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Directive versus Empowering Leadership: A Field Experiment Comparing


Impacts on Task Proficiency and Proactivity

Article  in  The Academy of Management Journal · October 2012


DOI: 10.5465/amj.2011.0113

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娀 Academy of Management Journal
2013, Vol. 56, No. 5, 1372–1395.
http://dx.doi.org/10.5465/amj.2011.0113

DIRECTIVE VERSUS EMPOWERING LEADERSHIP: A FIELD


EXPERIMENT COMPARING IMPACTS ON TASK PROFICIENCY
AND PROACTIVITY
SCOTT L. MARTIN
Zayed University

HUI LIAO
ELIZABETH M. CAMPBELL
University of Maryland

Using a field experiment in the United Arab Emirates, we compared the impacts of
directive and empowering leadership on customer-rated core task proficiency and
proactive behaviors. Results of tests for main effects demonstrated that both directive
and empowering leadership increased work unit core task proficiency, but only
empowering leadership increased proactive behaviors. Examination of boundary con-
ditions revealed that directive leadership enhanced proactive behaviors for work units
that were highly satisfied with their leaders, whereas empowering leadership had
stronger effects on both core task proficiency and proactive behaviors for work units
that were less satisfied with their leaders. We discuss implications for both theory and
practice.

As modern organizations face more dynamic not to its detriment—is of both practical and theo-
conditions, employee responsibilities grow less for- retical importance and will become increasingly
malized and increasingly difficult to specify (Ilgen critical as the nature of work grows more uncertain
& Hollenbeck, 1991; Sluss, van Dick, & Thompson, and dynamic (Grant & Ashford, 2008).
2010). The line between in-role and extra-role per- Leadership remains one of the most consequen-
formance is more often blurred (Van Dyne & Ellis, tial contextual influencers of employee perfor-
2004). Acknowledging this shift, the domain of be- mance (Chen & Kanfer, 2006; Stogdill, 1974). A
haviors that constitute effective performance has wealth of studies offers insight as to what and how
expanded beyond the traditional views, which leadership behaviors impact core task performance.
were anchored to task proficiency (Griffin, Neal, & Recent research has also shown that leaders play
Parker, 2007; Welbourne, Johnson, & Erez, 1998). In influential roles in impacting employee proactiv-
particular, proactive behaviors such as taking ity. But as proactive behavior requires different
charge, voicing issues, and initiating change have contextual factors than does core task performance
attracted attention (Frese & Fay, 2001; Morrison, (Parker, Williams, & Turner, 2006), such as a min-
2011; Morrison & Phelps, 1999; Raub & Liao, 2012), imum degree of autonomy (Rank, Carsten, Unger, &
given the value they often bring to organizations Spector, 2007), it is shortsighted to assume that
and work groups (Crant, 2000). Understanding how leader behaviors that influence core task perfor-
to cultivate employees’ proactive contributions— mance will have the same effect on proactive per-
contributions that go beyond task proficiency but formance. Empirical studies have demonstrated
that leaders can both stifle employee proactivity
(Burris, Detert, & Chiaburu, 2008; Grant, Gino, &
All three authors contributed equally to this article. Hofmann, 2011) and spark employee proactivity
This research was supported in part by a grant from the (Den Hartog & Belschak, 2010; Detert & Burris,
Research Incentive Fund at Zayed University and a Sum-
2007; Tangirala & Ramanujam, in press; Williams,
mer Research Grant from the Center for Leadership, In-
novation & Change (CLIC) at the University of Maryland’s
Parker, & Turner, 2010). While research suggests
Robert H. Smith School of Business. We thank AMJ Ac- leaders influence employee proactive behaviors,
tion Editor Adam Grant and the three anonymous re- little theory building or empirical examination has
viewers for their insightful comments and suggestions focused on specific leader behaviors that foster or
throughout the review process. hinder proactivity (Morrison, 2011).
1372
Copyright of the Academy of Management, all rights reserved. Contents may not be copied, emailed, posted to a listserv, or otherwise transmitted without the copyright holder’s express
written permission. Users may print, download, or email articles for individual use only.
Martin, Liao, and Campbell
2013 1373

To advance both theory and practice, it is crucial First, we add to the literature on proactive behav-
to expand knowledge as to what behaviors leaders iors, forging a link between seminal leadership
should enact to cultivate both proficiency and pro- styles and employee proactivity. In doing so, we
activity among employees. To do so, we examine highlight how leadership approaches that promote
how two well-vetted, foundational models of proactivity are distinct from those that promote
leader behavior— directive and empowering lead- proficiency. Second, we disentangle distinct per-
ership—influence and comparatively affect this formance effects of directive and empowering lead-
broadened performance domain. Studies have ership, stressing the benefit of renewed efforts in
linked both leadership styles to group performance comparing the differential impacts of alternative
(e.g., Kahai, Sosik, and Avolio [1997] studied direc- leadership styles. Findings enable improved pre-
tive leadership, and Srivastava, Bartol, and Locke scription for managers as to which behaviors are
[2006], empowering leadership). Yet the two styles likely to promote specific employee contributions.
are contrasting in terms of the amount of direction Third, we unearth an important boundary condi-
versus autonomy provided by a leader. Directive tion for leadership effectiveness, one that may ex-
leadership focuses on providing employees with tend beyond the behavioral approaches examined
specific guidance or a clear path to achieving de- in this study. Evidence underscores the importance
sired outcomes (House, 1971, 1996), whereas em- of considering followers’ opinions of their leader
powering leadership focuses on granting employ- when examining the relative effectiveness of alter-
ees a fair amount of autonomy so they are able to native leadership styles.
make independent decisions regarding how to
achieve desired outcomes (Spreitzer, 1995). Recent
DISTINCT FORMS OF LEADERSHIP AND
research that jointly examined these distinct styles
EXPANDED PERFORMANCE DOMAIN
demonstrated that they differentially impact task
performance in newly formed teams (Lorinkova, The purpose of this article is to provide a com-
Pearsall, & Sims, 2013). Therefore, it seems intrigu- parison of empowering versus directive leadership
ing to examine these two leadership styles simul- in impacting core task proficiency (i.e., the degree
taneously with regard to a broader performance to which employees meet formal job requirements)
domain, inclusive of both core task performance and proactive behaviors (i.e., the extent to which
and proactivity. employees take self-directed action to anticipate or
Our purpose in this study is twofold. First, we initiate changes in their environment [Crant, 2000;
investigate how directive and empowering leader- Parker et al., 2006]).1 Both of these performance
ship behaviors impact customer-rated work unit criteria are now viewed as important in most or-
proficiency and proactivity. Drawing on goal set- ganizational environments (Griffin et al., 2007). We
ting (Locke & Latham, 1990) and empowerment conceptualize the relationships between the two
(Kirkman & Rosen, 1999; Spreitzer, 1995; Thomas & leadership approaches and the two criteria at the
Velthouse, 1990) theories, we propose that both work unit level of analysis. In this approach, unit-
directive and empowering leadership will be level leadership refers to “the overall pattern of
equivalent in enhancing core task proficiency, but leadership behaviors displayed to the entire busi-
only empowering leadership will enhance proac- ness unit; it can be viewed as a type of ‘ambient
tivity. Second, drawing on Barnard’s consent the- stimuli’ that pervade the work unit and are shared
ory of authority (1938), we examine how work unit
members’ satisfaction with their leaders serves as a
1
boundary condition for the effects of leadership on The Griffin et al. (2007) model also includes adaptiv-
unit proficiency and proactivity. In terms of meth- ity, which refers to coping with and responding to
odology, we rely on a field experiment with organ- changes. Adaptivity is positioned as a middle ground
izational leaders. Employing a field experiment en- between task proficiency and proactivity, in that it is
enacted under a moderate level of uncertainty and rep-
ables us to balance experimental control with
resents employees’ passive reactions to a changing envi-
generalizability and builds confidence in the causal ronment. Therefore, adaptability is distinct from yet sim-
nature of relationships between leadership behav- ilar to both proactivity and proficiency. Since the goal of
iors and employee performance (Grant & the current study is to contrast the differential effects of
Wall, 2009). different leadership approaches, we chose to exclude
Our study makes several theoretical contribu- adaptivity and to focus on the two contrasting perfor-
tions to the literature on employee performance. mance criteria.
1374 Academy of Management Journal October

