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To cite this article: Luis De Sousa (2013) Understanding European Cross-border Cooperation:
A Framework for Analysis, Journal of European Integration, 35:6, 669-687, DOI:
10.1080/07036337.2012.711827
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European Integration, 2013
Vol. 35, No. 6, 669–687, http://dx.doi.org/10.1080/07036337.2012.711827
ARTICLE
Understanding European
Cross-border Cooperation:
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LUIS DE SOUSA
Universidade de Lisboa, Instituto de Ciı´ncias Sociais, Lisbon, Portugal
ABSTRACT European integration has had a dual impact on border regions. On the
one hand, borders were physically dismantled across most of the EU’s internal terri-
tory. On the other hand, they have become a fertile ground for territorial co-opera-
tion and institutional innovation. The degree of cross-border co-operation and
organization achieved varies considerably from one region to another depending on
a combination of various facilitating factors for effective cross-border co-operation,
more specifically, economic, political leadership, cultural/identity and state forma-
tion, and geographical factors. This article offers a conceptual framework to under-
stand the growth and diversity of cross-border regionalism within the EU context by
focusing on the levels of and drives for co-operation.
Introduction
European integration has had a dual impact on border regions. On the
one hand, borders were physically dismantled across most of the EU’s
internal territory, but in some cases, symbolic borders, ‘the scars of Eur-
ope’s history’ as Schuman once termed them, remained in the imaginary
of peoples. On the other hand, border regions have become a fertile
ground for territorial co-operation and institutional innovation. As
Keating put it:
La frontière n’est pas qu’une simple limite politique, elle est aussi et
surtout un objet sémique qui sépare deux sociétés et leur permet de
se distinguer et de s’identifier… Elle a une portée symbolique à laqu-
elle est associée une forme matérielle: un dispositive militaire, des
postes de douanes, la presence de symbols de l’Etat comme les drape-
aux, une ligne tracée sur les cartes, etc. (Reitel 2010, 292)
The key focus of the European integration process has been to signifi-
cantly reduce the relevance of national borders for European eco-
nomic players, in order to create a large market in which national
borders no longer stand in the way of the free movement of workers,
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formats. Such entities have grown in numbers in recent years, but most of
them are still unknown to the majority of citizens, thus raising questions
concerning their purpose and legitimacy.
Since the 1960s, the Council of Europe has been a major promoter of
cross-border co-operation as a means to help the diffusion of local democ-
racy and good neighbouring relations. In 1980, the Council of Europe
launched the Outline Convention on Transfrontier Co-operation between
Territorial Communities or Authorities,4 also called the ‘Madrid Conven-
tion’, providing a legal framework and model agreements, both for the
inter-state and the local levels, for the establishment of cross-border regions.
This was the first step to the regulation of Euro-regions at the European
level, clarifying the legal nature and scope of these entities. To date, the
Convention has been ratified by more than 20 Council of Europe Members.
In 1971, the Association of European Border Regions (AEBR)5 was
established with the specific mission of acting for the benefit of all Euro-
pean border and cross-border regions, by making their particular prob-
lems, opportunities, tasks and projects intelligible; representing their
overall interests to national and international parliaments, organs,
authorities and institutions; initiating, supporting and coordinating their
co-operation throughout Europe (creation of a network); and exchanging
know-how and information in order to formulate and coordinate common
interests on the basis of the various cross-border problems and opportuni-
ties, and to offer adequate solutions (Statutes of AEBR, amended on 25
November 1994).
As mentioned above, there is ‘a certain parallelism between the process
of European integration and the development of cross-border co-operation
and Euroregions’ (Pasi 2007, 74). The first experience was the EUREGIO
project in 1958. Since then, more than one hundred Euro-regions were
created within the EU context, some including cross-border co-operation
arrangements with non-EU neighbour states, such as Ukraine, Serbia or
Moldova.6
The first set of Euro-regions appeared shortly after the signing of the
Treaties of Rome, in the Dutch–German border (Euregio 1958), Lake
Constance (1972), the Rhine valley (1973, 1976), the Benelux area (1980,
19847) and the Scandinavian countries (1971, 1972, 1978, 1980).
678 Luis De Sousa
From the initial core of six, only Italy joined later this process. Italy’s
approach to cross-border co-operation was somewhat different. The
dynamic of disintegration was stronger than that of integration:
national level under the Madrid Convention and the need to ensure an
adequate implementation of structural, cohesion and regional funds (Zapl-
etal 2010, 16), led the European Parliament and the Council of Ministers
to set a standard territorial co-operation arrangement: the European
Grouping of Territorial Co-operation (EGTC) (Regulation (EC) 1082/
2006 of the European Parliament and of the Council adopted on 5 July
2006, under the co-decision procedure).
