ensure that lawyers (a) are able to perform all
of their professional functions without intimidation, hindrance,
harassment or improper interference; (b) are able to travel and
to consult with their clients freely both within their own country
and abroad; and (c) shall not suffer, or be threatened with,
prosecution or administrative, economic or other sanctions for
any action taken in accordance with recognized professional
duties, standards and ethics.”
27
Principles on the Role of Lawyers ("UN Basic Principles") in
1990. Art. 23 of the UN Basic Principles states as follows:
28
accordance with the provisions of this Law with the aim and aim
of improving the quality of the Advocate profession.”
Additional comments There was a similar case in the Constitutional Court, with case
number 71/PUU-VIII/2010. In this case, the applicants argued
that article 32(3) and (4) in conjunction with article 28 (1) of the
Advocates Law contradict the Indonesian Constitution and have
no legal force to the extent that they require advocates to form
one single professional organisation of advocates.
‘For the time being, the duties and powers of the Advocate
Organization as referred to in this Law are carried out jointly by
the Indonesian Advocates Association (IKADIN), the Indonesian
Advocates Association (AAI), the Indonesian Legal Advisors
Association (IPHI), the Indonesian Advocates and Lawyers
Association (HAPI), the United Indonesian Lawyers (SPI), the
Indonesian Legal Consultants Association (AKHI), the Capital
Market Legal Consultants Association (HKHPM) and the
Indonesian Sharia Lawyers Association (APSI)’.
Indonesia#4
Case details and analysis A lawyer was accused of fraud in the Supreme Court, after
having asked the wife of his client to transfer Rp 150 million-200
million but failing to provide the professional services he had
promised in return.
29
*District Court and High Court decisions are not available
However, the judge ignored this and also found Mr Basri guilty
of fraud.
Does the case refer to the Yes, the defendant referred specifically to UN Basic Principle
UN Basic Principles by 16.
name? If so, what are the
named Principles?
Is this judgment, or in any Under Indonesia's civil law system, the common law doctrine
case the relevant of precedent does not exist, and each case must be
paragraphs regarding determined on its own facts and merits, although
lawyers, binding in your consideration may be given to previously decided similar
jurisdiction? Is it an obiter cases and academic theories. Therefore, court decisions are
dictum or binding (and, if binding on the parties to that proceeding only.
binding, whether it is
30
binding on everyone or However, despite Indonesian law not adopting the concept of
just the parties involved)? precedence and there being no obligation for the courts in
Indonesia to follow earlier court decisions, in practice these may
well be taken into account by the courts in Indonesia in making
similar decisions.
Relevant paragraphs of Iii. Reasons for the objection of the applicant to the decision of
judgment the Surabaya Court of Appeal:
1. That the Judex Facti of the East Java Court of Appeal made a
mistake in implementing the law on the crime of embezzlement
(ex Article 372 of the Criminal Code)
31
part of the law enforcement professions based on Article 5
of Law Number 18 of 2003 concerning Advocates, the
status of an advocate as a free, independent law enforcer is
guaranteed by laws and regulations, and in court equal to
prosecutors and judges (vide: Article 8(a) of the Advocate
Professional Code of Ethics). Thus, the actions of an
advocate in carrying out the duties and powers of an
advocate are protected by laws and regulations.
‘For the time being, the duties and powers of the Advocate
Organization as referred to in this Law are carried out jointly by
the Indonesian Advocates Association (IKADIN), the Indonesian
Advocates Association (AAI), the Indonesian Legal Advisors
Association (IPHI), the Indonesian Advocates and Lawyers
Association (HAPI), the United Indonesian Lawyers (SPI), the
32
Indonesian Legal Consultants Association (AKHI), the Capital
Market Legal Consultants Association (HKHPM) and the
Indonesian Sharia Lawyers Association (APSI)’.
Japan#1
Case number Case number (ne) 1170 of 2004 and case number (ne) 1917 of
2004
Brief summary of facts Case regarding appeal for claim for damages
Brief summary of issues In interpreting that article 14, paragraph 3(b) of the International
relating to the role of Covenant on Civil and Political Rights (ICCPR) ensures the right
lawyers of defendants and their defence counsel to communicate, the
Osaka High Court ruling affirmed the District Court ruling which
referred to the UN Basic Principles, as outlined below.
