LIST OF COMPANIES WHICH ARE NON-COMPLIANT WITH REGULATION 95(1), 75 & 108(2) OF SEBI(ICDR) REGULATIONS,2009

Sr. No. Regulations violated Nature of Violation Type Scrip Code Name of the Company Date of  Levy of Fine (Review Date)
1 95(1) Delay in completion of bonus issue Bonus 521248 Kitex Garments Limited 6/30/2017
2 95(1) Delay in completion of bonus issue Bonus 512297 Shantai Industries Ltd 7/21/2017
3 95(1) Delay in completion of bonus issue Bonus 519260 Sanwaria Agro Oils Ltd 7/24/2017
4 95(1) Delay in completion of bonus issue Bonus 534532 Lypsa Gems & Jewellery Ltd 7/28/2017
5 95(1) Delay in completion of bonus issue Bonus 537820 Viji Finance Ltd 8/9/2017
6 108(2) Delay in making application within 20 days of allotment Preferential 530805 Onesource Ideas Venture Ltd 8/9/2017
7 95(1) Delay in completion of bonus issue Bonus 538734 Ceinsys Tech Ltd(formerly ADCC Infocad Ltd) 8/30/2017
8 95(1) Delay in completion of bonus issue Bonus 539090 Rajputana Investment and Finance Ltd 9/1/2017
9 95(1) Delay in completion of bonus issue Bonus 539090 Rajputana Investment and Finance Ltd 9/1/2017
10 75 Delay in conversion of convertible securities within 18 months Conversion 532668 AURIONPRO SOLUTIONS LTD 9/6/2017
11 75 Delay in conversion of convertible securities within 18 months Conversion 532668 AURIONPRO SOLUTIONS LTD 9/6/2017
12 95(1) Delay in completion of bonus issue Bonus 539275 Mangalam Seeds Ltd 9/7/2017
13 95(1) Delay in completion of bonus issue Bonus 500325 RELIANCE INDUSTRIES LTD. 9/20/2017
14 95(1) Delay in completion of bonus issue Bonus 500408 TATA ELXSI LTD 9/26/2017
15 95(1) Delay in completion of bonus issue Bonus 539227 Loyal Equipments Ltd 9/29/2017
16 108(2) Delay in making application within 20 days of allotment Preferential 532719 B.L.KASHYAP AND SONS LTD. 10/5/2017
17 95(1) Delay in completion of bonus issue Bonus 511463 Alexander Stamps And Coin Ltd 10/17/2017
18 95(1) Delay in completion of bonus issue Bonus 538987 Talbros Engineering Ltd 10/18/2017
19 108(2) Delay in making application within 20 days of allotment Preferential 505850 MANGAL CREDIT AND FINCORP LTD. 10/24/2017
20 108(2) Delay in making application within 20 days of allotment Preferential 505850 MANGAL CREDIT AND FINCORP LTD. 10/24/2017
21 108(2) Delay in making application within 20 days of allotment Preferential 532678 BOMBAY RAYON FASHIONS LTD. 10/31/2017
22 108(2) Delay in making application within 20 days of allotment Preferential 500259 LYKA LABS LTD. 11/1/2017
23 108(2) Delay in making application within 20 days of allotment Preferential 539110 Northlink Fiscal and Capital Services Ltd 11/2/2017
24 95(1) Delay in completion of bonus issue Bonus 538987 AUTORIDERS INTERNATIONAL LTD. 11/3/2017
25 95(1) Delay in completion of bonus issue Bonus 539151 Arfin India Ltd 11/9/2017
26 108(2) Delay in making application within 20 days of allotment Preferential 524324 SEYA INDUSTRIES LTD. 11/15/2017
27 108(2) Delay in making application within 20 days of allotment Preferential 539110 Northlink Fiscal and Capital Services Ltd 11/16/2017
28 108(2) Delay in making application within 20 days of allotment Preferential 531083 NIHAR INFO GLOBAL LTD. 11/23/2017
29 75 Delay in conversion of convertible securities within 18 months Conversion 533400 Future Consumer Ltd 11/29/2017
30 108 (2) Delay in making application within 20 days of allotment Preferential 534060 PMC Fincorp Limited 12/1/2017
31 108(2) Delay in making application within 20 days of allotment Preferential 539730 Fredun Pharmaceuticals Ltd 12/4/2017
32 108(2) Delay in making application within 20 days of allotment Preferential 532978 BAJAJ FINSERV LTD. 12/7/2017
33 75 Delay in conversion of convertible securities within 18 months Conversion 500219 JAIN IRRIGATION SYSTEMS LTD. 12/11/2017
34 95(1) Delay in completion of bonus issue Bonus 539363 Sri Krishna Constructions (India) Ltd 12/21/2017
35 95(1) Delay in completion of bonus issue Bonus 539363 Sri Krishna Constructions (India) Ltd 12/22/2017
36 95(1) Delay in completion of bonus issue Bonus 539228 Gala Global Products Ltd 12/27/2017
37 108 (2) Delay in making application within 20 days of allotment Preferential 533006 BIRLA COTSYN (INDIA) LIMITED 1/17/2018
38 95(1) Delay in completion of bonus issue Bonus 536128 VKJ Infradevelopers Ltd. 1/22/2018
39 95(1) Delay in completion of bonus issue Bonus 533321 BIL ENERGY SYSTEMS LTD 1/25/2018
40 95(1) Delay in completion of bonus issue Bonus 533090 Excel Realty N Infra Limited 1/29/2018