This new territorial cooperation tool claims two major advantages
(Committee of the Regions 2007, 8–11): on the one hand, it confers pub-
lic entities from different member states (i.e., regions, territorial authori-
ties, municipalities, bodies of public Law and associations) more
discretion to get together and institutionalize their co-operation arrange-
ments as they see fit and without going through the signature of an inter-
national convention and the adoption of statutes that require state
approval; on the other hand, it makes them more accountable and effi-
cient in the use of EU funds by granting legal personality to the new
cross-border entity.
Although it is still too early to speculate about the future of these new
institutional arrangements, the first EGTCs seem to indicate that a new
approach to territorial co-operation is emerging: whereas traditional Euro-
regions were mainly cross-border neighbourhood units based on large
transnational cooperation basins whose scope and competences were nego-
tiated between national governments, EGTCs are ‘defined bottom-up on
the basis of common needs, assets and a dense agglomeration of shared
policy-making’ (Spinaci and Vara-Arribas 2009, 8).
For the time being, Euro-regions and EGTCs co-exist, but the future
may unfold a different reality. Because the Committee of the Regions
(CoR) has a specific consultative role in matters concerning cross-border
cooperation (under Article 306 of the Treaty), and since the EU is provid-
ing funding for these new units, the likelihood is that EGTCs will over-
come Euro-regions as models of cross-border cooperation and the CoR
will become a major actor in that process. In effect, since 2008, the CoR
has provided political support for the full implementation of the EGTC
Regulation: it has passed two opinions on this matter, created a European
Registry for the EGTCs, promoted networking amongst EGTC authorities
and experts, organised high-level meetings and launched a large consulta-
tion in 2010. This is a clear sign of the leading role that the CoR wants to
assume in this domain.
680 Luis De Sousa
explained, the low level of cross-border labour mobility ‘is not merely a
matter of failing to recognize opportunities because of existing differ-
ences’, but ‘a matter of indifference towards the ‘Other side’, the ‘market’
across the border’ (2004, 51). In principle, it is more common that border
regions sharing similar language, cultural elements and value systems find
it easier to trust each other and cooperate. Not surprisingly, one of the
early cross-border co-operation institutional arrangements in Europe took
place between the Scandinavian countries.
Historically, however, language has not played a constraining role on
levels of cross-border commercial transactions and/or institutional co-
operation. Europe’s Roman trade-route belt, from the Italic peninsula to
the Hanseatic bay was composed of city states and leagues with different
cultural, religious and linguistic traits, and this has never constituted an
obstacle to intense trade flows and capital accumulation. On the con-
trary, the founding member states of the EU and the early Euro-regions
are located in this geographical area and constitute the nucleus of what
is today the European Union. According to Stein Rokkan (1999, 167–8),
it is no accident of history that Europe’s city-belt displays a higher pro-
pensity for regional integration and cross-border co-operation. The fact
that consociational or confederate state-formation process may produce
more permeable border identities should not be overlooked as an
explanatory hypothesis for more frequent and durable cross-border
co-operation.
There is continuity between the formation of the modern state system in
Europe and the construction of Europe. The mode of how a border was
drawn, peacefully or violently —— by war, winner-takes-it-all peace settle-
ments, secession and other border conflicts —— has an impact on cross-
border co-operation, in particular in young borders (Langer 2007, 17).
Although many of the Euro-regions arrangements in Central and Eastern
Europe internal borders are better characterized as a pre-accession or
fund-driven strategy, one should not downplay the weight of history in
the region. Paraphrasing Rokkan, the remarked variations in the degree of
cross-border co-operation and integration processes achieved at the micro
and macro levels are part of a broader trajectory of European political
development from the collapse of the Roman Empire until the present,
hence they cannot be explained ‘without going far back in history, without
analysing the differences in the initial conditions and the early processes of
territorial organisation, of state building, of resource combination’ (1999,
135).
684 Luis De Sousa
Geographical Drivers
Geography is often the most important driver to functional co-operation
as it forces neighbouring authorities to negotiate, implement and adminis-
ter joint infrastructure projects, such as the construction of a bridge, road,
dam, etc. Environmental policy issues (such as the use of water from
shared rivers) and judicial co-operation (in particular with regard to cross-
border criminality and terrorism) can also produce positive-sum outcomes
to neighbouring authorities.
Border regions where accessibility differences are not so pronounced are
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likely to see their co-operation intents facilitated. Having said this, the
Channel Tunnel is a good example of how accessibility obstacles can be
overcome by business interests and political will.
