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The Hans Eysenck Affair
The Hans Eysenck Affair
The Hans Eysenck Affair
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Editorial
David F Marks
Editor, Journal of Health Psychology and Health Psychology Open
Abstract
The Journal of Health Psychology publishes here Dr Anthony Pelosi’s analysis of questionable science by one
of the world’s best-known psychologists, the late Professor Hans J Eysenck. The provenance of a huge body
of data produced by Eysenck and Ronald Grossarth-Maticek is highly controversial. In Open letters to King’s
College London and the British Psychological Society, this editor is requesting a thorough investigation of
the facts together with retraction or correction of 61 publications. Academic institutions have a conflict of
interest concerning allegations of misconduct, which is why I believe that the only way forward is to have a
National Research Integrity Ombudsperson to investigate allegations.
Keywords
cancer, CHD, correction, Hans J Eysenck, personality, psychotherapy, questionable science, research
integrity, retraction, smoking
replication studies, the impact of Eysenck’s enlivened by controversy, largely because of his
dubious publications spans 33 years up to the work on personality and intelligence. He deals at
present day. It is necessary to consider several some length with these and other phases of a
highly cited meta-analyses published in reputa- brilliant career. (Norman Cook, Daily Post)
ble journals, such as those by Chida et al. (2008)
… Rebel with a Cause is of considerable interest,
which have included the questionable data sets both for its portrayal of Eysenck’s own work and
of Grossarth-Maticek et al. (1988). In spite of a for its numerous asides. (Stuart Sutherland,
critique by Coyne et al. (2010) regarding their Sunday Telegraph)
inclusion of the questionable data, the Chida
et al. meta-analysis has been strenuously This is an excellent, highly recommendable auto
defended by its authors (Steptoe et al., 2010) biography of Britain’s best-known psychologist.
and remains widely cited to the present day (Frederick Toates, The Psychologist (Amazon,
(e.g. Pressman et al., 2018). Another recent 2018))
review in the Annual Review of Psychology
claims, ‘the strongest conclusion derived from In 2016, a Special Issue of Personality and
decades of research on stressors and cancer is Individual Differences (PAID), commemorated
that stressful events may be associated with the centenary of Eysenck’s birth (Corr, 2016).
decreased cancer survival but are probably not Here, Eysenck is lauded as a ‘Great Scientist’
associated with disease incidence (Chida et al., (Strelau, 2016), ‘British psychology’s most vis-
2008)’ (Cohen et al., 2018). As long as these ible researcher and most influential disciplinary
unsound publications remain in the scientific voice’ (Buchanan, 2016) and being ‘so far ahead
record, they can continue to mislead research- of his time’ (Gottfredson, 2016). Eysenck’s con-
ers, scholars, students and the public at large. tributions are said to include ‘several major con-
Citing Eysenck’s (1991) book on Smoking, ceptual and methodological paradigms for the
Personality, and Stress, Thomson (2016) states, study of the impact of psychological, genetic,
‘Stress and the inability to cope with stress, have and life-style factors on physical health’
been shown to be related to cancer and to coro- (Kreitler, 2016), ‘continue to shape current per-
nary heart disease, and endogenous depression sonality research’ (Revelle, 2016), include ‘a
may be particularly related to such stress’ (p. 4). theory – the Welfare Trait – which attempts to
In spite of repeated criticism concerning flawed explain the tendency of the welfare state to
methodology (Stefanek et al., 2009), investiga- erode work motivation’ (Perkins, 2016) and the
tors continue to claim an alleged survival advan- conclusion that ‘the observed variability in IQ
tage of psychological interventions for individuals scores is genetically determined to a high degree
with cancers (e.g. Spiegel, 2012). (80% heritability) and that, in consequence, the
Two books by Eysenck have been repub- Black–White IQ gap in the US is due predomi-
lished in Kindle Editions: Smoking, Personality, nantly to genetic factors’ (Colman, 2016).
and Stress: Psychosocial Factors in the That Eysenck’s erroneous claims exist
Prevention of Cancer and Coronary Heart within current scientific literature and receive
Disease (Kindle Edition, Springer, 2012) and glowing praise from reputable sources is dam-
Rebel with a Cause: The Autobiography of Hans aging to Psychology, science and medicine, and
Eysenck (Kindle Edition, Routledge, 2017). The can be harmful to patients and the general pub-
reviews quoted to promote the latter state, lic who may be offered false hope and ineffec-
tive therapies as a consequence.