8585FF BSE - INTERNAL

41 Regulation 162 Conversion of convertible securities preferential 513536 KINETIC ENGINEERING LTD 2/5/2018
42 108(2 Delay in making application within 20 days of allotment Preferential 532365 Dynacons Systems and Solutions Ltd 2/12/2018
43 108 (2) Delay in making application within 20 days of allotment Preferential 517546 Alfa Transformers Limited 3/6/2018
44 108(2) Delay in making application within 20 days of allotment Preferential 532740 Lokesh Machines Limited 3/20/2018
45 108 (2) Delay in making application within 20 days of allotment Preferential 500570 TATA MOTORS LTD - Equity 3/21/2018
46 108 (2) Delay in making application within 20 days of allotment Preferential 570001 TATA MOTOR –DVR 3/21/2018
47 108(2) Delay in making application within 20 days of allotment Preferential 538771 Pincon Spirit Ltd 3/21/2018
48 95(1) Delay in completion of bonus issue Bonus 539939 Yash Chemex Ltd. 3/27/2018
49 108 (2) Delay in making application within 20 days of allotment Preferential 524202 Lactose (India) Ltd 4/3/2018
50 95(1) Delay in completion of bonus issue Bonus 502445 CITADEL REALTY AND DEVELOPERS LTD. 4/4/2018
51 95(1) Delay in completion of bonus issue Bonus 540394 Jash Dealmark Ltd 4/6/2018
52 108(2 Delay in making application within 20 days of allotment Preferential 532407 MOSCHIP SEMICONDUCTOR TECHNOLOGY LTD. 4/9/2018
53 108 (2) Delay in making application within 20 days of allotment Preferential 519455 Narbhada Gems and jewellery Ltd 4/16/2018
54 108(2) Delay in making application within 20 days of allotment Preferential 532711 Sunil Hitech Engineers Ltd 4/16/2018
55 108(2) Delay in making application within 20 days of allotment Preferential 532711 Sunil Hitech Engineers Ltd 4/16/2018
56 95(1) Delay in completion of bonus issue Bonus 538731 Powerhouse Gym & Wellness Limited 4/17/2018
57 108(2 Delay in making application within 20 days of allotment Preferential 539407 Generic Engineering Construction and Projects Limited 5/7/2018
58 108(2) Delay in making application within 20 days of allotment Preferential 517236 Calcom Vision Limited 5/8/2018
59 108(2) Delay in making application within 20 days of allotment Preferential 520141 Sibar Auto Parts Limited 5/11/2018
60 108(2) Delay in making application within 20 days of allotment Preferential 520141 Sibar Auto Parts Limited 5/11/2018
61 108(2) Delay in making application within 20 days of allotment Preferential 532989 Bafna Pharmaceuticals Ltd 5/22/2018
62 108(2) Delay in making application within 20 days of allotment Preferential 532771 JHS Svendgaard Laboratories Ltd 5/25/2018