Geography facilitates cross-border political initiatives to control or man-
age shared concerns and assets, but does not necessarily lead to greater
rationalization of resources. As already mentioned, national and local poli-
ticians respond to their own constituencies, hence they have little interest
in entering co-operation arrangements that might result in a withdrawal of
services from their region in favour of common public services, supported
by common budgets and policy objectives, unless some compensation
mechanisms are put in place. Moreover, their mandates are limited in time
and some of these arrangements would take a few years to produce visible
results, hence without any electoral appeal. More often than not, there is
a waste of resources because there is a duplication of services that could
serve contiguous regions.
Conclusion
Cross-border co-operation is a learning process. What we are witnessing
today is an extraordinary degree of institutional experimentation at the
fringes of nation states. Not surprisingly, the European Commission
termed Euro-regions ‘the laboratories of European integration’ (Kramsch
and Hooper 2004, 3). Some of these ‘experiments’ have had a marginal
impact on local economies and the wellbeing of local populations. (In)suc-
cess should be put into perspective: the 52 years of cross-border co-opera-
tion in the context of European integration are still an infant compared to
a state system which lasted for more than 300 years.
No rapid results should be expected. Creating a new tier of regional
governance, even of a cross-border nature, ‘requires not merely that there
should be a functional logic to justify it, but also that the political condi-
tions be present for a broad coalition in support of it’ (Keating 1998, 60).
For the time being, most of the cross-border co-operation arrangements
and the institutions that embody them are political and administrative
bodies of a technocratic nature, unknown to the local populations, regard-
less of the degree of success in fulfilling their designated objectives.
Although European integration has raised various incentives for
cross-border co-operation, there are still many visible and non-visible bar-
riers inhibiting the implementation of a new tier of shared governance at
the border regions. These can be resumed in two major obstacles:
Understanding European Cross-border Cooperation 685
Notes
1. The INTERREG is a Community financial instrument, which aims to stimulate interregional co-
operation in the European Union. It started in 1989 and is financed under the European Regional
Development Fund (ERDF). The programme is divided into three strands: Interreg A, Interreg B and
Interreg C. Strand A is devoted exclusively to cross-border co-operation between adjacent regions
through joint development strategies, such as the promotion of urban, rural and coastal develop-
ment; the creation of industrial technological parks; the development of local employment initiatives
in particular in the tourism sector; assistance for labour market integration and social inclusion; the
improvement of transport, communication and information networks and environmental protection,
water and energy systems; etc. Interreg A is by far the largest strand in terms of budget and number
of programmes. The current programme is Interreg IV, covering the period 2007–2013.
2. Also known as Euroregion, Euregio, Euregion, Europaregion, Grand Region, Regio and Council.
In some cases, the label Euro-region is not used at all, such as the ‘Nova Raetia’, which is
composed of territorial communities of Switzerland, Italy and Austria.
3. The legal status of Euro-regions varies. It may involve a community of interests or Working
Community without legal personality or a Euro-region of public or private law nature. In some
cases these bodies are regulated by multilateral or bilateral state conventions, in other instances,
the agreements regulating these bodies are celebrated between regional/local authorities. Although,
in theory, Euro-regions are meant to have broader objectives and competences than Working Com-
munities, in practice, the dividing line between these two types of institutional cross-border
arrangements is not so clear-cut (Medeiros 2009, 55). In order to simplify the analysis, this paper
will focus only on Euro-regions.
4. For further information, please consult: http://conventions.coe.int/Treaty/en/Treaties/Html/106.htm
(available online on 29 May 2010).
5. Or ARFE —— Association des regions frontalières européennes, in French.
6. According to the Association of European Border Regions (AEBR), the number of Border and
Cross-border Regions amounts to nearly 190. For an overview of the list of existing Euro-regions,
please consult the following web sites: http://www.coe.int/t/dgap/localdemocracy/areas_of_work/
transfrontier_cooperation/euroregions/euroregions_EN.asp(available online 31 May 2012); http://
www.euregio.nrw.de/links.html(available online 31 May 2012); http://www.aebr.eu/en/members/
list_of_members.php(available online 31 May 2012).
7. It should be noticed, however, that the Benelux custom’s union was ratified in 1947, ten years
before the signing of the Treaties of Rome (1957).
8. PHARE–CBR —— Poland–Hungary Assistance for Restructuring the Economy —— Cross-border
Relations. TACIS —— Technical Assistance to the Community of Independent States.
9. The second Iberian Euro-region ‘EURO ACE’, which comprises three Iberian border regions ——
Alentejo (Portugal), Centre (Portugal) and Extremadura (Spain) —— was founded on 21 September
2009 and the third, the ‘EURO AAA’ was created on 5 May 2010 between the border regions of
Alentejo (Portugal), Algarve (Portugal) and the Andalusia (Spain).
Understanding European Cross-border Cooperation 687
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