Here is a book which is not merely of ‘some Anthony Pelosi with Louis Appleby first
interest’ but rather of riveting importance as it raised their concerns about the H.J.E./R.G.-M
probes sensitive areas of day-to-day existence. publications a quarter of a century ago (Pelosi
Eysenck is much admired as one of the world’s and Appleby, 1992, 1993). Other investigators,
leading psychologists, and his career has been notably Amelang et al. (1996) and several others
Marks 3
also raised concerns. The totally unbelievable smoking cigarettes and eat fewer high-cholesterol
claims of Grossarth-Maticek et al. (1988) sug- foods. The evidence, however, shows that such
gested a relative risk of approximately 50 for views are simplistic and unrealistic and that,
‘Type 1’ personality, that is, a ‘Type 1’ person instead, cancer and CHD are the product of many
risk factors acting synergistically. Psychosocial
would have a relative risk of dying from cancer
factors (stress, personality) are six times as
that is 50 times higher than the risk of a ‘non-
predictive as smoking, cholesterol level or blood
type’. In addition, the risk for a ‘Type 2’ person pressure and much more responsive to prophylactic
of dying from coronary heart disease (CHD) is treatment. This book admits that, while smoking is
30 times greater than that for a ‘non-type’ (Pelosi a risk factor for cancer and CHD, its effects have
and Appleby, 1993). In comparison, smoking been exaggerated. A more realistic appraisal of a
carries a relative risk of only 2.0. The all-cause very complex chain of events incorporating many
mortalities for treated versus untreated subjects diverse factors is given, and appropriate action to
in their individual psychotherapy and group prevent cancer and coronary heart disease is
therapy trials were 15 per cent versus 62 per cent discussed. (Eysenck, 2012)
over 13 years and 20 per cent versus 76 per cent
over 7 years, respectively. Or, read the 2017 edition of Eysenck’s auto-
Dr Pelosi’s new paper indicates there are biography, which states, ‘On a purely statistical
multiple aspects of these claims that are impos- basis the causal efficacy of smoking – if this can
sible to believe. For example, the claim that be deduced at all from a simple correlation – is
bibliotherapy consisting of homespun woo can very much less than that of psychosocial fac-
reduce human disease–related mortality by tors; about one-sixth in fact’ (Eysenck, 2017:
50 per cent is totally impossible to believe. The Kindle Locations 3759–3761). Or, consider the
data are so far off the end of a normal distribu- section where Eysenck describes his claim
tion of effect sizes, they certainly could never about the alleged effectiveness of psychother-
have happened without error. H.J.E. and R.G.-M apy in preventing cancer: ‘The total number of
rightfully could be canonised as ‘Saint Hans’ deaths in the control group was 83 per cent, in
and ‘Saint Ronald’ for working such miracles if the placebo group 81 per cent, and in the ther-
only their claims could ever be proven, which apy group 32 per cent, again demonstrating the
will never happen. To his eternal shame, the efficacy of the method in preventing death from
attempts by Hans Eysenck to discredit the well- cancer and coronary heart disease’ (Eysenck,
established causal links between tobacco smok- 2017: Kindle Location 3804–3806). Or the sec-
ing and cancer while in receipt of large sums tion where Eysenck claims, ‘there is some evi-
from the tobacco industry is one of the most dence that behaviour therapy may be useful in
shameful deceits committed by any scientist in prolonging life, as well as in preventing disease’
the 20th century. (Eysenck, 2017: Kindle Locations 3821–3822).
