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Journal of Autism and Developmental Disorders

https://doi.org/10.1007/s10803-020-04418-2

BRIEF REPORT

Brief Report: Impact of a Physical Exercise Intervention on Emotion


Regulation and Behavioral Functioning in Children with Autism
Spectrum Disorder
Andy C. Y. Tse1 

© Springer Science+Business Media, LLC, part of Springer Nature 2020

Abstract
Problems with emotion regulation and behavior are often reported in children with autism spectrum disorders (ASD). This
pilot study examined the effect of physical exercise on emotion regulation and behavioral functioning in children with ASD.
Twenty-seven children aged 8–12 years were randomized into either an exercise intervention group (n = 15) or a control
group (n = 12). The intervention group received a 12-week jogging intervention. Children’s parents completed the Emotion
Regulation Checklist and the Child Behavior Checklist pre- and post-intervention. The intervention group demonstrated
significant improvement in emotion regulation and reduction in behavioral problems (ps < .05). Future studies should explore
the mechanisms underlying the effects of physical exercise on emotion regulation and behavior in children with ASD.

Keywords  Emotion regulation · Behavior · Physical exercise · Children · Autism spectrum disorder

Introduction (2016) found that high levels of disruptive behaviors, self-


absorption, and hyperactivity are associated with emotional
Autism spectrum disorder (ASD) is a neurodevelopmental problems in young children with ASD (Chandler et  al.
disorder that is evident in early childhood and that has an 2016). These emotional and behavioral problems pose sub-
increasing prevalence rate. The most recent ASD prevalence stantial challenges to daily functioning, as they can result in
rate reported for Hong Kong is 1 in 68 children and the poor social development (Baker 2008), depression (Mazef-
rate is expected to increase (Centre for Disease Control and sky et al. 2014), and anxiety symptoms (Kim et al. 2000;
Prevention, HKSAR 2012). Children with ASD show per- Mazefsky et al. 2013). Moreover, these problems are closely
sistent deficits in social communication and social interac- associated with higher levels of parenting stress and family
tion, along with restricted and repetitive behavior, interests, distress in children with ASD (see Yorke et al. 2018 for a
or activities (American Psychiatric Association 2016). In review).
addition to these core symptoms, emotional and behavioral Two types of interventions are used to tackle the prob-
difficulties such as aggression and temper tantrums are also lems of children with ASD: applied behavior analysis
frequently reported (e.g., Berkovits et al. 2017; Jahromi et al. (Mohammadzaheri et  al. 2014) and cognitive–behavio-
2012; Jahromi et al. 2013; Samson et al. 2015). For exam- ral therapy (Scarpa and Reyes 2011). These interventions
ple, Maskey et al. (2013) reported that some children with have demonstrated their effectiveness for emotional and
ASD engaged in maladaptive behaviors such as aggressive behavioral problems in children with ASD (see Ung et al.
and self-injurious behavior when experiencing negative or 2015 for a review). Meanwhile, previous literature shows
overexciting emotions (Maskey et al. 2013). Chandler et al. that physical exercise positively affects emotional wellness
and reduces behavioral problems in children with typical
development (TD) (Fox 1999; Ishii et al. 2016; Penedo and
* Andy C. Y. Tse Dahn 2005; Telles et al. 2013). For instance, Telles et al.
andytcy@eduhk.hk (2013) conducted a randomized controlled trial examining
1 the effects of yoga and jogging on physical fitness, cog-
Department of Health and Physical Education, The
Education University of Hong Kong, Rm D4‑2/F‑07, Block nitive functioning, and emotional well-being in healthy
D4, 10 Lo Ping Road, Tai Po, N.T., Hong Kong, China children. The results revealed that both yoga and jogging