Any additional case This High Court ruling does not directly refer to the UN Basic
analysis Principles but affirms the outcome of a District Court Decision
which does make such explicit reference.
33
Does the case refer to the Yes, but as stated above, reference is made through a citation of
UN Basic Principles by a District Court ruling.
name? If so, what are the
named Principles?
Additional comments In this case, a lawyer was denied the opportunity to meet with a
defendant. The lawyer had declined to disclose the contents of a
video recording which that lawyer had sought to use in the
meeting.
Japan#2
34
Brief summary of facts Case regarding claim for compensation of damages due to
emotional suffering
Any additional case This ruling recognises that the right to communicate in
analysis confidence with a defendant (i.e. the client) is an independent
right held by defence counsel.
Japan#3
Is the claimant/applicant a No
lawyer him/herself or
acting as legal
representative of a client?
Brief summary of issues The acts of a prosecutor of obtaining and executing a search and
relating to the role of seizure warrant, as well as refusing to return seized articles in a
lawyers case where the defendant was charged with robbery, theft, and
35
violations of the Cannabis Control Act and the Stimulants Control
Act.
Any additional case The plaintiff in this case also stated that the act of the Court in
analysis issuing a search and seizure warrant was unlawful.
However, the District Court decision and this High Court Decision
both deemed such issuance as having been lawful and only
deemed as unlawful the acts of the prosecution.
Japan#4
36
Link to source Hairei Jiho No. 2211 at page 3
Brief summary of issues In the event that an inmate sentenced to death, or defence
relating to the role of counsel appointed for retrial, requests penal institution staff for
lawyers the opportunity to have a meeting regarding preparations for the
retrial request without the attendance of such staff, should
generally be granted.
Any additional case This case is unique in that the case for which defence counsel
analysis had been appointed is a case for a retrial of an already
concluded criminal case.
Legislation Article 121 Act on Penal Detention Facilities and the Treatment of
Inmates and Detainees
37
attendance or audio or video recording is appropriate in order to
protect the interests of the inmate sentenced to death, such as
arrangements for a lawsuit.
Japan#5
Brief summary of facts The plaintiff was a defence counsel for a suspect in custody.
The plaintiff visited the suspect in custody for interview six times
during the period between 27 July and 8 August 1985.
The court found that, on two of the six occasions, there was no
reason to restrict interviews and ordered the defendant
(government) to pay to the plaintiff “consolation money.”
Brief summary of issues Article 39, Paragraph 3 of the Code of Criminal Procedure allows
relating to the role of investigating officers to designate the date, time and place of
lawyers interviews with defence counsel.
38
Does the case refer to the The plaintiff referred in his arguments to the UN Basic Principles.
UN Basic Principles by The judgement does not explicitly refer to the UN Basic
name? If so, what are the Principles but refers to them as “UN resolutions”.
named Principles?
Is this judgment, or in any This is one of numerous cases in which it is a matter of factual
case the relevant determination as to whether the investigation officers had
paragraphs regarding sufficient grounds to restrict interviews between defence counsel
lawyers, binding in your and a suspect in custody or not.
jurisdiction? Is it an obiter
dictum or binding (and, if
binding, whether it is
binding on everyone or just
the parties involved)?
[…]
Japan#6
39
Date of judgment 12 September 2013
Brief summary of facts The Fair Trade Commission of Japan (JFTC) raided the
plaintiff’s premises and seized materials, including
communications between the plaintiff and its counsel.
The court rejected the claim on the ground that there is no legal
basis to treat communications as confidential only because they
are made between attorneys and clients.
Brief summary of issues The authorities more often raid premises and seize legal
relating to the role of memoranda prepared by legal counsel. This is the first case
lawyers where the issue of lawyer-client confidentiality was adjudicated
by the courts.
Additional comments The JFTC amended its rules and introduced a procedure to treat
certain communications between attorneys and clients as
confidential.
40
The new procedure appears similar to legal professional
privilege but is not consistent with Principle 22.
A summary of the opinion and the full text can be found at:
Error! Bookmark not defined.
https://www.nichibenren.or.jp/en/document/opinionpapers/20200
507.html
Malaysia#1
Case details and analysis This case involved a few lawyers who acted for a client who had
been summoned by the Malaysia Anti-Corruption Commission
(MACC).