63 108(2) Delay in making application within 20 days of allotment Preferential 500240 KINETIC ENGINEERING LTD. 5/25/2018
64 108(2) Delay in making application within 20 days of allotment Preferential 532629 MCNALLY BHARAT ENGINEERING COMPANY LTD. 6/4/2018
65 108(2) Delay in making application within 20 days of allotment Preferential 532629 MCNALLY BHARAT ENGINEERING COMPANY LTD. 6/6/2018
66 108(2) Delay in making application within 20 days of allotment Preferential 532629 MCNALLY BHARAT ENGINEERING COMPANY LTD. 6/8/2018
67 108(2) Delay in making application within 20 days of allotment Preferential 538576 Bhanderi Infracon Ltd. 6/8/2018
68 108(2) Delay in making application within 20 days of allotment Preferential 532986 NIRAJ CEMENT STRUCTURALS LTD 6/8/2018
69 108(2) Delay in making application within 20 days of allotment Preferential 533171 United Bank of India 6/11/2018
70 108(2) Delay in making application within 20 days of allotment Preferential 532505 UCO Bank 6/12/2018
71 95(1) Delay in completion of bonus issue Bonus 500135 ESSEL PROPACK LTD. 6/25/2018
72 108 (2) Delay in making application within 20 days of allotment Preferential 532455 SHALIMAR WIRES INDUSTRIES LTD. 6/27/2018
73 95(1) Delay in completion of bonus issue Bonus 539217 Srestha Finvest Limited 7/13/2018
74 108 (2) Delay in making application within 20 days of allotment Preferential 523610 ITI Limited 7/25/2018
75 108 (2) Delay in making application within 20 days of allotment Preferential 532271 CYBERMATE INFOTEK LIMITED 8/14/2018
76 108 (2) Delay in making application within 20 days of allotment Preferential 532701 SREE SAKTHI PAPER MILLS LTD 8/21/2018
77 108(2) Delay in making application within 20 days of allotment Preferential 532372 Virinchi Limited 8/27/2018
78 108(2) Delay in making application within 20 days of allotment Preferential 532373 Wep Solutions Ltd 9/14/2018
79 95(1) Delay in completion of bonus issue Bonus 517380 Igarshi Motors Limited 10/5/2018
80 95(1) Delay in completion of bonus issue Bonus 539546 Beekay Niryat Limited 10/19/2018
81 95(1) Delay in completion of bonus issue Bonus 511463 Alexander Stamps And Coin Ltd 10/22/2018
82 95(1) Delay in completion of bonus issue Bonus 530697 Zenlabs Ethica Limited 10/24/2018
83 108(2) Delay in making application within 20 days of allotment Preferential 533629 Tijaria Polypipes Limited 10/25/2018
84 75 Delay in conversion of convertible securities within 18 months Conversion 526717 GOPALA POLYPLAST LTD 11/1/2018
85 95(1) Delay in completion of bonus issue Bonus 531471 Duke Offshore Limited 11/6/2018
86 108(2) Delay in making application within 20 days of allotment Preferential 512559 KOHINOOR FOODS LTD. 12/7/2018