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Vol.:(0123456789)
Journal of Autism and Developmental Disorders

improve physical strength, attention, and self-esteem. Ishii social community. The inclusion screening criteria were:
et al. (2016) conducted a large-scale questionnaire study on (1) aged 8–12 years; (2) ASD diagnosis from a physician
the effects of regular participation in physical exercise on based on the Diagnostic and Statistical Manual of Men-
emotion and behavior in children. The results showed that tal Disorders, 5th edition, (DSM-5, American Psychiatric
regular exercise participation was strongly associated with Association 2016); (3) non-verbal IQ over 50 as assessed
improvements in self-efficacy and reduction of emotional by the Wechsler Intelligence Scale for Children (Chinese
and behavioral problems (Ishii et al. 2016). Considering the revised) (C-WISC; see Gong and Cai 1993 for more infor-
effectiveness of physical exercise in improving emotional mation); (4) ability to follow instructions with the assis-
and behavioral functioning in children with TD, it is likely tance of the researcher; (5) ability to perform the requested
that children with ASD could benefit from it. physical exercise intervention with the assistance of the
Indeed, several studies have provided empirical evidence researcher; (6) no history of reading disabilities accord-
showing that physical exercise may benefit social function- ing to parents; (7) no participation in any regular physical
ing in children with ASD. For example, Levinson and Reid exercise training in the past 6 months; and (8) presence of
(1993) investigated the effectiveness of 5-week physical severe emotional and behavioral problems as indicated by
exercise intervention (15-min walking on day 1 and 15-min the Child Behavior Checklist for ages 6–18 years (CBCL,
jogging on day 2) on stereotypic behavior of three children Achenbach and Rescorla 2000; Achenbach and Rescorla
with ASD. Results showed that their stereotypic behaviors 2001). The exclusion criteria were (1) having other medi-
have been significantly decreased after the intervention cal conditions that limited their physical activity capacities
(Levinson and Reid 1993). Rosenthal-Malek and Mitchell (e.g., asthma, seizure, cardiac disease); (2) having a com-
(1997a, b) also showed that 10 sessions of 20-min jogging plex neurologic disorder (e.g., epilepsy, phenylketonuria,
intervention could significantly reduce self-stimulation fragile X syndrome, tuberous sclerosis); and (3) visual
behavior in children with ASD. Moreover, two systematic and auditory deficits. All diagnoses and screenings were
reviews (e.g., Bremer, Crozier, & Lloyd, 2016; Petrus et al., conducted by a physician and trained research assistants
2008) and one meta-analysis (Sowa & Meulenbroek, 2012) at different schools before the pre-test. Similar to previous
have been conducted to investigate the impact of physical studies (Pan et al. 2017; Tse and Masters 2019), we did
exercise on behavioral functioning in children with ASD. not use the Autism Diagnostic Interview-Revised (ADI-R,
All concluded that physical exercise may be an effective Lord et al. 1994) or the Autism Diagnostic Observation
intervention for improving social behavior functioning in Schedule (Lord et al., 2000) owing to the unavailability of
children with ASD. However, none of the previous study Chinese versions of these scales. After screening, a total
have directly examined the effect of physical exercise on of 30 participants joined the study and they were randomly
emotion functioning in children with ASD. assigned to two groups: intervention group and control
The aim of the present pilot study was to examine the group. However, three participants from the control group
impact of a physical exercise intervention (moderate-to- dropped out in the mid of the study (one was admitted to
vigorous intensity jogging) on emotional and behavioral hospital, one dropped out of school and one did not want
functioning outcomes in children with ASD. The jogging to continue in the study). In total, 27 participants (15 in
intervention was used because it is easy to administer and the intervention group and 12 in the control group) suc-
does not require expensive resources. More importantly, it cessfully completed the study. Participants’ overall scores
was shown feasible in children with ASD (Levinson and on the Total Problem Scale of the CBCL were in the 99th
Reid, 1993; Rosenthal-Malek and Mitchell 1997a, b). Given percentile, and their scores on at least four of the eight
the existing evidence for the emotional and behavioral ben- subscales were in the clinical range (i.e., above the 98th
efits of physical exercise for TD children (Ishii et al. 2016; percentile), which suggested these children had very poor
Telles et al. 2013), we hypothesized that the physical exer- social and emotional regulation problems. In addition,
cise intervention would positively affect both emotional and we collected parent ratings using the traditional Chinese
behavioral functioning outcomes in children with ASD. version of the Social Responsiveness Scale, Second Edi-
tion (SRS-2; Constantino and Gruber 2012), to screen for
autistic traits and autistic behaviors. Medication usage
Methods and records of after-school therapy (e.g., speech therapy,
occupational therapy) during the study period were also
Participants collected from parents using a questionnaire. Table  1
shows demographic data for the groups. Written consent
Initially, 84 children with ASD were recruited from local was obtained from parents/guardians and schools and the
special schools for intellectual disabilities and the parent’s study was approved by the university ethics committee.