The lawyers were not allowed to be present when their client was
giving a statement to law enforcement officers because according
to MACC, the lawyers had to give statements as well before they
could represent their client.
Case name Latheefa Beebi Koya & Anor v Suruhanjaya Pencegahan Rasuah
Malaysia & Ors [2014] 7 MLJ 864
Brief summary of facts The applicants were lawyers who acted for a client who had been
summoned by MACC to give a statement to assist them in
investigations into an alleged offence by a third party.
41
The applicants insisted they be allowed to be present when the
statement from their client was being recorded.
Brief summary of issues One of the issues in this case is whether there had been a breach
relating to the role of of the applicants’ client’s right to legal representation or access to
lawyers counsel as the applicants were not allowed to be present when
the statement from their client was being recorded, unless the
applicants also provided a statement.
The High Court held that, having adopted the UN Basic Principles,
it is only right that Malaysia gives due respect and adheres to the
Principles.
Any additional case This case is related to Principle 16, 17 and 22 of the UN Basic
analysis Principles on the Role of Lawyers.
Does the case refer to the Yes, Principles 16, 17 and 22.
UN Basic Principles by
name? If so, what are the
named Principles?
Is this judgment, or in any It is not binding because it was appealed to the Federal Court
case the relevant which reversed the decision of the High Court and the Court of
paragraphs regarding Appeal.
lawyers, binding in your
jurisdiction? Is it an obiter The High Court decision was affirmed in the Court of Appeal but
dictum or binding (and, if was reversed in the Federal Court.
binding, whether it is
binding on everyone or just The Federal Court held that an allegation that the notice was
the parties involved)? issued as an act of intimidation or was issued mala fide was
based on the incorrect assertion that the complainant had a
constitutional right to be represented by counsel during the
recording of his statement could not form the basis for quashing
the notice.
42
The appellant in the Federal Court appealed on one issue:
whether the notice, being a procedural component in a criminal
investigative process, was amenable to judicial review.
Date the relevant part of the legislation came into force: 31 August
1957
43
“5. (1) No person shall be deprived of his life or personal liberty
save in accordance with law.
Provided that this Clause shall not apply to the arrest or detention
of any person under the existing law relating to restricted
residence, and all the provisions of this Clause shall be deemed to
have been an integral part of this Article as from Merdeka Day:
Malaysia#2
Case details and analysis The director general of the Inland Revenue was sued because it
had carried out raids on the law firms of member of the Malaysian
Bar with a view to audit the firms and had demanded lawyers’
records, documents and books relating to their clients.
Case name Bar Malaysia v Ketua Pengarah Hasil Dalam Negeri [2018] 4 CLJ
635 (High Court)
44
Court of Appeal (Putrajaya)
Is the claimant/applicant a No. The plaintiff is the statutory body established under the Legal
lawyer him/herself or acting Profession Act 1976 to represent members of the legal profession
as legal representative of a in Malaysia.
client?
Brief summary of facts The defendant purportedly acted under the Incomes Tax Act 1967
to carry out raids on the law firms of members of the plaintiff with a
view to audit the firms and demand lawyers’ records, documents
and books relating to their clients.
The plaintiff then applied to the High Court for declarations that
the defendant’s act was abusive, unlawful and illegal under the
Incomes Tax Act and that the defendant had breached section 126
of Evidence Act 1950 and the Legal Profession Act 1976.
Brief summary of issues One of the issues in this case is whether the defendant had
relating to the role of breached lawyer-client confidentiality.
lawyers
The High Court held that section 142(5) of the Income Tax Act
1967 does not override section 126 of the Evidence Act 1950
which provides for solicitor-client privilege. Section 126 of the
Evidence Act 1950 is not caught under section 142(5) of the
Incomes Tax Act 1967.
The court held that the defendant had failed to appreciate that the
ancient rules of privilege were framed to protect clients’
confidentiality.
The High Court further held that because section 126 of the
Evidence Act 1950 is a specific provision, it engages every
privileged communication including client communications.
