Professional Documents
Culture Documents
Emergency Preparedness and Response Learner Guide
Emergency Preparedness and Response Learner Guide
RESPONSE
Learner Guide
LEVEL 1
DURATION: 2 DAYS
Glossary of terms
The criteria for this unit of competency include understanding certain OHS terms. Developing a glossary of
terms is a useful way to ensure you have the basic terminology correct. It is strongly recommended that
you develop your own glossary and add to it throughout this unit and the rest of your study. Some terms
relevant to this unit are defined below. Make sure that you are familiar with the Glossary of terms before
going any further. When they are first used, glossary terms are indicated in the learning guide with an
asterisk (*).
Emergencies can happen at any time, in any workplace and may threaten people, property and/or the
environment. Emergencies will often strike without warning, requiring well-planned responses that are
timely and effective. In some instances, an emergency will create additional hazards or hazards of greater
magnitude. People may die or be seriously injured, and property or infrastructure damage may prevent
access to the workplace or prevent work from being conducted. Depending on the severity an emergency, it
may bring unintended consequences for the people involved. Therefore, being able to identify potential
emergencies and plan for them is something that all organisations need to do.
Learning Outcome.
At the end of the chapter you will be able to;
What is an Emergency?
An emergency is an extraordinary situation, present or imminent, in which there are serious and immediate
threats to human life, dignity and livelihoods.
Hazards are anything that may cause harm or injury to a person, have an adverse impact on property or
cause environmental harm. At many workplaces there are a variety of hazards, some of which may have
the potential to require emergency evacuation or create an emergency. Having a thorough knowledge of
which hazards may contribute to an emergency is therefore a critical component of the emergency response
planning process.
Relevant codes of practice, standards and guidance material should be accessed for potential hazards and to
assist in determining best practice approaches in emergencies. This information is required to:
Identify hazards or potential hazards within the workplace and the methods to record those
hazards.
Assess potential risks.
Evaluate the effectiveness of hazard and risk controls and compliance to current standards.
Identify areas for improvement; and
Identify the potential for an emergency response
Using the following emergency situations as examples, it is possible to identify hazards and applicable
documentation that can identify best practice risk assessment and response activities
A distinction should be made between what hazards may contribute to making a potential emergency
worse and what may contribute to its cause. For example, non-functioning fire extinguishers may not be
the cause of a fire, but they may contribute to an inability to contain a fire when it is at a controllable level.
Emergency situations can and do take many forms, and each workplace needs to be aware of what they
could be and the likelihood of them happening. Possible emergencies include:
Serious injury or illness.
Vehicle collisions, rollovers, and explosions.
People trapped in confined spaces.
People trapped at heights.
Cave-ins and entrapment.
Earthquakes.
Floods or inrush of water.
Dust explosions.
Spillage of dangerous chemicals or other hazardous substances.
Emerge substances bring evacuation.
Fires and explosions.
Bomb threats.
Security emergencies including armed robberies, intruders, and disturbed persons; and
Sabotage and/or terrorist threat.
It is important that you seek out relevant information that will help you manage any situation that may
occur at your workplace. Remember that most of the documentation that you need may have already been
Internal stakeholders
Stakeholders within the workplace will possess valuable information regarding hazards and emergency
situations. Internal stakeholders include, but are not limited to:
Managers.
Supervisors.
OHS representatives and other employee representatives; and
Employees.
Supervisors and those in charge of the workplace
Frontline managers and supervisors will have a good working knowledge of the workplace and the people
they manage. Consultation with them will provide a general picture of the interaction between potential
hazards, the environment and personnel that may result in an emergency response.
If an emergency response is to be evaluated for all foreseeable circumstances in each work area, it is
important to understand:
Operational tasks.
Competency levels.
Reporting processes.
Decision-making authority and legal obligations.
Physical location; and
Physical work environment.
Employees
Employees are an excellent source of relevant information concerning hazards that have the potential to
cause an emergency. Employees can provide a detailed picture of the circumstances and hazards directly
affecting their working environment.
OHS representatives
Worker-elected OHS representatives can provide an informed perspective, having received some training
for their role.
External stakeholders
The communities in which an organisation operates are also identified as stakeholders and need to be
consulted. Emergencies at a workplace may spread to the surrounding community, and therefore local
Consider, for example, gases or explosions which may affect other people and local industry. It is
important for other members of the community to know:
What happens at your workplace?
What are the potential situations that may impact them?
What are the hazards they will face?
What is planned for emergency response in the community?
What are the protocols community members may need to follow in the event of an emergency?
Identify & Liaise with Appropriate Specialist Advisers And Emergency Agencies To
Identify Causes Of Potential Emergencies
Specialist advisers and emergency agencies should be identified and liaised with. They can assist in
identifying the causes of potential emergencies. These stakeholders may be from agencies and
consultancies in the local area, or alternatively may be located throughout the state, including the capital
cities. Specialist advisers may include:
Internal or external safety advisers.
Chemical experts.
Engineers.
Security consultants; and
Emergency response consultants.
Emergency agencies may include:
Fire.
Police.
Ambulance.
Government departments.
Hazardous materials response teams (hazmat*); and
OHS authorities.
Many workplaces may not have the resources, expertise or equipment to evaluate all potential workplace
emergencies. In some situations, reliance can and should be placed on outside specialist agencies and
individuals who possess specific skills and knowledge and/or who have authority. For example, police may
need to make and enforce decisions which are necessary for the wellbeing of all in a potential emergency.
Police
Traffic hazard information
Site security protocols and arrangements
Typically, the type of information collected from these agencies not only identifies needs but helps to build
the bigger picture for planning requirements. These include but are not limited to:
Conditions or events that could bring about a major incident.
The measures that need to be taken to limit the consequences.
Arrangements for immediate notification of emergency services.
The content and protocols for relaying such information.
Responsibilities and accountabilities of site personnel.
Emergency services support.
Evacuation plans.
Procedures and protocols for people with special needs.
Communications in an emergency.
Inventory of hazardous materials.
Containment procedures for spillages.
A variety of other advisers and agencies are available to offer support for emergency planning. Safety
management consultants can be found in all states of Botswana and there are also state and federal
authorities with the responsibility for assisting in identifying the potential for an emergency response, from
a community to a state level.
