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Correlations Between Direct and Indirect Strength PDF
Correlations Between Direct and Indirect Strength PDF
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Article history: The difficulties associated with performing direct compression strength tests on rocks lead to the devel-
Received 15 September 2014 opment of indirect test methods for the rock strength assessment. Indirect test methods are simple, more
Received in revised form 10 November 2014 economical, less time-consuming, and easily adaptable to the field. The main aim of this study was to
Accepted 12 December 2014
derive correlations between direct and indirect test methods for basalt and rhyolite rock types from
Available online 15 April 2015
Carlin trend deposits in Nevada. In the destructive methods, point load index, block punch index, and
splitting tensile strength tests are performed. In the non-destructive methods, Schmidt hammer and
Keywords:
ultrasonic pulse velocity tests are performed. Correlations between the direct and indirect compression
Uniaxial compression strength test
Indirect strength test methods
strength tests are developed using linear and nonlinear regression analysis methods. The results show
Correlation that the splitting tensile strength has the best correlation with the uniaxial compression strength.
Regression analysis Furthermore, the Poisson’s ratio has no correlation with any of the direct and indirect test results.
Ó 2015 Published by Elsevier B.V. on behalf of China University of Mining & Technology.
http://dx.doi.org/10.1016/j.ijmst.2015.03.005
2095-2686/Ó 2015 Published by Elsevier B.V. on behalf of China University of Mining & Technology.
356 R. Kallu, P. Roghanchi / International Journal of Mining Science and Technology 25 (2015) 355–360
Table 1
Summary of direct and indirect test results.a
SRH
of rock, such as, the modulus of elasticity and the compressive 30
SH-1
strength. The velocity of ultrasonic pulses traveling in a solid mate- 20 SH-2
rial depends on the density and elastic properties of that material. 10 SH-3
The quality of some materials is sometimes related to their elastic 0
stiffness so that measurement of ultrasonic pulse velocity in such 0 2 4 6 8 10 12 14 16 18 20 22
materials can often be used to indicate their quality as well as to Length (cm)
determine elastic properties [5]. The ultrasonic pulse velocity test
Fig. 2. Core sample length vs. SRH value based on ISRM suggested method.
was performed on ten prepared UCS specimens based on the
ASTM D2845 [6].
initially decreased significantly with the increase in specimen size
2.2. Schmidt rebound hammer (SRH) test from 3 cm to 5 cm. and for specimen sizes beyond 5 cm SRH values
increased quickly and reached near steady values for specimens
Schmidt hammer has been used worldwide as an index test for longer than 12 cm. From these test results it is reasonable to
a quick rock strength and deformability characterization due to its assume that, for HQ (63.39 mm) core samples, the effect of the
rapidity and easiness in execution, simplicity, portability, low cost specimen length on the SRH values is not significant for specimens
and non-destructiveness. The Schmidt hammer was originally longer than 12 cm in length.
developed for measuring the strength of hardened concrete but it As per ASTM suggested method, a total of 10 SRH readings were
can also be correlated with rock compressive strength according chosen randomly from the total readings. If the difference between
to Miller and Barton and Choubey [7,8]. The principle of the test a reading and average of ten reading was more than seven units,
is based on the absorption of part of the spring-released energy that reading was discarded, and the average of the remaining read-
through plastic deformation of the rock surface while the remain- ings was determined. As per ISRM suggested method an average of
ing elastic energy causes the actual rebound of the hammer. 20 readings is taken on each specimen.
In this study, some of the prepared UCS specimens did not meet
the ASTM standard for Schmidt rebound hammer test [4]. In order 2.3. Splitting tensile strength (Brazilian) test
to assess the effect of the length on the SRH value, HQ (63.39 mm
diameter) core samples having sample lengths of 3, 5, 6, 8, 10, 12, The Brazilian test, as described in the ASTM D-3967 standard, is
15, and 20 cm from three different rocks are prepared. In this a convenient and indirect test method for estimating tensile
study, the Schmidt hammer tests are performed according to both strength of rock [3]. It has been found that a rock core about as long
ASTM standard and ISRM suggested methods using L-type Schmidt as its diameter will split along the diameter and parallel to the
hammer with impact energy of 0.735 N m [9,10]. Figs. 1 and 2 cylinder axis when loaded on its side in a compression machine
below show SRH test results for various core lengths. SRH values [11]. The reason for this can be demonstrated by examining the
stress inside a disk loaded at opposite sides of a diametric plane
70 [11]. Theoretically, the tensile failure occurs along the loaded
60 diameter, splitting the disk (or cylinder) into two halves.