among the unit members (Hackman, 1992)” (Liao & formance if performance is below expectations
Chuang, 2007: 1007). Our unit-level approach is (Matsui, Okada, & Inoshita, 1983). Therefore, direc-
consistent with the call to go beyond the conven- tive leaders are able to better ensure their units’
tional, dyadic level of analysis in leadership re- performance is on track through constantly moni-
search (e.g., Dansereau & Yammarino, 1998; Podsa- toring it and offering timely direction to poorly
koff & MacKenzie, 1995) and adds to the growing performing unit members to correct problems. Di-
line of research taking a generalized approach to rective leadership also involves rewarding employ-
examine effects of leadership on a work unit as a ees for satisfactorily completing core tasks (House,
whole (e.g., Bass, Avolio, Jung, & Berson, 2003; 1996), which can further enhance a unit’s motiva-
Grant et al., 2011; Schaubroeck, Lam, & Cha, 2007; tion to perform such tasks in an effective manner
Wang & Howell, 2010). (Vroom, 1964). Therefore, we expect directive lead-
ership will improve business unit core task
Directive Leadership proficiency.
There is little empirical research testing the effect
In line with path-goal theory (House, 1971, of directive leadership on unit task proficiency.
1996), we define directive leadership as leader be- Extant research on directive leadership has largely
haviors that provide followers with specific guid- focused on its effects on employee attitudes and
ance regarding goals, means of achieving goals, and performance at the individual level of analysis, ex-
performance standards. Directive leaders also ac- amining variables such as an individual’s attitude
tively monitor performance and provide appropri- toward his/her leader (e.g., Chiaburu, Diaz, & Pitts,
ate feedback (e.g., rewards and punishments) con- 2011) and individual effectiveness (e.g., Somech &
tingent on employee performance. We view
Wenderow, 2006). Research has also linked direc-
directive leadership as similar to the classic “initi-
tive leadership with other unit-level outcomes,
ating structure” paradigm advanced by the Ohio
such as decreased team cohesiveness (e.g., Somech,
State studies (e.g., Stogdill, 1950) with the central
2006; Wendt, Euwema, & van Emmerik, 2009), in-
distinction being that initiating structure places
creased efficiency of decision execution (Kahai,
more emphasis on punitive behaviors than does
Sosik, & Avolio, 2004), and team effectiveness
path-goal theory (Schriesheim & Von Glinow,
(Pearce & Sims, 2002). However, indirect evidence
1977). Relatedly, we distinguish directive leader-
suggests a link between directive leadership and
ship from transactional leadership, which focuses
unit task proficiency. For example, in a laboratory
on leader provision of contingent rewards and pun-
ishments, and, unlike path-goal theory, places less experiment, Kahai et al. (1997) found directive
emphasis on providing employees with specific leadership increased group members’ solution-ori-
guidance on how to achieve work goals ented suggestions and enhanced group productiv-
(Bass, 1985). ity within the context of a structured task (i.e.,
Historically, directive leadership has been con- similar in nature to formalized role expectations
strued as the “default” style for improving perfor- and core task proficiency requirements). Recently,
mance on core tasks (Hersey, Blanchard, & Johnson, a lab study by Lorinkova et al. (2013) offered initial
1996; Vroom & Jago, 1988). As core tasks are rela- evidence that directive leadership increases collec-
tively stable or predictable, leaders can effectively tive clarity about roles and responsibilities, facili-
prescribe, in advance, specific goals and directions tating performance at earlier stages of teamwork.
for subordinates to follow. Per goal setting theory, Meta-analyses by Judge, Piccolo, and Ilies (2004) as
such actions to specify goals improve performance well as by Burke, Stagl, Klein, Goodwin, Salas, and
by effectively directing and increasing effort to- Halpin (2007) offer further support; both positively
ward work tasks (Locke & Latham, 1990, 2002). At linked leadership behaviors of initiating struc-
the business unit level, directive leaders assign ture—akin to but distinct from directive leader-
goals for unit members and provide them with spe- ship—to group or team productivity. Extending
cific instructions regarding what is expected this literature by offering an explicit test of the
(Pearce & Sims, 2002). These specific goals and effects of directive leadership on a work unit’s core
instructions clearly direct the unit members’ efforts task proficiency in a field experiment, we propose:
toward completion of core tasks. Directive leader-
ship also involves providing regular feedback, Hypothesis 1. Directive leadership improves
which goal setting research indicates improves per- work unit core task proficiency.
Martin, Liao, and Campbell
2013 1375

As directive leaders principally influence perfor- specific tasks, whereas empowering leadership im-
mance by clarifying goals and the specific means of plies an ongoing philosophy of sharing broader re-
accomplishing these goals (House, 1971, 1996), sponsibilities (Mills & Ungson, 2003). In addition,
such leader behaviors are likely to undermine em- delegation tends to focus specifically on the trans-
ployees’ self-directed actions (Locke & Latham, fer of power, while empowering leadership tends to
1990), which are central to engaging in proactive encompass a broader range of behaviors, such as
behaviors. In keeping with goal setting research, we expressing confidence in employees and assisting
expect that when unit employees are assigned goals in building employee capabilities (Ahearne et al.,
and given relatively specific instructions regarding 2005; Yukl & Lepsinger, 2004). Empowering lead-
how to achieve these goals, they will divert atten- ership also differs from participative leadership in
tion away from alternative means of accomplishing that the latter involves leaders soliciting employee
goals (i.e., proactive behaviors). Furthermore, the input or making decisions jointly with employees;
active monitoring by more directive leaders is and such behaviors are generally viewed as only one
likely to discourage employees from deviating from aspect of empowering leadership (see Ahearne et al.,
explicitly sanctioned paths toward achieving 2005; Zhang & Bartol, 2010). We also distinguish em-
end goals. powering leadership from transformational leader-
Even less empirical research has investigated the ship, with the latter emphasizing leader charisma,
impact of directive leadership on proactive behav- vision, intellectual stimulation, and individualized
iors. However, research related to creativity sug- consideration of followers (Bass, 1985). Transforma-
gests that more authoritative or controlling forms of tional leadership may or may not include empower-
leadership tend to negatively impact individual ing behaviors, as charismatic or visionary leaders can
employees’ creativity (e.g., Amabile, Schatzel, Mo- still operate in an autocratic (i.e., not empowering)
neta, & Kramer, 2004; Tierney & Farmer, 2002), a manner (Bass, 1997).
type of performance that also requires employees to Three theoretical perspectives support a positive
challenge the status quo and has been positioned as relationship between empowering leadership and
a dimension of proactive behavior (Parker & Col- employee proactivity within their work units. First,
lins, 2010). Directive leaders have been shown to self-determination theory (SDT; Gagne & Deci,
decrease member confidence in work groups (Pe- 2005) argues that the need for competence and
terson, 1997), which may inhibit them from being autonomy is paramount to the formation of intrin-
proactive (Parker, Bindl, & Strauss, 2010). Such sic motivation. Such motivation encourages more
empirical evidence suggests directive leadership complex, creative, proactive, and self-directed ac-
may discourage proactive behavior among individ- tivities, as these autonomous behaviors are intrin-
uals within work groups. Given the theoretical ra- sically satisfying (Gagne & Deci, 2005). A further
tionale, we extend this literature to the work unit SDT proposal is that managers’ interpersonal style
level of analysis and expect directive leader behav- is an ambient social context that facilitates intrinsic
iors will negatively impact proactive behaviors motivation. Empowering leaders delegate authority
within leaders’ units. to employees, involve employees in decision mak-
ing, share power with employees, encourage self-
Hypothesis 2. Directive leadership decreases management of work, and convey confidence in
work unit proactive behaviors. employees’ ability to handle challenging work
(Ahearne et al., 2005). We argue that these leader-
ship behaviors can help employees gain a sense of
Empowering Leadership
competence and autonomy, hence enhancing in-
Following prior work, we define empowering trinsic motivation and subsequently proactive
leadership as the process by which leaders share behavior.
power with employees by providing additional re- Second, recent theoretical development of proac-
sponsibility and decision-making authority over tive work behavior (Parker et al., 2006) proposes
work and resources as well as the support needed role breadth self-efficacy (i.e., self-perceived capa-
to handle the additional responsibility effectively bility to perform a range of proactive, interpersonal,
(Ahearne, Mathieu, & Rapp, 2005; Hollander, and integrative activities that extend beyond pre-
2009). Empowering leadership is related to the con- scribed tasks) as a key driver of proactive work
cept of delegation but differs in that delegation performance and as stimulated by work environ-
generally refers to employee ownership of more ment factors such as autonomy and supportive su-
1376 Academy of Management Journal October

pervision. Consequently, empowering leadership, creased collective sense of psychological empow-


