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EDUCATION| DONE. cr. nevsorsoreoeven
CHAPTER
Sociological Theories That Are
Useful in the Study of Social
Dimensions of Education
Sociological paradigms are complex theoretical and methodological
frameworks used to analyze and explain objects of social study.
te = Craig J. Calhoun
‘Theories are essentially required to explain in an organized way the issues and |
problems about school ard society relationship, as well a the numerous concers in
eval dimensions of education. They are.the tools of sociologists in understanding
Sots, in guiding their search for knowledge, and in contributing to informed
decision-making. Theories are world views or general perspectives, which break
ddown the complexity of the teal world. They attempt to explain, generate, and predict
the patterns and practices of educational systems. In a way, they are like “concrete
;puzile solutions” of problems to a phenomenon under study.
Sociological Theories in Understanding Social Dimensions of Education
Several distinct socio
logical theories may be
useful in the study of social
dimensionsofeducation. The
‘mditional and more widely
‘wed theories are functional,
conflict, and interactionism.
On the other hand, the
contemporary theories are
the critical theory on cultural
‘capital by Pierre Bourdieu
and language code by Basil
Bemstein. The functional
‘and conflict theories are
macro perspectives, while
SOCIOLOGICAL PARADIGM.
Fig. 1 Schematic degram showing the
perspective ofthe major sociological heaves
the interactionism is a microanalysis. Interestingly, the critical theories of Bourdieu
and Bernstein are a combination of the macro and micro levels of analysis, for they
argue that structural and interactional aspects of the system should be integrated. All
these theories are useful in understanding school society relationship and not one
*heory is a perfect tool fer this in’'2st’sation, The; offer different tools of aisalysis, cad
they all meaningfully help in unraveling the meaning, purpose, issues, and problems
in education,
Functional Theory
‘The functional theory is otherwise known as structural functionalism, consensus,
‘or equilibrium theory. It is a comprehensive paradigm originally proposed by Emile
Durkheim and Talcott Parsons. This theory, however, is not the work of any one
individual theorist, nor does it exclusively consist of ideas of sociologists. Today,
the theory is considered obsolete by critics but remains to be a useful framework for
understanding the school, despite its limitations. This is because it usually emphasizes
the noble goal, mission, purpose, benefit, and merit of school in a given society.
Romantic and Ideal Views on Education and Schooling Emanating from
Functional Theory
‘The dominant set of assumptions underlying schooling in our society today
isa product of functional theory. As a matter of fact, the very romantic and ideal
views we hold about education and schools are products of this framework.
Examples of these views, which picture the wholesome image of education and.
schools are as follo
1. Education is the great equalizer of the poor and the rich in the society;
2. Education is a solution to all individual, societal, and global problems;
3. Education promotes intercultural harmony, human liberation, and
development;
4, Education is an agent toward ending discrimination, conflict, and
violence;
5, Education is an essential component in the preparation for national
and global citizenship;
6, Education is a tool for the attainment of social efficiency and social
‘effectiveness in a multicultural society;
7. Education isthe country's last straw of hope for catching up with her
neighbors;
Ealucation isa ticket away from poverty;
9. School promotes politcal integration and develops a sense of national
identity; and
10, Schools the institution that fulfills the social responsiblity of preparing
the future generation of any modern society.
CHAPTER I. Sociologia! Theeres Tht Are Use nthe Study of Social Dimensions of Edueaton
ihFunctional View on Society
Functionalists view that all societies have néeds. These include, among
‘others, the need for progress, justice, peace, economic sustainability, political
stability, and productive human resources, Essentially, social institutions are
“needed to unite and collaboratively work fowatd the satisfaction of these basic
societal needs, as this is imperative to establish social order. It is in this context
why functionaists assert that understanding societies in a holistic sense is more
logical, rather than parts or through individual's life experiences, because itis the
basis of social order in all societies. This is congruent with their view that society
is a whole living organism (or like parts of a machine), which has autonomous,
specialized, interrelated, and interdependent parts. Using the human body a5
‘a metaphor, the society has parts, such as: the head, kidneys, lungs, limbs, and
heart, which we cll socal institutions. All these social institutions play a function
(its own “job to do”) inthe life of the total organism.
Social stability in the society, according to this theory, is achieved through
institutions playing their part. Consensus, characterized by common value system,
agreement, consent, and harmony of members and groups isan essential requisite
to the functional view, as it holds all parts and members ofthe society together.
‘Once consensus is achieved, the society is assured of a well-functioning system.
Social problems are then viewed as disruptions, and these may pose danger to
the system's total function and equilibrium. Examples are the malfunctioning
fof goverment due to corruption and inefficiency; lack of affection and broken
relationships in the family; and irrelevant curriculum and poor quality of
education of school may affect socal stability, order, andl progress.
Functional theory beleves thal sob istutions have Jobs to dot
thot ensue the stability andorderof soc.
Functional View on School
Functional theory states that schools have been positioned as essential to
the process of addressing all societal goals and concerns. Specifically, schools
participate insolving the economic, political, social, moral, and cultural problems
Of the nation. At the macro level, fanctionalism seeks to explain how schools
help society adjust and adapt to changing social conditions. The principal task
‘of school is to ensure that every member of the society shall grow to become
citizens anid workers who can function in ways that allow the continued survival
‘or maintenance of a society. In a complex and hierarchically organized society,
schools act as a rational means of selecting and preparing people to agsume
‘Various positions according to their abilities: This is reflected not only jn the
school curricultim, where basic literacy and numeracy are taught, but also in
numerous courses that prepare the young for future occupational skills.
[At the micro level, functional theory views the school as a system with
several interrelated subsystems, such as school administrators, teachers, students,
facilitative staf, and parents. The interrelationships of these subsystems make up
the image ofthe school and the personality of those who compose it: As a whole,
the role of school in this perspective is to explain the different parts of society (its
social institutions) in terms of their functions and how their interelationships
contribute to societal well being and progress.
