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preserve and extend access to Economic Botany
VINCENT W. COCHRANE
Assistant Professor of Biology, Wesleyan University, Middletown, Conn.
acid may be mentioned cranberry, pine- largely to the growth of the fermentation
apple and all citrus fruits-lemons, limes, industry; in 1929 probably 70%o of the
oranges and grapefruit. Prior to the de- acid produced came from this source.
velopment of the mycological method, The estimated current annual produc-
"natural" citric acid from certain citrus tion of citric acid and citrates in this
fruits was the sole source of supply. Not country is 26,000,000 pounds2. Of this
all of the fruits described are of equal im- total the fermentation process supplies
portance as sources of natural citric acid; about two thirds; citric acid from cull
the great bulk is derived from cull lemons in California and from pineapple
lemons, minor amounts from limes and wastes in HaWaii makes up the remain-
from pineapple wastes. ing third. Natural citric acid can com-
Up to 1922 Italy produced about nine- pete with the mycological process only if
tenths of the world supply of citric acid, the raw material is otherwise a waste
chiefly from low grade lemons of Sicily. product, and for this reason the produe-
This was exported, in part as crude tion of natural citric acid is limited by
calcium citrate, in part as pure acid. the tonnage of cull lemons and pineapple
The year 1922 was a critical one in the wastes available.
economic history of citric acid. The Abroad the situation is of course con-
Italian government moved at that time fused by the dislocations of war. Prior
to restrict, by means of export duties, to 1939 both natural and fermentation cit-
the outward movement of citric acid and ric acid were produced in several Euro-
citrates. In the same year the United pean countries. Fermentation plants are
States raised the import duty on calcium known to have been in operation in Bel-
citrate from one to seven cents per pound gium, Germany, England and Czecho-
and on citric acid from five to 17 cents slovakia. Plants were probably also in
per pound. The new rates were almost operation in Russia and Japan. Euro-
prohibitive, and of course the protection pean producers of both natural and fer-
afforded by them was a major factor in mentation acid worked out the Inter-
establishing the domestic citric acid in- national Citric Acid Agreement in 1935
dustry. A third factor in the situation to stabilize prices at a profitable level;
at that time was the increased acreage of details of the cartel agreement were
lemons in California, affording a home never made public.
source of natural citric acid. Finally, In the United States it is believed that
as mentioned previously, the fermenta- only one company is at present engaged
tion method began to yield a significant in the manufacture of citric acid by the
output in 1923. fermentation process. For this reason,
The net result of these changes is production statistics are not published in
shown by the fact that the dollar value any detail; estimates of current produc-
of imported citric acid and citrates fell tion are 17,000,000 pounds per year.
from $2S701,074 in 1922 to zero in 19291. Methods of Production. Details of
During the same period domestic pro- industrial methods are closely guarded
duction of both natural and fermenta- commercial secrets. However, published
tion acid rose from 5,689,473 to 10,755, research from non-commercial sources
789 pounds per year2. The increase and the patent literature give a general
over the seven-year period is attributable picture of the process. From this back-
ground it is clear that the important
' Wells, P. A. and Herrick, H. T. Ind. Eng.
Chem. 36: 255-262. 1938. elements in the fermentation are the
2 von Loeseeke, H. W. Chem. Eng. News choice of the organism, the composition
23: 1952-1959. 1945. of the medium, the physical conditions
utilizes a pan three feet square and two partially successful attempt was made
to three inches deep. Air may be blown in 1930, and the yields were very low.
across the pan to increase the available However, three patents have been issued
oxygen supply. in the last five years for submerged
It can be calculated that the present culture methods. One of the more fully
production of fermentation citric acid described of these calls for a large cylin-
requires the continuous use of 30,000 to drical tank of nutrient medium, air being
40,000 pans of the above dimensions if supplied under pressure and being dis-
this is the only type of container used. tributed by rapid stirring (300 rpm).
The area covered by this number of pans The difficulty of all of the deep tank
reaches the staggering total of seven to methods patented or described so far
nine acres. seems to be that for maximum yields the
Since metals like iron and lead are fungus must be grown in one batch of
toxic even in very small amounts to the medium. This medium must then be
fungus, the material of which pans are removed and a fresh "fermentation"
made is of importance. Aluminum of medium added; citric acid is recoverable
the highest obtainable purity seems to only from the second batch. This manip-
be the most practicable material from the ulation will be costly on a large scale,
standpoint of initial cost, durability and and the length of time required is great.
freedom from toxic effects. These and related submerged methods
In view of the problems involved in deserve further research. If the yield
handling large numbers of pans it is not and fermentation times could be brought
surprising that efforts have been made to into line with those of the shallow pan
substitute some less cumbersome method. method, the large number of pans now
These efforts have been made in two required could probably be replaced by
directions: maintenance of a favorable 50 to 100 large fermenters of the type
surface-volume ratio by use of a porous and capacity used in the penicillin in-
substrate, and maintenance of an ade- dustry.
