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Module 1 - Traffic Operations Analysis
Module 1 - Traffic Operations Analysis
Student Supplement
Module 1
Traffic Operations Analysis
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Contents
Introduction .................................................................................................................................................. 1
Traffic Flow Concepts .................................................................................................................................... 1
Volume and Demand ................................................................................................................................ 1
Speed ........................................................................................................................................................ 2
Density and Headway ............................................................................................................................... 3
Capacity......................................................................................................................................................... 3
Factors in Capacity Analyses ..................................................................................................................... 4
Interrupted Flow Operations ........................................................................................................................ 5
Intersection Types..................................................................................................................................... 5
Roadway Capacity ..................................................................................................................................... 5
Types Of Intersection Control And Hierarchy ........................................................................................... 5
Intersection Capacity ................................................................................................................................ 7
Access Management ................................................................................................................................. 9
Traffic Calming ........................................................................................................................................ 10
Considerations For All Users ................................................................................................................... 10
Uninterrupted Flow / Freeway Operations ................................................................................................ 11
Interchange Configurations (System, Service) ........................................................................................ 11
Capacity................................................................................................................................................... 11
Basic Freeway Sections ....................................................................................................................... 12
Ramps – Merging and Diverging ............................................................................................................. 13
Weaving Sections .................................................................................................................................... 14
Recurring And Non-Recurring Events ..................................................................................................... 14
Road User Characteristics And Accommodations....................................................................................... 15
Bicycle Use Considerations ..................................................................................................................... 16
Pedestrian Considerations ...................................................................................................................... 16
Micro-Mobility Considerations ............................................................................................................... 17
Considerations For People With Disabilities ........................................................................................... 17
Transit ..................................................................................................................................................... 17
Vehicle Characteristics ............................................................................................................................ 18
Driver Characteristics .............................................................................................................................. 18
Travel Demand Management ..................................................................................................................... 18
Site Specific TDM Strategies ................................................................................................................... 19
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Area-wide TDM Strategies ...................................................................................................................... 20
Effective Education And Awareness Strategies ...................................................................................... 20
Intelligent Transportation Systems (ITS)..................................................................................................... 20
Ramp Metering ....................................................................................................................................... 20
Adaptive Traffic Signal Control ............................................................................................................... 21
Traffic Incident Management ................................................................................................................. 21
Managed Lanes ....................................................................................................................................... 22
Truck Restrictions.................................................................................................................................... 22
REFERENCES ................................................................................................................................................ 24
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Professional Traffic Operations Engineer
Certification Program Refresher Course
1
Burton W. Marsh was the second president of the Institute of Traffic Engineers (now ITE). Mr. Marsh served as the first full-time
city traffic engineer in the United States in Pittsburgh, Pennsylvania from 1924 to 1930. He was city traffic engineer for
Philadelphia from 1930 to 1933. In 1933 he started a 31-year career as the Director of Traffic Engineering and Safety of the
American Automobile Association at their national headquarters in Washington, DC. He then became the Executive Director of
the AAA Foundation for Traffic Safety for 1964 through 1966.
were observed in a 15-minute interval, the equivalent hourly flow rate is 2,000 vehicles per hour (vph).
Traffic demand is the number of vehicles (or pedestrians or other units) desiring to pass that point during
the time period. Later in this module is a discussion of capacity. If the facility has sufficient capacity, the
flow rate will equal the demand, i.e., the demand is being fully served. However, if the demand exceeds
the capacity of the facility, not all will be served. The flow rate reflects only those being served.
The relationship between the hourly volume and the maximum rate of flow within the hour is defined as
the Peak Hour Factor (PHF). For 15-minute periods (a commonly used
period):
Speed
Speed is defined as the distance traveled per unit of time. There are
two methods for calculating average or mean speeds:
• Time Mean Speed (TMS). Time mean speed is defined as the
average speed of all vehicles passing a point over a specified
time period.
• Space Mean Speed (SMS). Space mean speed is defined as the
average speed of all vehicles occupying a given section of
roadway over a specific time period.