50 However, in many cases, the fractures do not go through the center
40
SRH
and separate the disk in two halves as the simple theory predicts. A
30
SH-1 total of 22 splitting tensile strength tests were performed on MTS
20 SH-2 machine in the laboratory.
10 SH-3
0
0 2 4 6 8 10 12 14 16 18 20 22 2.4. Point load index (PLI) test
Length (cm)
In the point load test, a rock is loaded between hardened steel
Fig. 1. Core sample length vs. SRH value based on ASTM suggested method. cones, causing failure by the development of tensile cracks parallel
R. Kallu, P. Roghanchi / International Journal of Mining Science and Technology 25 (2015) 355–360 357
to the axis of loading [11]. Tests are done on pieces of drill core at 180
least 1.4 times as long as the diameter. In practice there is a 160
strength/size effect; so a correction must be made to reduce results 140
Stress (MPa)
to a common size [12]. Although shortcomings related to this 120
method have been reported in many papers, it is still being used 100
80 R-1-Axial
as an indirect method to estimate UCS [13,14]. A total of 143 point
60 R-1-Circ
load tests have been performed as per ASTM standard D-5731 [15].
40 R-2-Circ
The specimens were tested in diametral, axial, and irregular config- R-2-Axial
20
urations. A total of 43 diametral, 25 axial, and 105 irregular point 0
load tests were performed. As per the ASTM standard method, test -0.002 0 0.002 0.004 0.006
found invalid were rejected and therefore reducing the total num-
Strain
ber of valid point load tests to 95.
Fig. 3. Stress–strain graph for uniaxial compression strength test for specimen 6U.
Table 2
Block Punch Index test is relatively new compression index test
Error calculation method for three Young’s modulus for test specimen 6U.
method, in which small segment of core with minimal sample pre-
paration is subjected to an increasing load until the middle part of Young’s modulus Logarithmic standard deviation, error (b)
calculation method
the specimen is punched out. The BPI test is intended as an index Young’s Slope of lateral Poisson’s
test for the strength classification of rock materials and can be cor- modulus (GPa) curve (GPa) ratio
related with the UCS [1]. Schrier obtained high correlations Tangent modulus 0.120 0.085 0.036
between UCS, splitting tensile strength, and BPI test results from Secant modulus 0.113 0.064 0.049
Average modulus 0.108 0.110 0.002
a limited number of specimens from sedimentary and metamor-
phic rock types [12]. Ulusay and Gokceoglu used the BPI test exten-
sively to assess the size effect, strength anisotropy and its possible
use in rock engineering [16,17].
As per the ISRM suggested method for block punch index test, 3. Correlations between the direct and indirect compression
the specimen should be broken into three parts: the two ends strength test methods
which are fixed in the apparatus and the band which is punched
out, and ‘‘the test should be rejected as invalid if parallel vertical It is important to study if an indirect test method is applicable
fracture planes are either absent or not fully developed or cross to particular rock types and/or project. For example, the block
joints develop’’ [1,12]. A total of more than 55 block punch index punch index (BPI) test method is an easy and economical test
tests have been performed on the prepared specimens as per which has been developed as an indirect strength test. The BPI test
ISRM suggested method. is applicable to relatively weak rock where it is not possible to get a
core specimen long enough for direct compression strength test-
ing. On the other hand, the point load index (PLI) test is not suit-
2.6. Uniaxial Compressive Strength (UCS) test able for weak rock strength assessment. Further, for very strong
rocks, the point load test may not be an ideal choice as there is a
The UCS is an important input parameter in rock mass classifi- possibility to damage the point load test machine. A similar lim-
cations. Unconfined compression test is the most frequently used itation exists for the Schmidt hammer test. Schmidt hammer is
strength test for rocks; however, it is not simple to perform prop- not recommended to use as an indirect test method for evaluation
erly and results can vary as procedures are varied. The test speci- of intact rock strength for weak rocks. So, it is important to study
men should be a rock cylinder of length-to-diameter ratio in the how the indirect test methods can be related to the actual strength
range of 2–2.5 with flat, smooth, and parallel ends cut perpendicu- of the intact rock.
larly to the cylinder axis. Test procedures are provided in ASTM D- Based on this study, different correlations have been proposed
2938 standard [18]. for basalt and rhyolite rock types based on different direct and
To calculate the elastic properties of the intact rock sample (E indirect test methods or procedures. Simple linear and power-
and m), the slope of axial and lateral stress–strain curves are mea- law regression types are used to develop the correlations between
sured based on the methods suggested by ASTM standard [19]. the direct and indirect test results. To evaluate the performance of
Two sets of strain rosettes were bonded to each sample with each regression equation, coefficient of correlation (R2), variance
180° angle to each other. The value of the Young’s modulus and accounted for (VAF), logarithmic standard deviation (b), root mean
Poisson’s ratio is calculated using three methods as follows: tan- square error (RMSE) and mean absolute error (MAE) were calcu-
gent modulus, at a stress level at 50% of the maximum stress; lated [20]. The logarithmic standard deviation (b) and root mean
secant modulus, from 5% of maximum stress to 95% maximum square error (RMSE) are frequently used to measure the differences
stress; average modulus, slope of the straight line portion of the between values predicted by a model or an estimator and the val-
stress–strain curve (with the r = 0.95). ues actually observed. Mean absolute error (MAE) is a quantity
The elastic properties are calculated based on average stress– used to measure how close forecasts or predictions are to the even-
strain data from two strain rosettes. As a benchmark for error cal- tual outcomes.
