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Journal of Bodywork & Movement Therapies 22 (2018) 203e208

Contents lists available at ScienceDirect

Journal of Bodywork & Movement Therapies


journal homepage: www.elsevier.com/jbmt

REVIEW: SYSTEMATIC REVIEW

Effects of spinal manipulation and myofascial techniques on heart rate


variability: A systematic review
Bruno Luis Amoroso Borges a, Gustavo Luiz Bortolazzo a, Hugo Pasin Neto a, b, *
a
Col
egio Brasileiro de Osteopatia, Sorocaba, SP, Brazil
b
Laboratory of Human Movement Analysis, Physical Therapy Course, University of Sorocaba (UNISO), Sorocaba, SP, Brazil

a r t i c l e i n f o a b s t r a c t

Article history: Background: The analysis of heart rate variability is important to the investigation of stimuli from the
Received 24 May 2017 autonomic nervous system. Osteopathy is a form of treatment that can influence this system in healthy
Received in revised form individuals as well as those with a disorder or disease.
19 September 2017
Objectives: The aim of the present study was to perform a systematic review of the literature regarding
Accepted 27 September 2017
the effect of spinal manipulation and myofascial techniques on heart rate variability.
Methods: Searches were performed of the Pubmed, Scielo, Lilacs, PEDro, Ibesco, Cochrane and Scopus
Keywords:
databases for relevant studies. The PEDro scale was used to assess the methodological quality of each
Spinal manipulation
Spinal mobilization
study selected.
Myofascial release Results: A total of 505 articles were retrieved during the initial search. After an analysis of the abstracts,
Sympathetic nervous system nine studies were selected for the present review.
Parasympathetic nervous system Conclusion: Based on the findings, osteopathy exerts an influence on the autonomic nervous system
depending on the stimulation site and type. A greater parasympathetic response was found when
stimulation was performed in the cervical and lumbar regions, whereas a greater sympathetic response
was found when stimulation was performed in the thoracic region.
© 2017 Elsevier Ltd. All rights reserved.

1. Introduction (or normal-to-normal [NN] intervals): standard deviation of all RR


intervals (SDNN); standard deviation of RR intervals every five
Heart rate variability (HRV) is the variation in time between minutes (SDANN); mean of standard deviation of RR intervals every
consecutive heartbeats and is predominantly dependent on the five minutes (SDNNi); root mean square of successive differences
extrinsic regulation of the heart rate (HR). HRV gives the heart the between RR intervals in a given period of time (rMSSD); and per-
ability to adapt to new circumstances by detecting and responding centage of RR intervals with a greater than 50 ms difference in
quickly to unpredictable stimuli. This is a useful measure for un- duration (pNN50). The SDNN, SDANN and SDNNi indices represent
derstanding the status of the autonomic nervous system (ANS). sympathetic and parasympathetic activity, whereas the rMMSD
Normal HRV is due to autonomic neural regulation of the heart and and pNN50 indices represent parasympathetic activity (Vanderlei
circulatory system. The balance between the sympathetic and et al., 2009).
parasympathetic components of the ANS controls the HR. This The frequency domain divides HRV into high frequency (HF),
control involves the action of baroreceptors, chemoceptors, atrial which corresponds to respiratory modulation and is an indicator of
receptors and ventricular receptors as well as changes in the res- the influence of the vagus nerve on the heart, and low frequency
piratory system, vasomotor system, renin-angiotensin-aldosterone (LF), which corresponds to the joint action of vagal and sympathetic
system and thermoregulating system. components on the heart, with a predominance of the sympathetic
The analysis of HRV can be linear (time and frequency domains) component. Very low frequency (VLF) and ultra low frequency
or non-linear. Linear methods are obtained based on RR intervals (ULF) seem to be related to the renin-angiotensin-aldosterone
system, thermoregulation and peripheral vasomotor tone
(Vanderlei et al., 2009).
* Corresponding author. Rua Presidente Kennedy, 189. Ap. 52, 18040-550, Sor- Stimuli from an increased sympathetic nervous system (SNS) or
ocaba, SP, Brazil. diminished parasympathetic nervous system (PNS) result in
E-mail address: hugo.pasini@cbosteopatia.com.br (H.P. Neto).