Because Botswana has a large resource sector, it has produced a wide range of people who work within the
risk management industry. It is important that you identify and liaise with appropriate specialists and
emergency agencies during the consultation phase.
Communication strategies
Appropriate communication strategies are required when liaising with specialists. Some strategies to
ensure a positive relationship is built and maintained include ensuring:
Contributions are sought from all internal and external
Sources in developing and refining ideas and approaches to potential emergency response issues.
Interpersonal styles and methods are adjusted to meet the organisation's social and cultural
environment (contacts are treated with integrity, respect and empathy);
All employees are considered as part of the work team and encouraged to contribute, and their
responses and involvement valued as part of the process (organisational
Policies and procedures should be supportive of this involvement); and
Issues are identified, analysed, and evaluated as to their potential to cause an emergency response.
A risk register*, for the emergency event/s being planned for, needs to be comprehensive, current and
concise. Adequate time and resources should be allocated to collect the information required to cover all
possible scenarios. The register should be updated as new situations arise to ensure it remains
comprehensive and current. A risk register is a valuable tool providing the means to identify potential
emergencies and their causes.
Risk registers will:
Identify the hazard or hazardous situation.
Identify the location of that hazard.
Identify a range of possible scenarios or circumstances under which the emergency may occur; and
Rate or score the risk for priority action purposes.
When building a risk register for a natural disaster response, consider different possible scenarios for
hazard identification purposes. Once hazards and hazardous situations have been identified, a risk matrix
should be developed to determine the likelihood and consequences of an event occurring. The effective use
of the matrix is important and is usually best done in consultation with others.
Consequences
Questions that should be asked as part of the process are ‘what ifs’ such as:
What if it fell, burst, or leaked?
What if a fire started?
What if it stopped working?
What if someone does that job when fatigued?
More reading about risk management can be obtained from the reading, Risk Management Process.
One approach to identifying potential emergencies is to systematically divide your workplace and its
operations into key areas and look for possible hazardous situations within each area. Division of the
workplace could be made along the following lines depending on workplace operations:
Whole of operations.
Parts of operations.
Buildings and locations.
External areas; and
Departments.
The following table is an example of a simple risk register. You can develop it with headings that align
with your workplace.
1.4 Develop a risk register to identify potential emergencies and their causes:
Ensure risk registers contain a list of hazards, their locations, a range of possible scenarios under
which the emergency may occur, the outcomes of risk assessment and the control measures
required. The following case study gives an example of how to identify potential emergencies.
Several case studies will be provided throughout the learning guide to demonstrate how the
competency is applied in a real situation.
Case Study 1
You work for a small to medium-sized mining processing plant with 150 employees. The enterprise is
involved in the chemical flotation processing of copper, copper-lead and copper-nickel minerals.
You have been appointed to the emergency planning team by the organisation to identify hazards and
potential emergency situations that may occur in the workplace.
The team has been briefed to identify:
What hazards or hazardous situations are present that may require an emergency response.
Legislative and other documentation that will help with determining response actions; and
Specialist advisers and emergency agencies that can help identify the hazards and determine their
extent. To do this the team will:
Have a knowledge of OHS hazards, standards, codes of practice and guidelines particular to the
worksite and the emergency situations that may occur.
Identify and liaise with internal and external stakeholders.
Identify and liaise with specialists and emergency agencies regarding information and advice for
response purposes; and
Develop a risk register that identifies potential emergencies and their causes.
To begin with you and the team need to identify the sources of injury or harm that could happen and the
most likely emergencies that could occur at the workplace. Different suggestions are offered by the team to
build this information and they include the following:
Hazard identification
You systematically divide the worksite into zones and review:
Daily activities, methods of work and skill levels of those involved.
Roles and responsibilities of key people.
Locations of potentially dangerous substances.
Locations and descriptions of hazards and hazardous situations that have occurred or may have the
potential to occur.
Access and egress both within the boundaries of the workplace and the interface with external road
systems.
Housekeeping standards; and
Emergency response equipment.
The focus is to identify potential emergencies and their causes. The following diagram shows the layout of
the processing plant. The areas have been colour coded in order to identify each zone that you and the team
will examine. There are pre-existing measures in place for site evacuation such as Emergency Assembly
Areas and these have been included on the site map.
Discussion of findings
From the findings of the audit you have discovered several hazardous situations that may require an
emergency response. These are:
Heat exhaustion of operators.
Training issues, including contractors on-site without inductions.
Explosive levels of some gases extremely high.
Poorly maintained equipment.
Chemical handling hazards; and
Blocked emergency exits.
A list of priorities needs to be made from the most serious and likely to the least serious and least likely
that may occur. A risk assessment needs to consider each situation.
Chemical handling and emergency response experts as well as the local fire and emergency services are
contacted and attend meetings with the team to evaluate the information that has been gathered and inspect
the site. Under their guidance, the team has conducted further audits and obtained further documentation
that helps to build a better picture of the hazards and hazardous situations around the mineral processing
plant. Of and agreed priority with all stakeholders are the storage, use, disposal and transportation of
chemicals and in particular the chemical
Potassium Amyl Xanthate (PAX) used in the flotation and mineral separation process. Potential for an
emergency response from the use of this chemical has been based on reference to the:
MSDS data, risk analysis.
Previous incidents and accident reports.
Lack of defined procedures and inadequate train reports.
Operator fare ports.n the following page is a diagram of a scenario for an emergency response to a
chemical spill.
In consultation with the occupational health and safety representative you arrange a walk around the site
and observe and discuss with the OHS representative and other stakeholders (operators, supervisors):
Work practices and procedures.
Levels of training and safety awareness.
Existing risk controls and their effectiveness; and
Other safety concerns relating to hazards.
To record the information gathered you have a hazard identification checklist ready. The checklist has
headings that deal with aspects of the plant and includes:
Emergency exits and emergency equipment (fire extinguishers, etc);
Machine guarding.
Housekeeping.
Electrical safety.
Manual handling.
Hazardous substances.
Sanitary facilities and drinking water.
Climate and environmental conditions.
Job observations such as job safety analysis.
Noise and air quality; and
Communication.