8585FF BSE - INTERNAL

87 108(2) Delay in making application within 20 days of allotment Preferential 506808 TUTICORIN ALKALI CHEMICALS AND FERTILIZERS LTD 12/7/2018
88 95(1) Delay in completion of bonus issue Bonus 539570 OFS Technologies Limited 12/10/2018
89 108(2) Delay in making application within 20 days of allotment Preferential 500367 RUBFILA INTERNATIONAL LTD 12/28/2018
90 108(2) Delay in making application within 20 days of allotment Preferential 532413 CEREBRA INTEGRATED TECHNOLOGIES LTD 1/17/2019
91 108(2) Delay in making application within 20 days of allotment Preferential 513472 Simplex Castings Limited 2/21/2019
92 108(2) Delay in making application within 20 days of allotment Preferential 536659 PVV Infra Ltd 2/28/2019
93 75 Delay in conversion of convertible securities within 18 months Conversion 532719 B L Kashyap & Sons Limited 3/1/2019
94 108(2) Delay in making application within 20 days of allotment Preferential 531600 Gogia Capital Services Limited 3/28/2019
95 95(1) Delay in completion of bonus issue Bonus 539398 Vishal Bearings Limited 3/29/2019
96 295(1) Delay in completion of bonus issue Bonus 524542 Sukhjit Starch & Chemicals Limited 4/11/2019
97 108(2) Delay in making application within 20 days of allotment Preferential 539742 Simbhaoli Sugars Limited 5/2/2019
98 95(1) Delay in completion of bonus issue Bonus 541304 Indo US Bio-tech Ltd. 5/7/2019
99 108(2) Delay in making application within 20 days of allotment Preferential 507514 SOM DISTILLERIES  & BREWERIES   LIMITED 5/21/2019
100 108(2) Delay in making application within 20 days of allotment Preferential 540332 Tanvi Foods (India) Limited 5/21/2019
101 108(2) Delay in making application within 20 days of allotment Preferential 513434 TATA METALIKS Ltd 5/22/2019
102 108(2) Delay in making application within 20 days of allotment Preferential 510351 Rapid Investments Ltd 6/14/2019
103 75 Delay in conversion of convertible securities within 18 months Conversion 511509 VIVO BIO TECH LIMITED 6/20/2019
104 108(2) Delay in making application within 20 days of allotment Preferential 531673 Anka India Limited     NA
105 295(1) Delay in completion of bonus issue Bonus 540823 Vitesse Agro Limited 6/25/2019
106 108(2) Delay in making application within 20 days of allotment Preferential 515127 RAMASIGNS INDUSTRIES LIMITED 7/19/2019
107 95(1) Delay in completion of bonus issue Bonus 530803 BHAGERIA INDUSTRIES LIMITED 7/26/2019
108 95(1) Delay in completion of bonus issue Bonus 540652 CAPTAIN TECHNOCAST LIMITED 7/29/2019
109 108(2) Delay in making application within 20 days of allotment Preferential 538965 Concord Drugs LimiteD 7/29/2019
110 108(2) Non Compliance under Delay in Trading Approval Preferential 530313 Kimia Biosciences Limited 10/4/2019
111 95(1) Delay in completion of bonus issue Bonus 540697 A & M Febcom Ltd 10/9/2019
112 108(2) Non Compliance under Delay in Trading Approval Preferential 10426 RCI Industries and Technologies Limited 10/10/2019
113 108(2) Delay in making application within 20 days of allotment Preferential 532646 Uniply Industries Limited 10/14/2019
114 108(2) Delay in making application within 20 days of allotment Preferential 532646 Uniply Industries Limited 10/14/2019
115 108(2) Delay in making application within 20 days of allotment Preferential 538896 Kanchi Karpooram Limited 10/16/2019
116 108(2) Delay in making application within 20 days of allotment Preferential 538596 QUANTUM BUILD-TECH LIMITED      10/17/2019
117 108(2) Non Compliance under Delay in Trading Approval Preferential 500365 WELSPUN SPECIALITY SOLUTIONS LIMITED 10/18/2019
118 162 Delay in making application within 20 days of allotment Preferential 520141 Sibar Auto Parts Limited 11/13/2019
119 108(2) Delay in making application within 7 working days of Listing applicat preferential 532701 Cella Space Ltd 1/1/2020
120 108(2) Delay in making application within 20 days of allotment preferential 530883 Super Crop Safe Ltd 1/30/2020
121 108(2) Delay in making application within 7 working days of Listing applicat preferential 532022 Filatex Fashions Ltd 3/26/2020
122 108(2) Delay in making application within 7 working days of Listing applicat preferential 505693 La Tim Metal & Industries Ltd 3/30/2020
123 108(2) Delay in making application within 7 working days of Listing applicat preferential 524212 Wanbury Limited 4/1/2020
124 95(1) Delay in Completion of Bonus Issue Bonus 539216 Junction Fabrics and Apparels Ltd 4/17/2020
125 108(2) Delay in making application within 20 days of allotment preferential 521220 DAMODAR INDUSTRIES LTD 4/18/2020
126 108(2) Delay in making application within 20 days of allotment preferential 540268 Dhanvarsha Finvest limited 5/7/2020
127 108(2) Delay in making application within 7 working days of Listing applicat preferential 507872 ASHNOOR TEXTILE MILLS LTD. 5/19/2020
128 108(2) Delay in making application within 7 working days of Listing applicat preferential 507753 TGV Sraac Ltd. 7/8/2020
129 108(2) Delay in making application within 20 days of allotment preferential 536659 PVV Infra Ltd. 7/13/2020
130 295(1) Delay in trading approval Bonus 541865 Add-shop eretail limited 8/6/2020
131 295(1) Delay in trading approval Bonus 539894 Madhav Infra Projects Ltd 8/18/2020
132 Schedule XIX of SEBI-ICD Delay in making application within 20 days of allotment preferential 538868 Continental Securities Ltd. 9/11/2020