Key Ideas Associated with Functional Theory
‘Two key ideas are associated with functional theory to ensure the
fulfillment of society's order, stability, and harmony. These major roles are:
role differentiation and social solidarity. Role diferentiation stresses that there
are various roles that have to be fulfilled in a given society, which may require
different knowledge, skills, or attitudes. Examples of these roles include, among,
others, policing, teaching, health servicing, moralizing, entertaining, selling,
lawmaking, and researching. These roles may not be equally attractive or
‘valued, but schools have the function to ensure that every member of the society
is competent and trained to fulfill these roles. Social solidarity, on the other hand,
‘guarantees that people occupying different roles in the society have a fair level
‘of importance as there is interdependence with one another for societal survival
and development. Such stability is established when people accept their roles
‘and positions and view them as mechanisms to establish an orderly and fully
functioning society. ‘The challenge here is that some roles and positions do not
hhave high prestige, status, and rewards, so, in this regard, competition may not
be avoided.
Presuppositions of Functional Theory
It is important to note that functional analysis of schools is grounded on
some presuppositions. If these assumptions are true and accepted in a given
society, then the arguments of the theory make sense.
‘The first basic assumption is that there is “meritocratic society” where high
status positions are achieved on the basis of merit, rather than ascribed or passed
‘on from parent to child. Meritocracy emphasizes the equal chances of everyone to
obtain educational success in the society. If individuals study and work hard, they
‘an achieve anything since rewards and success commensurate with hard work
and competence. Significantly, meritocrcy is made possible through schooling
because the intelligent, talented, and skills are elevated in the social hierarchy as
compared to their counterparts.
ERNIE) 201. ncxcons cr xcmon
aie aac nerieruininsnokmanieaniees ato‘The second assumption of functional theory is that there is an “expert
society,” which depends preeminently on rational knowledge for economic
jrowth and smooth running society. This assumption stresses the requirement
ofa more highly trained or specialized individuals to fulfill the majority of job
yositions, espedally in post modern society. Education, in this regard, creates
ew occupations and new specializations and places selected people to occupy
them. For example, there were no sports psychologists, medical transcriptionists,
pharmacologists, economists, sociologists, geneticists, and accountants before
{niversties set up these specialized bodies of knowledge. But because of schools,
cxperts are trained to perform these roles for the society.
‘Thethird assumption isthe existence ofa “democraticsociety.” Functionalists
telieve that with a democratic society, people are able to move gradually toward
the achievement of humane goals, cial justice, acceptance of diversity, and a
‘nore fulfilling life for al. Its through democratic principles that society creates a
humanizing atmosphere, whereby individuals develop themselves to the fullest
and become tolerant to individual differences,
The Role of Schools According to Functional Theory
From the functional ive, the role of schools is to enhance the
operation and stability of society. Schools teach the young the vital functionsiof the
‘diferent institutions like family, government, military, church, business sector,
and mass media in the making of a society. Curriculum content, socialization.
process, as well as teaching and learning processes are seen to be the means in
ting the value and purpose of these institutions. It is the job of schools
to develop trust and respect to these social institutions and to teach the young,
how to cooperate with the people in charge of carrying out the functions of these
institutions, For example, schools teach, the young how to respect and trust
tlected officials, government leaders, court judges, school authorities, church
leaders, businessmen, policemen, soldiers, and media practitioners. In addition,
schools are expected to socialize the students to trust their democratic processes,
and instrumentalities by providing school campus election, writing in school
paper, and establishing clubs and other interest groups. In s0 doing, the school
plays in helping children make the transition in coing adult roles in the broader
fommunity, like allegiance to political orders and learning the basic laws of the
society.
Confict Theory
Conflict theorists like Karl Marx and Christopher Hum posit that the key to
understanding social life and human history is through class struggle. In their view,
dlasssraggle is brought about by competition over scarce resources in the society, that
fs too many people are competing over few resources available, The focus of conflict
theorists is #9 analyze how social actors compete and how they use their power to
contol, dominate, and exploit groups inthe society
Views of Conflict Theory on Education and Schooling
Like functional theory, conflict perspective has developed a set of views on
education and schooling, These views are more or Tess critiques that unmask
(HONE 021 onconsereoverton
}
the defects of school as a social institution. Generally, these take an opposing
perspective from the functional theory as follows:
1. Education reinforces the cultural mechanisms for perpetrating
“__ oppression and expleitation e* th~poor and.otber marginalized groups:
in the society (eg. indigenous people, the unschooled, and the women);
2. Education promotes foreign worship instead of being an instrument to
develop nationalism, identity, and culture;
3. School is a biased social institution favoring the elite (cich), with the
‘curriculum reinforcing oppressive structures of society;
4. School does not provide equal educational opportunities but
perpetuates the existing inequality in the society;
5. School mirrors and reinforces the inequality and gender stereotyping
in the society;
6. School is an arena of competition and struggle over scarce resources
like money, power, position, and honor;
School is punitive rather than a humanizing agency; and
School resembles the prison cell (with school administrators and
teachers acting as wardens and police officers, respectively) strictly
enforcing policies on wearing uniforms and identification card, cutting
classes, attendance to school activities, and the like.
Conflict View on Society
Proponents of conflict theory assert that society is like a jungle where the
principle of the “survival ofthe fittest” applies. Human beings live in a divided
and conflict-ridden society, where groups compete for the control of scarce
resources, such as wealth, occupations, positions in government, as well as
power and prestige. In their view, itis the society and its instrumentalities (¢.
government, business, courts, mass media, school) that cause the corruption of
the moral values of men, whom they believe are created to be inherently good.
‘What really happens in the society is that institutions (like schools) are controlled
by groups with power. The concept of order that is stressed by these institutions
is just part of the illusion that they advocate to hide their personal interests
(Mooney et al., 1997).