On the following page is an example of the hazard identification checklist you will use.
The work completed in Chapter 1 has helped you to build a list of hazards and their potential to cause an
emergency response. Now you will explore what options are available to limit the effect of an emergency
on people, property, and the environment. When identifying options for an initial emergency response,
internal and external capability and capacity needs to be evaluated
including:
Current levels of trained personnel and their specialisation (eg management, wardens*, response
teams).
Equipment requirements (e.g. replacement or maintenance schedule and testing requirements);
Emergency response exercises (frequency and participation);
Integration with external specialists such as ambulance services, fire and police; and
Contact details for all relevant outside agencies.
Consider your workplace and the hazards and situations that you highlighted in the development of your
risk register (Activity 1). The control measures for initial response will be reflective of the potential
situation. Some of the factors that must be considered are the
geographical location and position of your worksite in relation to other hazardous worksites. For example:
During violent weather is it possible that storm water may flood the area?
Is your workplace located on a busy road that could result in dangers from out of control vehicles,
or explosions and gas leaks generated by trucks involved in accidents?
Is your worksite located on a flight path or aircraft landing corridor, and has a risk assessment
occurred and been included in an emergency response plan?
Standard has been produced to allow emergencies to be grouped into categories. These categories will
determine the level of response appropriate to a given potential emergency. Not all emergencies will have a
stock standard response. For example, in the case of an injury, an evacuation of other personnel may not
occur in nearby work areas. Colour codes to help people instantly recognise the category of emergency
situations
This will help identify the more specific actions that need to occur either to contain or limit potential
emergency situations. Using fires as an example, consider the following in relation to your workplace:
Do we have the capacity to fight a fire, i.e. the equipment, trained personnel?
If not, what alternative actions can be taken in the event of a fire occurring, ie involvement of fire
brigade, other outside agencies, etc.
Do we have a defined process/procedure to report any fires and/or other emergencies?
Are all personnel aware of their roles and responsibilities?
Are process and procedures in place informing staff when to initiate use of fire isolation doors and:
o When they are to be activated.
o Who activates them; and?
o How are they activated?
The application of principles such as compartmentation and options for high rise buildings and:
o installation of fire detection devices.
o installation of fire suppression devices; and
o appropriate equipment requirements.
It is important to be exhaustive in your questioning. The roles and responsibilities of each key person must
be documented. Levels of response and actions to be taken must be stated clearly and unambiguously. It is
vital that a systematic approach is taken when addressing the actions required to contain or limit potential
emergencies.
Identified actions need to be trialled/tested, evaluated, and modified for the best possible outcome to be
achieved. The dynamism of many workplaces requires those involved in implementing emergency
procedures to meet regularly to ensure the response plan remains current. Consultation and review of
actions are an ongoing component of effective emergency response systems.
Identify Actions Required to Limit The Effect On Personnel, Property And Environment
Appropriately resourced organisations with a dependable emergency response team will limit the effect of
damage or harm to people, property, and the environment. Emergency response roles need to address
actions to minimise catastrophe to personnel, property, and environment.
Personnel
The priority is always people and their safety. In an emergency, all personnel need to know what their role
is and where they should go. This requires a step-by-step list of actions that clearly identifies everyone’s
role in an emergency. Dissemination of this information is critical. Everyone on-site must be aware of the
role/s they will play in emergency response. Clarification and understanding of role responsibilities and
accountabilities is essential. Some of the ways this information can be communicated throughout the
workforce is via:
Training (including mock emergency responses conducted on a regular basis);
Inductions, induction testing.
Maps.
Property
Actions and procedures need to be identified and communicated that limit the effect of potential
emergencies on property. This includes the following.
Identification of the specific emergency:
Fire
Chemical spill.
The level of response required:
o Total evacuation
o Isolation of hazard.
Who to notify:
o Supervisor
o Fire Brigade.
Contingency contacts:
o Alternative contacts identified and listed with contact details.
What needs to be shut down to minimise potential adverse impact:
o Under what circumstances?
o Who is responsible?
What procedures are there or need to be developed?
Other issues may involve ensuring control measures are in place such as storage of all hazardous and toxic
materials, which must conform to standards, eg bunding for fuel storage, separation of oxidising and fuel
gases, and flame proof cabinets.
Are intervention systems and waste separators installed and do they meet the required standards?
Geographical location is also an issue. Consider how far away you are away from help arriving. What is
the timeframe for the arrival of emergency services (ambulance, fire brigade)? This will affect your
planning and response to secure the safety of personnel. Higher levels of training will be necessary if there
is a need for greater self-reliance.
A simple chart can be developed as a tool to help identify the level of impact and workplace vulnerability
for a potential emergency. It can also be used to assist in identifying the necessary resources. The chart
below uses a simple scale of 1 to 5 with one being the lowest impact.
When collecting information on emergencies that could affect your worksite, consider emergencies that
could happen:
within your facility; and
within your community
Assess the potential for human, property, and environmental impact. The higher the number, the greater the
possible impact. Once the potential for impact has been assessed, apply the
‘Hierarchy of Control’ to assist in defining what actions now need to be taken to minimise that impact.
Assistance from other internal and external sources may be required to do this. The ‘Hierarchy of Control’,
shown below, is used to control health and safety risks in the workplace. The most preferable option is at
the top of the list, with the least preferable option at the bottom. Often a combination of controls is used.
For example, personal protective equipment can be used as a temporary measure while awaiting
implementation of the higher options, such as elimination
The party responsible for implementation will implement the appropriate response procedure. Accordingly,
identified emergency agencies should be notified.
Many actions taken during an emergency response occur simultaneously. For example, while an
evacuation of personnel to emergency assembly points is occurring, the on-site emergency response team
will be contacting outside responders: fire brigade, ambulance and police, as relevant.
Other priority areas
Many emergency situations generate other hazards that can cause
further injury or harm. This injury or harm could affect the first
responders, personnel, or bystanders in the area, so there could be
the need for:
Crowd control.
First aid.
Emergency evacuation of the area.
Making the scene safe.
Workflow specifics
When prioritising what actions to take during an emergency response, site specific requirements need to be
considered. These would include the following.