which offers employees autonomy and support for erment under empowering leadership to enhance a
pursuing unstructured tasks, should enhance em- unit’s employees’ task effort and persistence,
ployees’ role breadth self-efficacy—and subsequent which in turn improves the quality and quantity of
proactivity. core task performance (Bandura & Locke, 2003;
Both SDT and models of proactive work behavior Hackman & Oldham, 1976). Meta-analytic research
have been considered in the context of individual- indicates that supportive leader behaviors are pos-
level proactivity. Given the focus of the current itively correlated with task performance at both
study— on the overall proactivity of leaders’ work individual and team levels of analysis through psy-
units—the third theoretical perspective, namely, chological and team empowerment, respectively
empowerment theory, is most relevant, because ho- (Seibert et al., 2011). In addition, Chen, Kirkman,
mology (Chen, Bliese, & Mathieu, 2005) of empow- Kanfer, Allen, and Rosen (2007) showed that em-
erment has been demonstrated across individual powering leadership climate is positively associ-
and team levels of analysis (Seibert, Wang, & ated with team performance partially through team
Courtright, 2011). According to this unified theo- empowerment. Therefore, we expect implementing
retical perspective, psychological (or team/collec- empowering leadership will enhance work unit
tive) empowerment, including individual (or col- task proficiency.
lective) sense of impact, competence, meaning, and However, we argue that empowering leadership
autonomy (Kirkman & Rosen, 1999; Spreitzer, is unlikely to outperform directive leadership on
1995; Thomas & Velthouse, 1990), enhances intrin- core task performance for two reasons. First, self-
sic motivation and releases the potential in em- determination theory suggests additional auton-
ployees (or in a unit/team) to take initiative and omy granted by an empowering leader holds less
make positive changes in their work roles (or value in connection with routine tasks (Gagne &
units). Further, empowerment theory identified Deci, 2005). Such tasks, being fairly structured,
supportive leadership as antecedent to psycholog- place limits on the extent to which work units can
ical states of both individual and team empower- take advantage of the additional latitude granted by
ment (Seibert et al., 2011). empowering leaders. As a result, the increases in
Indirect empirical evidence—at both the individ- intrinsic motivation and performance are likely to
ual and the team level—supports a positive linkage be relatively modest with respect to core tasks.
between empowering leadership and proactivity. Second, since role requirements for core tasks are
At the individual level of analysis, empowering predictable and can be prescribed beforehand (Grif-
leadership has been shown to influence individual fin et al., 2007), leaders may delineate detailed
creativity (e.g., Zhang & Bartol, 2010) and innova- procedures on how to carry out core tasks through
tive behavior (e.g., Chen, Sharma, Edinger, Shapiro, directive leadership. Directive leaders focus em-
& Farh, 2011; Seibert et al., 2011) by enhancing an ployee attention on a proven, well-established path
employee’s sense of psychological empowerment. to performing core tasks, whereas empowering
In parallel, at the team level of analysis, a team leadership allows employees to spend more time
leader’s efforts to delegate responsibility, solicit— exploring how to perform core tasks. Goal setting
and use—team input in decision making and to research has shown that when an effective path to
encourage self-set goals have been shown to en- goal attainment remains ambiguous, performance
hance team empowerment, which further increases often decreases, as employees are more likely to
team proactivity (Kirkman & Rosen, 1999). Taking make mistakes while searching for effective strate-
these findings together, we expect that implement- gies to achieve goals (Latham & Seijts, 1999). Mills
ing empowering leadership will increase the over- and Ungson (2003) suggested that empowering
all proactive behavior of the leader’s unit. We add leadership invites a loss of control, reducing effi-
to the limited literature that links empowering ciency in fulfilling formalized task requirements.
leadership to unit proactivity and provide a direct On balance, considering both the advantages (in
test of the causal effect by using a field experiment. terms of increased effort and persistence) and dis-
advantages (in terms of limited increases in intrin-
Hypothesis 3. Empowering leadership in-
sic motivation and less guidance from the leader) of
creases work unit proactive behaviors.
empowering leadership as compared to directive
Turning to core task proficiency, when tasks are leadership, we do not expect the positive impact of
rather formalized and predictable, we expect in- empowering leadership on core task proficiency to
Martin, Liao, and Campbell
2013 1377

be superior to the impact produced by directive through the leaders’ possessing knowledge, experi-
leadership. ence, or judgment critical for task accomplishment
(French & Raven, 1959). Further, when leaders are
Hypothesis 4a. Empowering leadership im-
perceived as competent, their approaches are more
proves work unit core task proficiency.
likely to be viewed as instrumental to achieving
Hypothesis 4b. The positive effect of empower- desired goals and resulting rewards and to increase
ing leadership on work unit core task profi- employee motivation to follow them (House, 1996;
ciency is equivalent to that of directive Vroom, 1964). Research has demonstrated that
leadership. higher perceptions of leader competence increased
subordinate compliance to leader requests in both
laboratory (Price & Garland, 1981) and field settings
Satisfaction with Leader as Moderator
(Sachau, Houlihan, & Gilbertson, 1999).
Although leadership style is a strong driver of In the context of this study, we expect when
work unit performance, employees also play active directive leadership is implemented, employees of
roles in shaping work experiences and relation- work units experiencing higher levels of leader sat-
ships that influence their work (Wrzesniewski & isfaction will be more receptive to the specific in-
Dutton, 2001). Specifically, followers’ attitudes to- structions provided by their leaders than work
ward their leader affect their receptivity or willing- units experiencing lower levels of satisfaction with
ness to accept leader influence (Hollander, 1992, their leaders. More satisfied units will have a
2009; Smircich & Morgan, 1982). Barnard’s (1938) broader zone of acceptance (Simon, 1947) and be
early work on consent and authority suggested the more likely to accept their leaders’ ideas and influ-
degree of authority leaders have is contingent on ence (Tjosvold, 1984). Therefore, we expect a stron-
the competencies they demonstrate to subordi- ger, positive relationship between directive leader-
nates—not merely a product of hierarchical posi- ship and core task proficiency when units are more
tion. Employees grant more upward influence to satisfied with their leader.
leaders who behave in ways that are in accord with Likewise, when empowering leadership is imple-
their interests and those of their organization. Oth- mented, we propose that work units that are more
erwise stated, leaders have authority only to the satisfied with their leaders will perform more effec-
extent that subordinates are willing to accept their tively, in terms of both core tasks and proactive
commands, and this “zone of acceptance” is ex- behaviors, than units that are less satisfied with
panded among employees who respect and like their leaders. Under empowering leadership, em-
their leaders (Simon, 1947). ployees are asked to assume additional responsibil-
Integrating Barnard’s consent theory of leader- ity and risk in making their own decisions. We
ship (1938) with research on follower attitudes to- argue that work units that are more satisfied with
ward leaders, we argue that the effectiveness of their leaders are more inclined to embrace the ad-
leadership is enhanced when employees are more ditional responsibility and risk and to exert the
satisfied with their leaders. Employee satisfaction additional effort required under empowering lead-
with a leader consists of two underlying compo- ership, because they believe their leaders are com-
nents: (1) positive affect toward or liking of the petent and engaging in a leadership approach that
leader, and (2) cognitive assessment of the leader as will ultimately prove to be beneficial. Taking these
capable and competent (Spector, 1985). In terms of arguments together, we propose:
positive affect toward a leader, the notion of “ref-
erent power” (French & Raven, 1959) leads us to Hypothesis 5a. Work unit satisfaction with a
expect well-liked leaders to carry more influence leader moderates the impact of directive lead-
over followers because followers want to identify ership on work unit core task proficiency: Di-
with them and be like them. Empirical research has rective leadership has a stronger positive effect
demonstrated that when employees like their lead- on core task proficiency when satisfaction is
ers, they are more inclined to accept or internalize higher rather than lower.
their leaders’ performance-related values (Tjos-
vold, 1984). In terms of cognitive assessment of a Hypothesis 5b. Work unit satisfaction with a
leader’s capability, the notion of “expert power” leader moderates the impact of empowering
leads us to expect that leaders perceived as more leadership on work unit core task proficiency:
competent garner more influence over followers Empowering leadership has a stronger positive
1378 Academy of Management Journal October

effect on core task proficiency when satisfac- Field Experiment Design


tion is higher rather than lower.
We relied on a pretest-posttest experimental de-
Hypothesis 5c. Work unit satisfaction with a sign with a control group (Campbell & Stanley,
leader moderates the impact of empowering 1963). Leaders in the two experimental groups (i.e.,
leadership on work unit proactive behaviors: directive and empowering leadership) were sent a
Empowering leadership has a stronger positive training guide describing the project. The first au-
effect on proactive behaviors when satisfaction thor and at least one research assistant then con-
is higher rather than lower. ducted a one-to-two-hour training session with
each leader. Fifty-four meetings were conducted
METHOD face-to-face, and the remaining four via teleconfer-
ence. The goals of the meetings were to (1) describe
Leader Sample desired leader behaviors and potential benefits of
We conducted our investigation in the United engaging in such behaviors, (2) understand each
Arab Emirates (UAE). Our doing so is valuable as leader’s situation and concerns (e.g., number of
researchers have lamented that very little leader- employees, performance of employees, current
ship research has been conducted in the Middle projects), (3) plan specific behavior changes for the
East (House, Hanges, Javidan, Dorfman, & Gupta, first two weeks, (4) assess understanding by prob-
2004: 64; Kabasakal & Dastmalchian, 2001). We ing with a few “what if” questions (e.g., “What if
adopted a relatively broad approach for recruiting one of your direct reports asks you why you are
leader participants in an effort to enhance the gen- doing this?”).
eralizability of our study (Highhouse, 2011), tap- Leaders participated for ten weeks, during which
ping three sources: (1) business leaders with previ- they were to spend 15 minutes each day engaging
ous consulting or recruiting arrangements with a in the new leader behaviors. We adopted this ap-
large, public UAE university, (2) business leaders proach to have a specific treatment that could be
from large UAE organizations, whom we asked to standardized across the two experimental groups
nominate leaders from their organizations, and (3) and all leaders in each group. Our choice of the goal
business leaders to whom students referred us, as of 15 minutes per day was based on the practicality
perhaps receptive to an invitation to participate in and likelihood of impacting performance. We con-
the study. We inquired about candidate interest in ducted a three-week pilot study with approxi-
participating in a leadership study. We positioned mately 25 other leaders, and this time frame ap-
leadership as an important topic for individual and peared to meet both objectives.
organizational development and, appealing to na- We asked leaders to maintain a daily log. Re-
tional pride, indicated the study would allow the search assistants contacted each leader biweekly
UAE to obtain additional recognition in the area of (i.e., five times during the study) via e-mail to col-
management research. For inclusion, participants lect daily logs and via telephone to have follow-up
were required to work in the UAE and to have at discussions. Occasionally, these meetings were
least one formal “direct report.” held face-to-face, particularly if a leader had any
We secured commitment from 95 leaders and concerns. Biweekly meetings allowed us to contin-
randomly assigned leaders (using a random num- uously motivate and coach the leaders on the de-
ber table) to one of three experimental conditions: sired leadership behaviors.
directive leadership (n ⫽ 32), empowering leader- Directive leadership group. We referred to the
ship (n ⫽ 33), and control (n ⫽ 30). Several leaders directive leadership condition as “active coaching”
withdrew citing time constraints, leaving a final in all materials and discussions with leaders for
sample of 86 leaders (28 in directive, 30 in empow- two reasons. First, it seemed more descriptive of
ering, and 28 in control). Fifty percent of the lead- the desired behaviors than “directive leadership”
ers were women. Average tenure as a leader was for individuals outside of our discipline. Second,
10.5 years, and average role tenure was 3.7 years. we were concerned that leaders might view “em-
Seventy leaders (81%) were UAE nationals, and 78 powering leadership” as significantly more posi-
(91%) were from the Middle East. Sixty-seven lead- tive or progressive than “directive leadership,” as
ers (78%) had earned college or advanced degrees. directive leadership can carry negative connota-
There were no significant differences between con- tions among leaders (Hersey et al., 1996). We felt
ditions on any of these demographic variables. “active coaching” had positive connotations, more
Martin, Liao, and Campbell
2013 1379