Conflict theorists assert that students go to school to arm them. with
credentials needed to obtain money and compete to occupy various occupations
land positions in the business sector, government, military, media, and church in
the future. In this competition, they contend that socio-economic status (uppet,
middle, and lower classes) is the most critical determinant of success, Students
who have the financial means are able to hurdle the challenges of schooling,
‘while the poor are more likely to fail. This makes the conflict theorists aver that
Whenever such condition occurs or whenever people are related in different
‘ways to the means of production (who owns much of the land, labor, capital, and
jr ering tenn et ea al ae itechnology), there isa class society, and each particular class is defined in terms
‘of this concept.
In contrast to functional theory, which focuses on integration, harmony,
and stability, the conflict theorists view conflict and change as natural and
‘unavoidable. Conflict is expected in the society as itis the engine of change and
development: It should not be viewed as disruptive to social systems and human.
interaction, rather, itis an important force for progress.
Conflict View on School b
Conflict theotists criticize schools for using the illusion of equality to protect
the status quo since the biggest predictor of success in school is stil the parents’
socio-economic status. They are skeptical of the view that the school is the
equalizer of thesociety. Rather than serving asleveler, the transmission of learning,
has often reinforced the inequalities of society, reproducing the students’ socio-
economic status. Conflict theorists contend that poot students who go to school
remain poor after graduation as their credentials, knowledge, and skills could
‘not approximate the kind of education of the rich or middle class students who
obtained it from costly, well-equipped, high standard, and, quality schools. They
Assert that quality education is costly, which is only within the purchasing power
of the rich, This makes schools continue the existing conditions of inequality, In
real practice, they make inequality as an accepted rule and standard of life by
establishing a customary practice that maintains it. Elite groups who compete
for control of schools use the rhetoric andl myths of societal needs (eg. equality,
justice freedom, and progress) to conceal the fact that its their interests and their
demands that they are trying to advance. The point is that the ruling group (elite)
tuse schools to advance their interests and retain their power. Thus, what really
happens in school isa struggle on whose values and ideals will be taught to the
young and whose children will obtain the most prestigious jobs.
Conteary othe functionalist
ive on the real aim of eo on your
crecicn apie heeib. ( seerbaroin oy tet
believe that schools sort students
(through selection process or
gatekeeping) into different
categories according. to their
ability and falent. This is evident
fn the school's practice such as
sectioning, seating arrangement,
admission examinations, and
‘other screening, processes, ‘The
‘unintended effect ofthis selection
process is that middle and upper schools sortindivluals based on ther socio-economic
class studenis are assigned to onigin and os rere the inquniy beeen tech
~ higher sections, academicclasses, adhe porn tha socket,
college preparatory courses; whereas, lower class and minority students are
Frequently assigned to lower sections, mult-grade classes, and vocational study
programs. This is the general picture a the rich and middle class students are
provided with the essential requisites to hurdle the selection process of school
Suich as go0d food that nourishes their brains, ample schoo! allowance, adequate
investments for Internet usage, books, encyclopedia, tutorial services, and other
educational opportunities, which are not usually accessible for poor students.
‘The Role of Schools According to Conflict Theory
Conflict theory believes that the school's jobistoidentify competing interests
in the school system or in the society and determine how those in power maintain
their position. With this role, the teachers help the students determine the
instrumentalities used by the school system or the society, especially in teaching,
the dominant social, economic, and political status groups. Schools must discuss,
for example, how the rich become richer and the poor become poorer. This must
be analyzed in the context of how the rich control the ideas (political ideology
that the country subscribes), information (selective release or contents of mass
‘media), technology (recent developments, especially monitoring devices), and
the maintenance of social network (the networks, business contact, and other
associations that link the elites to one another). In the same way, itis the role
‘of teachers to connect classroom discussions to the rallies and challenges faced
by social movements in the streets. Discussions should translate their private
troubles and concerns into public actions and arouse public interests over
‘pressing social problems. In this way, students are able to ascertain the process of
reprodiicing the attitudes and dispositions that are required for the continuation
of the prevailing system dominated by the privileged class.
Among conflict theorists, the focus of choolison conflict management, which
is viewed as a major factor that can lead to change. This implies that schools are
responsible for preparing students to acquire skills to accept and resolve conflict.
‘At the macro level, schools are to be critical about the relationship between
the school system and the work place to determine mismatch of knowledge
and skills. They have to identify conflicting relationships and competing roles
between public and private schools and between rural and urban schools. At
the micro level, conflict analysis may investigate the kind of relationship that
‘exists between principal-faculty, faculty students, and faculty-parents. Analysis
of these relationships must be focused on how they manipulate school structures
and processes to push their own personal agenda in education. In such case,
schools become catalyst of change through violent or revolutionary overthrow of
the dominant class and its ideology.
Interactionist Theory
Functionalism and conflict theories are macro-sociological and their approaches
are said to be deterministic. Determinism means a perse.s behavior is controlled by
‘an external force or forces. This argues that what happens to an individual (either
chub tek entation eonesimainawnds ona Asuccess oF failure) is a product of the existing structures in a given society. For
example, determinism asserts that one is poor because ofthe unjust social structure of
‘society and not simply of his own making, The scarcity of job due to the government's
nestligence to uplift the life ofthe poor isthe real cause of poverty and not because of
the individual’ laziness or lack of ambition. However, not all sociologists believe that
human behavior is determined or controlled by extemal forges— these sociologists
are known as interactionists or interpretiists, Interactionists believe that human beings
are net always shaped by external force, because they are free to make a choice and to
define themselves.