8585FF BSE - INTERNAL

133 295(1) Delay in trading approval Bonus 539354 Polyspin Exports Limited 9/22/2020
134 Schedule XIX of SEBI-ICD Delay in making application within 20 days of allotment preferential 540175 Regency Investments Limited 9/24/2020
135 295(1) Delay in trading approval Bonus 506642 SADHANA NITROCHEM LTD 9/29/2020
136 Schedule XIX of SEBI-ICD Delay in making application within 20 days of allotment preferential 533056 VEDAVAAG SYSTEMS LTD 10/6/2020
137 Schedule XIX of SEBI-ICD Delay in making application within 20 days of allotment preferential 538965 Concord drugs Limited 10/9/2020
138 295(1) Delay in trading approval Bonus 540259 Shangar Decor Ltd 11/3/2020
139 295(1) Delay in trading approval Bonus 539337 Waaree Technologies Ltd 11/10/2020
140 295(1) Delay in trading approval Bonus 538598 Vishal Fabrics Limited 1/5/2021
141 point 4 sub point 4 Delay in making application within 7 days of Listing application Bonus 542753 Seacoast Shipping Services Limited 1/11/2021
142 295(1) Delay in trading approval Bonus 542753 Seacoast Shipping Services Limited 1/12/2021
143 point 4 sub point 4 Delay in making application within 7 days of Listing application preferential 532797 AUTOLINE INDUSTRIES LTD 2/11/2021
144 295(1) Delay in trading approval Bonus 526433 ASM Technologies Limited 3/1/2021
145 295(1) Delay in trading approval Bonus 531869 Sacheta Metals Limited 3/16/2021
146 Schedule XIX of SEBI-ICD Delay in making application within 20 days of allotment preferential 500463 AGC Networks Limited 3/24/2021
147 295(1) Delay in trading approval Bonus 540686  Smruthi Organics Ltd 3/25/2021
148 point 4 sub point 4 Delay in making application within 7 days of Listing application preferential 523844 Constronics Infra Ltd 3/30/2021
149 point 4 sub point 4 Delay in making application within 7 days of Listing application preferential 533326 Texmaco Rail & Engineering Limited 4/6/2021
150 Regulation 162 conversion of convertible securities and allotting the shares, within conversion of co538476 Capital Trade Links Limited. 4/24/2021
151 point 4 sub point 4 Delay in making application within 7 days of Listing application preferential 540642 Salasar techno engineering limited 4/27/2021
152 Schedule XIX of SEBI-ICD Delay in making application within 20 days of allotment Rights Issue - Pa 533470 Rushil Décor Limited 5/12/2021
153 point 4 sub point 4 Delay in making application within 7 days of Listing application preferential 506022 Prakash Industries Limited 5/17/2021
154 Schedule XIX of SEBI-ICD Delay in making application within 20 days of allotment preferential 538476 Capital Trade Links Ltd 6/11/2021
155 Schedule XIX of SEBI-ICD Delay in making application within 20 days of allotment preferential 538476 Capital Trade Links Ltd 6/11/2021
156 295(1) Delay in trading approval Bonus 542459 Kranti Industries 6/24/2021
157 Point 4 sub point 4 Delay in making application within 7 days of Listing application preferential 519455 NARBADA GEMS AND JEWELLERY LTD. 7/9/2021
158 295(1) Delay in trading approval Bonus 538546 Bansal Roofing Products Ltd 7/13/2021
159 295(1) Delay in trading approval Bonus Issue 538402 SPS Finquest Ltd 8/2/2021
160 295(1) Delay in trading approval Bonus Issue 542724 Earum Pharmaceuticals Ltd 8/16/2021
161 Point 4 sub point 4 Delay in making application within 7 days of Listing application preferential 535755 Aditya Birla Fashion and Retail Ltd. 8/20/2021
162 295(1) Delay in trading approval Bonus Issue 532368 Brightcom Group Ltd 9/1/2021
163 295(1) Delay in trading approval Bonus Issue 542025 Sun Retail Ltd 9/3/2021
164 295(1) Delay in trading approval Bonus Issue 510245  SWASTI VINAYAKA SYNTHETICS LTD 9/7/2021
165 Point 4 sub point 4 Delay in making application within 7 days of Listing application preferential 517498 WEBSOL ENERGY SYSTEM LTD. 9/8/2021
166 Para 2 of Schedule XIX of Delay in making application within 20 days of allotment Rights Issue - Pa 505978 TRITON VALVES LTD. 9/14/2021
167 Schedule XIX - 108 (2) Delay in making application within 20 days of allotment preferential 540175 Regency Fincorp Ltd. 9/16/2021
168 Point 4 sub point 4 Delay in making application within 7 days of Listing application preferential 517498 Gujarat Natural Resources 9/28/2021
169 295(1) Delay in trading approval Bonus Issue 542802 Galactico Corporate Services 10/14/2021
170 295(1) Delay in trading approval Bonus Issue 543274 Suumaya Corporation Limited 11/25/2021
171 295(1) Delay in trading approval Bonus Issue 542580 Aartech Solonics Ltd 12/6/2021
172 295(1) Delay in trading approval Bonus Issue 541304 Indo Us Bio-Tech Ltd. 12/16/2021
173 295(1) Delay in trading approval Bonus Issue 542802 Galactico Corporate Services Ltd 12/30/2021
174 Schedule XIX - 108 (2) Delay in making application within 20 days of allotment preferential HealthCare Global Enterprises Limited 1/11/2022
175 295(1) Delay in trading approval Bonus Issue 531025 Visagar Financial Services Ltd 1/31/2022
176 295(1) Delay in trading approval Bonus Issue 541865 Add-Shop ERetail Ltd. 2/2/2022
177 295(1) Delay in trading approval Bonus Issue 530109 Anupam Finserv Ltd. 2/28/2022
178 295(1) Delay in trading approval Bonus Issue 531328 Kretto Syscon Limited 3/2/2022