https://doi.org/10.1016/j.jbmt.2017.09.025
1360-8592/© 2017 Elsevier Ltd. All rights reserved.
204 B.L. Amoroso Borges et al. / Journal of Bodywork & Movement Therapies 22 (2018) 203e208

accelerated heart activity, whereas low SNS activity or high PNS sample divided into an experimental group and control group
activity slow down the heart. The degree of HRV furnishes infor- (sham or without treatment) or two experimental groups. Only
mation on nervous control of the HR and the response capacity of articles published in English in indexed journals were selected for
the heart (Acharya et al., 2006). review. To retrieve relevant articles, the Pubmed, Scielo, Lilacs,
Spinal manipulation has been used in the treatment of visceral PEDro, Ibesco, Cochrane and Scopus databases were searched be-
disorders, chronic low back pain and headache (Hurwitz et al., tween October and December 2016 using the following key words:
1996) and even influences autonomic aspects, such as HRV heart rate variability, spinal manipulation, osteopathy, chiropractic,
(Pickar, 2002). This physiotherapeutic modality consists of a me- manual therapy, myofascial, osteopathic.
chanical stimulus of the tissue that surrounds a vertebra or a sud- Using the Preferred Reporting Items for Systematic Reviews and
den high-velocity, low amplitude thrust on a specific vertebra. The Meta-Analyses (PRISMA), two reviewers independently analyzed
therapist controls the velocity, magnitude and direction of the the titles and abstracts of the articles retrieved during the initial
thrust. Manipulation is performed at the end of the range of mo- search. Pre-selected articles were then submitted to full-text
tion, without exceeding anatomic limits. Cavitation generally oc- analysis. Two members of the research team independently
curs, which is often accompanied by a popping sound. Despite analyzed all pre-selected articles to identify potentially eligible
evidence of the benefits of spinal manipulation, the physiological studies. In cases of disagreement, a third reviewer evaluated the
mechanisms are not yet fully clarified, but this does not refute the articles to establish a consensus. Two researchers (authors) applied
clinical effects (Pickar, 2002). the PEDro scale independently. Divergences were settled through
Different theories attempt to explain the effects of spinal discussion until reaching a consensus.
manipulation. The central theme of these theories is that anatomic, PEDro is an evidence-based physical therapy database with
physiologic and biomechanical changes can affect the functioning more than 16 thousand randomized clinical trials, systematic re-
of the nervous system. Hypothetically, a change between vertebral views and guidelines for clinical practice. This database also pro-
segments produces a mechanical overload effect that can alter the vides details on citations as well as abstracts and links to full texts,
signaling of mechanical or chemical properties of sensory neurons whenever available. All trials are appraised for quality and these
in paravertebral tissues. Such changes in sensory input can alter quality appraisals lead users quickly to trials that are more likely to
neural integration or directly affect the reflex activity and/or center be valid and contain sufficient information to guide clinical
of neural integration with a nociceptive or even autonomic practice.
neuronal pool. Spinal manipulation is therefore thought to alter the The PEDro database is produced by the Centre for Evidence-
flow of sensory signals from paravertebral tissues in such a way as Based Physiotherapy of the George Institute for International
to improve physiological function (Pickar, 2002). This explanation is Health and was developed to give physiotherapists and other