closely paralleling those associated with empower- formance. We provided these leaders with the same
ing leadership. general coaching guidance we provided to the lead-
In keeping with research on directive leadership ers in the directive group.
(House, 1971, 1996), we operationalized active Control group. This group was not provided
coaching as having two core components: (1) mon- with any guidance regarding leadership practices.
itoring or reviewing employee performance and (2) We asked these leaders to “continue leading your
coaching employees on observed behaviors (e.g., team as you normally would.”
providing clear directions, correcting ineffective
performance). We noted that monitoring could be
as simple as observing employees, but it could also
involve actions such as requesting progress reports, Measures
more actively participating in a meeting, or seeking To assess the effectiveness of our interventions,
feedback on employee performance. In terms of
we surveyed all direct reports for each leader and
coaching, we asked leaders to recognize effective
up to six internal or external customers of each
performance by identifying the specific positive
leader’s unit. Leaders provided employee and cus-
behavior and expressing appreciation. For ineffec-
tomer contact information; however, we surveyed
tive performance, we suggested identifying the spe-
cific behavior, indicating why the behavior was all employees and customers directly, assuring
ineffective, and specifying an effective alternative. them responses would be kept confidential. We
We suggested leaders avoid being overly punitive. obtained a list of customers who had interacted
Empowering leadership group. In keeping with with the leaders’ units for a period of at least
the conceptualization of empowering leadership three months and so had had sufficient opportunity
(Ahearne et al., 2005), we emphasized to the lead- to observe and evaluate the performance of employ-
ers that such leadership requires a genuine sharing ees in the unit. We administered employee and
of power, responsibility, and decision-making au- customer surveys before and after the ten-week in-
thority with employees (Forrester, 2000). We clari- tervention. Surveys were available in both English
fied that a leader retains ultimate responsibility for and Arabic. A professional firm was used to trans-
the goals of her/his work unit, but empowering late the English version into Arabic and to develop
leadership offers employees additional latitude in a back-translation (cf. Brislin, 1980). We also asked
determining how goals are accomplished. We ex- two Middle Eastern professors to review all mea-
plained why empowering leadership tends to be sures (in both English and Arabic) for cross-cultural
effective (e.g., creates a sense of ownership) and relevance; upon their review, they felt the meaning
provided specific examples of how to share power of all items would effectively transfer to UAE pro-
with employees. We suggested leaders follow four fessionals. Respondents were given the option of an
steps. First, identify a task or project that they are electronic or paper survey.
willing to delegate and that they believe employees Of 324 direct reports contacted, we obtained re-
would be able and willing to manage, something sponses from 282 (87%) at time 1 and 272 (84%) at
not too demanding or too trivial. We also suggested
time 2, and matched data for 261 (81%) direct
that the leaders should feel free to consult with
reports, averaging 3.1 matched responses per
employees on these decisions. Second, communi-
leader. Half of the direct reports were UAE nation-
cate the overall goals and parameters for the task or
als (49%), and the vast majority were from Middle
project. Third, express confidence in employees’
capabilities. We indicated it was important for em- Eastern countries such as Iraq, Yemen, and Egypt
ployees to have a sense of self-confidence (Conger, (73%). Three direct reports were from Western
1989; Conger & Kanungo, 1988). We explained that countries; results from analyses with and without
accepting additional responsibility may be chal- these direct reports were essentially the same, so
lenging for employees and may prompt anxiety we retained them in all analyses. Forty-six percent
about making mistakes. Fourth, we asked leaders to of direct reports were women, and 57 percent had
commit to building employees’ capabilities and university or advanced degrees. There were no sig-
spend time coaching them on the new responsibil- nificant differences between the experimental and
ities (Thomas & Velthouse, 1990). As employees control groups on any demographic variable. Of the
assumed new responsibilities, the leaders were ex- 325 customers, we obtained responses from 288
pected to observe both effective and ineffective per- (87%) at time 1 (t1) and 280 (86%) at time 2 (t2),
1380 Academy of Management Journal October

averaging 3.9 matched customer responses per unit. The four-item measure of core task profi-
leader/unit.2 ciency includes items such as “carry out core parts
Employee survey. The employee survey con- of the job well” and “make sure tasks are completed
tained manipulation checks for the two experimen- properly” (t1 ␣ ⫽ .87; t2 ␣ ⫽ .80). The four-item
tal conditions and a measure of initial satisfaction measure of proactivity included items such as “ini-
with supervisor to facilitate our moderator analy- tiate better ways of doing core tasks” and “improve
ses. We used a five-point response scale anchored the way the work unit does things” (t1 ␣ ⫽ .85; t2 ␣
by “strongly disagree” and “strongly agree.” A five- ⫽ .88).
item measure assessed the directive leadership in-
tervention, which was adapted from behaviors
listed as core to directive leadership (Pearce et al., RESULTS
2003: 277) and best reflective of key behaviors as- Manipulation Checks
sociated with our directive leadership intervention.
Sample items include, “My supervisor checks to be We checked manipulation by condition using re-
sure employees follow proper procedures” and peated-measures analysis of variance (ANOVA).
“My supervisor clearly explains the way work Results yielded significant time by condition inter-
should be done.” (t1 ␣ ⫽ .89; t2 ␣ ⫽ .75). We used actions for directive leadership (F[2, 83] ⫽ 7.05, p
five items to check the empowering leadership ma- ⫽ .002, ␩2 ⫽ .15, d ⫽ .92) and empowering leader-
nipulation (Ahearne et al., 2005; Arnold, Arad, ship (F[2,83] ⫽ 22.85, p ⬍ .001, ␩2 ⫽ .36, d ⫽ 1.00).
Rhoades, & Drasgow, 2000), which included items Because empowering and directive leadership
such as “My supervisor explains the overall goals shared variance, we tested our manipulation for
we are trying to achieve” and “My supervisor gives each leadership style while controlling for the
employees the freedom to work on their own.” other to isolate the unique effects of each manipu-
These five items reflect both behaviors consistent lation. Directive behaviors increased significantly
with the conceptualization of empowering leader- for the directive leadership group (t[25] ⫽ 6.46, p ⬍
ship (Ahearne et al., 2005) and those relevant to our .05) but did not for the control group (t[25] ⫽ 1.10,
empowering leadership intervention (t1 ␣ ⫽ .82 n.s.) or the empowering group (t[27] ⫽ 0.93, n.s.).
and t2 ␣ ⫽ .86). Finally, satisfaction with leader Empowering behaviors increased for the leaders in
was measured via a four-item scale from Spector the empowering condition (t[27] ⫽ 4.28, p ⬍ .05)
(1985), which includes items such as “My supervi- but not for those in the directive condition (t[25] ⫽
sor is quite competent in doing his/her job,” “My .03, n.s.) and the control condition (t[25] ⫽ .13,
supervisor shows too little interest in the feelings of n.s.). We also tested each manipulation without
subordinates (reverse-scored),” and “I like my su- controlling for the other, which yielded a similar
pervisor” (t1 ␣ ⫽ .77; t2 ␣ ⫽ .74). pattern of results. Taken together, these results in-
Customer survey. The customer survey con- dicate leaders altered their behaviors in accordance
tained performance measures for core task profi- with our interventions.
ciency and proactivity adopted from Griffin et al.
(2007) and answered on the scale 1, “strongly dis-
Confirming Factor Structure
agree”; 5, “strongly agree.” We inserted the name of
each leader’s unit at the top of the survey and asked Prior to testing our hypotheses, we conducted
customers to provide an overall evaluation of the two sets of confirmatory factor analyses (CFAs) us-
collective performance of employees within that ing LISREL (Jöreskog & Sörbom, 1993) to examine
the factor structure of our measures on customer
and employee surveys. Table 1 summarizes these
2
To check for nonresponse bias, we compared early results. With respect to the customer survey, which
responders to late responders on key variables (Rogelberg included measures of core task proficiency and
& Stanton, 2007). An absence of significant differences,
proactivity, results demonstrated the two-factor
except an understandably negative relationship between
early responding employees and customer ratings of pro-
model fit the data significantly better than the con-
active performance, suggested minimal response bias. strained model at time 1 and time 2, supporting our
We also included percentage of employee online re- measurement model and reinforcing the appropri-
sponse and percentage of customer online response as ateness of bifurcating task proficiency and proac-
control variables in our hypothesis testing to account for tive behaviors as proposed by Griffin et al. (2007).
any potential effects associated with modes of response. With respect to the employee survey, analyses in-
Martin, Liao, and Campbell
2013 1381