Central to interactionist theory is its focus on the interpretation (social meaning)
thatis given to behavior, and the way such interpretation helps to construct the social
‘world, the identities of people, and, ultimately how people behave. Using a metaphor,
interectionists are interested in seeing individual trees not the whole forest. They are
concerned with the way an individual meaning is constructed that is founded on the
following basi principles: (1) humans have capacity for thought; 2) thought is shaped
by social interaction; 3) through interaction, people learn symbols and meanings that
allow them to think; (4) meanings and symbols allow for human action; (5) people cant
interpreta situation and modify their action or interaction; (6) people can freely create
their own meanings; and (7) groups and societies are made up of pattems of action
and interaction. (publish iwo.cal-pakvis/Symbolicinteractionism)
To elucidate these principles, take the example of financial problem. The problem
con financial inadequacy at any time in an individual's life is a reality. But how the
{individual reacts and feels about his circumstance, as well ashow he solveshis problem
depend on the meaning he attaches to this reality. In this case, the individual has the
bility to think his thought is influenced by his lived-experiences; and he freely makes
‘a choice to resolve his condition.
Interactionist’s View on Society
Fundamentally, interactionists view society as an ongoing process of
interaction based on symbolic communication. Symbols are considered the
foundation of society as they are the basis upon which people construct meaning,
establish their interaction, and develop their attitude, as well as their belief
system.
In their view, life is essentially a product of interaction with the people
individuals meet and work with every day. Through face-to-face interaction.
in everyday life, individuals make sense of the world or construct meaning,
about themselves, their society, and life in general, For instance, one may view
fociety as nurturing, friendly, challenging, and peaceful, or destructive, unjust
oppressive, lifeless, and so on, based on his day-to-day experiences and struggles
in life. Interactionism also stresses that society is a network of interlocking roles
‘manifested in the exercise of one’s position and status, These interlocking roles
fare seen, for example, in the interaction and relationship between a teacher and
student; parent and child; businessman and customer; military and civilians;
rulers and subjects; and many more. Social order in the society is constructed
through shared meaning, which is developed through day-to-day interaction.
ANNIE) cow. onerions oF eovcarion
A striking fact about interactionism or interpretivism is that individuals
‘choose how they want to behave because of the way they perceive themselves
from the interaction with other people. How they define themselves and perceive
_ life, society, education, schooling, government, and social life are based on their
interpretation and understanding of the meaning of their socio-cultural life or the
“rules of the game.” For example, a lady thinks that she does not have the right
to express her feelings to the man she truly loves, because she is taught not to do
0 in her interaction with people around her. Or a student cannot just cal his or
her teachers with their first names as they are taught to say ma‘am orsit to school
authorities,
Interactionist's View on Man
What would people do when they are with one another's presence?
What do poor students do when they do not have money to pay their tuition
fee? Interactionism answers these questions with the assumption that much of
human behavior is guided not by instinct or stimuli but by the meanings that
‘people ascribe to their experiences. This happens because humans, as social
beings, are interpretative and interactive. They make meanings about theit
day-to-day experiences or encounters, and they make choices that define their
actions, thinking, and decisions in life. The concem of interactionism is how
‘to use symbols and experiences to create social life. For instance, meanings are
created by students when a teacher regularly uses a stick in teaching; consistently
asks them to lineup; and uses punishment and maximum security. Meanings are
also developed among stucents when emphasis is made on praying the rosary,
holding masses on first Friday and holidays of obligation in school. All these
are possible experiences in the interaction process, but each individual creates
different meanings out of them. However, these meanings are also handled and
modified from time to time depending on the interaction process,
Interactionist’s View on Schools
‘As a social-psychological frame of reference, intetactionism focuses on the
internal processes within the school. Its central concer is the everyday behavior
and interpersonal relationships of students, teachers, and administrators as they
interact with and adjust to one another. Interactionists see the classrooms as
a litle society or a smaller picture of society, teeming with behavior. In their
view, school, particularly the classroom, is a site of interpretations, because
everyday realities and interactions in the classroom are replete with meanings
and definitions. They try to find explanations in the social interactions of the
classroom by understanding the communication-action-reaction of students and
teachers. For instance, the scenario when some students feel sleepy in class cannot
be explained in terms of the structural conditions of the classroom, but seen as
1 product of a boring classroom interaction. Interactionists believe that the same
holds true with the problem of absenteeism. Students are not motivated to go to
‘school Lecause they do not find the classroom interaction ‘un and meaningful. In
this way, interactionists, therefore, call forth teachers to reinvent themselves from
their traditional teaching methods, and infuse new learning approaches that will
{Tren ecg Peer th ty Sn rmcensure a classroom interaction, animated with the spirit of enjoyment, inquiry,
liberation, dialogue, creative thinking, and quest for more meanings about life.
‘re schoo sate of dering interpretations Usual defntons are based on
‘ones everyday experiences ad interactions.
Teacher Expectancy i
‘Teacher expectancy is an important concept associated with interactionism
theory. It conveys that teachers’ interactions with their students play a crucial
role in the personality development and academic success of the students,
‘This happens because students leam to evaluate themselves according to their
teacher's standards and attribution.
at them
If teachers expect students to make good academically and to treat
accordingly, they may be more likely to make such gains. Students who
fare expected to do well perform better, and those whom teachers expect to
achieve less, perform at low level. The direct relationship between the teacher's
‘expectation and the student's behavior is cleveloped based on how the teachers
folate, teach, and express their attitudes or beliefs about their students. For
instance, teachers tend to have lower expectations from students in lower sections
‘as they are perceived to have unfavorable attitude toward studying, manifested
through their poor study habits and misbehavior during class Inasmuch as this
‘expectation is consciously or unconsciously communicated, students tend to live
: up to this expectation.
“the teacher expectancy theory also posits that by setting up situations in
the classroom, students come to evaluate themselves negatively or positively
‘as troublemakers, messy, bad student, smart, or good student, etc. With such
. evaluation, they tend (full these expectations, which is refered to as the
. ion effect or self-fulfilling prophecy. Itis a belief or prediction that a pe
emt haven scoring his belies an, thus, confeming the prophecy.
‘The self-fulfilling prophecy shows that merely applying a label has the effect of
justifying the label.
