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PIIS0002939422004184
PIIS0002939422004184
PADMAJA SANKARIDURG, REBECCA WENG, HUY TRAN, DANIEL P. SPIEGEL, BJÖRN DROBE, THAO HA,
YEN H. TRAN, AND THOMAS NADUVILATH
• PURPOSE: To evaluate myopia progression with highly 24. © 2022 The Authors. Published by Elsevier Inc.
aspherical lenslet (HAL) spectacles vs conventional sin- This is an open access article under the CC BY license
gle vision (SV) spectacles. (http://creativecommons.org/licenses/by/4.0/))
• DESIGN: Prospective, double-blind, single-center, ran-
domized, cross-over trial.
E
• METHOD: A total of 119 Vietnamese children (7-13 stimated to affect nearly half of the world’s
years of age, spherical equivalent refractive error [SE] = – population by the year 2050,1 the burden of myopia
0.75 to –4.75D) were randomized to wear either HAL or is substantial. For the year 2015 alone, the potential
SV, and after 6 months (stage 1) crossed over to the other lost productivity due to myopia was estimated at US $250
lens for another 6 months (stage 2). At the end of stage billion.2 It has been demonstrated that any level of myopia
2, both groups wore HAL for a further 6 months. In the confers a risk of complications; however, eyes with high my-
order that lenses were worn at each stage, group 1 was opia are at the greatest risk for complications and related
designated HSH (HAL-SV-HAL) and group 2 SHH (SV- vision impairment.3 Eyes with higher levels of myopia also
HAL-HAL). The main outcome measures were a com- have an earlier onset of complications affecting their pro-
parison between HAL and SV for change () in SE and ductivity.4 , 5 These data indicate the need to reduce progres-
axial length (AL) during each stage; and a comparison of sion of a myopic eye to reduce the burden.
SE/AL with SV between HSH and SHH groups to de- Optical strategies that not only correct for the refractive
termine whether myopia rebounded when switched from error at the fovea but also modulate the defocus at the pe-
HAL to SV (HSH group). ripheral retina can slow myopia. Of the spectacle lenses
• RESULTS: Myopia progressed more slowly with HAL designed to slow myopia, recent lens designs involving
than with SV during stages 1 and 2 (SE stage 1: –0.21 multiple lens segments and aspherical lenslets in the mid-
vs –0.27D, P = .317, stage 2: –0.05 vs –0.32D, P < peripheral to peripheral portion of the lens have demon-
.001; AL stage 1: 0.07 vs 0.14 mm, P = .004; stage strated good efficacy in randomized clinical trials as com-
2: 0.04 vs 0.17 mm, P < .001). SE/AL with SV was pared to that in control single vision spectacle groups.6 , 7
not different between the HSH and SHH groups (SE Although such long-term trials extending over 2 to 3 years
–0.33 ± 0.27D vs –0.27 ± 0.42D, P = .208; AL 0.17 are recommended to assess efficacy and rebound of my-
± 0.13mm vs 0.13 ± 0.15 mm, P = .092). An average opia,8 inherent difficulties in conducting such trials (cost,
of 14 hours per day of lens wear was reported with both resources, drop-outs, and myopia-related issues such as age-
lenses. related influences on progression) prohibit the evaluation
• CONCLUSIONS: In this cross-over trial, intergroup and of possible myopia control designs for their ability to slow
intragroup comparisons indicate that HAL slows myopia. myopia, confirmation of myopia control efficacy of existing
Children were compliant with lens wear, and data were designs, or assessment of rebound.
not suggestive of rebound when patients were switched Thus, we aimed to ascertain the efficacy of spectacle
from HAL to SV. (Am J Ophthalmol 2023;247: 18– lenses with highly aspherical lenslets in slowing progression
of myopia compared to single vision spectacle lenses using a
short- term, prospective, double-blind, randomized clinical
Supplemental Material available at AJO.com. trial involving cross-over of the interventions.
Accepted for publication October 29, 2022.
From the Brien Holden Vision Institute (BHVI), Sydney, Australia
(P.S., R.W., H.T., T.N.); School of Optometry and Vision Science, Uni-
versity of New South Wales (P.S., T.N.), Sydney, NSW, Australia; Essilor
R&D Centre Singapore (D.P.S., B.D.), Singapore; Haiyen Eye Care (T.H., METHODS
Y.H.T.), Ho Chi Minh City, Vietnam
Inquiries to Padmaja Sankaridurg, Level 4, Rupert Myers Building,
Gate 14, Barker Street, Kensington, NSW 2052, Australia; e-mail: This was a prospective, 2-arm, double-blind, randomized
p.sankaridurg@unsw.edu.au cross-over clinical trial conducted at Haiyen Eye Care, Ho
© 2022 THE AUTHORS. PUBLISHED BY ELSEVIER INC.