TABLE 1
Confirmatory Factor Analyses
Customer Measures Employee Measures

Model ␹2
df SRMR CFI ⌬␹ 2
␹2
df SRMR CFI ⌬␹2a ⌬␹2b

1a. One-factor, t1 370.74 20 .10 .84 423.84 77 .07 .93


1b. One-factor, t2 264.30 20 .11 .87 559.14 77 .11 .84
2a. Two-factor, t1c 112.07 19 .06 .94 258.67** 404.52 75 .07 .94
2b. Two-factor, t2c 91.99 19 .05 .96 172.31** 475.71 75 .10 .87
3a. Three-factor, t1 287.58 74 .06 .95 136.26** 116.94**
3b. Three-factor, t2 333.99 74 .09 .91 225.15** 141.72**

a
Comparisons from one-factor model.
b
Comparisons from two-factor model.
c
The two factors for employee measures are (1) leadership, directive/empowering; and (2) satisfaction with leader.
** p ⬍ .01

dicated a three-factor model, treating directive (MANCOVA) to compare the impact of the three
leadership, empowering leadership, and satisfac- experimental groups on the postintervention re-
tion with leader measures as distinct, fit the data sults for both performance criteria, following the
reasonably well, and far better than the constrained approach of others (e.g., Frayne & Geringer, 2000;
one-factor model and all other two-factor models, Peterson & Luthans, 2006). The MANCOVA results
including those in which directive and empower- indicated a significant effect of condition on
ing leadership were constrained to the same factor. postintervention performance when preinterven-
tion ratings of performance were controlled for
(Wilks ␭ ⫽ .45, F[4, 148] ⫽ 18.45, p ⬍ .001). These
Justification for Aggregation
findings suggested it was appropriate to examine
Since both employees and customers were univariate effects via ANOVA.
nested within leaders/units, we analyzed all key It should be noted that the preintervention per-
variables (i.e., core task proficiency, proactive be- formance of the control group was higher than that
haviors, the two manipulation checks, and satisfac- of either experimental group despite random as-
tion with leader) at the unit level of analysis. To signment. To minimize factors that could poten-
justify aggregation, we calculated within-unit tially bias effects, we controlled for the following in
agreement values (rwg(i)) and intraclass correlation
coefficients (ICCs) at times 1 and 2. We examined
TABLE 2
agreement against the uniform null distribution Tests for Aggregation of Employee and Customer
and found values ranging from .85 to .93, indicating Responses to the Unit Level
strong agreement (LeBreton & Senter, 2008). ICC1
values ranged from .33 to .63 (median ⫽ .53), and rwg(i) One-Way
Variable Uniform ANOVA ICC1 ICC2
ICC2 ranged from .60 to .87 (median ⫽ .78). Table 2
displays aggregation statistics, which offer strong Manipulation checks
support for aggregation. Directive leadership, t1 .90 7.94*** .59 .87
Empowering leadership, t1 .86 3.73*** .47 .73
Directive leadership, t2 .92 4.18*** .40 .68
Main Effects on Performance Outcomes Empowering leadership, t2 .88 3.10*** .50
.76
Next, we examined the effects of the leadership Moderator
interventions on unit core task proficiency and pro- Satisfaction with leader, t1 .85 4.72*** .54 .79
active behaviors. Table 3 displays descriptive sta- Satisfaction with leader, t2 .87 2.53*** .33
.60
tistics, internal consistency reliabilities, and corre- Performance measures
lations among all focal variables. Table 4 presents Task proficiency, t1 .88 6.38*** .63 .84
pre- and postintervention means by condition, and Proactive behaviors, t1 .87 4.40*** .52 .77
Task proficiency, t2 .93 5.62*** .60 .82
Figure 1 summarizes the main effects. Proactive behaviors, t2 .92 5.84*** .61 .83
In advance of examining univariate effects, we
used multivariate analysis of covariance *** p ⱕ .001
TABLE 3
Descriptive Statistics and Correlationsa
Variable Mean s.d. 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16

1. Leader genderb 0.50 0.50


2. Leader tenure 3.70 2.17 .26*
3. Leader nationalityc 0.81 0.39 ⫺.18 ⫺.20
4. Direct recruitment 0.63 0.49 ⫺.19 .27* ⫺.18
source
5. Employee online 0.81 0.76 ⫺.08 .08 .00 ⫺.17
response
6. Customer online 0.76 0.76 ⫺.10 ⫺.06 .06 ⫺.17 .52**
response
7. Directive leadership, t1 3.58 0.77 .01 .12 ⫺.16 .04 ⫺.14 ⫺.12 (.89)
8. Directive leadership, t2 3.93 0.42 .04 .14 ⫺.02 .21 ⫺.10 .02 .25* (.75)
9. Empowering 3.24 0.60 .08 ⫺.02 ⫺.09 .01 .02 .05 .72** .33** (.82)
leadership, t1
10. Empowering 3.48 0.65 .04 ⫺.01 .01 .13 .12 .13 .26* .42** .59** (.86)
leadership, t2
11. Satisfaction with 3.42 0.66 ⫺.02 ⫺.04 ⫺.10 .03 ⫺.15 ⫺.15 .80** .15 .65** .26* (.77)
leader, t1
12. Satisfaction with 3.78 0.48 ⫺.01 ⫺.10 .09 .05 .03 ⫺.04 .28** .35** .27* .44** .54** (.74)
leader, t2
13. Task proficiency, t1 3.38 0.72 ⫺.09 ⫺.02 ⫺.12 .06 ⫺.06 ⫺.13 .62** .01 .38** ⫺.06 .59** .15 (.87)
14. Task proficiency, t2 3.95 0.56 ⫺.13 ⫺.09 .01 .21 .05 ⫺.02 .11 .39** .11 .27* .13 .33** .42** (.80)
15. Proactive behaviors, t1 3.11 0.66 ⫺.05 .12 ⫺.05 .18 ⫺.02 ⫺.14 .37** .15 .36** .05 .33** .07 .64** .39** (.85)
16. Proactive behaviors, t2 3.48 0.68 ⫺.06 ⫺.11 .11 .16 .07 ⫺.10 .23* .29** .29** .53** .30** .37** .33** .63** .37** (.88)

a
Internal consistency reliability (alphas) are on the diagonal in parentheses. n ⫽ 86 work units (n ⫽ 28 leaders/units for directive; and control condition analysis, respectively;
n ⫽ 30 for empowering condition analysis).
b
“Male” ⫽ 0, “female” ⫽ 1.
c
“Non-UAE” ⫽ 0, “UAE” ⫽ 1.
* p ⱕ .05
** p ⱕ .01
*** p ⱕ .001
Martin, Liao, and Campbell
2013 1383

TABLE 4
Pre- and Postintervention Means by Condition and Paired-Sample Test of Intervention Effectsa
Preintervention Postintervention
Experimental Post-/Pre-
Variable Condition Mean s.d. Mean s.d. Difference df t