The Court of Appeal affirmed the decision of the High Court. The
Court of Appeal observed that the privilege under section 126 of
45
the EA is an absolute one, and that the common law principle
"once privileged, always privileged" applies.
Any additional case This case is related to Principle 22 of the UN Basic Principles on
analysis the Role of Lawyers.
Is this judgment, or in any The decision of the Court of Appeal is binding on courts lower
case the relevant than the Court of Appeal. It is binding on all.
paragraphs regarding
lawyers, binding in your
jurisdiction? Is it an obiter
dictum or binding (and, if
binding, whether it is
binding on everyone or just
the parties involved)?
Relevant paragraphs of Paragraph 10, 11, 14, 15, 17, 39 and 40 of the High Court
judgment Judgment:
46
privilege were framed to protect clients’ confidentiality and thus it
should not be treated in such a cavalier fashion as the defendant
had submitted before this court. The defendant has clearly
confused themselves as they have failed to understand privilege
and have also failed to address it.
47
would have a blunderbuss effect. Without any cause, just or
otherwise, the appellant may investigate numerous individuals
through their legal advisors, many of whom the appellant may not
even be aware of. Again, such wide-ranging power, should it be
allowed, may only be allowed upon the express intention of the
Legislature, in clear and unequivocal terms.
[68] In our view, we do not find that section 126 of the EA has been
overridden in its entirety by section 142(5)(b) of the ITA such that
an advocate and solicitor may not assert the privilege provided
under section 126 of the EA as against the appellant. We are of the
view that it cannot be concluded that such was the clear and
unequivocal intention of the Legislature.”
48
(ii) be construed as requiring or permitting any person to
produce or give to a court, the Special
Commissioners, the Director General or any other
person any document, thing or information on which
by that Chapter or those provisions he would not be
required or permitted to produce or give to a court.
Malaysia#3
Case details and analysis In this case, a lawyer included certain information that he received
from his client in his affidavit to defend himself in committal
proceedings. The issue was whether he could do so unrestricted
by lawyer-client confidentiality.
Case name Gideon Tan v Tey Por Yee & Another Appeal [2017] 1 MLJ 352
Brief summary of facts The plaintiff in the court below obtained leave to initiate committal
proceedings against the appellant and the respondents on the
alleged contemptuous act of interfering with the evidence of a
potential witness.
49
Subsequently, upon service of the documents to the respondents,
the respondents filed two separate applications to expunge certain
paragraphs and exhibits in the appellant’s affidavit.
On appeal, the appellant did not deny that the impugned exhibits
were given under solicitor-client privilege and that the respondents
had never waived their privilege.
Brief summary of issues The issue in this case was whether the appellant could raise
relating to the role of solicitor-client privilege to defend himself in the committal
lawyers proceedings.
The court held that the right of the appellant to defend himself in
the committal proceedings did not create an exception to the rule
of solicitor-client privilege, so that certain documents could not be
divulged in these proceedings.
Any additional case This case is related to Principle 22 of the UN Basic Principles on
analysis the Role of Lawyers.
Is this judgment, or in any It is binding on courts lower than the Court of Appeal. It is binding
case the relevant on all.
paragraphs regarding
lawyers, binding in your
jurisdiction? Is it an obiter
dictum or binding (and, if
binding, whether it is
binding on everyone or just
the parties involved)?
50
[38] In his affidavit in support to set aside the grant of leave for
committal proceedings, the appellant testified that:
(c) Tjoe always held legal representation, and thus could not
have been ‘interfered with’; and
[40] We agree with the findings of the learned JC that the right of
the appellant to defend himself in the committal proceedings did
not create an exception to the rule of solicitor-client privilege.
51
set aside on the grounds that some other higher public
interest requires that to be done.
[45] We are of the view that this long recognised principle should
be maintained. The solicitor-client privilege permits a client to talk
freely to his or her lawyer secure in the knowledge that the words
and documents which fall within the scope of the privilege will not
be disclosed. This is a principle of fundamental importance to the
administration of justice.
52
“(1) No advocate shall at any time be permitted, unless with his
client’s express consent, to disclose any communication made to
him in the course and for the purpose of his employment as such
advocate by or on behalf of his client, or to state the contents or
condition of any document with which he has become acquainted
in the course and for the purpose of his professional employment,
or to disclose any advice given by him to his client in the course
and for the purpose of such employment:
Malaysia#4
Case details and analysis This case involved a lawyer who was arrested after his client
disappeared because he was not willing to disclose his client’s
whereabouts.