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Journal of Autism and Developmental Disorders

Table 1  Demographic statistics Intervention group (n = 15) Control group (n = 12) p


of participants of each group
Gender 13 boys and 2 girls 10 boys and 2 girls 0.66
Age (years) 10.07 ± 1.10 9.42 ± 0.90 0.11
Weight (kg) 40.63 ± 10.06 39.87 ± 10.00 0.85
Height (m) 1.38 ± 0.09 1.34 ± 0.13 0.24
BMI (kg/m2) 21.13 ± 3.20 21.90 ± 3.11 0.53
Non-verbal IQ 60.27 ± 5.80 61.42 ± 3.29 0.55
SRS-2 Raw-scores 80.60 ± 6.59 78.00 ± 8.99 0.39
Medication (n)
 Yes 2 5 0.41

Procedure implemented in the hall/gymnasium/outdoor playground


of each school. Owing to the tight school schedule and the
There were two assessments before the intervention (T1: students’ reluctance to wear a heart rate monitor, we could
baseline) and after the intervention (T2: post-intervention), only ensure that the exercise was of moderate-to-vigorous
in which participants’ emotional and behavioral function- intensity by observing if students had increased breathing
ing were reported by their parents. The study procedure is rates and mildly flushed faces (Rosenthal-Malek and Mitch-
shown in Fig. 1. ell 1997a, b). Each intervention session was conducted by
a physical education teacher and a trained research assis-
Intervention Group tant assisted by university student helpers. The staff-to-
participant ratio for both groups was 1:2 to 1:1, depend-
A 12-week jogging intervention consisting of 48 ses- ing on attendance. The overall attendance rate was 97.10%.
sions (four sessions per week; 30-min per session) was The format for all intervention sessions was identical, and

Fig. 1  Flow chart of the present study

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Journal of Autism and Developmental Disorders

