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Punishment and Sentencing Policy - Historical Perspective: Chapterii
Punishment and Sentencing Policy - Historical Perspective: Chapterii
2.1 INTRODUCTORY
It is generally said that ‘the life of the law has not been logic; it has
been experience’. The law reflects the story of a nation’s development
through many centuries and evolves out of the felt necessities of the
time, along with the prevalent moral and political theories. The origin
and development of the criminal justice in India has an antiquarian
past in the history of penal thought. We have had a glorious history
of Manu and an ancient wisdom of Shrutis and Smritis. The history of
crime in India clearly indicates that the concept of crime and
criminal justice system of today owes its origin to the authoritative
sources such as Manusmriti, NayaMimansaand
2 Thinkers who believe in this theory argues that people benefit from living
together in countries, kingdom or under other types of governmental
oversight. Living in society however requires rules and laws. Societies are
the result of compromises and social contract provide the framework for
how people and government interact. Retrieved from
<http://study.com/academy/lesson/Social-contract-theory-definitions-
example.html> last visited on 20th November, 2016 at 14:09 IST.
3 N.K. Dutta, Origin and Development of Criminal Justice in India, Deep and
Deep Publications, New Delhi, (1990), p. 6. Thomas Hobbes acknowledges
that since we are selfish we are likely, out of self-interest, to breach
contracts. I may break my agreement not to steal from you when I think I
can evade detection. And you are aware of this. The only certain means of
avoiding this breakdown in our mutual obligations, he argues, is to grant
unlimited power to a political sovereign to punish us if we violate our
contracts. And again it is purely selfish reason that motivates us to agree to
the establishment of an authority with the power of the sanction. But he
insists that only when such a sovereign exists can we arrive at any objective
determination of right and wrong.
Legal norms are the basis on which criminals and non criminals are
distinguished. The law laid down by Gautama, Vasistha etc.
represent an earlier stage than those of Manu. One of the forms of
substitutes for individual action is the law of equal retaliation, which
was a common element in many of the ancient codes of law. Amongst
the oldest of the known legal codes with schedules of penalties for
specific crimes are those of ancient Sumerians and Babylonians. Of
these the Code of Hammurabi 5, the sixth King of Babylon, has been
most completely preserved. The criminal law of ancient and primitive
4 P.K. Sen, Penology, Old and New, Tagore Law Lectures, Calcutta, (1983),
pp. 7-8.
5 Raymond Wacks, Law: A Very Short Introduction, Oxford University Press,
New York, (2008), pp. 3-5. Among the first written codes is that of
Hammurabi, King and creator of Babylonian empire. It appeared in about
1760 BC, and is one of the earliest instances of a ruler proclaiming a
systematic corpus of law to his people so that they are able to know their
rights and duties. Engraved on a black stone slab, the code contains some
300 sections with rules relating to a broad array of activities ranging from
punishment that is to be inflicted on a false witness i.e. death to that to be
meted out to a builder whose house collapses killing the owner. The code is
almost entirely devoid of defenses or excuses, a very early example of strict
liability. Moreover, to resolve disputes between higher and lower ranked
citizens, the Romans issued, in tablet form, a compilation of laws known as
the Twelve Tables.
The dawn of history was the golden age. In Satyayuga, the rules of
conduct were strictly observed by all including the King, or the
headman of the tribe. Where there was no infringement of any rule or
law, there was no question of punishment. Men were not wicked, and
they adhered to truth and virtue. They never departed from
established customs and traditions. That era was of complete
happiness for all because even if anyone erred at all, he ratified his
errors by prayers and sacrifices. In fact they were ruled by Dharma
and they even did not find it necessary to have a King or his laws.
This period was followed by the intrusion of the Aryans in the
country. Some rules of social conduct were needed to prevent the
growth of brutish instincts in man. To prevent an anarchical state in
society, the rules of conduct were promulgated. Hence, it leads to the
existence of the concept of sin and crime. The administering
authority had to punish both after due enquiry and investigation.
8 R. B. Pal, The History of Hindu Law, Tagore Law Lectures, Calcutta, (1930),
p. 278.
9 Patrick Olivelle, Dharmasutras: The Law Codes of Ancient India, Oxford
World Classics, Oxford, (1999), p. xxi.