Personnel/Human Resources
Have personnel been clearly informed of the roles and function they must immediately undertake
and are they available to do so?
Have contingencies been considered for substitution or replacement of key personnel essential to
the management and implementation of an emergency response?
Have effective procedures been established for emergency shutdown of equipment so as to hasten
the evacuation of employees and personnel? Have time limits been put in place and monitored for
this to occur and have contingency plans been put in place in a ‘what’ if scenario?
Have specific instructions, roles and responsibilities for muster and monitoring of assembly of
personnel been implemented?
Have procedures been established for differing levels of response by key personnel (do we activate
the fire and rescue crew for a security alert)?
Facilities
Are access and egress clearly defined, traffic flow prioritised, and no-go areas established in the
event of an emergency (eg are delivery trucks in the main access ways inhibiting emergency
service access)?
Does storage of goods impede access to emergency appliances such as hoses, hydrants?
Have priorities been set for the assembly of all mobile equipment muster points?
Have right-of-way instructions been prioritised and clear instructions implemented?
How will identification and isolation of affected areas or equipment be identified and
implemented?
Equipment
Has emergency equipment located on-site been managed effectively so that it meets the
requirements to support the emergencies it was installed to address? Key issues are:
Serviceability.
Access.
Readiness; and
Maintenance.
Do appliances meet current worksite requirements? Has the capacity, age, application and
suitability of appliances been assessed or reviewed?
Is there a maintenance program and procedures in place to address issues of maintaining
serviceability and readiness, i.e. fire extinguishers up-to-date and mobile communication
equipment ready to use?
Has testing of alerts and alarms been planned, programmed, implemented, monitored and
reviewed?
The actions required when implementing emergency procedures require effective and timely
coordination. Those involved require a good working knowledge of the processes and techniques
necessary to contribute to the implementation of procedures for responding to emergencies.
Case Study 2
Identify options for an initial response
After working through the consultation process, the team now has a clearer picture of the hazards and
situations that may occur to cause a potential emergency at Zaardam Industries. A chemical spill was one
potential emergency identified.
Key Point 1
Remember that external agencies and specialists follow standards, codes of practice and guidance
notes; therefore, if you use and understand them, the more likely you will be able to communicate
effectively with the external agencies and specialists.
Ccolour code the major types of emergencies that could happen at your workplace. In the scenario built
around the Zaardam Industries chemical processing plant, storage, handling, and explosion were identified
as being at high risk of causing an emergency. Immediate action would need to be taken in the following
order:
1. Notification and communication to initiate response.
2. Evacuation of all personnel.
3. Communication to outside and internal response teams.
4. Shutdown of equipment.
5. Containment measures deployed.
Agencies such as fire, police, ambulance, government departments, hazardous materials response teams
(Hazmat) and OHS authorities are some of the agencies that you should ensure are part of the response
rollout.
Isolation
Moving the storage tank to another location away from the buildings and personnel.
Engineering controls
Installing failsafe and lockout devices that prevent operator error when transferring chemicals.
Installing fire suppression devices and anti-static devices to key areas.
Bunding and other containment devices around the tank to prevent environmental impact if a
spillage occurs. Having spill kits available.
Administrative controls
Training of personnel on procedures to handle the product.
Rostering personnel to reduce potential fatigue.
Having a trained emergency response team on-site.
Establishing no-go areas without authorisation (Entry Permits).
PPE
Ensuring that Self Contained Breathing Apparatus (SBCA) and other Personal Protective Equipment (PPE)
is readily available and accessible by personnel.
A review of Zaardam Industries’ internal plans, policies and procedures was necessary. Roles and
responsibilities were allocated as part of any action plan. Generally, the questions that need to be asked are:
What must be done.
By whom.
In what timeframes.
What equipment and containment devices are required; and
Is it available or where can it be obtained?
Activity 2
Identify options for an initial response
By completing the following activities, you will demonstrate that you can:
Categorise the major types of emergencies that could happen at the workplace.
Identify the actions required to contain or limit the extent of an emergency.
Identify the actions required to limit the effect on personnel, property and the environment.
Identify the requirements for liaison with emergency agencies; and
Prioritise the actions to be taken during an emergency.
You can use the previous case study to provide the background for completion of these activities or you
can relate these activities to a situation of your own choosing.
1. List the most likely emergencies that could happen at your workplace. Ensure that they are colour
coded and categorised.
2. Choose three emergency situations. One must include a building evacuation.
Procedures
Procedures spell out how an organisation will respond to an emergency. It is a documented approach that
states method and actions that need to be taken in the event of any emergency
response. Procedures need to be flexible enough to be effective when non-predictable emergencies occur.
A good method is a systematic approach in the form of a series of checklists that can be quickly accessed
by senior management, line managers, response personnel and employees. When planning initial
emergency response procedures, you should
determine what actions would be necessary to:
Identify the need to initiate an emergency response.
Protect employees, customers, visitors, contractors, vital
Records and other assets; and
Restore the facility back to operational status.
Specific procedures might be needed for situations such as a robbery, bomb threat or severe storm. These
procedures would address such functions as:
Warning employees and others on the worksite.
Communicating with key personnel and emergency agencies.
Conducting an evacuation and being able to account for all personnel.
Managing response activities.
Activating and operating an emergency command and control centre.
Fighting fires.
Shutting down operations.
Protecting vital records; and
Restoring operations.
Documents that are most likely to be needed in an emergency response include:
Hazard register.
Internal resources
Personnel
Fire response team; hazardous materials response team; emergency medical services; security; emergency
management group; clean-up crews; evacuation team; public information officer.
Equipment
Fire protection and suppression equipment; communication equipment; first aid supplies; emergency
supplies; warning systems; emergency power equipment; decontamination equipment; emergency
transportation; torches; and evacuation equipment for those with disabilities.
Facilities
Emergency command and control centre; first aid stations; muster points; shelter areas; media briefing
areas; people with special needs; and sanitation facilities.
Organisational capability
Evacuation plan; employee support system; and training.
Backup systems
Arrangements made with other facilities to provide for:
Payroll.
Communications.
Production.
Customer services.
Shipping and receiving.
Information support systems.
Emergency power; and
Recovery support.
Stakeholders
Local government.