RUINIRAIY.soc0 overoons oF eovearen
Buthow does the self-fulfilling prophecy work? How are teacher expectations
transformed into reality? According to Recio et al, (2004), self-fulfilling prophecy
operates on a three-step process. First, a teacher forms an impression of the
student early in the school year. This impression may be based on an IQ test
< scor, 05 on stiden’’s sex, background, reputation, -o:physical aypearance.
Second, a teacher behaves in a way that is consistent with the impression. Thitd,
the student adjusts his or her behavior according to the teacher's action,
In table form, Alias (2009) summarized numerous factors which can lead
teachers to hold lower expectations from students. These factors include sex,
socio-economic status, ethnicity, type of school, appearance, oral language
patterns, messiness, readiness, halo effect, and seating position. It is noteworthy
that this summary was generated from the researches made by Brookover etal
(1982), Cooper (1984), and Good (1987). The table is presented below.
‘Table 1. Factors that influence teachers’ expectations by Alias (2009)
Factor Explanation
‘Sex Tower expectations are often held for older girls, particularly in
scientific and technical areas, because of sex role stereotyping.
‘Sokio-economic_ | Teachers sometimes hold lower expectations on students from
status ower socio-economic backgrounds.
Race/ethnicity | Students from minority races or ethnic groups are sometimes
‘viewed as less capable than students from majority races or
ethnic groups.
‘Type of school | Students from either inner cily schools or rural schools are
sometimes presumed to be less capable than students from
suburban schools.
“Appearance | The expense or style of students’ clothes and grooming habits
can influence teachers’ expectations.
‘Oral language | The presence of any nonstandard English-speaking patie can
| patterns sometimes lead teachers to hold lower expectations.
“Messiness) | Stuclents whose work areas or assignment are messy are
disorganization | sometimes perceived as having lower ability.
Readiness Immaturity or lack of experience may be confused with
learning ability, leading to inappropriately low expectations,
Fialo effect | Some teachers generalize from one characteristica student
‘may have, thereby making unfounded assumptions about the
students’ overall ability or behavior.
‘Seating position | If students seat themselves atthe side or back of the classroom,
some teachers perceive this asa sign of lower learning,
motivation and/or ability, and treat students according
it |q
}
Labeling Theory
Closely related to teacher expectancy is the labeling theory or name-
calling. Labeling happens when teachers attach label to their students as dull or
_bright_ hardworking or Jazy, smart or stupid, and troublesome or disciplined.
Toliovers ofthis theory contend that students define thenseives based Of how
tthers (teachers and classmates) look or label them. This classification affects
the way they perceive themselves and, consequently, behave in accordance to
these labels. Onoe labeled, the label persists, regardless of its truth andl accuracy.
Interestingly, the teacher's judgments and labels in the school have great effects on
the educational success ofthe students. Negative labels breed stdent alienation,
schol falure, and foster atitudes that lead to mocking, taunting, ad ostracism.
‘According to David Hargreaves (1967), one of the most important aspects of
she interactionist theory of education concerns the ways in which teachers make
sense and respond to the behavior of the pupils, In his landmark research titled
Deviance in Classroom, he investigated how teachers classified pupils. He found
out that rather than categorizing pupils in the acaclemic parameters, teachers
initially categorized them through non-academic way of stereotyping, such as
categorizing their appearance, ability, and enthusiasm for work, likeableness,
their personality, their relationship with other students, and their conformity to
discipline. Significantly, he discovered that social class or one’s socio-economic
standing in the society played a major role inthis classification.
Furthermore, labeling theory is akin to the laoking-glass self of Charles
Horton Cooley. In the early 1900s, Cooley asserted that it is through the
individual’ interaction with others that they lear to know who they are. He
tised the metaphor looking-glass self to capture the idea that the development of
the self isa result of individual’ social interactions with other people (Schaefer,
2000), In this concept, he argued that human beings acquire their sense of self by
seeing themselves reflected in the behavior of others and their attitudes toward
them. The way others treat them is like a “mirror” reflecting their personal
qualities, They imagine how they appear to other persons and based on that
imagination, they judge their appearance. The development of identity in this
process, according to Cooley (1956), consists of theee elements; (1) how actors
{imagine their appearance; (2) how actors believe others judge their appearance;
and (3) how actors develop feelings of shame or pride, feelings that become an
inner guide to behavior. This process is not a conscious process, and the stages
‘anoceurquickly. The results can either be a positive or negative self-evaluation.
‘One critic against this theory is the possibility of distortion, Because the looking
{lass comes from one’s imagination, it can be distorted. The “mirror” may not
fccucately reflect other’s opinion of oneself, Unfortunately, regardless of whether
or not others are correct or incorrect about their perception, the consequences
are just as real asif they were.
Role of the Schools According to Interactionist Theory
Interactionists generally focus on micro-level classroom clynamics, such as
the teachers’ expectations of their students and how these affect the students’
actual achievements, The role of school, in this paradigm, is to observe and
record the social drama in the school, especially inside the classroom. For
instance, schools must record: the life in school from the students’ perspective;
the stereotyping done by the teachers and students, particularly children of
ethnic minority, children-~sith color, and children of the: poow the know!-dge
that counts most for students; and the rewards and punishments given to them.
Interactions believe that awareness of these issues create a high chance of
1 students to greater equality in the classroom and better int
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_In their analysis of education, interactionists stress that the best tool to
‘understand education is through the socialization process. Hence, they believe
that it is the duty of the school authorities and teachers to examine their
expectations and social interaction with the students as they are the strong forces
in the making of their students’ character and academic success. They should
help the learners develop a shared system of meanings by providing socialization
‘where the students lear how to interpret and take part in the social process.