comprised three activities: warm-up (5 min), continuous jog- points. To assess the effectiveness of physical exercise on
ging paced by the staff at moderate-to-vigorous intensity emotion regulation and behavioral functioning, follow-
(20 min), and cool-down (5 min). To motivate participants, up analyses were conducted via a series of 2 (Block: Pre
they were positively reinforced verbally with compliments vs. Post) × 2 (Group: Intervention vs. Control) analyses of
for their efforts in jogging. Upon completion of each inter- covariance (ANCOVAs) with repeated measures for each
vention session, a smiley face sticker was put on a visual emotional regulation (i.e., ERC-ER and ERC-LN) and
graph to indicate each participant’s progress. behavioral functioning outcome (i.e., T-scores of the inter-
nal behavior composite, external behavior composite, and
Control Group total problem scale). Cohen’d was calculated to examine the
effect size with d = 0.2 to be considered as a small effect size,
Participants in the control group received no intervention. d = 0.5 as medium effect size and d = 0.8 as large effect size.
They were required to follow their daily routine without par- Demographic variables (e.g., child age, child gender, and
ticipating in any additional formal physical activity program non-verbal IQ) that correlated with a given outcome variable
throughout the study period (T1–T2). at p < 0.05 were entered as covariates in all analyses for that
outcome variable. A p value < 0.05 was considered statisti-
Assessments cally significant. Results are presented as mean (standard
deviation). We conducted preliminary tests of the assump-
The Emotion Regulation Checklist (ERC, Shields and Cic- tions for the ANCOVA by examining data normality using
chetti 1998) is a 24-item parent report that generates two the Shapiro–Wilk test (all p values > 0.05), homogeneity of
subscale scores: an emotion regulation subscale (ERC-ER) variance (Levene’s test: all p values > 0.05), and homogene-
score and a lability/negativity subscale (ERC-LN) score. ity of regression slopes (all p values > 0.05). All assumptions
The ERC-ER measures children’s overall mood, emotional were met.
expression, and self-awareness; the ERC-LN measures lack
of flexibility, anger dysregulation, and emotional lability
(Shields and Cicchetti 1998). Higher scores on the ERC-ER Results
indicate higher levels of emotion regulation abilities; higher
scores on the ERC-LN indicate higher levels of emotion Reliability Analysis
dysregulation.
The CBCL (Leung et al. 2006) is one of the most widely Cronbach’s alpha showed that the ERC (α = 0.70) and CBCL
used and reliable report measures of children’s emotional (α = 0.76) had reached the good reliability.
and behavioral functioning (Berkovits et  al. 2017). The
CBCL contains 113 items on eight subscales (anxious/ Emotion Regulation
depressed; withdrawn/depressed; somatic complaints; social
complaints; social problems, thought problems; attention At T1, both ERC-ER and ERC-LN scores were comparable
problems; rule-breaking behavior; aggressive behavior between groups (see Table 2). Repeated-measures ANCO-
and other problems). Children’s behaviors were measured VAs were performed separately for each emotion regula-
through two composites: internal and external behavior. The tion measure to examine the effects of the physical activity
Total Problem Scale score was calculated by summing the intervention on emotion regulation after controlling for age,
internal and external behavior composite scores and scores gender, and non-verbal IQ. A significant interaction effect
on the other four subscales. In the present study, the main (F[1, 22] = 6.89, p = 0.02) was found for ERC-ER. However,
caregiver of each child participant was asked to complete no significant interaction effects were found for ERC-LN
the ERC and the CBCL. (F[1, 22] = 2.30, p = 0.14). Subsequent tests revealed a sig-
nificant increase on ERC-ER between T1 and T2 in the inter-
Data Analysis vention group (t[14] =  − 2.47, p = 0.03; effect size d = 0.15)
but not in the control group (t[12] = 1.48, p = 0.17; effect
All statistical analyses were conducted using SPSS (version size d = 0.10). Comparisons of emotion regulation measures
23.0) for Windows (SPSS Inc., Chicago, IL, USA). Since between groups and within groups at different timeslots are
ERC has not been validated in children with ASD, Cron- shown in Table 2.
bach’s alpha was computed for both ERC and CBCL for
reliability analysis. Independent-samples t-tests and paired- Behavioral Functioning
samples t-tests were used to compare between-group dif-
ferences in ERC and CBCL measures and to assess within- As shown in Table 3, all the behavioral functioning meas-
group changes in ERC and CBCL measures at the two time ures were comparable between groups. Repeated-measures

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Journal of Autism and Developmental Disorders

Table 2  Comparisons of Emotion regulation measures Intervention group (SD) Control group (SD) p value p value
emotion regulation measures (group (interaction
between groups and within effect) effect)
groups at different timeslots
Emotion regulation s­ ubscalea (ERC-ER) 0.02
 T1 19.87 (3.44) 20.53 (2.88) 0.56
 T2 21.53 (2.88) 20.50 (3.32) 0.89
p value (time effect) 0.03 0.17
a
Emotion ­regulation lability/negativity (ERC-LN) 0.14
 T1 37.33(3.24) 38.33(4.05) 0.48
 T2 33.40(3.58) 36.58(3.92) 0.03
p value (time effect) 0.001 0.15
a
 The analyses were computed after controlling for age, gender and non-verbal IQ

Table 3  Comparisons of Behavioral functioning Intervention group (SD) Control group (SD) p value p value
T-scores of behavioral measures (group effect) (interaction
functioning measures between effect)
groups and within groups at
different timeslots Internal behavior c­ ompositea 0.06
 T1 76.80 (3.32) 77.08 (2.32) 0.08
 T2 73.07 (2.92) 75.42 (3.50) 0.64
p value (time effect)  < 0.001 0.08
External behavior c­ ompositea 0.01
 T1 71.87(2.33) 71.75(3.52) 0.86
 T2 69.53(3.14) 72.42(2.75) 0.74
p value (time effect) 0.001 0.19
Total problem ­scalea 0.02
 T1 77.13 (1.13) 77.58 (0.90) 0.28
 T2 74.27 (1.71) 76.17 (1.80) 0.92
p value (time effect)  < 0.001 0.10
a
 The analyses were computed after controlling for age, gender, and non-verbal IQ