Environmental protection agency*;
Surrounding premises and residents; and
Statutory authorities.
Emergency agencies
Local emergency management office.
Hazardous materials response organisation; and
Emergency services (fire; ambulance; police).
Backup
Firefighting.
Medical transport; and
Communication with surrounding community.
A checklist that addresses all identifiable resources is required as is a site audit to ensure that they are
available.
All equipment that is identified for use in emergency situations must be kept in good service and be readily
available at any time, night, or day. Most organisations will use registers and checklists to ensure that
equipment is serviced and in good condition.
A critical point in all planning is that regular audits are undertaken in all areas to note the condition
and serviceability of emergency response equipment
A copy or source of the associated standards applicable to the type, installation and location of the
equipment should be readily available and accessible. Reference should also be made to the personnel who
have been allocated the task of using the equipment in an emergency. Records should be kept and updated
during training sessions of equipment faults and repair/replacement. Debriefing of relevant personnel
would form an important part of the information network process into how well the equipment functions,
its actual ease of accessibility in relation to the site and how effectively it meets the emergency responses
needs.
External specialists can provide a fresh insight, updated information about equipment upgrades and
industry changes. Ensuring equipment and resources are in a state of readiness forms a key chapter to
emergency preparedness. Dealing with equipment failure and/or lack of resources due to poor preparedness
has the potential to affect timely and considered decisions by key personnel during an emergency response.
The safety and wellbeing of response personnel is critical. The better trained and prepared response
personnel are, the more likely they are to provide an effective and safe response which
minimises the danger to people, property and the surrounding environment.
Choosing appropriate providers to deliver training is essential for emergency response effectiveness. In
many cases, it may be that one provider cannot adequately provide the full range of services required.
Maintaining effective liaison with similar industries can assist with recommendations of alternative
training providers. Nationally recognised training that provides assessment and accreditation to a national
standard is recommended. Government agencies regulate recognised training organisations and the quality
of training delivered. This ensures a level of compliance to national and industry standards.
A skills audit of your personnel should be conducted and a register developed. This will identify:
Who is currently trained;
How current that training is;
What areas that training covered (qualifications);
Their current work location (for large sites or buildings); and
Who provided the training.
Site training can be expensive, and careful budgeting based on identified outcomes requires consultation
and investigation. Training of personnel needs to meet the specific needs of the worksite. A specialist
adviser may be required to assist in developing a training plan based on the training needs for your site. An
example of a training plan for emergency response is on the following page.
Facilities
Siren and actuation devices
Assembly areas
Communication equipment
Building designations
Maps and evacuation procedures.
Site equipment
Fire suppression devices and fire control appliances
Emergency breathing apparatus
Chemical containment devices
First aid kits.
Personnel
Trained emergency response team
First aid personnel
Area wardens
Command and control personnel allocated.
Documentation
Procedures for communication and reporting on hand
Roles and responsibilities defined and documented with contact details
Hazardous materials register available
Checklists for actions taken and list of personnel on the site available.
External Agencies
Emergency contact list and external services contact list
Police, EPA, Fire Brigade, ambulance.
Monthly audits are conducted for all on-site emergency equipment to ensure serviceability, accessibility,
cleanliness and location. This is to ensure a constant state of readiness. All items should appear on an audit
checklist as well as on the site map.
These maps are to be located around the site with the stated procedure for evacuation. This needs to be
communicated to all workers on the site, to ensure they are aware of the location of emergency equipment
and the procedures for emergency response.
A Zaardam Industries site map showing assembly areas, emergency equipment etc is on the following
page.
Once the resources have been identified, then capabilities to use the equipment and understand different
roles during an emergency response needs to occur. The different level of response to a given emergency
also needs to be established.
This will determine what equipment is required and who has been assigned the responsibility for its use. In
the case of a chemical spill at Zaardam Industries, it has been defined that greater than 20 litres of spillage
will immediately require an emergency evacuation by all personnel on the site. The following is a
Procedure for Evacuation which has been developed for use at the Zaardam Industries site.
DO NOT
1. Re-enter the building unless instructed to do so by those responsible.
2. Return to rescue another person.
3. Bring any personal belongings located elsewhere in building.
The following training needs analysis has been developed for personnel at Zaardam.
Key Point 2
Understanding exactly what training is required for whom and in what timeframes is critical. It is
important to budget and allocate finances for the costs involved for a comprehensive induction,
training and refresher training program. When planning and allocating costs for a training program,
remember to allow for items like staff turnover. The training and development of staff and
contractors to handle emergency situations cannot be underestimated
The following are activities that relate to this case study. Please contextualise for your workplace.
You can use the previous case study to provide the background for completion of these activities or you
can relate these activities to a situation relevant to your workplace.
1. Identify the resources that are required to respond to a possible emergency that you have identified. For
your response to this task, use a table like the one below.
2. Produce an Emergency Response Equipment servicing schedule for the equipment you identified at
Point 1 of this activity. Use a table to summarise your schedule and ensure the table includes the following
as a minimum
3. The documentation of events during an emergency provides an invaluable resource for debriefing and
continuous improvement. Create action plans for three different emergency types (colour codes) to suit
your workplace.
Describe how you would ensure that appropriate documentation and/or other means of capturing key
aspects would be used throughout the event. Training plans and a training matrix play an important role in
the planning and organising of activities for emergency response. You should have collated enough
information at this point to build an effective training plan/matrix for your workplace. Build a training
plan/matrix, ensuring it covers all the training requirements that you have identified
Learning Outcome.
At the end of the chapter you will be able to;
General considerations
Areas that need to be addressed in the lead up to and implementation of emergency response, include the
following.
1) Allocations of duties for the roles required by emergency control personnel.
2) Ensuring that all visitors are accounted for by implementing and maintaining a visitors’ logbook
which can be collected by the responsible emergency control personnel.
3) Ensuring that each and every building is clearly identified under a designated system.
4) That each and every building has an evacuation map, with instruction, available for easy reference.
5) All staff and visitors to the site know where they are in relation to that map and their nearest
assembly point.
6) All inductions to the site include evacuation protocols with emphasis on following the designated
procedure and the allocated routes for egress from the facility.