one of the most rational bases for the neurophysiologic mecha- health professionals rapid access to bibliographic details and ab-
nisms underlying the effects of spinal manipulation. stracts of the best evidence of the effectiveness of treatments. Trials
Manipulation can affect the processing of pain, possibly through are classified based on methodological quality. Each article receives
a facilitated change in the central state of the spinal cord, and can a score ranging from 0 to 10 points, depending on the number of
affect the motor control system. Experiments with animals have criteria met. A score of less than 4 points is indicative of “poor”
demonstrated that sensory inputs from paravertebral tissues can quality, scores of 4e5 points are indicative of “fair” quality, scores of
alter the neural output to the ANS. However, the effects of spinal 6e8 points are indicative of “good” quality and scores of 9e10
manipulation on this system have been investigated little (Bolton points are indicative of “excellent quality”.
and Holland, 1998). Eleven criteria are evaluated in the PEDro scale, 10 of which are
Studies involving humans have been performed to measure scored:
changes in HRV following cervical (Budgell and Hirano, 2001) and
thoracic (Budgell and Polus, 2006) manipulation. The studies cited 1. Eligibility criteria were specified (not scored).
demonstrated changes in different HRV variables, whereas no 2. Subjects were randomly allocated to groups (in a crossover
changes occurred in any HRV variables under simulated conditions study, subjects were randomly allocated an order in which
in the control groups. There is strong evidence that HRV is a good treatments were received).
marker of ANS activity (Martinma et al., 2006). Thus, the results of 3. Allocation was concealed.
these studies seem to demonstrate that spinal manipulation can 4. The groups were similar at baseline regarding the most
affect the ANS. important prognostic indicators.
Myofascial techniques, denominated as such, due to the fact that 5. There was blinding of all subjects.
such techniques are directed at muscle tissue and fascia, have also 6. There was blinding of all therapists who administered the
been demonstrated to act on the ANS. After interventions on the therapy.
gastrocnemius, biceps femoris, thoracic-lumber fascia and cranium, 7. There was blinding of all assessors who measured at least
Arroyo-Morales et al. (2008) concluded that myofascial release fa- one key outcome.
vors the recovery of HRV and diastolic blood pressure after high- 8. Measures of at least one key outcome were obtained from
intensity exercise to pre-exercise levels. more than 85% of the subjects initially allocated to the
Thus, the aim of the present study was to perform a systematic groups.
review on the effect of spinal manipulation and myofascial tech- 9. All subjects for whom outcome measures were available
niques on HRV. received the treatment or control condition as allocated or,
when this was not the case, data for at least one key outcome
2. Methods was analyzed by “intention to treat”.
10. The results of between-group statistical comparisons are
Studies investigating the effects of spinal manipulation or other reported for at least one key outcome.
manipulative and myofascial techniques on HRV were selected for 11. The study provides both point measures and measures of
the present review using the following inclusion criteria: clinical variability for at least one key outcome.
trials involving healthy individuals or patients with a disorder/
disease; use of manipulation with or without another intervention;
B.L. Amoroso Borges et al. / Journal of Bodywork & Movement Therapies 22 (2018) 203e208 205