Case name Leonard Teoh Hooi Leong v Public Prosecutor [2010] 3 MLJ 373
Brief summary of facts The appellant was a lawyer who acted for his client in a religious
conversion matter.
53
the Court of Appeal, contending that he was protected by solicitor-
client privilege under section 126 of the Evidence Act 1950 and
that his detention was unlawful under section 117 of the Criminal
Procedure Code.
Brief summary of issues The issue in this case was whether the appellant’s detention was
relating to the role of lawful and whether he could invoke section 126 of the Evidence
lawyers Act 1950 when he was being investigated regarding a criminal
case.
The court held that the procedure under section 117 of the
Criminal Procedure Code had been complied with and the
appellant could not hide behind the “skirt of privilege” when he
was being investigated regarding a criminal case.
Any additional case This case is related to Principle 22 of the UN Basic Principles on
analysis the Role of Lawyers.
Is this judgment, or in any It is binding on courts lower than the Court of Appeal. It is binding
case the relevant on all.
paragraphs regarding
lawyers, binding in your
jurisdiction? Is it an obiter
dictum or binding (and, if
binding, whether it is
binding on everyone or just
the parties involved)?
Date the relevant part of the legislation came into force: 4 April
1999
54
“(1) No advocate shall at any time be permitted, unless with his
client’s express consent, to disclose any communication made to
him in the course and for the purpose of his employment as such
advocate by or on behalf of his client, or to state the contents or
condition of any document with which he has become acquainted
in the course and for the purpose of his professional employment,
or to disclose any advice given by him to his client in the course
and for the purpose of such employment:
Malaysia#5
Case details and analysis In this case, the appellant’s lawyer was not allowed to meet the
appellant after he was arrested by the police for abetment in
armed robbery.
The appellant then applied for a writ of habeas corpus but his
arguments were not accepted by the court.
Brief summary of facts An individual was arrested by the police for abetment in armed
robbery. The appellant in this case was the father of the subject.
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The appellant applied for a writ of habeas corpus after he was not
permitted to visit his son in custody.
Brief summary of issues There were two issues in this case relating to the detained
relating to the role of individual’s rights.
lawyers
The first issue is whether the subject had a right to consult and be
defended by counsel of his choice immediately after his arrest.
The court held that the right of an arrested person to consult his
lawyer begins from the moment of arrest, but that right cannot be
exercised immediately after arrest.
Any additional case This case is related to Principles 1, 5, 7 and 8 of the UN Basic
analysis Principles on the Role of Lawyers.
Is this judgment, or in any Yes. It is binding on all courts lower than the Federal Court. The
case the relevant Federal Court is the highest court in Malaysia.
paragraphs regarding
lawyers, binding in your
jurisdiction? Is it an obiter
dictum or binding (and, if
binding, whether it is
binding on everyone or just
the parties involved)?
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deterred most of all by the certainty of detection, arrest and
punishment.
With respect I agree with the view of the learned judge from
whose decision this appeal has been lodged, when he said at
page 94:
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first limb, the arrested person has a right to be informed 'as
soon as may be' of the grounds of his arrest, which means that
he should be informed as soon as possible or in the shortest
practicable time of the grounds of his arrest. It is seen that
although the second limb gives the person arrested the right to
consult and to be represented by counsel of his choice that
clause does not direct the time when this right begins. This is
significant because the phrase 'as soon as may be' denotes
that the right operates forthwith and that the authorities making
the arrest shall as soon as possible inform the person the
grounds of his arrest. Having regard to the purpose of Article
5(3) of our Constitution, which is in my view to crystalise into a
constitutional provision an already existing right under the
F.M.S. Criminal Procedure Code and section 250 of the S.S.
Criminal Procedure Code (i.e. a right to be defended by an
advocate), the true meaning of Article 5(3) becomes clear. In
this connection the judgment of Grover J. in Re Mahdu
Limaye AIR 1969 SC 1014 is in my opinion relevant. In the
course of his judgment, Grover J. said of article 22(1) of the
Indian Constitution:
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deliberate attempt to obstruct or hinder the person arrested
from getting the benefit of counsel to prepare his defence.