Satisfaction with leader Control 3.58 0.50 3.64 0.46 .06 27 1.05
Directive 3.15 0.73 3.71 0.52 .56 27 5.71***
Empowering 3.52 0.68 3.98 0.39 .46 29 3.66**
Task proficiency Control 3.59 0.58 3.63 0.61 .04 27 0.76
Directive 3.26 0.78 4.07 0.59 .81 27 7.27***
Empowering 3.28 0.76 4.14 0.30 .86 29 5.80***
Proactivity Control 3.27 0.65 3.21 0.56 ⫺.06 27 0.87
Directive 3.05 0.65 3.14 0.68 .09 27 0.72
Empowering 3.03 0.67 4.05 0.32 1.02 29 9.32***

a
Control, n ⫽ 28 leaders/units; directive, n ⫽ 28 leaders/units; and empowering, n ⫽ 30 leaders/units. Tukey post hoc comparisons
revealed that posttest task proficiency was significantly higher under both the directive and empowering conditions than under the control
condition (p ⬍ .01, both comparisons), though there was not a significant difference between the experimental conditions (p ⫽ .86).
Posttest proactivity was not significantly different between the control and directive conditions (p ⫽ .85), but it was significantly higher
for the empowering than for the control and directive conditions (p ⬍ .001, both comparisons).
** p ⱕ .01
*** p ⱕ .001

testing all hypotheses: recruitment method (i.e., di- Hypothesis 1 proposes directive leadership in-
rect or indirect referral), employee and customer creases unit core task proficiency more than lead-
response methods (i.e., online or hard-copy survey ership as practiced in the control group. Findings
administration), leader gender, leader tenure, and from repeated-measures ANOVA indicated a signif-
leader ethnicity. We employed repeated-measures icant effect of the time by condition interaction on
ANOVA to account for differences in baseline per- core task proficiency (F[1,46] ⫽ 30.18, p ⬍ .001).
formance differences and assess changes in perfor- Supporting Hypothesis 1, matched-samples t-tests
mance over time. The data met the sphericity as- demonstrated unit core task proficiency improved
sumption (i.e., equality of variances of between- in the directive leadership group (t[27] ⫽ 7.27, p ⬍
level differences) necessary for within-group .001, mean increase ⫽ 0.81), but not in the control
analysis of variance. Findings indicated a signifi- group (t[27] ⫽ 0.76, n.s., mean increase ⫽ 0.04).
cant condition by time interaction on core task Hypothesis 2 proposes that directive leadership re-
proficiency (F[2, 75) ⫽ 13.12, p ⬍ .001, ␩2 ⫽ .26, d duces unit proactive behaviors. A matched-sam-
⫽ .99) and proactive behaviors (F[2, 75] ⫽ 29.60, p ples t-test showed that proactive behaviors did not
⬍ .001, ␩2 ⫽ .44, d ⫽ 1.00). decrease or increase under directive leadership

FIGURE 1
Pre- and Postintervention Performance Outcomes by Condition
1384 Academy of Management Journal October

(t[27] ⫽ 0.72, n.s., mean increase ⫽ 0.09). There- difference on core task proficiency between the
fore, Hypothesis 2 was not supported. groups (F[1, 48] ⫽ 0.01, n.s., ␩2 ⫽ .00, d ⫽ .05).
Hypothesis 3 predicts that empowering leader-
ship increases unit proactive behaviors more than
Moderating Effect of Initial
leadership as practiced in the control group. Re-
Satisfaction with Leader
sults from repeated-measures ANOVA indicated a
significant effect of the time by condition interac- To test Hypotheses 5a, 5b, and 5c, we conducted
tion on proactive behaviors (F[1, 48] ⫽ 46.64, p ⬍ moderated ordinary least squares (OLS) regression
.001). Providing clear support for Hypothesis 3, analyses, following steps recommended by Cohen,
unit proactive behavior increased significantly in Cohen, West, and Aiken (2003). Hypothesis 5a pre-
the empowering leadership group (increase ⫽ 1.02, dicts higher satisfaction with a leader strengthens
t[29] ⫽ 9.32, p ⬍ .001) but not in the control group the positive effect of directive leadership on unit
(t[27] ⫽ 0.87, n.s., mean decrease ⫽ 0.06). core task proficiency. Hypotheses 5b and 5c predict
Hypothesis 4a proposes empowering leadership higher satisfaction with a leader strengthens the
improves unit core task proficiency more than lead- positive effects of empowering leadership on unit
ership as practiced in the control group, while Hy- task proficiency and proactive behaviors, respec-
pothesis 4b predicts that this improvement will be tively. Prior to analysis, we grand-mean-centered
equivalent to that observed under directive leader- time 1 satisfaction with leader and computed prod-
ship. Supporting Hypothesis 4a, results indicated uct terms for the centered moderator with each
unit core task proficiency improved in the empow- leadership condition. We then examined multivar-
ering leadership condition (t[29] ⫽ 5.81, p ⬍ .001), iate effects, controlling for time 1 task proficiency
mean increase ⫽ 0.86) but not in the control con- or proactive behaviors, recruitment source, em-
dition (reported above). Results also offered sup- ployee and customer response method, leader gen-
port for Hypothesis 4b, with a time by condition der, leader tenure, leader ethnicity, and the previ-
repeated-measures comparison of directive and ously discussed main effects.
empowering leadership indicating no significant Results, presented in Table 5, failed to support

TABLE 5
Test of Moderator Hypothesesa
Task Proficiency Proactive Performance

Variablesb Model 1 Model 2 Model 3 Model 4

Main effects
Leader gender ⫺.12 ⫺.13 ⫺.11 ⫺.14*
Leader tenure .08 .07 .06 .07
Recruitment method .20* .12 .11 ⫺.02
Proportion employee online response .03 ⫺.01 .11 .08
Proportion customer online response ⫺.04 ⫺.02 ⫺.17* ⫺.18*
Nationality .03 .01 .05 .02
Directive leader condition .46*** .51*** .05 .12
Empowering leader condition .58*** .64*** .68*** .72***
Initial satisfaction with leader ⫺.16 .10 .10 .00
Preintervention performance ratings .60*** .66*** .40*** .49***

Moderation effects
Directive leader ⫻ initial satisfaction with leader ⫺.12 .28*
Empowering leader ⫻ initial satisfaction with leader ⫺.35** ⫺.19*
R2 .50 .54 .65 .73
⌬F 7.52*** 3.32* 13.83*** 11.61***

a
Values are standardized regression coefficients. n ⫽ 86.
b
Gender: “male” ⫽ 0, “female” ⫽ 1. Recruitment method: “indirect” ⫽ 0, “direct” ⫽ 1. Nationality: “non-UAE” ⫽ 0, “UAE” ⫽ 1.
* p ⬍ .05
** p ⬍ .01
*** p ⬍ .001
One-tailed tests.
Martin, Liao, and Campbell
2013 1385

Hypothesis 5a, as there was no significant interac- ⫺.35, p ⬍ .01) and proactive behaviors (␤ ⫽ ⫺.19,
tion between directive leadership and initial satis- p ⬍ .05) when initial satisfaction with leader is
faction with leader in predicting task proficiency. lower rather than higher. Tests of simple slopes
However, post hoc analyses revealed that satisfac- revealed empowering leadership increased task
tion with leader did positively moderate the effect proficiency when initial satisfaction with leader
of directive leadership on unit proactive behaviors was low (r ⫽ .70, p ⬍ .01) but not when it was high
(␤ ⫽ .28, p ⬍ .05). Tests of simple slopes indicated (r ⫽ .28, n.s.). For proactive behaviors, simple
that directive leadership predicted proactivity slopes tests revealed empowering leadership
when initial satisfaction with leader was high (r ⫽ prompts significantly higher proactive perfor-
.70, p ⬍ .01) but not when it was low (r ⫽ .16, n.s.). mance both when initial satisfaction with leader is
To aid in the interpretation of results, we followed low (r ⫽ .97, p ⬍ .01) and when it is high (r ⫽ .72,
procedures recommended by Aiken and West p ⬍ .01), but to significantly different magnitudes.
(1991), plotting the significant interactions at one
standard deviation above and below their means
DISCUSSION
for initial satisfaction with leader. This graph is
displayed in Figure 2. Traditional views of employee performance have
The results did not support Hypotheses 5b and emphasized core task proficiency. However, in an
5c and, interestingly, were opposite to our predic- increasingly dynamic and uncertain economy, pro-
tions. A significant negative interaction between activity has become another important aspect of
satisfaction with leader and empowering leader- performance (Griffin et al., 2007). Our central ob-
ship is observed in which empowering leadership jective was to examine how and when different
has a stronger effect on unit task proficiency (␤ ⫽ forms of leadership are relevant to core task profi-