3. Results  VLF is related to variation in the activity of the sympathetic


nervous system.
After analysis and the selection of articles on heart rate vari-  LF is related to sympathetic activity and vasomotor activity
ability and osteopathic techniques, the studies were listed in the (Lombardi et al., 1996).
table, which provides data on authors, year of publication, meth-  The SDNN, SDANN and SDNNi indices represent sympathetic
odology used, results, conclusions and methodological quality and parasympathetic activity, whereas rMMSD and pNN50
score based on the PEDro scale (Fig. 1 and Table 1). represent parasympathetic activity (Vanderlei et al., 2009).

Manipulative techniques are commonly used by osteopathic


practitioners, chiropractors and physiotherapists with or without
4. Discussion one of the specialties cited for use in treatment, especially the
treatment of musculoskeletal disorders (Licciardone et al., 2005).
The aim of the present study was to analyze the effects of Perry et al. used techniques that the authors denominated Grave V
techniques used in osteopathy on HRV. After an evaluation of the (high velocity and low amplitude) at L4-L5 on both sides in lateral
pre-selected articles, ten were selected for inclusion regardless of decubitus. One group of volunteers (n ¼ 25) was submitted to this
their methodological quality, five of which were randomized clin- technique and another group (n ¼ 25) was submitted to the
ical trials. This demonstrates that need for better methodological McKenzie method. The authors concluded that both techniques
criteria for studies. Among the ten articles included in the present have an immediate effect on the activity of the SNS, but the increase
review, methodological quality (based on the PEDro scale) was in activity was twofold greater in the group submitted to manip-
classified as “good” for six studies, “fair” for three studies and ulation. Boal and Gillette (2004) and Bialosky et al. (2009) attribute
“poor” for one study. the immediate effect of manipulation to the modulation of the
HRV describes oscillations in the intervals between consecutive excitability of the dorsal horn of the spinal cord, resulting in
heartbeats (RR intervals), which can be used to identify phenomena hypoalgesia. Another factor is that manipulation is performed
related to the ANS. Changes in HRV patterns are important in- passively with the patient lying down. According to Slater and
dicators of physiological abnormalities. High HRV is a sign of good Wright (1995), the activity of the SNS may be related to a change
adaptability, characterizing a healthy individual with efficient in body position.
autonomic mechanisms, whereas low HRV is often an indicator of Budgell and Hirano (2001) divided 25 volunteers (20 women
impaired, inefficient adaptation of the ANS and may indicate and five men) into two groups, but did not describe the number of
physiological abnormalities (Vanderlei et al., 2009). volunteers in each group. In the intervention group, the therapists
The onset of cardiac excitation is generated in the sinus node, manipulated C1 and C2 without extension. In the sham group, the
which is distributed throughout the atria, promoting atrial depo- thrust was performed on the skin. Immediately after the inter-
larization represented by the P wave on the electrocardiogram vention, a reduction in HR was found in both groups, but absolute
(ECG). This impulse is conducted to the ventricles through the and normalized increases in LF as well as absolute increases in HF
atrioventricular node and distributed by Purkinje fibers, resulting and the LF/HF ratio only occurred in the manipulation group. The
in the depolarization of the ventricles represented by the Q, R and S authors postulate that these results may be explained by two
waves (QRS complex) of the ECG. Ventricular re-polarization is mechanisms: 1) the afferent input of receptors in cervical tissues;
represented by the T wave. HRV indices are obtained from the and 2) vestibular stimulation. Vestibular stimulation can elicit a
analysis of intervals between R waves, which may be captured by cardiovascular response. Many neurons in the ventrolateral spinal
an electrocardiograph, analog-digital converter or heart rate meter cord that respond to stimulation of the vestibular nerve also
using external sensors placed on specific points of the body respond to stimulation of the carotid sinus nerve. Coffee et al.
(Vanderlei et al., 2009). (2005) found that hypertension may be associated with ventro-
An analysis of variables can indicate stimuli of greater lateral compression of the spinal cord. It seems plausible that
prevalence: manipulation at C1 significantly alters sympathetic tone.
Welch and Boone (2008) divided volunteers into one group
 R-R modulation is known as vagal firing (Martinma et al., 2006). submitted to cervical manipulation and another submitted to
 HF is related to parasympathetic activity and is synchronized thoracic manipulation (two evaluation sessions, followed by two
with the respiratory rate (Lombardi et al., 1996).

Fig. 1. Screening of studies.


206 B.L. Amoroso Borges et al. / Journal of Bodywork & Movement Therapies 22 (2018) 203e208

Table 1
Results of the studies.

Authors, Year Subjects Methods Outcomes Conclusion Quality (PEDro)