Possible Meanings Constructed by Students in Their School Interaction
Students construct numerous meanings about life through their lived
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they behave and relate them with their teachers or fellow students It also acts as
standards to which they define their success or failure in school. Few examples
‘of possible meanings derived inside the school are elucidated as follows:
1. The teacher dominated classroom atmosphere makes students form
cir identity as passive receivers of knowledge and empty receptacles
tobe filled with lifeless information by the teacher. Moreover, this type
of set up conveys that knowledge comes only from the teacher, and
students cannot generate their own knowledge.
2. The strict implementation of disciplinary rules and regulations
conveys that to succeed in school, students must become conformists
and obedient: Doing the contrary leads to poor grades and unfavorable
experiences with the teacher, principal, security guards, and prefect of
discipline,
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3. ‘The emphasis on testing after teaching implies that students have
to learn in order to pass the test to obtain good grades. Teaching is
done for testing, not for the enjoyment of seeking knowledge and the
‘sublime purpose of learning. Also, using test to discipline students can
tecinccepreied- ae. form of punishment ty them cl -ot to men=-2
their learning:
4, The common usage of lecture method by the teacher conveys that
lecturing is the only and the best method to teach and learn. In the
lecture method, students are expected to listen patiently to the lecturing,
teacher, paying attention to every detail he says;
5. ‘Thedominant use of paper-and-pencil fest to evaluate learning makes
the students believe that the only way to measure and evaluate learning
is through waitten test, It is only through this assessment that one’s
academic performance, skills, and intelligence are determined;
6. ‘The everyday conduct of classes inside the classroom makes the
students believe that the classroom is the only learning place. They do
not realize thatthe world is a huge learning place;
7, Theteachers inability to integrate concepts in different subjects makes
students conclude that Math, Science, Filipino, English, Social Studies,
and other subjects are not interconnected but simply isolated bits and
pieces of instruction; and
8, The highly regimented and programmed lessons in school make the
students think that they are not capable of independent learning,
without the school and the teachers.
Non-Verbal Interaction and Other Symbolic Languages Used in School
In interactionist perspective, the tool people use to develop and modify
meanings is through the use of non-verbal and symbolic language, which may
constitute physical, social, and abstract ideas. The stick used by the teachers,
for instance, is symbolic of their power and authority. Similarly, dropping the
names of the university president, principal, and school authorities to demand
compliance and {o persuade other
‘members of the academic community
reveals the strength of their power and
authority,
Symboli¢ languages, such as non-
verbal communication (body language),
are used during interactions in school.
‘These are so-called paralanguage, which
are used as auailiary communication
devices of interaction by the teachers.
Gestures, glances slight changes in tone
of voice, facial expression, »nd postures
are examples of paralanguage. These
Teachers must besnstive othe non-verbal
‘onmunications siete csso0m. They must be
seas feedbacks torre eect enjayable and
‘eaningfl casa teaching ondlearning,
| VOMRHIME. coon owesensoreormen
body languages in the classroom may be ditect and explicit, For instance, there is
a difference between saying “Sit down, be quiet, and finish your work NOW,” as
compared to saying, "Please sit down, be quiet and finish your work.” ‘The fist
statement is a direct and explicit display of the teacher's high regard to personal
power in the’ ciassioom; tie second manifests the teacher's ivairedt command’
and implicit use of his authority
Critical Theory
Critical theory traces its origin back to the writings of Frankfurt School, an
institution of neo-Marxist interdisciplinary social theory. It is concerned with
unmasking the forms of oppression to bring about the liberation of members and
groups in society. Central to critical theory is an emancipatory imperative directed
toward the abolition of social injustice, inequality, and exploitation. Educators
who adopt this theory see both the oppressive and liberating aspects of society and
schooling. They exhort that knowledge must be used as a practical and powerful tool
for change. They also focus on analyzing the mechanisms used in the domination
and power in schools or society by the authorities. They believe that schools should
focus principally on a critique of ideology, showing how repressive the system that
underlies the seemingly neutral, equal, and reasonable structures and policies of
society and schools, To further understand these assumptions, the following critical
theories are discussed highlighting the habitus and cultural capital of Pierre Bourdiew
and the elaborated and restricted code of Basil Bernstein.
‘Habitus and Cultural Capital of Pierre Bourdiew
Pierre Bourdlien’s View on Society
The critical theory of Pierre Bourdieu (a french sociologist), which he
developed in the early 1960s with various colleagues, centers on the concept of
cultural capital as a way to address a particular empirical problem. He attempted
to understand social inequality and inquired why people yield to power and
domination without resistance. He did not find the answer primarily in economic
‘lasses or in the state but in culture and ideology.
Bourdieu views the society to be composed of people equipped with four
types of capital: (1) economic capital (what you have, like money and property); (2)
social capital (whom you know, like social connections and networks); 3) cultural
‘capital (what you know, like knowledge of high culture and refined manners); and
() symbolic capital (what you enjoy, like honor and prestige). He argued Marx's
idea by asserting that economic status alone does not influence students’ success
in school and society but numerous cultural factors, which are acquired in the
family. In this context, he showed interest in the role of culture in the educational
achievement of students. The essence of his analysis is to reveal that culture and
education are meaningfully interwoven, and that they should not be conceived
‘as mere activities of life, with litle impact to life. They are rather immensely
essential in developing differences between and among groups of peorle in the
society and in transmitting those differences from one generation to the next.
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Definition of Habitus and Cultural Capital
‘According to Bourdieu (1984), each class has its own cultural background,
knowledge, dispositions, and tastes that are transmitted through the family. This
is called she habitus to signal its deep routinization, innateness, and embedding
‘within a person's body, language, and tastes. |Habitusis a person's character and
‘way of thinking (belief system, worldview, and consciousness) that tells
‘what he is and what he can be. Its an acquired disposition that he has learned
from his social world, like the family, community, school, culture, and media.