There is absolutely no scientific evidence that
any of these statements are true, and Eysenck is
Why it matters proved by his own words to be guilty of some of
To those who would say, it does not matter, the most egregious and harmful falsehoods
Professor Eysenck is dead, leave the matter made by any psychologist ever.
alone, nobody reads or believes his claims any
more, I invite them to read the brief preface to Psychology in crisis
the 2012 edition of Eysenck’s book, Smoking,
Personality, and Stress, that states, In spite of the unbelievable predictive validity
claimed by H.J.E. and R.G.-M, not one of their
It is often suggested that the incidence of cancer papers has been retracted by any journal. In
and coronary heart disease could be much reduced addition, no investigation has been carried out
or even eliminated if only people would stop by Eysenck’s former academic institution or the
4 Journal of Health Psychology 00(0)
society responsible for the research integrity of been to deny any fault, even in cases of blatant
psychologists in the United Kingdom, the lying by authors, and they recommend no correc-
British Psychological Society (BPS). If aca- tion, retraction or retraining and no other steps to
demic institutions, scholarly journals and the prevent further misconduct. This is far from an
only professional psychology organisation in ideal situation. Academic institutions have a con-
the United Kingdom are unwilling to take flict of interest concerning allegations of miscon-
action to call out such apparent malpractice, no duct, which is why I believe the only way
wonder that it is said that Psychology is in crisis forward is to have a national Ombudsperson to
(Hughes, 2018). The Eysenck case can be carry out independent inquiries.
viewed as a litmus test of the health of the dis- Inaction concerning academic malpractice is
cipline. To date, it has failed that test. one symptom of the precarious state of
Journal editors and reviewers may often be Psychology as a scientific discipline which has
the first to notice evidence of research miscon- led to critics talking about a crisis within
duct. Procedures have evolved to deal with mal- Psychology (Hughes, 2018; Marks, 2018).
practice when it is encountered. The Committee Perceptions of the crisis are complex and multi-
on Publication Ethics (COPE) advises editors faceted, and the situation is much broader than
and publishers using a code of conduct. simply an issue about misconduct. There is a
According to COPE, replicability crisis, a theory crisis, a statistical
crisis, a sampling crisis and an exaggeration cri-
editors have a duty to act if they suspect sis (Hughes, 2018). Misconduct contributes to
misconduct or if the allegation of misconduct is the replicability part of the crisis, which extends
brought to them. Editors should not simply reject to many other disciplines, but it appears to be
papers that raise concerns about possible especially prevalent in the Social Sciences and
misconduct. They are ethically obliged to pursue
Biomedicine (Stroebe et al., 2012). Universities
alleged cases. Editors should first seek a response
from those suspected of misconduct. If they are
and professional organisations appear unwilling
not satisfied with the responses, they should ask to take significant steps to assure research
the relevant employers, or institutions, or some integrity by enforcing their ethical codes and
appropriate body … to investigate. (COPE, 2012) misconduct procedures. At the same time, whis-
tle-blowers are led to feel unsafe, not listened to
As a journal editor for 23 years, I have and their complaints are oftentimes not acted
encountered several instances of apparent aca- upon. Another frequently cited barrier to
demic misconduct. In one instance, my investi- whistle-blowing is the nature of libel laws
gation led to a retraction because an article was which, in the United Kingdom and some other
found to have substantial overlap with a prior countries, place the burden of proof on the com-
publication by the same authors (Journal of plainant. At the very least, when misconduct is
Health Psychology, 2017). In discovering any covered up behind closed doors, there needs to
apparent misconduct, an editor must first con- be a right of appeal to an independent
tact the author(s) for their explanation. If no sat- Ombudsperson responsible for research integ-
isfactory explanation is forthcoming, the COPE rity as an ultimate backstop.