Arroyo-Morales et al., 2008 RCT, n ¼ 62 Both groups performed Significant reductions Myofascial release 7 (1,2,3,4,7,9,10)
Control group ¼ 30 warm up on stationary in blood pressure and favors the recovery of
Fascia group ¼ 32 bike, followed by LF after exercise; HF HRV and diastolic blood
maximum performance statistically significant pressure after high-
during protocol. in fascia group after intensity exercise to
Myofascial induction exercise; Diastolic pre-exercise levels.
protocol: long J-stroke pressure returned to
gastrocnemus and baseline levels in fascia
biceps femoris, cross group and remained
technique for thoracic- lower in control group.
lumbar fascia and
quadriceps, pressure
sustained on occipital
condyles, frontal V
spread, temporal ear
pull after high-intensity
cycle training
Control: sham
Evaluation: ECG
Budgell and Hirano, 2001 Cohort of 25 healthy Manipulation of C1 and Increase in LF and HF in Manipulation can affect 5/10 (1,2,8,9,10,11)
adults C2 manipulation group sympathetic-
Sham ¼ positioning parasympathetic
without thrust balance.
Evaluation: ECG, HRV.
Budgell and Polus, 2006 Controlled, cross-over Manipulation of T1 to Increase in LF, HF and Thoracic manipulation 7/10 (1,2,3,4, 8,9, 10,11)
study, 28 healthy young T4 LF/HF in manipulation can affect sympathetic-
adults Sham ¼ positioning group parasympathetic
Evaluation: ECG for balance.
HRV
Castro-Sanchez et al., 2010 RCT, 92 Craniosacral therapy After 20 weeks Craniosacral therapy 8/10 (1, 2, 3, 4, 7, 8, 9, 10)
Intervention ¼ 46 protocol: still point on Intervention: reduction improves pain
Sham ¼ 46 feet, diaphragmatic- in pain in 13 of 18 symptoms in the
pelvic release, release tender points, medium term in
of scapular girdle, statistically significant patients with
frontal lift, parietal life, difference in SDRR and fibromyalgia.
compression- rMSDD, improvement
decompression of in clinical global
sphenobasilar impression, prevailing
synchondrosis for two months and one
temporal year after intervention
decompression,
compression-
decompression of
temporomandibular
joint and equilibrium of
dura mater
Evaluation: ECG
Delaney, 2002 RCT, n ¼ 30 (16 women Myofascial techniques Reduction in HR in The group submitted to 6/10 (1,2,4, 8,9,10,11)
and 14 men) divided in neck region, head intervention group; myofascial techniques
into control group and shoulder in time domain: increase exhibited an increase in
(n ¼ 15) and intervention group in length of RR interval, parasympathetic
intervention group through sliding, SDNN, RMSSD and activity and
(n ¼ 15) compression, pNN50 only in consequently greater
percussion and deep intervention group; relaxation.
transverse friction Frequency domain:
Evaluation: Polar and increase in VLF and HF
HRV and reduction in LF/HF
ratio in intervention
group
Henley et al., 2008 N ¼ 17 Osteopathy group Parasympathetic Osteopathy can exert 6/10 (1,2,4,8,9,10,11)
submitted to response in supine an influence on
myofascial maneuver in position in all groups responses in the ANS. A
neck region Vagal response in vagal response was
Sham group submitted osteopathy group found in this study.
to only touch on neck No differences in other
region groups
Control group not
submitted to touch in
neck region
Evaluation: ECG and
HRV
Perry et al., 2011 RCT, 50 healthy young Exercise e trunk Increase in activity of Spinal manipulation 5/10 (2,8,9,10,11)
adults extension (McKenzie) SNS in both groups; has prolonged effect on
Manipulation e L4/L5 SNS activity.
B.L. Amoroso Borges et al. / Journal of Bodywork & Movement Therapies 22 (2018) 203e208 207

Table 1 (continued )

Authors, Year Subjects Methods Outcomes Conclusion Quality (PEDro)

N ¼ 25 (exercise) Evaluation: larger increase in


N ¼ 25 (manipulation) Neurophysiologic manipulation group
measure of skin
conductivity for
analysis of SNS (Biopac
System)
Roy et al., 2009 RCT, 51 volunteers: Manipulation at L5 with Increase in VLF in all Independent of 7/10 (1,2,3,4,5, 9, 10,11)
33 in group without activator in group groups except control technique, lumbar
pain: without pain Reduction in LF in all manipulation seems to
11 per group (control, Lumbar manipulation groups except sham stimulate the PNS.
sham and treatment) (low back row) in group group without pain
20 in group with pain: with pain
10 per group Evaluation of HRV
(treatment and sham) (Suunto heart meter)
Welch and Boone, 2008 Controlled, cross-over Cervical (n ¼ 4) and Significant reduction in Cervical stimulation led 1/10 (1,8)
clinical trial thoracic (n ¼ 3) diastolic pressure to stimulated
N ¼ 40 manipulation HRV only evaluated in 7 parasympathetic
Evaluation: BP and ECG individuals activity and thoracic
for HRV stimulation led to an
increase in sympathetic
activity.
Zhang et al., 2006 N ¼ 10, but only 8 Manipulative Reduction in HR and Manipulative 5/10 (1, 2, 8, 9, 10, 11)
underwent HRV adjustments (not increase in LF and HF in adjustments can
analysis specified) group immediately modify HRV and reduce
Evaluation: ECG e HRV, after adjustments pain.
HR and pain Increase in LF at four
weeks