ANCOVAs were performed separately for each behav- Discussion


ioral functioning measure to examine the impact of the
physical activity intervention on behavioral functioning This pilot study examined the effect of a physical exercise
after controlling for age, gender, and non-verbal IQ. We intervention on emotion regulation and behavioral func-
found no significant interaction effect (F [1, 22] = 3.90, tioning in children with ASD. We hypothesized that the
p = 0.06) for the internal behavior composite. However, intervention would benefit both emotion regulation and
there were significant interaction effects for the external behavioral functioning. This hypothesis was supported, as
behavior composite (F [1, 22] = 12.88, p = 0.007) and total the intervention was effective in improving emotion regu-
problem scale (F [1, 22] = 6.67, p = 0.016). Subsequent lation and reducing internal, external, and total behavioral
tests revealed a significant reduction in external behavior problems.
composite T-scores between T1 and T2 in the interven- These findings are in accord with those of previous
tion group (t [14] =  − 4.47, p = 0.001; effect size d = 0.54) studies examining emotion regulation characteristics in
but not in the control group (t[11] = 1.38, p = 0.19; effect children with ASD. For example, there is evidence that
size d = 0.14). For the total problem T-score, subse- the ERC-ER scores of children with ASD are stable across
quent tests revealed a significant reduction in T-scores time without any intervention (Berkovits et  al. 2017;
between T1 and T2 in the intervention group (t[14] = 7.37, Thomson et al. 2015). In the present study, the ERC-ER
p < 0.001; effect size d = 0.56) but not in the control group scores of the control group did not differ significantly
(t[11] = 2.93, p = 0.10; effect size d = 0.29).