guidelines recommend referral of the matter to
the author’s academic institution. An appeal for research
Unfortunately, I have rarely received the
integrity
impression that an institution has responded in
an appropriate manner. In one case, an institution The evidence published by Dr Pelosi indicates
within the University of London did not follow major causes for concern about the contribution
the procedure it had published on its website for and legacy of H.J.E. Over the 26-year period
the investigation of scientific misconduct. In the since this matter was first made public by Drs
majority of cases, the institutional response has Pelosi and Appleby (1992, 1993), nothing has
Marks 5
been done to rectify the situation. The scientific can only be achieved by conducting a thorough,
record remains in jeopardy with published find- open and transparent investigation. Any other
ings that bear no relationship to fact and which course of action is an abuse of trust placed in
distort the scientific record. H.J.E.’s mantra was academic institutions and professionals socie-
to ‘discover the facts’ and to ‘tell the truth’. The ties by patients, the public, policy makers and
2017 edition of his autobiography states, government itself.
The Journal of Health Psychology is pleased
I think the scientist owes the public one thing to publish Dr Pelosi’s review article. This land-
above all, and that is honesty in telling the truth mark paper presents the relevant authorities and
as he sees it. That I shall try to do; whether the journal editors the opportunity to wipe the
truth is even approximately as I see it is of course Eysenck slate clean. Dr Pelosi’s article rings a
another matter; that readers will have to judge
toll bell to the many errors committed with
for themselves. Many readers will already know
that in many ways I am a rebel – this book will
Eysenck and Grossarth-Maticek’s unbelievable
make it clear why I think I have a cause. (Eysenck, data sets. With the publication of Dr Pelosi’s
2017: Kindle Locations 149–152) paper, we are seeking three correctives: (1) for-
mal investigations by King’s College London
In stark contrast to this statement, H.J.E.’s and the BPS; (2) the retraction or correction of
legacy includes a mountain of unbelievable 61 publications including more than 40 journal
claims and questionable data sets. The unwill- articles, 10 book chapters and 2 books, each in
ingness of the BPS to investigate H.J.E.’s col- 3 editions (see Supplementary file for detailed
laboration with R.G.-M is notable. Perhaps, listing); and (3) the establishment of a National
H.J.E. was not actually a member of the BPS. Research Integrity Ombudsperson to investi-
However, the scandal is potentially as signifi- gate allegations.
cant as the well-known ‘Burt Affair’. When Dr The need for an independent UK body to
Pelosi submitted a formal complaint to the BPS promote good governance, management and
in 1995, he was informed, ‘The Investigatory conduct of academic, scientific and medical
Committee decided that it would not be appro- research could never be stronger than in the pre-
priate to appoint an Investigatory Panel to con- sent situation. The Eysenck affair requires the
duct further enquiries into the matter. Its full attention of the institutions that govern sci-
decision has been confirmed by the independ- entific practice. This is not an issue about a sin-
ent non-psychologist representative of the gle individual’s alleged misconduct, or a single
Disciplinary Board’. institution, it is about the integrity of science.
With the publication of Dr Pelosi’s new paper, Without a genuine ability to assure governance,
the time is ripe to take concrete corrective action. quality and integrity, science is a failure unto
Those who bear witness to scientific misconduct itself, to reason and to ethics.