It also refers to the mental or cognitive structures through which people deal
‘with the realities, problems, and issues in their Social world, This is eloquently
articulated on how a student performs his role as student in school, how he
resolves his problems, and how he defines teaching and learning, Perhaps a
clearer example of habitus is the etiquette in public places (restaurant, cinema,
‘church, school, ete) Students learn that danicing or laughing during graduation
ceremony is inappropriate through studying social behavior. This is something,
they can easily do because they are able to realize acceptable or unacceptable
‘behaviors in that instance.
‘Gutta capital, on the other hand, is the social assets that are valued socially,
or culturally by society as a whole or by those in power, This may constitute
knowledge, systems, aptitude, tastes (music, art, food, dress, recreational
activities, etc), manners, linguistic. interpersonal | skills, attitudes, and
dispositions, The study of habitus cannot be separated from cultural capital as
the latter is a reflection of the former. One can certainly know a person's habitus
from what he shows in his cultural capital. Remarkably, habitus and cultural
capital differ from individual to individual based on their family background,
educational attainment, ethnic group, social class, and so on, For example, high
and middle classes use their time effectively by devoting themselves to reading
magazines, books, and the like, which are’ not generally a shared taste by the
lower class. Upper and lower classes also difer in upbringing, made of speech,
topics for conversation, and competencies in language and culture, because these
differentiate their cultural capital, For this reason, a highly valued cultural capital
ina given society is more likely to provide comparative advantage to individuals,
‘who possess it and, thus, becomes a vehicle for power to ianpose its definition of
reality.
Family's Culévral Capital and Educational Achievement.
Students gathered in school come from various families that differ in terms
of language, ethnic identity, economic class, geographic location, and the like
They show these differences in school and serve as the basis of their interaction
‘with fellow students and teachers. They also use these as guides in solving their
academic concerns.
In Bourdieu’s research, he found out that family influences (particularly
culture) re the strongest predictor of students’ grades and positive achievement
than all other variables. To him, success in education depends fundamentally
con one’s exposure to the cultural capital ofthe dominant or favored culture, The
greater degree of cultural capital individuals possess, the more successful they
| BNRIEBE, socu cmon or emo
will bein the educational system. Simply put, the more absorbed the individuals
are to the dominant culture, the greater is their chance to educational success. He
concluded that schools are biased against the culture of the poor and favor the
colture of the rich and the middle class. Schools use social constructs, language,
books, ins‘ruction-t-rcsteriss,.an:*_ other educational activities th-'=#00-me:
familiar to the latter. For example, the information used in textbooks in schools
reflects the interests, values, and tastes of the rich and middle class groups,
helping those students to be placed in higher educational sections, with a more
demanding curriculum, The middle- and upper-class children are equally more
likely to have the “tight” values, attitudes, and trainings in cognitive skills, a8,
‘compared to their counterpart. These help them to easily adapt to school demands,
and_allow higher educational achievement than the poor ones. Therefore,
cclture, which is acquired in the family, reinforces social class, and schools play
4 pivotal role in strengthening this inequality as they distribute cultural capital
based on students’ socio-economic grouping. As a result, education leads to the
domination and advantage of those in the upper class, leaving the poor at the
‘Good academic
‘marginalized position,
= oe
‘Occupational wth high é
‘economic and cultural
Figure 2. The relationship between high cultural capital education credentials and occupation
High cultural capital
High educational
‘credentials
capital
The Role of Schools According to Bourdieu
‘The central thesis of Bourdieu is that an individual's educational success
{s closely linked to social class background and class bias, which are present in
the school. For instance, schools require cultural resources with which only the
upper class students are endowed. Such condition contributes to the transfer
of power and privilege in favor of the students from upper class. Bourdieu
contend that the culture of the dominant group (rich and middle classes) forms
the knowledge and skills that are most highly valued and taught in school. To
possess this cultural capital means one is considered educated, smart, or talented;
not having this means one is considered stupid, ignorant, or uneducated. English
language, for example, which is the common language of the middle and upper
class families is the preferred language of schools, and teachers think highly of
students who have a good command of it. In other words, schools appear to
'be neutral in evaluating students; but because the knowledge and dispositions
they value correspond to the habitus and cultural capital ofthe elite group, they
Lear otis ie ion ete eo ote coeare likely to become biased. In this view, some students (usually the poor) are
at the disadvantage in the classroom, because their values and beliefs are not
‘with that of the school. Therefore, what really happens in school is
that educational procedures are advantageous for the upper and middle classes,
and not for the poor, ==.
Bourdieu added that students in schools compete for educational access
and credential. He interestingly viewed the competition for educational
‘access and credentials (especially those obtained from prestigious schools) ike
iploma, transcript of records, honors, and awards to represent institutionalized
‘apital, which provides high position and good paying jobs in later life. These
‘educational proofs, according to him, signify economic and social power, as
they enable students to obtain future membership to cettain powerful social
networks or connections in the society, such as communities of professionals and
‘ss0ciations of dite graduates, In short, educational institutions not only become
producers of economic and social capital but they also extend the formation of
‘uch capitals outside the walls of school. This conveys that the type and kind
‘6f school where students graduate from ate influential factors in their future
‘employment and the attainment of power, prestige, and affluence in the society.
in the words of Bourdieu, schools that are ecoriomically, socially, and politically
structured, influence, to a great extent, how students develop themselves in the
society.
{Code Theory of Basil Bernstein
Like Bourdieu, Basil Bernstein's work on pedagogic discourse is concerned
‘with the production, distribution, and reproduction of “official knowledge”
and how this knowledge is related to structurally determined power relations.
Bernstein sees that society is divided into two social classes--a dominant upper/
tiddle class and a subseryient working class. With these social classes, he asserts
that two distinet cultures are formed in society: the “high” culture of the upper/
nifddle class and the “low” culture of the working class.
Bernstein's View on Language, Culture, and Social Class
Bernstein linked language and culture with social class. He believed that
analyzing the relationship between language and social class would have far
reaching implication to the academic success of students in school. Specifically, he
avered that the poor, middle, anel upper classes have different sets of vocabulary,
accent, and expressions that reflect their cultural capital and social class origins.