Regulations also require that access and exit points from the workplace are, always, kept free of
obstructions and that there is safe access to the workplace for emergency services in the event of an
emergency. All personnel with designated roles within the initial response phase must have defined duties
which are documented and communicated. This would include documented procedures that they would
carry out in the case of an emergency. Some of these may include:
Procedures as laid down in a prepared checklist.
Responsibilities and procedures for firefighting, first aid and engineering;
A command structure to ensure continuous leadership, authority and responsibilities for key
positions.
On the following pages are examples of documented action statements and a specific action statement
developed for personnel to follow in response to various threats.
Example 2
Location ― Multi-storey complex
Documented Action Statements
IF THE CENTRE EXPERIENCES A POWER FAILURE:
Ascertain the extent of the power failure and advise management on your floor, who will
You can see in the examples how the Who, How, When, Where has been addressed.
Example 3
Location ― single storey industrial workshop
Specific Action Statements
ZONE WARDEN
Earthquake
Instructions
After the initial shock wave has receded and having followed the general instructions (Appendix A)
for earthquake:
Proceed to your designated Zone.
Ascertain the extent of damage to building facilities stability. If in any doubt AT ALL do
not enter under any circumstances. Refer to the Chief Warden and await emergency
response rescue specialists.
If damage is deemed minimal, upon entering the building, ascertain internal damage to
further determine if it is safe to proceed. If not,
report to Chief Warden.
If safe, proceed to assist casualties, if any, to evacuate.
If no casualties, instruct all people to evacuate the building immediately providing precise
instructions on egress routes and assembly points.
Request assistance sent if required.
Minimise danger to both injured and self as required.
Report status to Chief Warden and proceed as directed.
In addition to your direct involvement in the emergency response, your role may extend to that of trouble
shooter, observer or evaluator of the emergency response. The observation, recording and, when required,
intervention as the response unfolds is an essential requirement for implementing an emergency response.
Your role in an emergency needs to be defined, clearly identified and documented, and communicated to
others prior to the event. Regardless of what your role is, your actions or inactions could make a significant
difference to the success of an emergency response. Be proactive and vigilant in knowing what is expected
of you and what your responsibilities and accountabilities are during an emergency response.
To evaluate the effectiveness of your role you should, along with all other personnel, be involved in regular
pre-emergency response training which includes practicing your role during an emergency. Succession
planning is also a critical component of preparedness. Ensure any emergency response plans include
contingency plans* for key personnel changes and unavailability. Consider the structure and organisation
of the workforce such as shift work and leave and consider possible injury to staff during an emergency
response.
Case Study 4
To this point, Zaardam Industries have:
Identified the hazards that may cause a potential emergency response.
Consulted with stakeholders, specialists, and emergency services on risks.
Developed a risk register.
Explored options for initial response.
Categorised levels of emergencies.
Identified resource requirements.
Ensured serviceability of equipment.
The next step is to communicate to all stakeholders clearly and concisely how to implement an emergency
response if it should occur. Effective preparedness and training is a major contributor to the success of
implementation. Communication, both oral and written/visual, is required. Procedures and action plans
need to be developed across all areas and communicated with both internal and external stakeholders.
A master file for accumulating all emergency response documentation has been developed at Zaardam
Industries. A designated person is in control of document maintenance. Updates are added as part of the
regular site audit procedures and emergency equipment maintenance schedules.
The following key chapters for the implementation of an emergency response at Zaardam Industries have
been developed.
Individual roles
1) Chief Warden
Personnel lists
Special needs list
Emergency phone numbers
Evacuation checklist returns
Equipment shutdown status returns
General procedures plans:
Action Sheet 1 FIRE
Action Sheet 2 BOMB THREAT
Action Sheet 3 EARTHQUAKE, etc.
Key Point 1
The ‘action plan’ of what to do in an emergency is an important document and is normally
prominently displayed on noticeboards and at other ‘conspicuous’ places in the workplace. This
document should be known and understood by all staff and contractors who work at the site.
Inductions for new starters must identify the ERP, its application, and its availability so that it may
be read and understood. For those working in hazardous environments, it is even more essential
that it is read and understood
Questions raised and answered by staff at Zaardam Industries when developing the ERP documentation
were:
1. Where would you display the Emergency Evacuation Plan in the workplace?
2. How would Zaardam Industries ensure that the documents were always the latest versions?
3. Are actions identified both complete and in the right sequence?
4. Has the equipment and appropriate resources such as emergency response personnel, first aid and
other agencies been included in initial response procedures? The following are examples of
emergency response instructions for different personnel at Zaardam.
Activity 4
Keep a copy of this Activity for your Assessment Portfolio.
Implement initial response procedures
By completing the following activities you will demonstrate that you:
Have documented the actions for an initial response, and know where to display them in the
workplace; and
Understand and accept your own role in an emergency. You can use the above case study to
provide the background for completion of these activities or you can relate these activities to a
situation of your own choosing.
Learning Outcome.
At the end of the chapter you will be able to;
Identify and support other personnel in the second response phase.
Make contributions to debriefing processes.
Sometimes those who provide these services are not part of your regular workforce. They may be external
medical services or specialists brought in for the situation. In almost all cases, some level of support would
be required at the site.
This could include either physical resources such as an area to work, communications or support personnel
to assist them. A good emergency response plan will have identified as much of the secondary support as
possible and have the roles identified, their capability assessed, and their on-site support requirements met.
People who play a secondary role in emergencies provide an important service that supports those more
directly involved. Some second response personnel may include:
Ambulance officers.
Counselling/support for those involved and/or affected personnel.
Hazchem specialists.
Security such as police required for securing the site.
Environmental protection authority personnel; and
Traffic controllers.
Consideration needs to be given to arrival times for the delivery of such services, which directly impact on
those immediately affected by the emergency.
Counselling
Any ongoing emotional aspects of an emergency will need to be considered and addressed. While
professional counselling services may be part of a longer-term post-event strategy, emotional support at the
secondary phase may also be required. The need for emotional reassurance of personnel affected by an
emergency assists in containing panic and maintaining an organised approach to the emergency.
Recognising and addressing distress that may occur would involve allocating staff in supportive roles.