and do nothing are themselves culpable. Taking
no action aids and abets perpetrators and the Open letter to the President
harms committed as a consequence. If one does and Principal of King’s College
nothing to correct the scientific record, knowing
that the record is wrong, we ourselves are guilty
London
of complicity. Current and future generations of Professor Edward Byrne
students and patients pay the price. President and Principal
The time is long overdue to cease a conspir- King’s College London
acy of pretence, a knowing tolerance of bent 3 December 2018
science. All parties involved need to restore Dear Professor Byrne,
confidence, respect and dignity in themselves I am writing about a serious matter concern-
and their establishments. The desired outcome ing the research integrity of a late employee of
6 Journal of Health Psychology 00(0)
your institution. In the interests of openness and the President of the relevant academic institu-
transparency, this is an Open Letter. If left unre- tion. I bring to your attention the research pro-
solved this is a matter that can be expected to gramme led by the late Professor Hans J
produce potential harm to patients, to biomedi- Eysenck at the Institute of Psychiatry over a
cine and science, to your institution, to its staff 40-year period. The evidence reviewed in the
and students. Although Professor Hans Eysenck attached documentation suggests the late
died in 1997, the issue of alleged falsified sci- Professor’s research involved systematic
ence committed by the late Professor remains breaches of conduct by himself and his collabo-
current to the present day. rator, R Grossarth-Maticek. The joint publica-
To give a few examples, the 2017 edition of tions of immediate concern are from the period
Eysenck’s autobiography published by 1985 to 2000 when Professor Eysenck was
Springer, in relation to the causal link between employed at the Institute of Psychiatry, now
smoking and cancer, states, ‘On a purely statis- administratively a part of KCL. During the
tical basis the causal efficacy of smoking – if period 1985–1990, there are at least 27 publica-
this can be deduced at all from a simple corre- tions authored by Eysenck and Grossarth-
lation – is very much less than that of psychoso- Maticek, 19 of which cite the Institute of
cial factors; about one-sixth in fact’ (Eysenck, Psychiatry as Grossarth-Maticek’s only affilia-
2017, Rebel with a Cause. Kindle Locations tion (see Supplementary file).
3759–3761). Is the claim that psychosocial fac- The case to be answered is fully documented
tors are six times more important than smoking in Dr. Anthony Pelosi’s peer-reviewed article:
something that King’s College London is con- ‘Personality and fatal diseases: revisiting a sci-
tent to endorse or is it a claim that KCL would entific scandal’. As the Editor responsible for
like to see corrected? Or consider where the peer review and publication of Dr. Pelosi’s
Eysenck describes the effectiveness of psycho- article, I have every confidence that Dr. Pelosi’s
therapy in preventing cancer: ‘The total number evidence and conclusions are reliable and true.
of deaths in the control group was 83 per cent, In light of the policies and statutes of King’s
in the placebo group 81 per cent, and in the College London concerning research integrity I
therapy group 32 per cent, again demonstrating bring this case to your attention for investiga-
the efficacy of the method in preventing death tion. A full and thorough investigation would be
from cancer and coronary heart disease’ good for science, for the research integrity of
(Eysenck, 2017, Kindle Location 3804–3806). your esteemed institution and for the welfare of
Or the section where Eysenck claims that ‘there patients and the general public.
is some evidence that behaviour therapy may be I look forward to your response.
useful in prolonging life, as well as in prevent- Kind regards,
ing disease’ (Eysenck, 2017: Kindle Locations
3821–3822). David F Marks BSc PhD CPsychol FBPsS
I hope that King’s College London will add Editor, Journal of Health Psychology
its voice to those who are requesting that the
relevant publishers and journals should correct
or retract Eysenck’s publications wherever they Open letter to the Chief
can be shown to contain questionable data-sets Executive of the British
or claims that are known to be false.
A complete dossier of information is pub-
Psychological Society
lished herein and so I can be brief. It is recorded Mr Sarb Bajwa
on the King’s College London website that Chief Executive
‘King’s has adopted the UKRIO Code of The British Psychological Society
Practice for Research’. In line with the COPE St Andrews House
guidelines I am referring this matter to you as 48 Princess Road East
Marks 7
Chida Y, Hamer M, Wardle J, et al. (2008) Do stress Epub ahead of print 8 September. DOI:
related psychosocial factors contribute to can- 10.1177/1359105315603696.
cer incidence and survival? Nature Reviews Kreitler S (2016) Hans Eysenck as a health psychol-
Clinical Oncology 5(8): 466. ogist. Personality and Individual Differences
Cohen S, Murphy ML and Prather AA (2018) Ten 103: 153–155.