Eventually, these pre-given language competencies become the bases of their
school performance,
Bemstein added thateducational degrees and awards are forms of “symbolic
tapital.” As symbol, they carry meaning or stand for an idea. As a consequence,
they are traded for money, good jobs, and social prestige. Symbolic capital is one
of the most significant forms of capital as it carries and determines the value of
tne’s education. Possessors ot symbolic capital are not only able to justify thei
possession of ather forms of capital but are able to change the structure and
rules for their advantage. Accordingly, higher education can be seen as a valued.
commodity, which reproduces the four different elements of capital (econo
‘aultural, symbolic, and, social) and maintains status quo among the upper,
‘middle, and lower classes. For example, a medicine degree carries high prestige
and can command higl: payers compare?-to education course. This is the-eace
because the former requires higher financial investment and is usually afforded
by the well-to-do families only.
Bernstein's View on Society and Language Codes
‘As there are two cultures in society, there are also two language codes,
namely: the elaborated \code of the upperfmiddle class, which is formal and
considered acceptable in the classroom; and the restricted.code of the working
‘lass, which is informal and considered inappropriate and deviant in the
classroom. The high culture is associated with the elaborated code, which is the
language code of the school. Speakers use Standard English vocabulary, commit
less grammatical lapses, and have weak local accents. Besides, this code is more
analytical and narrative, and characterized to have creative linguistic ability,
richer employment of both adjectives and adverbs, and a considerable use of
symbolism of a higher order to discriminate and distinguish between meanings
within speech sequences, Obviously, children brought up in elaborated code will
easily find the manipulation of abstract ideas and thoughts inside the classroom,
as their language code is the same with what the school utilizes.
(On the other hand, the low culture is associated with the restricted code,
Which is culturally deficient. Itis a working class speech, whichis more descriptive
and narrative, and characterized to be grammatically incorrect, Itis considered to
have more restricted vocabulary, repeated use of short comments/questions, use
‘of slang or regional words, use of uncomplicated words, incapacity to verbalize
abstractions, and with strong local accents, Also, this code is characterized to
have limited use of adjectives and adverbs, simple and repetitive conjunctions,
such as $o, then, and because. As this does not conform to the language code of
the chool users oft nate to hurdle the demande a chalengey of the
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‘expect al of you to speak
English, Anyone who
The language code favored n most Philippine hos Enaith the lnguage othe
upper lass. This reflects blas aginst poor andthe cultural minty groups who are usualy at
‘tsadvantage, because they donot have .good command of ths language Inefect they generally
havethe ifculytosucceedn school as comparedto ther counterpars
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Bernstein's View on School
For Bemsiein, the social class differences in the language or communication
codes of working class and middle class children reflect class and power
relations in school. He argued that the communication codes of the upper class
are transmilted by schools at the disadvantage of the poor. inerefore, couidren
trom upper lab are aleady aed, becnine hey come from exlsive schools
with advance lang yrograms, congruent to the expectation of the education
tyne, Once in chal, hosed that the sytem it tallored fo exclude the
Working class and guarantees the success of the upper class, What really happens
in school is that the poor are|at a disadvantage because their Janguage style is
different from that of the school, and they find learning difficult, as they cannot
decode the language tsed by their teachers. They obtain low grades and find less
‘meaning to their school experiences, because they can hardly understand the
language used in school, Similarly, they could not write or speak grammatically
correct sentences, as this is completely different from what they use at home and
intheir community, Asa consequence of this language barrier they tend to have
poor academic performance and low educational aspirations, manifested by
absenteeism, tatdiness, bullying, and the like, In contrast, the upper class already
possess the code of the message and, therefore, have the access to knowledge
Fecessary to succeed in school. This leads Bernstein to conclude on two important
points about education: (a) schools reproduce what they are ideologically
committed to eradicating; and (b) success in eduication depends fundamentally
com the language childten acquired in their earliest years.
Issues for Discourse
1. It is said that not one paradigm is a perfect tool for the analysis of schooling,
and society relationship. What do you think are the merits (strengths) and demerits
(weaknesses) nf.the following theories: (a) functional theory; (b) conflict theory: (c)
{nteractionism theory; and (A) critical theory?
| Ea les, cha: “Ae mala alin pL ay varie hoi
kkatawan” relate in explaining the theoretical assumptions of functional theory? Based
(on the functionalist view, ifthe children you are teaching are to gain maximum benefit
from school, you must link the school with the community. How can you maintain
this link asa teacher?
3, Using conflict and critical theories, how does the use of standardized tests
contribute to the problems of inequality in our schools today? Are standardized
‘examinations really prejudicial to the poor? Why?
4, ‘The functional paradigm tends to dominate educational thinking even
today. In your own opinion, how does this paradigm explain the schools’ role in
addressing the issues, such as: (a) environmental degradation; (b) moral decadence;
(6) government corruption; (A) population explosion; and (e) social oppression and
inequality?
5, _ Interactionist paradigm argues that understanding human behaviorinvolves
seeing the world through the eyes of those being studied. How do you think could
interactionism through labeling and teacher's expectations understand the following;
(a) school drop-out, (b) absenteeism, and (c) low academic performance?
6. Critical theorists view schools as social institution, which is created by the
society to ensure its continued existence. Would you say that schools’ are used by
‘various social classes to defend their respective interests? Explain and give evidence
to support your answer.
7. Think of any incident in your school career where a teacher has labeled a
student in some ways. How did this label affect the life ofthe student? Was the concept
of self fulfilling prophecy observed? How?
8. React on the following statements:
‘a. Education and revolution are one and the same (Fidel Castro).
'b. Society as a whole must become a huge school (Che Guevara.
9. What are the school characteristics that promote equality and excellence?
Can our schools provide both equality and excellence?
410. Which of the four (4) sociological theories do you prefer in explaining the
realities of schooling and education? Why?
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