intervention sessions and a final evaluation session). The authors Osteopathy is not restricted to spinal manipulation. Myofascial
only described the position of the volunteers during the in- techniques are also employed for the treatment of different disor-
terventions e the cervical group (C1, n ¼ 4) was in supine position, ders. In the study conducted by Arroyo-Morales et al. (2008),
whereas the thoracic group (T1, n ¼ 1 and T4, n ¼ 2) was in the healthy volunteers were allocated to a fascia group (n ¼ 32) and
prone position. Although 40 individuals were recruited for the control group (n ¼ 30). Following warm up and three minutes of
study, HRV was only evaluated in seven. After manipulation, an recovery, both groups performed the Wingate test on a stationary
increase in parasympathetic dominance was found, as demon- bike. The volunteers were encouraged to give their maximum
strated by the reduction in the LF/HF ratio. In contrast, an increase performance and were then placed in the supine position for
was found in the LF/HF ratio in the group submitted to thoracic analysis. The fascia group was submitted to the following tech-
manipulation, which indicates an increase in sympathetic activity. niques for a total of 40 min: long J-stroke for the gastrocnemius and
Zhang et al. (2006) performed manipulation on 10 individuals, biceps femoris muscles for three minutes each; technique with
but did not specify the type of manipulation and HRV was evalu- hand crossed over the thoracolumbar fascia for 12 min and over the
ated in only eight individuals. Statistically significant changes were quadriceps for eight minutes; sustained pressure on the occipital
found. Mean HR was reduced from 76 to 74, SDNN increased from condyles for five minutes; frontal V spread for five minutes; and ear
57.4 to 61.5, HF increased from 448 to 485 and LF increased from pull of the temporal muscles for four minutes. These myofascial
446 to 448. The authors conclude that manipulation can exert an techniques favored the normalization of blood pressure and HRV
influence on HRV, but long-term studies are needed. after the high-intensity exercise. It is likely that such techniques
For the lumbar region, Roy et al. (2009) divided the sample into favor parasympathetic effects, with type 3 and 4 mechanoreceptors
two groups, each with three subgroups. The group without pain stimulated by the myofascial movements activating a para-
(n ¼ 11) was subdivided into a treatment, sham and control group. sympathetic vegetative response. A specific group of these
Treatment involved the use of a chiropractic device denominated mechanoceptors are responsible for this type of cardiovascular
the Activator IV (174.75 N) applied to L5. The group with pain response through the stimulus of traction.
(n ¼ 10) was subdivided in the same way and used the lumbar roll Castro-Sanchez et al. (2010) allocated volunteers with fibro-
method. In the group with pain, differences were found among the myalgia to an intervention group (n ¼ 46) and sham group (n ¼ 46).
subgroups with regard to HF and VLF. In the group without pain, After the algometric and HRV analyses, the intervention group was
differences among subgroups were found for mean RR and HF. The submitted to the still point technique on the feet, diaphragmatic-
reduction in HF in all groups except the control was considered to pelvic release, scapular girdle release, frontal lift, parietal lift,
be representative of the parasympathetic response, which is also compression-decompression of sphenobasilar synchondrosis,
linked to respiratory activity. VLF also increased in all groups except decompression of the temporal muscle, compression-
the control and LF diminished in all groups except the sham sub- decompression of the temporomandibular joint and equilibrium
group without pain. This represents the sympathetic response and of the dura mater. After 20 weeks of treatment, the intervention
is related to vasomotor activity. The prevalence of HF over LF was group exhibited a significant reduction in 13 of the 18 tender points,
also found in all groups except the control, suggesting a change in significant differences in SDRR and rMSDD and an improvement
sympathovagal balance toward parasympathetic predominance. the clinical global impression, prevailing for two months and one
Thus, lumbar manipulation seems to stimulate the para- year after the intervention.
sympathetic system. Henley et al. (2008) allocated 17 volunteers to an osteopathy
208 B.L. Amoroso Borges et al. / Journal of Bodywork & Movement Therapies 22 (2018) 203e208

group, sham group and control group, but did not describe the movements, thereby activating a parasympathetic vegetative
number of volunteers in each group. The osteopathy group was response, as some mechanoreceptors are responsible for this
submitted to a myofascial technique in the cervical region, but the type of cardiovascular response through the stimulus of traction
authors did not describe how the technique was performed. In the (Arroyo-Morales et al., 2008).
sham group, the researchers placed their hands in the same posi-
tion as in the osteopathy group, but without performing any
intervention, and the control group was only submitted to the
evaluation procedures. Increases in HR, LF and the LF/HF ratio as Conflict of interest
well as a decrease in HF were found in all groups in the tilt position.
In the inter-group comparisons, the increase in LF and the LF/HF The authors declare no conflicts of interest.
ratio were significantly lower in the osteopathy group when
compared to the other groups and HF was significantly higher in
comparison to the other groups. The authors demonstrated that the References
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