18 THIS IS AN OPEN ACCESS ARTICLE UNDER THE CC BY LICENSE 0002-9394/$36.00
(HTTP://CREATIVECOMMONS.ORG/LICENSES/BY/4.0/) https://doi.org/10.1016/j.ajo.2022.10.021
Chi Minh City, Vietnam. A total of 119 children with my- ported.7 , 9 Lens fitting was as per standard fitting procedures
opia who were 7 to 13 years of age, with a spherical equiva- adopted for single vision lenses with monocular pupillary
lent refractive error ranging from −0.75D to −4.75D, astig- distance for horizontal centration and frame half-heights
matism no more than −1.50D, anisometropia of ≤1.00D, +2 mm for vertical centration.
and visual acuity of ≥0.05 logMAR, were enrolled. All en- Following a baseline examination that included history
rolled children had normal ocular findings with no strabis- and visual acuity, eyes were cyclopleged and a cycloplegic
mus or any ocular or systemic condition that might affect autorefraction and axial length measurement conducted.
progression or visual acuity through effects on the retina, Cycloplegia was performed with 2 drops of 1% cyclopen-
accommodation, or intraocular pressure. In addition, there tolate (cyclopentolate hydrochloride; Alcon), 5 minutes
was no history of use of any prior myopia control procedures apart, preceded by a short-acting anaesthetic (proxymeta-
or contact lenses. Parents of carers/caregivers of children caine hydrochloride). Approximately 30 minutes follow-
provided informed consent and were willing to attend the ing instillation of the second drop of cyclopentolate, pupil-
scheduled study visits and to comply with the protocol. The lary response to light was assessed for nonresponsiveness to
trial was approved by the Institutional Ethics Committee of light. When eyes were deemed to be cyclopleged (pupils di-
An Sinh Hospital, Ho Chi Minh City, adhered to the tenets lated and nonresponsive to light), refractive error and ax-
of the Declaration of Helsinki for experimentation on hu- ial length measurements were conducted using Shin Nip-
man subjects, and was conducted in accordance with the pon K 5001 (http://www.shin-nippon.jp) and Lenstar 900
ICH-GCP (International Conference on Harmonisation- (http://www.haag-streit.com). Spherical equivalent refrac-
Good Clinical Practice) guidelines (ICH135/95). The trial tive error was based on the average of 5 reliable autorefrac-
was registered with the National Institutes of Health (NIH) tion measurements for each eye, and axial length was based
GOV trial registry (NCT04048148), commenced on 31st on 3 measurements. Cycloplegic refractive error was mea-
May 2019 and was completed on 26 May 2021. sured at the 6-month time point whereas axial length was
Enrolled children were randomized to 2 groups: (1) group measured at 3-month time points in the study.
HSH to spectacle lenses with highly aspherical lenslets When the participants needed a spectacle lens (assigned
(HAL), and (2) group SHH to single vision (SV) spectacle lens at each of the stages or when required), the prescrip-
lenses. After 6 months of lens wear in their assigned group tion was provided to a member of the study team who was
(stage 1), participants were switched to the other, remain- not involved in examining the participants. They then or-
ing lens type (group HSH switched from HAL to SV, and dered the lenses based on the randomization code. Once the
group SHH vice versa) without any wash-out period for an lenses were received, a dispenser fitted the lenses per the
additional 6 months of lens wear (stage 2). The random- instructions. Both the participant and the clinician were
ization plan was overseen by the biostatistician and gen- blinded to the assigned lens type throughout the study pe-
erated from http://www.randomization.com/ and uses the riod.
Wichman-Hill Random Number Generator that incorpo-
rates balanced permutations of treatments whereby each
subject receives both lens types in random order. Block ran- • DATA ANALYSIS: The primary outcome of the trial was
domization of block size 6 was used to generate the plan. the 6 month change in spherical equivalent refractive error
No baseline stratification was used. The randomization plan and axial length. Based on previous findings for myopia pro-
was applied through the Clinic Data Management system, gression among Asian children, and assuming a 20% drop
and the system sequentially allocated each enrolled partic- out rate, the minimum sample was set at 60 children per
ipant according to the plan. group to detect a group difference of 0.25 ± 0.43 diopters
At the end of 12 months, both groups were invited to (D) between lens types with a significance of 5% and power
continue to participate in the study and were prescribed at 80% using a 2-tailed t distribution.10
HAL spectacles (13-19 months) and monitored for a fur- Computed for each participant-eye, progression of spher-
ther 6 months (Stage 3). Participants stayed in their as- ical equivalent refractive error and axial length were de-
signed group until commencing wear of HAL from 13 to fined as the change from the baseline within each stage and
19 months. were analyzed within a stage in a grouped format and be-
tween stages in a paired format.