FIGURE 2
Moderating Effect of Initial Satisfaction with Leader
1386 Academy of Management Journal October

ciency and proactivity. In a field experiment over a Grant & Parker, 2009: 355). Frese and Fay (2001)
ten-week period in the UAE, our main effect results suggested it may take from one to ten years to
demonstrated that both directive and empowering match proactive employees with jobs that require
leadership improved work unit core task profi- significant amounts of personal initiative. Our field
ciency, but only empowering leadership improved experiment indicates a concerted, developmental
work unit proactive behaviors. Findings also indi- leadership intervention can have a noticeable im-
cated that directive leadership improved proactive pact on employee proactivity within a few months.
behaviors for units that were highly satisfied with This time frame suggests employees need relatively
their leaders, whereas empowering leadership was modest amounts of leader and organizational sup-
more effective in improving task proficiency and port to fuel self-directed actions.
proactivity for units that were less satisfied with Second, our study compared performance effects
their leaders. The use of a field experiment allows of two forms of leadership. At best, the current
us to conclude with a fair degree of confidence that literature on empowering leadership has been
our interventions actually caused these improve- largely silent regarding this comparison. Given the
ments in work unit performance (Campbell & Stan- current lack of attention to directive leadership,
ley, 1963). and the significant body of research highlighting
the positive impact of empowering leadership on
core tasks (e.g., Chen & Aryee, 2007; Huang, Iun,
Theoretical Implications
Liu, & Gong, 2010; Raub & Robert, 2010), one might
Our results advance the performance and leader- conclude that empowering leadership is more ef-
ship literatures in several ways. First, we directly fective than directive leadership in improving work
link the literature on proactivity and empowering unit core task proficiency. In contrast to pervading
leadership, responding to calls for the need to iden- assumptions, empowering leadership was not more
tify additional antecedents to proactive behavior effective than directive leadership in impacting
beyond autonomy, job complexity, and account- core task proficiency. Drawing from von Berta-
ability (Grant & Parker, 2009). Findings underscore lanffy’s (1972) foundational work on general sys-
the critical role leaders can play in encouraging tems theory, our results suggest that directive and
proactivity. This perspective balances that of early empowering leadership may be “equifinal” in im-
work on proactive behavior, which attributed it proving work unit core task proficiency. That is,
largely to stable individual characteristics (Bate- the two leadership styles may achieve the same
man & Crant, 1993). Our study identifies empow- end, at least with respect to core tasks, but the
ering leadership style as a contextual, malleable mechanisms or paths may be quite different. Direc-
influencer of proactive performance. Empowering tive leadership is likely to operate on the basis of
leadership catalyzed customer-rated work unit pro- principles put forth in goal setting theory (Locke &
activity, while directive leadership did not. Latham, 1990) and path-goal theory (House, 1996),
This finding suggests that leaders cannot simply which highlight the importance of behaviors such
dictate the need for proactive performance, but as specifying goals for staff, monitoring perfor-
rather need to inspire and intrinsically motivate it. mance, and providing regular feedback. Con-
As proactive behaviors directly alter an environ- versely, empowering leadership is likely to operate
ment (Bateman & Crant, 1993: 104), there is often via increasing staff’s sense of autonomy and re-
inherent risk for employees who enact such behav- sponsibility, which improves unit performance via
iors. Empowering, rather than directive, leaders increased collective psychological empowerment
serve to disambiguate how proactivity will be re- (Seibert et al., 2011).
ceived. Empowering leaders’ emphasis on partici- Third, our study contributes to the leadership
pation and expression of confidence in staff may literature by challenging the top-down approach of
reduce the potential costs of being proactive. This examining a leader’s effectiveness without consid-
reduction in risk might be all that is needed to tip ering followers’ attitudes toward the leader. Extant
the mental cost-benefit equation of employees research on empowering and directive leadership
when they are deciding whether to take charge or has often assumed work units with different atti-
challenge the status quo (Morrison & Phelps, 1999). tudes toward their leader will react similarly to a
Our study also responds to the call to understand given intervention. In contrast, our findings high-
the time lags needed to influence proactive behav- light the importance of adapting leadership behav-
iors (Clegg & Spencer, 2007; Frese & Fay, 2001; ior in view of followers’ perceptions of a leader.
Martin, Liao, and Campbell
2013 1387

Contrary to our hypotheses, we found that work thus, if control is not particularly salient (as indi-
units that were less satisfied with their leaders cated by a high level of satisfaction with leader),
prior to the implementation of empowering leader- the information component may become dominant
ship experienced greater improvement in both core and provide a host of benefits. Directive leaders are
task proficiency and proactivity than work units likely to reduce role ambiguity and the stress typi-
that were more satisfied with their leaders. In ret- cally associated with uncertainty (House, 1996),
rospect, this finding may be informed by several increasing employee confidence and self-efficacy,
perspectives. First, from an affective standpoint, which encourage proactive behaviors (Parker et al.,
employees who are less satisfied with their leaders 2010). Third, higher levels of satisfaction with a
are more likely to prefer the autonomy associated leader are more likely to be associated with higher
with empowering leadership because it affords trust and psychological safety (Dirks & Ferrin,
them additional distance from a relatively aversive 2002; Podsakoff, MacKenzie, Moorman, & Fetter,
stimulus— compared with their more satisfied 1990), which may create environments in which
counterparts. Further, the positive affect derived employees are willing to be proactive and chal-
from this additional autonomy is likely to be dis- lenge the status quo— even in the context of direc-
played to others, including customers, in the form tive leadership.3 Fourth, directive leadership,
of positive attitudes and supportive behaviors (Bar- when combined with positive leader-employee re-
sade, 2002; Bateman & Organ, 1983; Clark & Isen, lations, may resemble a “paternalistic” or “nur-
1982; Motowidlo, 1984) and is likely to impact turant-task” leadership style, which often exists in
work unit performance (Cole, Walter, & Bruch, traditional cultures such as India (Sinha, 1984) and
2008). Second, from a cognitive standpoint, work Arab countries (Muna, 1980). Under this leadership
units that are less satisfied with their leaders are style, employees readily accept leader authority,
less likely to identify with their values (Tjosvold, and leaders are warm and caring toward employees
1984) or view them as competent (Spector, 1985). and dedicated to their growth. Showing dynamics
As a result, unit members are more likely to em- typically associated with parenting, leadership as-
brace the idea of making their own decisions. This sumes a more directive form, but all parties expect
is consistent with findings of Zhou and George the employee to grow and obtain additional auton-
(2001) indicating that job dissatisfaction, or discon- omy over time. Future research may examine how
tent with the status quo, leads to increases in em- the holistic caring associated with paternalistic
ployee creativity when coupled with organization- leadership can help directive leaders create envi-
al support. As empowering leaders explicitly ronments in which employees feel comfortable
encourage employees to pursue their own ideas, enacting proactive behaviors (see Pellegrini & Scan-
work units most dissatisfied with the status quo are dura, 2008; Pellegrini, Scandura, & Jaya-
more likely to embrace this opportunity. raman, 2010).
We also found directive leadership enhanced Another contribution of the current study is that
proactive behaviors when employees were highly our findings offer compelling evidence that em-
satisfied with their leader. We offer four plausible powering leadership can improve performance in a
explanations for this unexpected finding. First, so- “high-power-distance” culture. Cross-cultural re-
cial exchange theory (Blau, 1964) implies that search on cultural values suggests that in such a
when employees are satisfied with their leaders, culture, the less powerful members of society tend
they may be more likely to appreciate directive to accept that power is distributed unequally (Hof-
leadership as providing helpful guidance, which stede, 2001), and members in positions of authority
will increase their desire to reciprocate by taking generally expect obedience (Javidan, Dorfman, de
proactive actions. However, when employees Luque, & House, 2006) and are reluctant to share
are not satisfied with their leaders, they are likely power with subordinates (Aycan et al., 2000). Since
to interpret directive leadership as a hindrance to empowering leadership is counter to the typical
their autonomy, reciprocating by avoiding acts of cultural practice in high-power-distance cultures,
proactivity. Therefore, satisfaction with a leader Spreitzer (2007) questioned whether it would be
may shape how social exchange unfolds, altering effective in them. There has been limited research
how employees interpret and respond to directive
leadership. Second, cognitive evaluation theory
(Deci & Ryan, 1985) suggests directive leadership 3
We thank our action editor and an anonymous re-
involves both control and information components; viewer for this helpful suggestion.
1388 Academy of Management Journal October