The original conception of crimes in Hindu law has begun with the
violation of religious and social rules followed by elaborate
enjoinment of prayaschitta. While in the law of many ancient and
medieval states, a distinction was drawn between the noble and
common, here in India this distinction took a different shape, with
respect to that of the caste. A man accusing a Brahmin of a crime
was deemed to have committed a similar crime himself and in case of
the Brahmin’s innocence, his guilt was regarded as doubly sinful. A
man who assaulted a Brahmin with hands or weapon was said to be
banished from heaven for one thousand years; and if blood falls from
the body of a Brahmin, he will lose heaven for an uncertain number
15 Shiv Kumar Dogra, Criminal Justice Administration in India, Deep and Deep
Publications, New Delhi, (2009), p. 17. Whenever a sin was committed, the
most viable punishment was to outcaste the sinner. Other than this, the
punishment imposed in ancient India was severe or lenient according to the
gravity of the offence or in view of other considerations. The most common
punishment was of course fine and next was capital punishment and
mutilation, because the society believed in the eradication of the evil doers
rather than the rehabilitation and reformation. The imprisonment and
fetters were rarely prescribed. Beating or whipping was recommended for
light offences or for those committed by infants, aged persons etc. Public
disgrace including branding is another kind of punishment. Censure, mild
or strong was applied in comparatively light offences or in the case of young
and first offenders. Banishment was also recommended in serious offence
committed by the Brahman.
18 Retrieved from
<http://travelerreport.wordpress.com/2012/09/26/punishments-torture-
ancient-india/> last visited on January 9, 2014 at 15:37 IST.
19 Suresh Chandra Pant, Hindu Polity State and Government in Ancient India,
Prakashan Kendra, Lucknow, (1971), p. 282.
20 ShraddhakarSupakar, Law of Procedure and Justice in Ancient India, Deep
and Deep Publication,New Delhi, (1986), p. 76.
Manusmritihave laid down that every human being was to suffer the
consequences of sins committed by him either during his life in this
world or after death in hell or the other world and again, owing to
From the time of the conquest in India by the Muslims, the victors
imposed their own criminal law on those whom they conquered. The
primary basis of the Islamic criminal law was the Quran, which is
believed to be of divine origin. But the laws of Quran were found
inadequate as it was just few of the verses which contained
provisions dealing with matters of civil or criminal nature. 30
For the believers of Islam, the Sharia provides “the path to follow” for
a morally proper life and establishes the appropriate boundaries of
conduct and the procedural rules to determine when they are
violated and what should be done to the offender. The substantive
content of the Sharia are the legal norms that existed in the Quran,
the Sunna traditions of the earliest Muslims and customary
practices. These principles and ideas were developed into a
systematic and coherent legal system with evolving times. Variation
in schools of Islamic jurisprudence evolved from the work of early
jurists working in different regions of the expanding Muslim
empire. 32
Offences Punishment
Intentional Killing (Murder) -Penalty for intentional killing is death
-Possible penalties other than death and
compensation are:
(a) Compensation of property
(b) Forfeiture of property
-No fixed Monetary amount is established for
compensation in the primary religious texts.
Accidental Killings (or Through Mistakes) -Punishments include:
(a) Fines
(b) Exclusion from Inheritance
(c) religious expiation or Pardons
Non Lethal Bodily Harm - Quran and Sunna provide religious
justification for seeking retaliatory
equivalence for acts involving
serious, permanent injury or
disfigurement to the victims.
- Sporadic accounts of limb
amputations, the surgical removal of
eyes and the severing of the other
body parts are considered as
retaliatory punishment for
comparable bodily injuries.
The obvious connection between the Islamic faith and Islamic Law is
found in the nature and punishment of hudhud offences. These
Although, there are various types of conduct that fall under the
general category of Tazir offences, there are several contexts in which
these offences are most prevalent. In particular, Tazir punishments
are usually imposed in the following four circumstances 44:
• The provision relating to the Act XXVI 1858 and Section 122 of
Indian Penal Code, 1860 had substantially been the same. The
period and horror of the mutiny of 1857 being over Act XXVI of
• Act XVII of 1860 was the last penal Act before the Penal Code
was passed. It repealed Act V of 1858 and directed the
executive government to declare a fixed date for the surrender
of the escaped offenders from jail. Those who surrendered by
that time were not to be prosecuted; but those who did not
were to be sentenced to transportation for life or for any
shorter period not being less than five years or to
imprisonment etc. 54
The Indian Penal Code, 1860 (IPC) which was largely the work of
Thomas Babington Macaulay was the first codification of criminal
law in British Empire and is the longest serving criminal code in the
common law world. It was formed by the ideas of Utilitarian
reformers, notably, Jeremy Bentham, who advocated a wide range of
Reforms to English criminal law. Macaulay’s efforts, drafted in 1837,
came closest to Bentham’s ambitious conception of comprehensive
codification- one that was designed to displace the common law
entirely and characterized by the principles of lucidity and
accessibility of provisions and consistency of expression and
appreciation. 55
Soon after its inception, the Indian Penal Code received high praise
for its clear articulation and thinking concerning criminal
56 G.O. Trevelyan, The Life and Letters of Lord Macaulay, Longmans, Green
and Co., London, (1923), p. 303.