8585FF BSE - INTERNAL

179 Schedule XIX - 108 (2) Delay in making application within 20 days of allotment preferential 532368 Brightcom Group Ltd 3/7/2022
180 295(1) Delay in trading approval Bonus Issue 541778 Deep Polymers Limited 3/17/2022
181 295(1) Delay in trading approval Bonus Issue 539621 BCL Enterprises Ltd 4/1/2022
182 Schedule XIX - 108 (2) Delay in making application within 20 days of allotment preferential 532368 Brightcom Group Ltd 4/4/2022
183 Schedule XIX - 108 (2) Delay in making application within 20 days of allotment preferential 532368 Brightcom Group Ltd 4/8/2022
184 Schedule XIX - 108 (2) Delay in making application within 20 days of allotment preferential 519397 Sharat Industries Ltd. 4/13/2022
185 295(1) Delay in trading approval Bonus Issue 532154 Johnson Pharmacare Ltd 4/18/2022
186 295(1) Delay in trading approval Bonus Issue 534674 Ducon Infratechnologies Ltd 4/27/2022
187 295(1) Delay in trading approval Bonus Issue 532368 Brightcom Group Ltd 5/27/2022
188 Schedule XIX - 108 (2) Delay in making application within 20 days of allotment preferential 539410 Muzali Arts Limited 6/6/2022
189 Schedule XIX - 108 (2) Delay in making application within 20 days of allotment preferential 539410 Muzali Arts Limited 6/6/2022
191 Schedule XIX - 108 (2) Delay in making application within 20 days of allotment Preferential 532945 SEPC Ltd 8/22/2022
192 Schedule XIX - 108 (2) Delay in making application within 20 days of allotment Preferential 532945 SEPC Ltd 9/14/2022
193 295(1) Delay in trading approval Bonus Issue 541601 Rajnish Wellness Ltd 8/13/2022
194 295(1) Delay in trading approval Bonus Issue 533090 Excel Realty N Infra Ltd 10/4/2022
195 295(1) Delay in trading approval Bonus Issue 514448 Jyoti Resins & Adhesive Ltd 9/27/2022
196 295(1) Delay in trading approval Bonus Issue 540455 Escorp Asset Management Ltd 9/21/2022

8585FF BSE - INTERNAL

 Addl penalty
levied for further Amount of Fine (Incl.
15 days NC (Base applicable Tax) as on
No. of days delay amount) Review date Date of  receipt of Fine Amount of Fine received
6 0 138,000 6/30/2017 138,000
20 1500 473,770 7/21/2017 473,770
4 0 86,400 7/24/2017 86,400
7 0 165,200 7/28/2017 165,200
1 0 21,600 8/9/2017 21,600
2 0 43,200 8/9/2017 43,200
2 0 47,200 8/30/2017 47,200
0 172,800 8/31/2017 172,800
12
86,400 9/1/2017 86,400
14 0 330,400 10/23/2017 330,400
2 0 47,200 12/18/2017 47,200
41 5490 974,079 9/7/2017 974,079
1 0 23,600 9/20/2017 23,600
1 0 21,600 9/26/2017 21,600
3 0 64,800 9/29/2017 64,800
8 0 172,800 10/6/2017 172,800
5 0 118,000 10/17/2017 118,000
3 0 70,800 10/18/2017 70,800
7 0 165,200 1/29/2018 165,200
8 0 188,800 1/23/2018 188,800
2 0 43,206 11/1/2017 43,206
23 22040 568,807 1/18/2018 568,807
1 0 23,600 1/24/2018 23,600
24 245 566,689 11/3/2017 566,689
1 0 23,600 11/9/2017 23,600
20 20350 496,013 11/15/2017 496,013
2 0 47,200 1/24/2018 47,200
2 0 47,200 11/29/2017 47,200
1 0 21,600 11/29/2017 21,600
38 48,657 873,350 12/12/2017 873,350
68 2353 1,607,577 5/24/2018 1,607,577
10 0 236,000 12/22/2017 236,000
6 0 129,600 12/12/2017 129,600
952 1,177,240 12/21/2017 1,177,240
58
85,842 12/22/2017 85,842
140 5995 3,030,474 5/26/2018 3,030,474
14 302,400 2/2/2018 302,400
5 118,000 1/23/2018 118,000
16 10571 378,617 1/29/2018 378,617
1 23,600 1/29/2018 23,600