Their roles may vary and be determined by circumstances. In many cases, just providing affected personnel
with the presence of another human being to whom they can talk about their experience can be enough to
calm them and prepare them for what they need to do next.
It therefore follows that evacuated personnel are more likely to remain within an assembly area if their
immediate physical needs can be provided for. Aspects that require identification include the following.
Is there enough shade from hot sunlight or is the area chosen a hot barren one? Are portable shade
devices required as part of the equipment identified to support the personal needs of those
affected?
Is water readily available? If not, how will it be obtained, from where and by whom? Does it have
to be brought in from off-site because the water has been cut off as part of the emergency?
Are hygiene/toilet facilities accessible? Are portable toilet facilities required?
Has the support required by people with special needs been identified? An example could be a
pregnant staff member. Is seating required?
In the case of a protracted emergency, is food available? Lunches etc may have been left behind in
the building. You may be in an isolated mine site so food supplies may not be directly available. Is
information collected that identifies and supports special dietary requirements such as diabetes,
vegetarians, or cultural/religious dietary requirements?
Has cultural and religious diversity been taken into account? For example, sensitivity to and
facility for religious obligation and observance. How can this be identified and supported?
Is electricity available to run support equipment if required? Is a back up generator required? What
support is required to ensure not only that the equipment is available but there is a competent
operator available to run it?
Has communication equipment been provided to support evacuated personnel to contact their
family?
Notes on the above should be taken as soon as possible and used during the debriefing process. A checklist
or similar method will assist in recording these observations, for example:
These contributions will also be useful as part of a more structured review of events to support a formal
review and future recommendations.
To address the above issues for future responses, personnel trained in traffic management have been
assigned the task of traffic control, and they have been issued with the appropriate equipment including
high visibility jackets and traffic signs. Due to the volume of surrounding traffic, it has been decided that
police would also be called to manage this situation more effectively. The traffic wardens would remain to
assist the police as required
It was also identified that extra assistance was required for ambulance officers. Volunteers have been
obtained from the assembly area and they are to act in a supportive role to ambulance officers, and the
Area Warden would be informed of their whereabouts.
Key Point 1
It is vital that the same level of planning and organising goes into the development of the second
response phase of the plan as for the initial response. Looking after people is the number one
priority, followed by property and the environment. Secondary responses can make a significant
contribution to the overall success of an emergency response.
As part of contributing to post-event activities, information needs to be
collected about:
What happened.
Who was involved; and?
The sequence of events.
Zaardam Industries management places high priority on these aspects. To capture this information, the
Zaardam Industries OHS adviser has developed tools to assist in collecting and documenting raw
information from people on the site. The OHS adviser was identified as the most suitable person for the
role as it required specific knowledge of site procedures, current hazards and risk control measures. It was
also decided that contributions to post-event activities should be made by everyone involved as soon as
possible after an event. A post-event evaluation tool, as below, was distributed to all team members
involved in the mock emergency event.
Key Point 2
Providing contributions to the debriefing process are critical. The debriefing process should be a
continuous improvement exercise that clearly outlines what could be handled better in the future.
The process may mean parts of the emergency response will need to be upgraded and new versions
disseminated. It may also call for more intensive training of those involved in some parts of the
process. Whatever the findings of the debriefing process, it provides an opportunity to do better in
the future.
Description of event/incident
Sequence of events
Proposed action
Signature(s):
Activity 5
Keep a copy of this Activity for your Assessment Portfolio.
Contribute to post-event activities
By completing the following activities, you will demonstrate that you:
Understand what is involved in providing a secondary response and/or ongoing control of site
activities once the main event has passed; and
Can identify the range of information that needs to be gathered, and the obstacles that may prevent
this information from being gathered in a timely manner for the process of continuous
improvement.
Monitor responses to emergencies for efficiency and timeliness, in consultation with stakeholders
and, as appropriate, specialist advisers and agencies.
Document, and promptly and appropriately report results of monitoring to managers and key
personnel.
Identify areas for organisational and personal improvement and make recommendations for
improvement in response to analysis of response taken.
In other parts of this module, the importance of having a systematic approach to gathering information has
been stressed. This approach continues in reviewing emergency event activities. You may ask why we
need to do this if the response was adequate.
The purpose of evaluating any emergency response and identifying arising deficiencies is to:
Avoid similar events in the future.
Identify what is working.
Identify what is not working; and
Identify and address deficiencies in emergency response implementation to better prepare for
future potential emergency events.
It is essential to adopt a continuous improvement approach when evaluating and reviewing an emergency
event. Action plans should be developed that address deployment of identified improvements and
modifications.
Monitor Responses to Emergencies
Before any review can occur, factors that have influenced the efficiency of the response need to be
identified and documented. These factors would include:
Timelines for response.
Coordination of response personnel.
Support for first and second response phase.
Equipment availability, serviceability, and maintenance.
Adequacy of training of emergency response teams.
Efficiency of emergency shut down.
Roles and responsibilities of key personnel.
Documentation, maps, and procedures.
Hazard limiting measures.
Communication; and
Recovery to normal operations.
Timelines and efficiencies
Aspects to consider may include the following.
Effectiveness of response to evacuation
Did everyone follow the plan?
Did everyone know what the plan was?
Was there any confusion about individual responsibilities?
Did everybody egress with minimum difficulty?
Was emergency shut down of equipment effected with minimum delay?
Were key personnel easily identified?
Were appropriate emergency services notified within a minimum timeframe?
Access to emergency equipment
Available (location, or located on map)?
Serviceable?
Accessible?
Effective?
Useable (trained in its use)?
Failing to conduct a prompt review without consultation with the relevant expertise would result in any
information gathering and review process being flawed and of lesser value as a process for improvement.
A review process needs to be conducted with all relevant parties as soon as possible after the occurrence of
an emergency response. Gathering of information needs to occur immediately after the emergency
response to obtain the most accurate information while it is still fresh in everyone’s memory. This
information will then form the basis for the review process.
Who
Eyewitnesses.
Consultants and other experts who may assist in the gathering of data.
Site personnel.
Key personnel involved in the managing the response.
Rescue teams, if applicable.
External emergency response personnel:
Fire.
On the following page is a model you could use when collecting information after an emergency response.