57 N. V. Paranjape, Indian Legal and Constitutional History, Central Law
Publications, Allahabad, (1996), p. 5.
58 Eric Stokes, The English Utilitarians and India, Clarendon Press, Oxford,
(1959), p. xii.
Thus, the Indian Penal Code, 1860 made an attempt to improve and
to save the criminal law of the country stagnation and decay. The
impact of western civilization in the shape of the officials of the East
India Company, on these ancient and divinely inspired systems of
61 Ahmed Khan, The Present State of Indian Politics, Pioneer Press, Allahabad,
(1888), p. 7
62 Supra Note 51, p. 23.
63 W.A. Robson, Civilization and Growth of Law, Macmillan and Co., London,
(1935), p. 43.
64 Supra Note 5, pp. 69-70. Fuller explains eight forms of ‘legal excellence’,
towards which a system of rules may aspire, and which are embodied in the
inner morality of law. They are generality, promulgation, non retroactivity,
clarity, non contradiction, possibility of compliance, constancy, congruence
between declared rule and official action.
In the Rig Veda, the meeting place of the people or the assemblies of
warriors such as Sabha, Samiti, and Vidhata are mentioned. In these
assemblies, disputes private and public used to be decided, as they
exercised judicial powers. The tribal chief or the King as the case
may be was the supreme authority in such assemblies. Varuna, the
Vedic sage according to the Rig Veda was the deity who distinguished
between truth and falsehood and punished the guilty. The Atharva
Veda describes the Sabha and Samitias the two daughter of
Prajapati(the Creator). Sayana, the famous commentator of the
Vedas defines Sabha as an assembly of learned men and Samitias an
assembly of warriors, with the progress of Aryan civilization the
Sabha usually with the King at its head came to exercise its judicial
functions. 67
67 S. Suparkar, Law, Procedure and Justice in Ancient India, Deep and Deep
Publications, New Delhi, (1986), p.10.
(d) The Court in which the King presided (Sasita). The King’s
Court was the Supreme Court.
cases, the King could impart justice even without the help of the judge or
the assessors.
76 The decisions of these local Courts made with their delegated authority
were subject to appeal against the order, for a case having been decided by
a family, appeal laid to the corporation by a corporation to the community
and by a community to the officer appointed by the King or in the other
words to the Court properly constituted to try all the disputes. Naradaadds
that a decision arrived at by the Kings Court in absence of the King is
appealable to the King himself.
77 Manu describes different classes of incompetent witnesses and provides
that women should be witnesses for women only; but at the same time, he
provides that any person having personal knowledge of a particular fact
may give evidence in that respect specially on failure of competent
witnesses; but the evidence of women, infants and the aged must be
considered with great caution. In case of dispute of the witnesses, the King
or the judge shall accept the evidence of majority as true. If the conflicting
witnesses are equal in number, the witnesses of good qualities and
meritorious witnesses will be taken into consideration.
78 Manu has also referred to oaths and ordeals, but he has not described them
in details. He has also added one special mode of oath in giving evidence by
touching the heads of wives and children implying thereby that the false
evidence in these cases would result in the death or injury to the wives or
children.
79 There might be some customs only in the formative stage of growth and
there might be some other customs which were yet to originate.
Kulukbhatta and Vijnaneshwara elucidate that customs or Sadachara
should not be contrary to the Shrutis and the Smritis.
• Then the actual trial would begin wherein the judge would call
upon the parties to cite evidence/proof (Pramana) which were
of two kinds namely human (manvshik) and divine (daivik).
The human proof consisted of documentary evidence, oral
evidence and possessions. Divine proof was of five kinds ordeal
by balance, by fire, water, poison and by drinking water. The
divine proof was restored to only in the absence of human
proof.
When the evidence was over the judge would in consultations with
Sabhyas or jurors give his decision/judgment (nirnaya). A copy of
judgment was given to parties. The unsuccessful party could appeal
to the higher courts. 80
1. The NizamatAdalat did not try any case, but passed final
orders on some cases tried in the District Criminal Courts.
In 1820 the direction was issued that in a case of theft, if the injured
party declined to prosecute, the Magistrate might still if he thought
fit on a view of the nature of the case, direct a public prosecution.