quate oxygen supply in a large container While Aspergillus niger can form
by supplying air under pressure. citric acid from an amazing variety of
The Cahn method, patented in 1931, other. carbon compounds, sucrose is the
involves the first-named of these prin- preferred raw material for the fermenta-
ciples. A solid but finely divided sub- tion. Individual investigators have re-
strate is impregnated with a nutrient ported success with crude molasses as a
solution; Cahn suggested sugar cane source of sucrose, but there is evidence
bagasse or sugar beet pulp. A yield of that the industry has been forced to use
45%/e in 38 to 60 hours was claimed for
more highly refined sugar. Recent work
this method. A recent report from Eire at the University of Wisconsin has es-
suggests use of a sawdust or sphagnum tablished that inorganic constituents
moss base impregnated with nutrients. (metals) of molasses may be deleterious
The ideal solution to the aeration and that these metals can be removed
problem would be to supply air through from crude molasses bv chemical treat-
a " sparger ", or perforated ring, directly ments.
to the culture medium; such "submerged The concentration of sugar used is
culture" or "deep tank" methods have high for a microbiological medium, 15%
been especially successful in the peni- to 20%o. At lower sugar levels the fun-
cillin industry. It has not yet been pos- gus will attack citric acid for energy
sible to utilize submerged culture in the with consequent poor yields.
production of citric acid. The first even The citric acid mold, like any living
TABLE 1
CITRIC ACID MEDIA
Concentration, Concentration,
Ingredient grams per Ingredient grams per
liter liter
Sucrose ......................
NH4NO3 ......................................................................... 2.23 Urea ...................... .23.................. 0.5
K2HPO4 ....................................................................... .......................1.00 K H 2PO 4 .0.05
MgSO4- 7H2O .0.23 KC........................... 0.15
MnSO4 4H2O .0.02
ZnSO4 * 7H20 0.01
impurities in the other constituents of to refute this theory, but even this ref-
the medium. utation is not secure now, since it has
Finally the acidity of the medium is of been discovered recently that atmos-
paramount importance. Failure to pheric carbon dioxide mav enter the re-
realize this was in large part responsible action and contribute carbon to the cit-
for the early difficulties in establishing ric acid molecule. In spite of its great
the commercial process The medium in scientific and practical interest, the inter-
current use is very acid, the initial pH mediate steps in the biosynthesis of citric
being 1.6 to 3.0. If the pH is much acid are not known.
higher, large amounts of oxalic or glu- Most of the evidence indicates that,
conic acid may form in place of the citric biologically speaking, the formation of
acid desired. large amounts of citric acid is an "ab-
Table 1 contains two recommended normal" process. The normal oxidation
media, that of Doelger and Prescott for of sugar by fungi is more nearly com-
shallow-pan cultivation, and that of plete, resulting in simple end-products
Karow for the newly developed sub- like oxalic acid and carbon dioxide. By
merged method employing Aspergillus supplying an excess of sugar, by main-
wentii. taining a very high acidity and perhaps
linterest in other methods of cultiva- tions. The next step is transfer of the
tion began when it was demonstrated in organism to a small rotary drum con-
Germany that gluconic acid fermentation taining two to three gallons of medium;
can be carried out in submerged culture this drum operates as just described.
if air or oxygen in sufficient quantity is After 24 hours in the small drum, the
bubbled through the medium. American entire contents are transferred to the
workers soon thereafter confirmed these large fermenter. Use of this "pre-ger-
results and devised large-scale equip- minated" inoculum speeds up the final
ment for laboratory research on the sub- fermentation and permits more econom-
merged process. ical use of the large fermenter.
One of the favorite types of apparatus In the work described, an aluminum
is the rotary drum. As the name implies, drum of 420 gallons capacity is used,
the fermenter is barrel-shaped and is so with about 175 gallons of medium. The
mounted that is can be rotated on its drum is rotated slowly (13 rpm), and air
long axis. The medium is placed in the is supplied at the rate of 37.5 volumes of
drum-usually occupying 40%o to 50%o of air per volume of medium per minute.
the total volume-and the apparatus and The temperature is maintained at about
medium are sterilized with steam. The 300 C. (860 F.) by means of a water
drum is so constructed that after inocula- spray, since the reaction generates heat.
tion sterile humidified air can be blown Under these conditions it is possible to
through under pressure. The air so sup- convert 200 pounds of corn sugar to
plied is brought into intimate contact gluconic acid in 24 hours with a yield as
with the medium through the rotary high as 97%c of the sugar consumed.