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disease risk. Annual Review of Psychology. London: SAGE.
Epub ahead of print 27 June. DOI: 10.1146/ National Science Foundation (2001) New research
annurev-psych-010418-102857. misconduct policies. Available at: https://www.
Colman AM (2016) Race differences in IQ: Hans nsf.gov/oig/_pdf/presentations/session.pdf
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light of subsequent research. Personality and influences on cancer and ischaemic heart
Individual Differences 103: 182–189. disease. British Medical Journal 304(6837):
Corr PJ (ed.) (2016) Hans Eysenck: One hundred 1295–1298.
years of psychology. Personality and Individual Pelosi AJ and Appleby L (1993) Personality and fatal
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Available at: https://publicationethics.org/files/ Pressman SD, Jenkins BN and Moskowitz JT (2018)
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expanded Kindle Edition). London and New Finding what is not there: Unwarranted claims of
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their interaction as predictors of cancer and cor- in cancer. Nature Reviews Clinical Oncology
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Marks 9
from cancer, coronary heart disease, and smoking and interaction effects for the
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[September 4, 1997: H J E deceased] 33) *Eysenck, H. J. (1990). The causes and
cures of prejudice: A reply. Personality
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Pfeifer, A., Schmidt, P., & Koppel, G. 34) Eysenck, H. J. (1990). The prediction of
(1997, December). The specific action death from cancer by means of person-
of different personality risk factors on ality/stress questionnaire: too good to be
cancer of the breast, cervix, corpus uteri true?. Perceptual and motor skills,
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ual differences, 23(6), 949-960. logy in Europe and in the United States:
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Boyle, G. J., Heeb, J., Costa, S. D., & perspectives in psychology, 2, 3-17.
Diel, I. J. (2000). Interaction of psycho- 36) Eysenck, H. J. (1991). Personality,
social and physical risk factors in the stress, and disease: An interactionist per-
causation of mammary cancer, and its spective. Psychological Inquiry, 2(3),
prevention through psychological meth- 221-232.
ods of treatment. Journal of Clinical 37) Eysenck, H. J. (1991). Personality as a
Psychology, 56(1), 33-50. risk factor in coronary heart disease.
European Journal of Personality, 5(2),
PUBLICATIONS BY HJE WHICH CITE 81-92.
PUBLICATIONS CO-AUTHORED WITH 38) Eysenck, H. J. (1991). Were we really
G-M THAT COULD REQUIRE RETRACTION wrong?. American journal of epidemiol-
ogy, 133(5), 429-36.
28) Eysenck, H.J. (1987). Personality as a 39) Eysenck, H. J. (1991). Neuroticism,
predictor of cancer and cardiovascular anxiety, and depression. Psychological
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iour therapy in prophylaxis. European 40) BOOK: Eysenck, H.J. (1991). Smoking,
Journal of Psychiatry, 1,29-41. personality and stress: psychosocial
29) Eysenck, H. J. (1988). Personality, factors in the prevention of cancer and
stress and cancer: prediction and proph- coronary heart disease. Springer-Verlag
ylaxis. British Journal of Medical Berlin.
Psychology, 61(1), 57-75. 41) BOOK: Eysenck, H.J. (2011). Smoking,
30) Eysenck, H. J. (1988). Behaviour ther- personality and stress: psychosocial
apy as an aid in the prevention of cancer factors in the prevention of cancer and
and coronary heart disease. Cognitive coronary heart disease. Soft cover edi-
Behaviour Therapy, 17(3-4), 171-188. tion. Springer-Verlag, Berlin.
31) *Eysenck, H. J. (1988). The respective 42) BOOK: Eysenck, H.J. (2012). Smoking,
importance of personality, cigarette personality and stress: psychosocial
12 Journal of Health Psychology 00(0)