Each case will therefore be considered on its own merits."
"The Constitution does not prescribe the time within which the
arrested person shall be allowed to consult counsel. But
section 38 of the Interpretation and General Clauses
Ordinance 1948, which applies to the Constitution (see
Eleventh Schedule) reads:
Date the relevant part of the legislation came into force: 31 August
1957
Malaysia#6
Case details and analysis The plaintiff in this case was not allowed to meet with his lawyer
when he was being held in custody on remand.
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Case name Saul Hamid v Inspector Abdul Fatah bin Abdul Rahman [1999] 6
MLJ 800
Brief summary of facts The plaintiff was a technician and he was arrested, detained and
placed under remand pending investigations for nine days.
Brief summary of issues One of the issues in this case was, whether, on the facts of this
relating to the role of case, there had been an infringement of the plaintiff's
lawyers constitutional right of access to counsel.
The Federal Constitution does not prescribe the time within which
an arrested person shall be allowed to consult with their counsel.
On the facts of this case, the police were entitled to deny the
plaintiff access to his counsel pending further investigations.
Any additional case This case is related to principles 1, 5, 7 and 8 of the UN Basic
analysis Principles on the Role of Lawyers.
60
Is this judgment, or in any It is binding on courts lower than the High Court. It is binding on
case the relevant all.
paragraphs regarding
lawyers, binding in your This case was appealed but the appeal was dismissed at the
jurisdiction? Is it an obiter Court of Appeal.
dictum or binding (and, if
binding, whether it is However, the issue of the plaintiff’s right to counsel was not raised
binding on everyone or just in the Court of Appeal and hence, on this point, this case is still
the parties involved)? binding.
On this issue, the learned judge held that an arrested person had
the right to be represented by counsel in remand proceedings
under section 117 of the Code before a judicial officer.
Thus, on the facts of this case, I hold that the police were entitled
to deny the plaintiff access to his counsel pending further
investigations, and that such a denial of access during the period
when he was being held on remand pending further investigations
does not amount to an infringement of his right to access to
counsel which has been conferred by the Constitution.
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Legislation Section 117 of the Criminal Procedure Code
Date the relevant part of the legislation came into force: 4 April
1999
Date the relevant part of the legislation came into force: 31 August
1957
Malaysia#7
Case details and analysis The appellants were denied access to counsel when they were
detained under the Internal Security Act 1960.
Case name Mohamad Ezam Mohd Noor v Ketua Polis Negara & Other
Appeals [2002] 4 CLJ 309
Brief summary of facts The five appellants were political activists aligned to the former
Malaysian deputy prime minister, Anwar Ibrahim. They were
arrested and detained by the police under the Internal Security Act
1960 (which was repealed in July 2012).
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The appellants appealed to the Federal Court the decision of the
High Court to dismiss their applications for writs of habeas
corpus to secure their release from police detention.
Brief summary of issues One of the issues in this case, among others, was whether the
relating to the role of total denial of access to legal representation for the appellants
lawyers throughout the entire period of their detention under section 73
ISA was a breach of Article 5(3) of the Federal Constitution.
Any additional case This case is related to Principles 1, 5, 7 and 8 of the UN Basic
analysis Principles on the Role of Lawyers.
Is this judgment, or in any Yes, it is binding on all courts lower than the Federal Court. The
case the relevant Federal Court is the highest court in Malaysia.
paragraphs regarding
lawyers, binding in your
jurisdiction? Is it an obiter
dictum or binding (and, if
binding, whether it is
binding on everyone or just
the parties involved)?
63
Responding to the respondent’s argument that under the ISA, the
police have absolute powers during the entire period of the 60-day
detention to refuse access under the guise that investigations
were on-going, that same submission was raised in Hashim bin
Saud’s case (supra).
In that case the High Court’s finding that an arrested person’s right
to counsel is postponed for as long as he is detained under
section 117 of the Criminal Procedure Code has been held by this
court to be erroneous.
Date the relevant part of the legislation came into force: 1 August
1972
Date the relevant part of the legislation came into force: 4 April
1999
Date the relevant part of the legislation came into force: 31 August
1957
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