motion of the drum; baffles and buckets The usual carbohydrate raw material
are so located in the drum that the me- for the fermentation is refined corn
dium is thoroughly aerated. sugar, about 92% glucose. Other ma-
Instead of the rotary drum the usual terials in the medium include ammonium
type of tank fermenter may be used. A phosphate, magnesium sulfate and potas-
large cylindrical tank is provided with sium phosphate. Corn steeping liquor,
a power-driven stirrer, and the medium one of the residues of corn starch manu-
contained in it is thoroughly aerated by facture, is added in small amounts (0.2
means of compressed air blown in to 0.3%).
through many small holes in the ring- The critical distinction between this
shaped sparger lying at the bottom of the medium and that used for citric acid
tank. The two methods differ only in formation by the same mold species is
detail, the principle being the same. that the medium for gluconic acid pro-
From the published work of the De- duction is made much less acid by the
partment of Agriculture investigators we addition of 2.6% calcium carbonate.
can briefly summarize as follows the steps The slight acidity maintained (pH 5.5-
involved in production of gluconic acid 6.5) affords optimum conditions for the
in a large rotary drum fermenter of com- formation of gluconic acid to the prac-
mercial or at least pilot plant size. . tical exclusion of other acids.
Aspergillus niger is maintained in cul- Until recently the concentration of
ture on a solid medium containing 3% glucose had to be restricted to less than
glucose. After seven days spores are 20%. At higher concentrations more
transferred to small flasks containing acid is formed, but this involves one of
5%o glucose. Growth on this sporulation
two difficulties. Unless the increased
medium provides in about a week an product is neutralized the pH drops to
abundance of spores for further inocula- a level which inhibits the fermentation.
identical may differ widely in the amount and water. Iron exerted a favorable in-
of acid formed. It is very likely that all fluence on fumaric acid accumulation.
fungi, and probably all living cells, pro- These results were applied to commercial
duce fumaric acid during the oxidation of production in a process patented in 1943.
carbohydrate. In most cells the acid is In this process the fungus is grown two
metabolized as soon as formed, so that to seven days on a medium containing
only traces exist at any one time. In a zinc to encourage heavy growth. This
few exceptional organisms it appears that medium is then replaced by a fermenta-
some derangement of the usual cycle has tion medium, containing iron salts, in
occurred, and fumaric acid accumulates; which the conversion of sugar to fumaric
even with these organisms fumaric acid acid is carried out rapidly.
may be slowly broken down. *The yield of fumaric acid may be as
In most of the published work spores high as 50%, i.e., half of the sugar may
of a selected strain of Rhizopus nigricans be converted to acid. Yields are espe-
have been sown on the surface of a liquid cially high in replacement methods. The
nutrient medium. When the acid con- methods used in industry for recovery
centration reaches its peak the fermenta- and purification are not known precisely.
tion is discontinued and the fungus In the laboratory the mycelium is re-
growth separated from the acidic culture moved by filtration and the acid sepa-
fluid. It is possible, however, to shorten rated from the filtrate as the insoluble
the fermentation time by using sub- calcium salt.
merged culture methods; the medium is Uses of Fumaric Acid. Fumaric acid
aerated and stirred to provide oxygen, is not at present used in as large amounts
and the organism grows throughout the by industry as are citric and gluconic
entire volume. Stationary cultures re- acids. Experimentally it has been shown
quire five to seven days, submerged cul- that it can be used to replace tartaric
tures 24 to 48 hours for completion of the acid in leavening agents; the toxicity of
fermentation. t fumaric acid is even lower than that of
Starch, invert sugar and a variety of tartaric acid. Esters of fumaric acid
simple sugars can be converted to fu- can be polymerized to form a series
maric acid; usually refined corn sugar of plastics of varying characteristics.
(glucose) is used in fermentation media. Other uses are likely if the cost of the
Salts include sources of nitrogen, potas- product becomes lower.
sium, magnesium, phosphorus and sulfur.
Best results are attained when the ratio Gallic Acid
of carbohydrate to nitrogen is high. A Gallic acid, unlike other acids con-
typical medium contains 10% glucose, sidered so far, has a history prior to mod-
0.2% ammonium sulfate, 0.05% mag- ern mycology. In the old pre-scientific
nesium sulfate and 0.05%c dipotassium process plant material containing tannin
phosphate. In addition, a neutralizing was moistened and allowed to ferment
agent, usually calcium carbonate, is naturally for about a month. Gallic acid
added to prevent development of too high was recovered from the mass by leaching
acidity. and concentration of the leachate.
In 1939 workers at the New Jersey In 1867 Van Tieghem, a pupil of Pas-
Experiment Station reported that zinc teur, investigated the process in its rela-
exerts an inhibitory effect on the for- tion to the then revolutionary concepts of
mation of fumaric acid, probably because microbiology. He found that the fungi
this element catalyzes the complete oxida- of the genera Aspergillus and Penicil-
tion of carbohydrate to carbon dioxide lium are able to hydrolyze tannin to