For a given set of observations over a specified distance:
Where:
TMS = time mean speed (ft/sec or mph [m/sec or km/h])
SMS = space mean speed (ft/sec or mph [m/sec or km/h])
d = distance traveled (ft or mi [m or km])
n = number of vehicles observed
ti = travel time for the ith vehicle (sec or hr)
The reciprocal of speed is travel time - the time required to travel a segment of a given length. Travel time
is a measure frequently used by traffic engineers to assess the performance of the transportation system.
A related measure is running time - the total time when the vehicle is in motion while traversing a segment
of a given length.
v=SxD
where:
v = flow (veh/hr)
S = space mean speed (mph [km/h]), and
D = density (veh/mi [veh/km])
The figure in the slide illustrates the relationships among each pair of
these three variables. The following key points are identified:
vm = maximum flow or capacity
Sf = free flow speed when flows approach zero
Scap = optimum speed under maximum flow conditions
Dj = jam density when both flow and speed approach zero, and
Dcap = optimum density under maximum flow conditions
Capacity
One of the key focus points of traffic operations has historically been
the determination of the capacity of a transportation facility. As with
traffic operations in general, the early emphasis was on vehicle traffic;
the first edition of the Highway Capacity Manual (HCM), published in
1950, looked solely at quantifying roadway capacity. However,
communicating capacity issues to non-technical decision makers
proved difficult, and the next edition of the HCM (in 1965) introduced
the concept of Level of Service, which applied letter grades (A through F) to roadways based on how well
they handled the traffic demands.
The HCM has continued to evolve over the years to keep pace with the needs of its users and society, as
the focus of surface transportation planning and operations has moved from designing and constructing
highways to managing complex transportation systems that serve a variety of users and travel modes.
The processes in the HCM now look at four key areas:
• Quantity of travel, the magnitude of use of a transportation facility or service
• Quality of travel, users’ perceptions of travel on a transportation facility or service with respect
to their expectations
The most common forms of at-grade intersections include the three-leg intersection (often referred to as
a T-intersection), the four-leg (or “+” intersection), and multi-leg intersections. These can be uncontrolled
or controlled with differing levels of control, including two-way STOP; multi-way STOP; and signalization.
Roundabouts are a specialized form of intersection design in which all traffic entering the circulating
roadway operates under YIELD control. Designing the size of the central island and the deflection of
entering vehicle paths is critical to controlling the speeds of vehicles as they enter and pass through the
intersection. Roundabouts have proven extremely effective in reducing right-angle and left-turn
intersection crashes.
Roadway Capacity
Capacity is the maximum sustainable hourly flow rate at which persons or vehicles reasonably can be
expected to traverse a point or a uniform section of a lane or roadway during a given time period under
prevailing roadway, environmental, traffic, and control conditions. On interrupted flow facilities, the
capacity is based on the capacity of the intersections along the corridor – with differing approaches taken
for signalized intersections, approaches controlled by Stop or Yield
signs, and the frequency of uncontrolled intersections or high-volume
driveways.
major street traffic stream that allows intersection entry for one minor
street vehicle, and the follow-up time is the time between the
departure of one vehicle from the minor street and the departure of
the next vehicle using the same major street gap under a condition of
continuous queuing on the minor street. For all-way stop control, the
HCM procedure is based on determining the capacity of each approach
separately.
The capacity analysis procedure for vehicle traffic at signalized intersections involves several steps:
• Determine the lane group flow rates - Lane groups are the
basic analysis units. For each intersection approach, exclusive
left or right-turn lanes are designated as lane groups. Any
shared lane is designated as a separate lane group. Any lanes
that are not exclusive turn lanes or shared lanes are combined
into one lane group. Approach traffic movements are assigned
to each lane group.
• Determine the Adjusted Saturation Flow Rate - The adjusted
saturation flow rate is calculated for each lane group, starting
with an “base” saturation flow rate, and adjusting for
geometric and traffic conditions.
• Determine Proportion of Traffic Arriving on Green - Control
delay and queue size is highly dependent on the proportion of
vehicles that arrive during the green and red signal indications.
The estimated proportion arriving on green is calculated based
on the proportion of time the signal is green for a lane group
and the quality of signal system progression.