13
Journal of Autism and Developmental Disorders

after 12 weeks. However, the intervention group scores Several limitations that required attention when inter-
increased significantly after the jogging intervention, preting the results. First, the participants in the present
which suggested that exercise improved overall mood, study were children with high IQ scores and the findings
emotional expression, and self-awareness. A study con- cannot be generalized to all individuals with ASD. Second,
ducted by Bernstein and McNally (2017) in adults revealed sample size is a limitation along with no comprehensive
similar findings; the results showed that aerobic exercise data on ASD severity of the participant, future studies
(jogging) attenuated negative emotions for people initially should consider using diagnostic characterization (such
experiencing difficulties in emotion regulation. A possible as ADI-R and ADOS) to provide more comprehensive
explanation for this effect is that the nature of the interven- data on ASD severity. Third, we did not examine baseline
tion (i.e., jogging) requires participants to overcome the physical activity level (e.g., daily time spent engaging in
negative emotions caused by fatigue and running more physical exercise). Without this information, it is diffi-
slowly than others. Another possible explanation is that cult to determine treatment effects. Future studies should
participants who jogged may have experienced cognitive include such baseline assessments to address this question.
enhancement or increased self-efficacy to deploy emo- Forth, considering the fact that parents were not blinded
tion regulation strategies to cope with interfering emo- to the intervention, the parental reported assessments
tion (Bernstein and McNally 2017). However, we did not might be biased. Future studies may include additional
incorporate any cognitive function measures to examine measures such as videotaping and behavioral coding to
the potential mechanisms underlying the effect of physical provide a more in-depth investigation. Fifth, the change in
exercise on emotion regulation. Future researchers should outcome in response to the intervention has an unknown
consider examining this aspect. clinical impact. Lastly, the increase in breathing and the
The reduction in behavioral problems (i.e., internal, red flush faces were not a valid indicator of intervention
external, and total problems) found here supports previ- intensity and it is unclear whether the exercise intensity
ous findings of the behavioral benefits of physical exer- was moderate-to-vigorous intensity. Future studies may
cise for children with ASD (Bremer et al. 2016). Bremer considering using heart rate monitor to track the heart rate
et al. (2016) conducted a systematic review of 13 stud- of participants during the exercise intervention.
ies examining the behavioral outcomes of exercise inter-
ventions in children with ASD. The results showed that
exercise interventions can reduce stereotypic behaviors
and improve social functioning (see Bremer et al. 2016 Conclusions
for review). A possible explanation for this effect may lie
with neurophysiological mechanisms, such as the release The finding that physical exercise had a positive influ-
and synthesis of neurotrophic factors (Ferris et al. 2007; ence on emotion regulation and behavioral functioning
Voss et al. 2011) or the release of neurotransmitters (e.g., in children with ASD is in accordance with accumulat-
serotonin, norepinephrine, dopamine) (Lee et al. 2015) ing evidence of the emotional and behavioral benefits of
induced by physical exercise, which are believed to be physical exercise for children. Physicians and educators
closely associated with the inhibition of internal and exter- should consider prescribing physical exercise to children
nal behaviors (Bari and Robbins 2013). As we did not con- with ASD to alleviate symptoms of emotion and behavio-
duct any neurophysiological measurements, we are unable ral problems. The preliminary findings of this pilot study
to determine whether our findings can be explained by are important for guiding future researchers to further
the effect of neurophysiological mechanisms on behavior. examine the neurophysiological or cognitive mechanisms
Future studies should incorporate such measures to further of exercise–emotion and exercise–behavior relationships
elucidate this issue. in children with ASD.
As a first attempt at examining how physical exercise
affects emotion regulation and behavioral functioning in Acknowledgments  The author would like to express his gratitude Dr.
Paul H. Lee and to all the children who participated in this study, and to
children with ASD, this study produced promising results. the participants’ teachers and parents for their support. This project was
We demonstrated that the exercise intervention group financially supported by EduHK departmental seed funding (Ref No.:
showed a significant improvement in emotion regulation 04287). The author thanks Diane Williams, PhD, from Edanz Group
and a significant reduction in behavioral problems (inter- (www.edanz​editi​ng.com/ac) for editing a draft of this manuscript.
nal, external, and total), whereas the control group did not.
Author Contributions  ACYT is the sole author of the present work and
Considering such positive results, it is important to further he was in charge of experiment design and manuscript preparation.
examine the mechanisms underlying the positive effect of
physical exercise on emotion regulation and behavior in Funding  This work was supported by EduHK departmental seed fund-
children with ASD. ing (Ref No.: 04287).

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Journal of Autism and Developmental Disorders

Compliance with Ethical Standards  Jahromi, L. B., Bryce, C. I., & Swanson, J. (2013). The importance of
self-regulation for the school and peer engagement of children
with high-functioning autism. Research in Autism Spectrum Dis-
Conflict of interests  The author declared no potential conflicts of inter-
orders, 7, 235–246.
est with respect to the research, authorship, and/or publication of this
Jahromi, L. B., Meek, S. E., & Ober-Reynolds, S. (2012). Emotion
article.
regulation in the context of frustration in children with high func-
tioning autism and their typical peers. Journal of Child Psychol-
Ethical Approval  All procedures performed in studies involving human
ogy and Psychiatry, 53, 1250–1258.
participants were in accordance with the ethical standards of the insti-
Kim, J. A., Szatmari, P., Bryson, S. E., Streiner, D. L., & Wilson, F.
tutional and/or national research committee and with the 1964 Helsinki
J. (2000). The prevalence of anxiety and mood problems among
declaration and its later amendments or comparable ethical standards.
children with autism and Asperger syndrome. Autism, 4, 117–132.
Lee, S. K., Lee, C. M., & Park, J. H. (2015). Effects of combined
Informed Consent  Informed consent was obtained from all individual
exercise on physical fitness and neurotransmitters in children with
participants included in the study.
ADHD: A pilot randomized controlled study. Journal of Physical
Therapy Science, 27, 2915–2919.
Leung, P. W. L., Kwong, S. L., Tang, C. P., Ho, T. P., Hung, S. F., Lee,
C. C., et al. (2006). Test–retest reliability and criterion validity of
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