culation, the elastic properties are calculated based on the average
v arðAimeas Aipred
stress–strain values from the two strain rosettes. A comparison VAF ¼ 1 ð1Þ
between the errors of those three methods indicates that the
v arðAimeas Þ
‘‘Average Modulus for the Linear Portion of Axial Stress–Strain vffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
u n 2
Curve’’ is the best method for Young’s modulus and Poisson’s ratio u 1 X Aimeas
b¼t ln ð2Þ
calculations. Fig. 3 and Table 2 show the error calculation for each n 1 i¼1 Aipred
method of elastic properties calculations for specimen 6U.
358 R. Kallu, P. Roghanchi / International Journal of Mining Science and Technology 25 (2015) 355–360
Table 3
Correlations between direct and indirect strength test methods, and young’s modulus.
1X n
MAE ¼ jAimeas Aipred j ð3Þ 400
n i¼1
UCS = 6.75(BRZ)1.08
300
UCS (MPa)
200
vffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
u n
u1 X 2 100
RMSEðAÞ ¼ t Aimeas Aipred ð4Þ
n i¼1
0
0 10 20 30 40
BRZ (MPa)
where Aimeas is the ith measured element; Aipred is the ith predicted
Fig. 6. Relationship between uniaxial compression strength (UCS) and splitting
element and n is the number of data set.
tensile strength.
Table 3 shows the correlations between direct and indirect test
results. In these equations, E stands for Young’s modulus; UCS is
uniaxial compression strength; BRZ represents splitting tensile
strength; SHR is Schmidt rebound hammer number; Is(50) stands 7
for point load index; and BPI10,50 is block punch index. Figs. 4–17 6
Ln(UCS (MPa))
60 E = 2.17(UCS)0.57
8.00 8.20 8.40 8.60 8.80
50
Ln (P-wave (m/s))
40
30 Fig. 7. Relationship between uniaxial compression strength (UCS) and P-wave.
20
10
0
0 100 200 300 400 250
Uniaxila compression strength (MPa) 200
UCS (MPa)
Fig. 4. Relationship between uniaxial compression strength (UCS) and Young’s 150
modulus.
100
50 UCS = 90.14(Is(50)) 0.92
400 0
Uniaxila compression
200 Fig. 8. Relationship between uniaxial compression strength (UCS) and point load
index.
100
0
4. Discussion
0 20 40 60
SRH
Based on the experimental results, fourteen empirical equations
Fig. 5. Relationship between uniaxial compression strength (UCS) and SRH. are proposed for basalt and rhyolite rock types based on different
R. Kallu, P. Roghanchi / International Journal of Mining Science and Technology 25 (2015) 355–360 359
4.0 4.5
Ln (EUCS) (GPa)
4
3.5
Ln (E) GPa 3.5
3.0 3
2.5 ln (EUCS) = 1.3ln(EP-wave) - 0.8
2.5
ln(E) = 0.43(ln(Is(50)))1.06 2
2 2.5 3 3.5 4
2.0
5.0 6.0 7.0 8.0 9.0 Ln (EP-wave) (GPa)
Ln (Is(50)) (kPa)
Fig. 14. Relationship between EUCS and EP-wave.
30
[24]. For instance, for core sample ID ‘‘6U’’ (UCS = 170.68 MPa,
20 BRZ = 16.92 MPa), equation by Kahraman et al. predicts a UCS
value of 179.52 MPa and our equation predicts a value of
10
143.21 MPa [24].
0 Further, this study includes BPI test (see Figs. 15–17), a rela-
0.0 1.0 2.0 3.0 tively new indirect test method, and proposes correlations with
Is (50) (MPa) other testing methods based on fairly strong rock types. Previous
studies by other researchers were mainly focused on weak to mod-
Fig. 11. Relationship between splitting tensile strength and point load index.
erately weak rock types [1,25].
35 400
Uniaxial compression
25
20 200
15
10 100
5
0 0
0 20 40 60 0 20 40 60
SRH BPI10,50 (MPa)
Fig. 12. Relationship between splitting tensile strength and SRH. Fig. 15. Correlation of uniaxial compression strength with block punch index.
70 35
Splitting tensile strength
60 30
E = 32.90ln(SRH)-77.53 25
50
E (GPa)
40 20
30 15
20 10 BRZ = 4.19 (BPI10,50) 0.47
10 5 R² = 0.82
0 0
0 20 40 60 0 20 40 60
SRH BPI10,50 (MPa)
Fig. 13. Relationship between Young’s modulus and SRH. Fig. 16. Correlation of splitting tensile strength with block punch index.
360 R. Kallu, P. Roghanchi / International Journal of Mining Science and Technology 25 (2015) 355–360