• Determine Capacity - The capacity of each lane group is
calculated as:
𝑐𝑐 = 𝑁𝑁 × 𝑠𝑠 × (g/𝐶𝐶)
where:
c = capacity of the lane group (veh/h)
N = number of lanes in the lane group
s = adjusted saturation flow rate (veh/h/ln)
g = effective green time for lane group (sec)
C = cycle length (sec)
• Determine Delay - Control delay for a lane group is calculated
as a basis to determine level of service. Control delay is the
delay attributable to the traffic control device at the
intersection. This includes initial deceleration delay, queue
move-up time, stopped delay, and final acceleration delay.
Control delay is calculated as:
Where:
Vp = 15-min. equivalent passenger car flow rate (pcphpl)
V = hourly volume (vph)
PHF = peak hour factor
N = number of lanes,
fHV = heavy vehicle factor, and
fp = driver population factor.
The free flow speed is the speed of passenger cars measured under
low to moderate flow rates (up to 1,300 pcphpl). Free flow speeds can
be determined in two ways:
• By field measurement of speeds on a freeway section
determined by a spot speed study.
• By estimating free flow speeds based on physical
characteristics.
The equation used to estimate free flow speed is:
Where:
FFS = estimated free flow speed (mph or km/h)
fLW = adjustment for lane width
fLC = adjustment for right shoulder lateral clearance
TRD = total ramp density (ramps/mi or ramps/km)
The adjustment factors for given physical conditions (e .g., 11 ft lanes) are found in the HCM.
Based on the free-flow speed and adjusted traffic flow rate on the
freeway, the average travel speed of traffic can be determined from
the curves shown in the figure. Then the density of traffic flow is
calculated using the relationship between speed, flow, and density:
The level of service at ramp junctions is determined by the density (pc/mi/lane or pc/km/lane) within the
merge or diverge area of influence. Factors affecting the operations at ramp junctions include:
• Peak hour flow rates (pcph) on the freeway and on the ramps
• Length of the acceleration or deceleration lanes at the ramps
• Geometric conditions such as single lane or multilane ramps, lane additions or lane drops, ramp
geometry, and the presence of nearby upstream or downstream ramps
• Free flow speeds of freeway and ramp traffic
The complete procedures are described in the HCM.
Weaving Sections
The second element to consider in evaluating freeway operations is weaving. Weaving involves lane
change maneuvers. Three types of weaving sections are defined:
• Type A where each weaving vehicle makes only one lane
change to perform the weave.
• Type B where one weaving maneuver can be made without
a lane change and the other maneuver requires at most one
lane change.
• Type C where one weaving maneuver can be made without a lane change, but the other
maneuver requires two or more lane changes.
The level of service in a weaving area is determined by the average running speeds and density of all
vehicles in the weaving section. The complete calculation procedures for evaluating weaving sections are
contained in the HCM.
Recurring And Non-Recurring Events
Most critical operational problems on urban freeways are related to
congestion. When the traffic demand exceeds the capacity of the
roadway, traffic flow becomes unstable. Congestion can be of two
types: recurring and nonrecurring. When congestion occurs
repeatedly at certain locations during certain times of the day
recurring congestion exists. Traffic incidents are non-recurring events
that impact normal roadway operations. They include any event that
impacts the normal flow of traffic. They can be as commonplace as a flat tire or spilled loads, or can have
long-term impacts, as in the case of a natural disaster or terrorist attack. Other incidents that also
contribute to operational problems include maintenance operations, freeway reconstruction, and
enforcement activities.
Whether congestion is a result of recurring or non-recurring causes,
once the freeway “breaks down,” the effect of the congestion may
persist long after the capacity constraint is removed, or the demand
flow rate is reduced. Under base conditions, freeway capacity is 2,250
to 2,400 pcphpl. However, once a stop-start condition develops, the
rate at which vehicles can depart from a standing queue is reduced.
This queue departure rate is highly variable, from as low as 1,800
pcphpl to as high as 2,400 pcphpl.
Managed Lanes
High Occupancy Vehicle (HOV) Lanes provide preferential treatment
for transit vehicles, vanpools, and/or carpools to encourage the use of
such multi- occupant vehicles and reduce total vehicle- trips on the
transportation system. Such HOV lanes can be provided on both
freeways and arterial streets. The objective is to improve the people
flow along the facility, rather than focusing solely on vehicle flows.