• LENS DESIGN, STUDY PROCEDURES, AND LENS WEAR: Descriptive statistics such as mean and standard devia-
Children were required to wear spectacle lenses for the wak- tion were used to describe the raw progression data between
ing hours consistent with the wearing pattern of a person groups and stages and are presented using box-and-whisker
who is a full-time spectacle wearer. The control spectacle plots.
lens was a standard single vision spectacle lens (polycarbon- Outliers were identified by setting a boundary (±1.5D
ate; Essilor), and the novel test lens comprised concentric representing 3 × SD) in the linear relationship between
rings of highly aspherical lenslets (polycarbonate material; axial length and spherical equivalent progression (Supple-
Essilor). The lens design and the mechanism for myopia mental Figure 1). A total of 7 and 5 eyes fell outside this
control efficacy of the HAL lenses has been previously re- range for stage 1 and stage 2, respectively.
to the rate of progression with SV lenses in stage 1 (no prior • WEARING TIME PER DAY AND PROGRESSION: Both
HAL experience, SHH group) and was not different (−0.33 HAL and SV lenses were worn on an average of 14 hours
± 0.27 D vs −0.27 D ± 0.42, P = .208 for SE and 0.17 ± per day (overall across visits: mean 14.1 ± 2.9 vs 13.9 ±
0.13 mm vs 0.13 ± 0.15 mm, P = .092 for AL). 2.8 hours, P = .470, and median 15.0 ± 2.1 vs 15.0 ± 2.5
The estimated mean rate of progression (for a child 11 hours with HAL and SV lenses, respectively). Therefore,
years of age and adjusted for confounders) with SV for stage progression was determined for those participants who wore
1 was −0.25D (CI = −0.34 to −0.17 D) and 0.13mm the lenses for ≥14 hours per day and <14 hours per day dur-
(CI = 0.10 to 0.17 mm) for SE and AL, respectively. Simi- ing stages 1 and 2. The differences between the groups were
larly, the estimated mean rate of progression for stage 2 was. significant for stage 2; the data were suggestive of higher
−0.33D (CI = −0.43 to −0.22 D) and 0.17 mm (CI = 0.13 progression for those wearing HAL for <14 hours per day
to 0.22 mm) for SE and AL. (Figure 3).
Group I: HSH Group II: SHH P Value Group I: HSH Group II: SHH
Stage 1: HAL vs SV SE (D) −0.20 ± 0.31 −0.27 ± 0.42 .317 −0.21 –0.27
(+0.30 to −1.10) (+1.10 to −1.43) (−0.10 to −0.32) (−0.17 to −0.36)
AL (mm) 0.06 ± 0.15 0.13 ± 0.15 .004 0.07 0.14
(–0.59 to 0.67) (–0.63 to 0.55) (0.02 to 0.11) (0.10 to 0.18)
Stage 2: SE (D) –0.33 ± 0.27 –0.05 ± 0.37 <.001 –0.32 –0.05
SV vs HAL (+0.35 to –1.13) (+1.25 to –1.15) (–0.24 to –0.41) (0.03 to –0.12)
AL (mm) 0.17 ± 0.13 0.05 ± 0.12 <.001 0.16 0.04
(–0.31 to 0.73) (–0.14 to 0.62) (0.12 to 0.19) (0.01 to 0.07)
Stage 3: HAL vs HAL SE (D) –0.16 ± 0.38 –0.26 ± 0.36 .203 –0.18 –0.27
(–0.08 to –0.24) (–0.18 to –0.33) (–0.07 to –0.30) (–0.16 to –0.37)
AL (mm) 0.05 ± 0.09 0.07 ± 0.11 .650 0.07 0.08
(0.03 to 0.07) (0.05 to 0.10) (0.04 to 0.10) (0.05 to 0.11)
AL = axial length; D = diopter; HAL = highly aspherical lenslet; HSH =HAL-SV-HAL; SE = spherical equivalent; SHH =SV-HAL-HAL;
SV = single vision.
FIGURE 2. Observed changes in spherical equivalent refractive error and axial length for participants who completed all stages.