8585FF BSE - INTERNAL

 1 23,600 11/29/2021 23,600
11 220,000 6/4/2018 220,000
1 21,600 3/6/2018 21,600
9 212,400 3/21/2018 212,400
14 0 330,400 4/25/2018 330,400
14 0 330,400 4/25/2018 330,400
24 44086 618,422
2 47,200 3/27/2018 47,200
25 9679 601,421 4/27/2018 601,421
2 47,200 4/4/2018 47,200
4 94,400 4/6/2018 94,400
2 47,200 4/23/2018 47,200
2 47,200 4/27/2018 47,200
3 70,800 5/5/2018 70,800
6 141,600
11 259,600 4/17/2018 259,600
5 100,000 5/8/2018 100,000
3 60,000
20 11275 411,275 6/4/2018 411,275
13 260,000 6/4/2018 260,000
75 18656 1,792,014 6/28/2018 1,792,014
1 23,600 6/7/2018 23,600
23 16731 563,542
47 158045 1,295,693 7/25/2018 1,295,693
45 158045 1,248,493 7/25/2018 1,248,493
42 158045 1,177,693 7/25/2018 1,177,693
56 2030 1,323,995
1 23,600 6/13/2018 23,600
27 3000000 4,177,200
45 2308157 3,785,625
1 23,600 6/25/2018 23,600
18 7521 433,675 7/2/2018 433,675
7 165,200 7/13/2018 165,200
31 760000 1,628,400 4,202,754
22 16109 538,209 8/24/2018 538,209
49 17296 1,176,809
10 216,000 8/29/2018 216,000
11 237,600 9/18/2018 237,600
1 23,600 10/5/2018 23,600
11 237,600 10/19/2018 237,600
3 70,800 10/22/2018 70,800
2 47,200 10/25/2018 47,200
12 259,200 11/5/2018 259,200
7 151,200 11/14/2018 151,200
8 172,800 11/6/2018 172,800
1 23,600

8585FF BSE - INTERNAL

 3 64,800 12/11/2018 64,800
31 6415 739,170 2/14/2019 739,170
57 22609 1,371,879
1 21,600 1/18/2019 21,600
1 21,600 2/27/2019 21,600
17 5000 407,100
7 151,200 3/5/2019 151,200
6 141,600 3/29/2019 141,600
4 86,400 01/042/109 86,400
165,200 4/11/2019 165,200
7 151,200 5/8/2019 151,200
2 47,200 5/7/2019 47,200
1,243,301 7/5/2019 1,243,301
220,476 11/25/2019 220,476
832,240 6/7/2019 832,240
2 47,200 8/27/2018 47,200
21,600 6/24/2019 21,600
23,600 5/22/2019 23,600
47 1,110,673 8/1/2019 1,110,673
194,400 9/3/2019 194,400
23,600 7/26/2019 23,600
92,400 7/29/2019 92,400
927,857
23,600
23,600 10/9/2019 23,600
849,600
377,600
94,400
283,000 10/17/2019 283,200
47,200 10/19/2019 47,200
345,600 10/25/2019 345,600
20,000
33 778,800
47 660,800 2/14/2020 660,800
23 542,800 3/30/2020 542,800
3 70,800
1 23,600 4/7/2020 23,600
1 23,600 4/17/2020 21,600
3 70,800 4/21/2020 212,400
14 330,400
1 23,600 6/5/2020 23,600
2 47,200
135 3,186,000
12 283,200 04/08/2020 and 05/08/2020 283,200
11 259,600 14/08/2020 and 17/08/2020 243,100
12 283,200 10/12/2020 259,200