HOV lanes can be designed to operate concurrent with mixed traffic
flow, contraflow, or on a separated roadway. The HOV designation
may require taking an existing mixed traffic lane, narrowing existing
lanes and/or shoulders, or constructing an additional lane on the
roadway. Other HOV treatments include exclusive transit streets,
priority parking and lower parking fees for HOV’s, satellite parking lots
on HOV corridors, HOV bypass lanes on metered freeway entrance
ramps, and transit priority control of traffic signals.
High Occupancy Toll (HOT) Lanes combine HOV and pricing strategies
by allowing single occupancy vehicles to gain access to HOV lanes by
paying a toll. The lanes are “managed” through pricing to maintain free
flow conditions even during the height of rush hours. The appeal of
this concept is that it expands mobility options in congested urban
areas by providing an opportunity for reliable travel times to users
prepared to pay a significant premium for this service. It may also
improve the efficiency of HOV facility utilization.
Reversible and Contra-Flow Lane Control Reversible lanes are used to change the directional capacity of a
freeway in order to accommodate peak direction traffic demands.
These lanes are located in the freeway median, typically constructed
as exclusive lanes physically separated from the rest of the freeway
traffic. Contra-flow lanes use a device such as a movable median
barrier system which in essence, shifts the facility’s centerline location
creating an unbalanced lane configuration. This treatment makes use
of unneeded capacity in the off-peak direction of travel to increase
capacity in the peak direction.
Truck Restrictions
Truck traffic may account for as much as 20 percent or more of all daily vehicle volumes on some urban
freeways, although the percentage of trucks during the peak periods is generally slightly less than the daily
percentage. Large volumes of trucks on a freeway can have a significant effect in causing or exacerbating
a congestion problem. Freeway capacity analysis procedures indicate that a large truck has the equivalent
effect on traffic flow of 1.5 to 2.0 passenger cars on level grades and at normal speeds. However, on even
a modest uphill grade, this equivalency can increase considerably. The speed reduction of trucks on the
grade can cause a shock wave effect of braking by other vehicles in traffic stream. On a freeway operating
at or near capacity, this can precipitate a breakdown with forced-flow conditions. On a freeway where
traffic flow has already deteriorated to breakdown, stop-start condition, the slower acceleration of trucks
will decrease the rate at which traffic can discharge past the bottleneck location.
As a result, some agencies have enacted lane-use restrictions for truck traffic. Typically, trucks are
restricted to use of only the two right-hand lanes of the freeway or prohibited from using the far-left lane.
At least three lanes are normally needed to implement lane restrictions. One study found that this type
of truck restriction resulted in a 20 percent reduction in injury truck crashes. This measure would also be
expected to reduce congestion in the non-truck lanes of the freeway, although it could negatively affect
congestion in the truck lanes, especially where significant weaving or merging movements occur.
REFERENCES
Questions for the certification examination are derived and/or documented from a number of
professional sources. Some of the most frequently cited references are:
Title: Highway Capacity Manual, 7th Edition: A Guide for Multimodal Mobility Analysis
Author(s): Transportation Research Board Inc.
Publisher: TRB, ISBN: 978-0-309-08766-7
ITE Publication Number: LP-674C
Publication Date: 2022
Website References
Connected Vehicles, https://www.pcb.its.dot.gov/eprimer/module13.aspx
USDOT, ATDM Program Brief: An Introduction to Active Transportation and Demand Management.
http://www.ops.fhwa.dot.gov/publications/fhwahop12032/fhwahop12032.pdf
In addition to these professional references, a candidate may find it advantageous to review a general
traffic or transportation engineering text. Among the excellent texts currently available, the following
was frequently cited in question documentation:
A Toolbox for Alleviating Traffic Congestion and Enhancing Mobility, Institute of Transportation Engineers,
Washington, DC, 1997.
Pat Noyes & Associates, for the Colorado Department of Transportation, Guidelines for Developing Traffic
Incident Management Plans for Work Zones, 2003 https://rosap.ntl.bts.gov/view/dot/15918