The information gathered provides supporting evidence for the compilation of a review report. Reports
represent a systematic method of presenting relevant information to others. They need to be structured,
accurate and concise. The report should contain:
Background information.
Times, dates and sequence of event; and
Issues arising from the evidence.
The report should be considered essential to the future safe and effective operations of the organisation.
Managers, supervisors and other key personnel need an opportunity to review preliminary reports to assess:
Organisational preparedness under their control.
The effectiveness of organisation policy and procedures.
The requirement for keeping these key people and organisations informed is so that they can critically
reflect on current practices and comment and decide on any future changes. Post-event reporting also
provides communication to all parties and fosters a team approach to addressing any future potential
emergency response. Consideration also must be given to regulatory reporting requirements. This may
involve reporting to one or more agencies including:
WorkSafe.
Work Cover; and
Environmental Protection Authority.
Confidentiality
Some information may be of a sensitive or commercial nature or may name individuals. Therefore,
distribution of documentation must have the necessary organisational approvals and be authorised at an
appropriate level. Sound understanding is required of the organisation’s:
Policies.
Procedures.
Processes; and
Lawful requirements.
Document control protocols regarding authorised access, version control and circulation lists also need to
be followed. Also required would be a detailed understanding of the explicit legal
requirements applicable to Equal Opportunity legislation, federal and state anti-discrimination laws and
privacy legislation.
Identify Areas For Organisational & Personal Improvement, And Make Recommendations
After feedback has been received on the preliminary report, a formal process of identifying and making
recommendations for improvement to the emergency response plan needs to occur. A consultative
approach is required for any systematic changes to occur.
This process will have at least four parts:
1. Identify areas for improvement.
2. Identify priorities.
3. Develop a budgeted action plan.
4. Ensure planned monitoring and review occurs.
A forum for this to occur could be via an emergency response management committee or joint task force
comprising internal and external stakeholders. Whatever form the consultative process takes, all relevant
parties, internal and external, must be involved.
Areas for improved emergency response may entail addressing policy, procedures or processes as part of
this refinement. This could mean developing new organisational policies or amending existing ones.
Additional resources
Improvements may require additional resources such as:
Specific training in chemical handling from an external specialist.
Upgrading of firefighting appliances requiring specialist advice.
Disabled access specialists to improve site conditions.
Cultural advisers to assist with cross-cultural communications; and
Additional secretarial services.
On the following page is an example of an OHS Action Plan template.
The review process provides everyone with a documented history and an accumulation of learning that has
resulted from an emergency event. Finishing off with an action plan ensures actions will be taken and
provides a systematic method for implementation.
Case Study 6
Emergency response is monitored, and deficiencies addressed
You have been delegated by Zaardam Industries to review the effectiveness of a recent emergency response
and are meeting with all the relevant stakeholders, experts and specialist advisers to identify response
efficiency and effectiveness.
As the incident involved a spillage of a large amount of hazardous material onto the ground, with an
amount finding its way over your property boundary, you have had to gather a range of people to review
the effectiveness and timeliness of response procedures. Eyewitness accounts suggest that the spillage was
not detected for some hours. A strategy for addressing the issues raised needs to be established.
An emergency planning committee has been established at management level to assess emergency
response outcomes. The committee comprises key personnel, specialist advisers, emergency services and
government agencies to analyse and evaluate the effectiveness of the emergency response. The following
process is established at Zaardam Industries to meet the
legislative, industry and site requirements.
To improve future effectiveness, the results of the review process need to be documented and
recommendations developed. Issues highlighted during the meeting process included:
No procedures in place for shutting down critical equipment.
Inadequate response time as there was no method of detecting that the spillage had occurred.
Lack of training in spillage containment and clean-up.
No designated emergency response team leader, as both team leaders were on leave; and
Some employees did not know what assembly areas to go to.
Key Point 1
When working through the debrief process it is important that the emergency event is broken down
into a sequence of events that match the actual rollout of events as they took place. By doing this,
the debrief can be kept on track and each item discussed so that all relevant information is captured.
Jumping from subject to subject and event to event may allow valuable information to be lost.
The findings and results of such meetings need to be collated and disseminated to management and other
key personnel in the form of a draft report, which contains not only the identified emergency response
deficiencies but also:
What are the priority actions that need to be taken?
A circulation list of key personnel, stakeholders and specialists was generated, and the report circulated
with a timeframe given for response
Key Point 2
The information generated in such a report may be confidential and sensitive and therefore a
distribution list will need to be produced so issues can be discussed with relevant people.
Management may want time to evaluate what needs to be done and set an action plan of their own
to rollout the proposed recommendations. Depending on legislative requirements and other
circumstances there may be issues in the report that are subject to debate as to exactly what will be
done about them. Consider the reactions that any report may generate. Maintain close links with
important people in your organisation to ensure information is presented in an acceptable manner
At the close of the comment period, a meeting was called of the emergency response committee for
consideration of all comments on the draft report. A revised final report was generated and presented at a
following meeting to be ratified.
An action plan was then developed to address deficiencies so that the required changes could be
implemented. A schedule of review meetings was arranged to assess progress of the action plan. All
documents, minutes, reports, revised procedures, and other associated documentation was placed on the
Zaardam Industries business system to ensure compliance to statutory and site requirements.
Activity 6
Keep a copy of this Activity for your Assessment Portfolio.
Emergency response is monitored, and deficiencies addressed
By completing the following activities, you will demonstrate that you have:
An understanding that emergency response requires monitoring to ensure efficiency and timeliness
and can recall those who can provide input into this process.
Produced an effective report; and
Identify areas for improvement and make recommendations.
You can use the previous case study to provide the background for completion of the following activities,
or you can relate these activities to a workplace of your own choosing. Producing reports and
recommendations for improvement provides the catalyst for change in organisations.
Produce a report for the management of your organisation outlining your recommendations and
implementation strategies for the issues highlighted in this case study or for issues that have been
highlighted at your workplace. Ensure the report:
Addresses all key issues.
Provides practical and achievable solutions to the issues.
Shows how the recommendations will be implemented.
Indicates who would need to be kept informed of them and why.
Indicates timelines for completion of activities; and
Highlights the planned efficiencies that will be gained.