examining empowering leadership in high-power- rective leadership may be more attractive than em-
distance cultures. Some research, including studies powering leadership from a cost-benefit stand-
set in Brazil (Randolph & Sashkin, 2002), China point, especially if tasks can be formalized and
(Chen & Aryee, 2007; Gamble, 2006; Zhang & Bar- standardized.
tol, 2010), and Mexico (Robert, Probst, Martocchio, Our research indicates that when leaders wish to
Drasgow, & Lawler, 2000), suggests that empower- enhance proactive behaviors, empowering leader-
ing leadership will be effective in these cultures, ship is generally superior to directive leadership.
whereas other research suggests empowering lead- Our methodology related to empowering leader-
ership will not be effective in high-power-distance ship involved a delicate balance between providing
cultures such as India (Robert et al., 2000). A lim- work units with autonomy or support. On the one
itation of these prior studies is that they are virtu- hand, we emphasized to leaders that they must
ally all case- or survey-based research. Therefore, it delegate meaningful aspects of work to their em-
is difficult to draw causal inferences from this body ployees. On the other hand, we also emphasized
of work. Using a field experiment, our study dem- that managers had to encourage their employees
onstrates the beneficial effects of empowering lead- and be readily available to support them, at least
ership on work unit task performance and innova- during the initial phases of the intervention. In
tive behavior in a high-power-distance culture. Our practice, leaders are likely to need a fair amount of
findings suggest that although empowerment is not organizational support to help them achieve this
typically expected by followers, nor is it typically balance.
granted by leaders in such a culture (Hofstede, Illustrating a more complete picture, our moder-
2001; Javidan et al., 2006), when empowering lead- ator analyses suggest that leaders should monitor
ership is actually implemented, employees appear how their employees perceive them. When employ-
to embrace the opportunity. ees are highly satisfied with their leader, they may
engage in proactive behaviors even under a more
directive leadership style. This further bolsters our
Practical Implications
arguments above supporting the value of directive
From a practical standpoint, our results are en- leadership. Alternatively, a case in which employ-
couraging regarding the ability of leadership inter- ees appear less satisfied with a leader may offer an
ventions to have a positive impact on the perfor- appropriate opportunity to implement empowering
mance of work units. Our interventions did involve leadership, particularly if there is a need to im-
a fairly significant amount of leader coaching (e.g., prove both core task performance and proactivity,
customizing the initial training to each leader’s sit- as under such conditions employees are more in-
uation, using daily logs, biweekly coaching), but clined to embrace the opportunity to work more
we were able to influence performance within a independently.
few months.
The directive and empowering leadership inter-
Limitations and Future Research
ventions were essentially equivalent in impacting
core task performance. Directive leadership may We acknowledge several limitations to this study
have negative connotations among leaders (Hersey and suggest related opportunities for future re-
et al., 1996), perhaps because it is viewed as tradi- search. First, our sampling strategy was broad, as
tional or as limiting human choice, but our findings leaders were recruited through a variety of sources,
suggest that directive behaviors should remain an and they represented a variety of industries and
important aspect of a leader’s repertoire. While occupations. This minimized the likelihood our
leader behaviors such as close monitoring of em- results are a function of a specific industry or oc-
ployees and providing specific goals have a ten- cupation; therefore, our sample offers a high degree
dency to be undervalued (Latham, Erez, & Locke, of generalizability. However, extraneous factors
1988: 770), they remain critical to driving the per- could be influencing our results. We did, however,
formance of work units. In addition, we found it control for a variety of leader demographic charac-
more taxing to implement the empowering leader- teristics as well as recruitment source in our anal-
ship intervention. For instance, we received more yses to reduce the potential impact of any idiosyn-
questions and more complicated questions from cratic factors.
leaders in the empowering leadership group than Second, we recognize that while leaders were
from those in the directive group. As a result, di- randomly assigned to conditions, followers
Martin, Liao, and Campbell
2013 1389

were not randomly assigned to leaders. Given the “blended” or “hybrid” leadership styles in impact-
nature of our field experiment, employees were ing performance criteria.
naturally nested within the leaders’ units. This lim- Fifth, our study was only ten weeks in duration,
its our ability to rule out the possibility that preex- so we were unable to address the long-term effects
isting differences between employees or leader-em- of our interventions. Longitudinal designs would
ployee relations influenced results. However, it is also allow examination of how mediating processes
unlikely that such preexisting differences would unfold over time in a work unit. Such processes
have been aligned with the experimental condi- might include unit members’ collective sense of
tions in such a way as to account for our findings. intrinsic motivation (Gagne & Deci, 2005), role-
Third, we conducted the study in the United breadth self-efficacy (Parker et al., 2006), and em-
Arab Emirates, a high-power-distance culture. Al- powerment (Kirkman & Rosen, 1999) for empower-
though our theory and hypotheses are not bounded ing leadership, and unit members’ collective sense
by cultural characteristics, it would be informative of role clarity (Lorinkova et al., 2013) and goal
to examine how our results generalize to other cul- commitment (Seijts & Latham, 2000) for directive
tural contexts (e.g., Kirkman, Chen, Farh, Chen, & leadership. We call for future field experiments to
Lowe, 2009). Relatedly, we relied on measures de- directly assess these mediators to better understand
veloped and validated using Western samples. Ide- the mechanisms for how different leadership inter-
ally, we would have used measures supported by ventions impact different performance outcomes.
construct validation research in the Middle East Lastly, as with most experimental research, there
(Tsui, Nifadkar, & Ou, 2007). Given the overall exists the possibility that the differences between
paucity of management research in the Middle the experimental and control groups are a function
of “resentful demoralization”—lower motivation in
East, we were unable to locate well-validated mea-
a control group because its members do not receive
sures used previously in this context. Nonetheless,
the treatment provided to experimental groups
we followed recommendations by Schaffer and
(Cook & Campbell, 1979). However, features of our
Riordan (2003) and Tsui et al. (2007) to ensure
research design and our results suggest that resent-
semantic cultural equivalence of the measures. Re-
ful demoralization was not a threat to internal va-
sults from confirmatory factor analyses suggested
lidity in this study. This concept implies that con-
that these measures demonstrated factor structures
trol group members are aware that they have not
and discriminant validity that conformed to the
received the treatment provided to experimental
results obtained with Western samples. Our results
group members. This was not the case in this study,
thus provide evidence for the validity of these mea- as the participants were from different organiza-
sures in the Middle Eastern context. tions. Additionally, resentful demoralization is
Fourth, by implementing directive and empow- based on the notion that the performance of a con-
ering leadership styles exclusively in different trol group goes down, whereas the performance of
groups, our study design embodies the assumption the treatment groups stays about the same; this was
that leaders adopt either a directive or empowering clearly not the case in our study: the performance
leadership style. In practice, a given leader may of our control group stayed about the same,
exhibit both directive and empowering behaviors, whereas the performance of the treatment groups
depending upon the situation (Sagie, 1997). In ad- went up significantly. A variation on the demoral-
dition, it may be possible to modify the directive ization concept is that the differences observed in
and empowering styles to impact performance cri- the performance of control and experimental
teria in ways that differ from those found in our groups is due to the fact that there are general
study. For example, directive leadership may be upward trends in work unit performance over time,
able to facilitate proactive behaviors by explicitly but the disappointment of control group members
asking employees to take more initiative, by “sell- prevents the control group from realizing such per-
ing” employees on the value of proactivity, or by formance gains. We do not think this is likely to
rewarding employees for being proactive. Likewise, have been the case in this study, particularly given
empowering leadership could become more effec- the significant, and differential (proficiency versus
tive in impacting core job performance by granting proactivity), increases in the performance of the
employees additional autonomy with respect to the experimental groups over a relatively short period
execution of specific but critical core tasks. Future of time. Further, the literature on group develop-
research might examine the effectiveness of ment presents arguments and evidence indicating
1390 Academy of Management Journal October

that one cannot always expect a general upward Aycan, Z., Kanungo, R. N., Mendonca, M., Yu, K., Deller,
trajectory of unit performance. For example, Tuck- J., Stahl, G., & Kurshid, A. 2000. Impact of culture on
man (1965) argued that some teams never stop human resource management practices: A 10-coun-
“storming.” Similarly, Kozlowski, Gully, Nason, try comparison. Applied Psychology: An Interna-
and Smith’s (1999) dynamic model of team devel- tional Review, 49: 192–221.
opment suggests that although some teams are Bandura, A., & Locke, E. A. 2003. Negative self-efficacy
likely to improve over time, some teams will never and goal effects revisited. Journal of Applied Psy-
reach a coordinated stage of development. Taken chology, 88: 87–99.
together, it is unlikely that resentful demoralization Barnard, C. I. 1938. The functions of the executive.
offers a convincing alternative explanation for our Cambridge, MA: Harvard University Press.
findings. Nonetheless, we call for constructive rep- Barsade, S. G. 2002. The ripple effect: Emotion contagion
lications of our study to cross-validate our findings and its influence on group behavior. Administrative
in future research. Science Quarterly, 47: 644 – 675.
Bass, B. M. 1985. Leadership and performance beyond
expectations. New York: Free Press.
Conclusion
Bass, B. M. 1997. Does the transactional-transformational
Using a field experiment in the UAE, we com- leadership paradigm transcend organizational and
pared the impacts of directive and empowering national boundaries? American Psychologist, 52:
leadership on customer-rated core task proficiency 130 –139.
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empowering leadership was effective in improving Predicting unit performance by assessing transfor-
core task performance and proactive behaviors, but mational and transactional leadership. Journal of
directive leadership was equally effective in im- Applied Psychology, 88: 207–221.
proving core performance, and it improved proac- Bateman, T. S., & Crant, J. M. 1993. The proactive com-
tive behaviors for work units whose members were ponent to organizational behavior: A measure and
more satisfied with their leaders. Our hope is that correlates. Journal of Organizational Behavior, 14:
this study will spark continued interest in compar- 103–118.
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Bateman, T. S., & Organ, D. W. 1983. Job satisfaction and
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theory-based measure. Academy of Management She received her Ph.D. from the University of Minneso-
Journal, 41: 540 –555. ta’s Carlson School of Management. Her current research
interests include leadership, service quality/proactivity/
Wendt, H., Euwema, M. C., & van Emmerik, I. 2009. creativity, diversity, and strategic human resource
Leadership and team cohesiveness across cultures. management.
Leadership Quarterly, 20: 358 –370.
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Ph.D. candidate in management and organization at the
tively performing teams: The role of work design,
University of Maryland’s Robert H. Smith School of Busi-
transformational leadership, and team composition.
ness. Her research focuses on forms and sources of lead-
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chology, 83: 301–324. interest in understanding interpersonal dynamics in
Wrzesniewski, A., & Dutton, J. E. 2001. Crafting a job: teams and work groups as part of a multilevel social
Revisioning employees as active crafters of their system.
work. Academy of Management Review, 26: 179 –
220.

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