In 1688, the Mayor’s Court was started at Madras. The Court sat
once only in a fortnight and tried criminal cases with the help of the
jury. Appeals from the Mayor’s Court were referred to the Admiralty
Court in which in a criminal case the offender was sentenced to lose
a limb. In Madras, the process of administration was very slow 96. In
The company never authorized to set up any Court till Mayor’s Court
came up in 1728. Accordingly one of the Council who occupied the
office of “Receive of Revenues” was not only collector but also a
Magistrate. In the capacity of a magistrate he held a Zamindari Court
which took into cognizance both civil and criminal jurisdiction. All
criminal cases were proceeded to punish and sentence immediately
after hearing except where the crime was murder, which required
lashes to be inflicted until death, in such cases he suspended
execution of the sentence until the facts and evidence were laid
before the President and his confirmation of the sentence was
obtained.
(1) Under the old scheme, collectors were to act as magistrates and they
had some judicial authority also. Their judicial and magisterial
powers were henceforth taken away and the judges of the Courts of
DiwaniAdalat were henceforth to hold the office of magistrates.
(2) In 1793, four Provincial Courts of Appeal were established with civil
appellate jurisdiction and their functions were executed by the same
persons as were the judges of the Courts of circuit.
Act VIII of 1842 gave the designation of Sadr Courts to the Sadr and
NizamatAdalats. In 1833, Macaulay advocated a uniform system of
Courts and of law but it could not be done immediately more
important matters like Succession Act were to receive attention first.
By the year 1861, the uniformity in the Substantive and the
procedural law of the country was achieved with the passing of the
Indian Penal Code, 1860 and the Indian Criminal Procedure Code,
1973. So now to end the Dual System of Courts, the High Court Act,
1861 was passed by which the Supreme Court of Calcutta and the
SadrAdalat were amalgamated into one. The High Court established
under this act started functioning in 1862. The fact is that the
system which was introduced in Bengal in 1862 prevails even now
without and substantial change having made. That it should have
stood the test of time for a century bears testimony to his suitability
and worth. Over a period of eighty years two separate and parallel
systems of Courts continued in presidency towns andMoffusil area.
There were the Royal Courts or Crown’s Courts and the Adalats of
the company. The sources of the power and authority of these Courts
were different. Their jurisdictions were vague and ill defined. This
confusion brought about several conflicts of the Common Law Courts
and the Chancery Courts in England during the 17th century. The
clash and conflicts between the two systems gradually decreased
with the direct usurption of power by the crown in 1858. It made
imperative on the crown of England to give good government to the
I shall now give a very brief description of our judicial system in the
present times. The Supreme Court of India is the Apex Court in
India. Each State has its own judiciary, which administers both
union and state laws. As like during the Mauryan Empire each
district in the state has its hierarchy of judicial officers-Munsif, Civil
Judge, Civil and Session Judge with the district judge as its head. At
the apex of the state judiciary is the high Court. It is a Court of
Record and not subject to the superintendence of any Court or
authority, though appeals from its decisions may lie to the Supreme
Court. It consist of a Chief Justice and as many judges as the
President of India may sanction.
2.4 CONCLUSION
The study of the abovementioned rules and norms show that the
ancient smritisand judicial system was complete in itself. This
system, although discriminatory provided information about every
kind of crime and punishment. The researcher may conclude that
the ancient legal system in India is inseparable from religion. King
was the administrator as well as judge whereas the Brahmins were
advisors. Punishments included verbal censure, fines, physical
torture, flogging/whipping, amputation of limbs, death sentence. The
object was to prevent the offender from repeating the offence and
also deterring others. Equality before law was not the norm. This
would depend on caste, qualification and other factors. Some forms
of punishment would be considered barbaric these days.
With the development of the society the criminal laws, like other laws
had undergone tremendous change. The concept of justice
underwent a transformation witnessing private vengeance mutating
into public wrong. The King was looked upon social and moral order
for the purpose of danda i.e. the punishment. In some ancient
societies the natural elements of ordeals (fire, water, wind etc.) were
The passing of Indian Penal Code, 1860 and Criminal Procedure Code,
1973 based on English law, superseded to a great extent by the
British regulations. They made extensive use of the principle of
equity, justice and good conscience for this purpose. The
punishment and sentencing policy from scattered mentions was now
being confined and reshaped to make it fit into the codified laws. The
subsequent chapters will thus analyze whether the codified laws
were completely successful in providing punishment and sentencing
guidelines.