8585FF BSE - INTERNAL

 29 684,400 9/21/2020 640,900
167 3,941,200
1 23,600 9/28/2020 23,600
792 15,840,000
448 8960000 (Fine already paid for 46 days penalty pending for 448 day)
13 306,800 11/2/2020 306,800
6 141,600 11/9/2020 132,600
15 354,000 31/12/2020 & 04/01/2020 308,400
34 802,400 2/2/2021 802,400
71 2,336,400 02/02/2021, 03/02/2021,04/02/2021,05/02/2021 & 08/02/2021 2,336,400
10 236,000 2/18/2021 236,000
3 70,800 2/26/2021 70,800
1 23,600 3/15/2021 23,600
1 47,200 4/5/2021 47,200
10 236,000 3/24/2021 221,000
531 10,620,000
1 23,600 4/8/2021 21,600
2 47,200
22 519,200 5/10/2021 519,200
21 495,600 5/29/2021 495,600
3 70,800 5/19/2077 64,800
28 660,800
30 708,000
20 472,000 6/24/2021 432,000
           01 23,600 8/11/2021 21,600
2 47,200 7/13/2021 43,200
2 47,200 8/2/2021 43,100
8 188,800 8/16/2021
           01 23,600 8/23/2021 21,600
          5 118,000 8/30/2021
7 165,200 01/09/2021,02/09/2021 165,200
11 259,600 01/09/2021,02/09/2021,03/09/2021,06/09/2021
           06 141,600
13 306,800 11/10/2021 280,800
1 23,600
           1 23,600 10/12/2021 23,600
6 141,600 10/14/2021
3 70,800
31 731,600 12/3/2021 658,440
9 212,400 12/16/2022 194,400
2 47,200
10 236,000 1/13/2022 216,000
7 165,200 1/28/2022 165,200
17 401,200 2/2/2022 367,200
7 165,200 2/24/2022 151,200
1 23,600 3/2/2022 21,600

8585FF BSE - INTERNAL

13 306,800 3/14/2022 280,800
7 165,200 3/17/2022 151,200
3 70,800 4/1/2022 64,800
36 849,600 4/5/2022 785,880
2 47,200 4/20/2022 63,752
50 1,180,000 4/14/2022 1,180,000
1 23,600 4/18/2022 23,600
4 94,400 4/27/2022 86,400
67 1,581,200 5/27/2022 1,447,200
29 684,400 10/11/2022 626,400
31 731,600 10/11/2022 669,600
13 306,800 8/25/2022 280,800.00
6 141,600 9/19/2022 129,600
52 1,227,200 9/30/2022 1,123,200
1 23,600 10/3/2022 21,600
74 1,746,400 9/27/2022 1,598,400
48 1,132,800 9/23/2022 1,036,800

8585FF BSE - INTERNAL

Remarks
Company has paid service tax as this a pre GST case

Fine received on different dates but application is same

Rs.9693598/- Total Penalty levied and recd in QE Dec 2017

Fine received on different dates but application is same

RS.26,03,309/- penalty levied - Rs.1948617/- Penalty Recd for QE March 2018 (due to non payment of Rs.618422 - Pincon Spirits Limited

8585FF BSE - INTERNAL

Rs.18009426/- Penalty Levied - Rs.7957464 = Rs.10051962 due to non payement of penalty of Rs.141600/- (Sunil Hitech Engineers Ltd), 60,000/- (Calcom Vision Ltd), Rs.563542/- (Kinetic Engineering Ltd) and Rs.1323995/- (Bhanderi Infracon Ltd) and RS. 4

WAIVER OF PENALTY
WAIVER OF PENALTY

1176809* and Rs.1628400/-# (ITI Limited) has been waived by SEBI vide its letter dated 7/9/2018(copy attached) - QE Sept, 2018
WAIVER OF PENALTY

8585FF BSE - INTERNAL

WAIVER OF PENALTY

WAIVER OF PENALTY

8585FF BSE - INTERNAL

WAIVER OF PENALTY

Applied for waiver

Applied for waiver

Applied for waiver

Applied for waiver

8585FF BSE - INTERNAL

8585FF BSE - INTERNAL
1323995/- (Bhanderi Infracon Ltd) and RS. 4177200 (United Bank of India) and Rs.3785625/-(Uco Bank Limited waived by SEBI vide its Letter dated 11/9/2018 for QE June 2018

8585FF BSE - INTERNAL