Chinese children with myopia randomized to HAL, slightly 0.20 D. Using this criterion, the group difference of 0.07 D
aspherical lenslets (SAL), or SV, both HAL and SAL were in stage 1 was nonsignificant, whereas a difference of 0.27
found to slow myopia over a 2-year period. However, the D in stage 2 was significant. Another possibility, albeit re-
slowing of progression was greater with HAL and especially mote, is that in stage 2, the switch to SV from HAL in
over the long term, and some investigators have concluded the HSH group may have increased progression with SV
that a positive dose−response relation exists between my- lenses (rebound) that would then translate to a greater in-
opia control efficacy and lenslet asphericity7 , 9 Specifically, tergroup difference despite HAL performing similarly across
the reported change in spherical equivalent/axial length at both stages. However, the progression rate with SV lenses
the end of 6 months of wear with SV was −0.34 ± 0.04 in the HSH group during stage 2 was similar to the pro-
D/0.20 ± 0.01 mm and with HAL was −0.10 ± 0.04 D/0.08 gression rate in the SHH group during stage 1 (Figure 2).
± 0.01 mm.9 Our results, in an independent trial involv- These results confirm the performance of HAL and also
ing Vietnamese children with myopia, was similar for both indicate no rebound when children switched from HAL
SV and HAL, and confirms the ability of HAL to slow to SV lenses. Although rebound was assessed only after 6
myopia. months of lens wear, studies have demonstrated significant
In the current trial, each of the lens-wearing stages were myopia control efficacy at just 6 months of lens wear,6 , 9 , 12
6 months in duration. Wearing HAL slowed myopia as and therefore it was deemed appropriate to assess rebound
demonstrated by lower axial elongation, as compared to at this stage. Nevertheless, it is appropriate that data from
wearing SV for both stages 1 and 2. In comparison, change trials of longer duration be considered, to further assess and
in spherical equivalent was significantly different only for to determine rebound or a lack thereof with the use of HAL
stage 2. Although the reasons for this varied efficacy with lenses.
respect to spherical equivalent are not entirely clear, across Authors of previous studies with myopia control contact
all stages, greater variability was observed with change in lenses had reported a relation between myopia control per-
spherical equivalent refractive error as compared to change formance and compliance in lens wear.12 , 13 In the present
in axial length. Indeed, AL measurements are more ac- study, during stage 2, HAL wearers with ≥14 hours per day
curate with variability between measurements and instru- were found to have significant slowing of myopia as com-
ments limited to a few microns, and therefore considered a pared to those with <14 hours per day, with little differ-
better predictor for monitoring progression.8 Another pos- ences across the other groups and stages. Overall, compli-
sibility is that the intergroup difference in spherical equiv- ance to spectacle lens wear was high, with <30% of wearers
alent for each stage is less than the anticipated 0.25 ± 0.43 reporting that they wore spectacles for <14 hours per day.
D. If true, this would require a larger sample size to detect in- Given the unequal sample size, the effects of compliance
tergroup differences smaller than 0.25D for spherical equiv- were difficult to assess.
alent. However, in a recent publication comparing HAL vs During stage 3, myopia progression slowed in those par-
SV,9 the intergroup difference at 6 months was 0.24 D, and ticipants who were wearing SV lenses during stage 2 (HSH
therefore our sample size estimates were reasonable. In addi- group). In the SHH group, despite the participants wearing
tion, our data indicate a lower-than-expected standard de- HAL during both stages 2 and 3, a greater myopic shift in
viation at 0.35 D, which translates to the study sample hav- SE was observed during stage 3 as compared to stage 2. Al-
ing 80% power to detect a smaller intergroup difference of though previous studies found high accuracy and repeata-
Funding/Support: The trial was supported in part by Essilor International, Brien Holden Vision Institute and Hai Yen Eye Care. Trial materials (ie, lenses)
were provided by Essilor.
Financial Disclosures: P.S. has received part travel support to present trial findings at International Myopia Conference, Rotterdam, 2022. D.S. is an
employee of Essilor. B.D. is an employee of Essilor International and inventor on patents related to highly aspherical lenslet designs. The trial was partly
funded by Essilor and lenses used in the study were supplied by Essilor. Essilor manufactures and sells spectacle lenses with highly aspherical lenslets. None
of the other authors report any financial disclosures or conflicts of interest. All authors attest that they meet the current ICMJE criteria for authorship.
Author contributions: P.S., R.W., and T.N. conceptualized the trial, performed the investigation, and acquired, analyzed and interpreted the data. B.D.
and D.S. participated in the trial design, review, and interpretation of the data. H.T. and Y.T. performed the investigation and acquired, analyzed, and
interpreted the data. P.S. drafted the manuscript, which was critically revised by all authors. All authors approved the final manuscript.
Data sharing statement: Restrictions apply to the availability of these data, and anonymized data will be available upon reasonable request.
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