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This article has been accepted for publication in IEEE Antennas and Wireless Propagation Letters.

This is the author's version which has not been fully edited and
content may change prior to final publication. Citation information: DOI 10.1109/LAWP.2023.3262824

A Miniaturized Dual-Band Dual-Polarized Base


Station Antenna Loaded with Duplex Baluns
Jinge Li, Jinkai Li, Jiao Yin, Chaozong Guo, Huiqing Zhai, Member, IEEE, and Zhipeng Zhao

Abstract—A novel miniaturized dual-band and dual-polarized when it is applied to an array, it needs to load a duplexer [16],
base station antenna loaded with duplex baluns is proposed in this which will introduce additional insertion loss. For this reason, it
letter. The duplex balun consists of a lower-band filter structure is necessary to integrate the function of multi-band operation on
(LFS) and an upper-band filter structure (UFS). The LFS
contains a stepped-impedance filter, an open-circuited stub, and
a single antenna without the use of a duplexer.
an impedance matching section. The UFS contains a highpass Many scholars are very interested in the research of duplex
filter and an impedance matching section. The proposed antenna antennas [17]-[21]. A duplex scheme for the microstrip antenna
has two independent current paths, which enables it to operate in is proposed in [17], which uses two sets of split-ring resonators
dual bands, and the two paths are bent to achieve its small overall as channel filters. [18] extends it to dual-polarization
size. By miniaturizing the antenna and loading LFS&UFS, the applications. The duplex antenna proposed in [19] consists of a
operating bands of 1.71-2.17 GHz and 3.22-3.7 GHz, the compact
radiating patch and a feeding network consisting of two sets of
size of 0.24×0.24×0.18 LL ( LL is the wavelength at the lowest
3
resonator-based filtering channels. A DIB(duplexer-integrated
frequency of the lower band), the lower coupling
balun)-loaded base station antenna is proposed in [20], which
coefficients(<-20dB), the normal in-band radiation characteristics,
and good out-of-band suppression characteristics(>20dB at the applies a U-shaped resonator and  /4 parallel-coupled
lower-band ports as well as >23dB at the upper-band ports) are resonators to achieve duplex characteristics. [21] proposes a
obtained. It represents an excellent scheme for 5G applications. full-duplex filtenna which uses radiating SIW cavities and
common feeding.
Index Terms—Base station antenna, dual-band, dual-polarized,
However, the aforementioned literature has the problem that
duplex balun, miniaturization
the bandwidth is difficult to expand, which limits the
I. INTRODUCTION application of duplex antennas in broadband systems. In order
to meet the requirements of wide dual-band, miniaturization,

T HE speedy development of 5G makes it necessary to


consider its compatibility with other generations of
communication systems. Therefore, the antenna and array for
and integration of the current mobile communication systems,
this letter proposes a new miniaturized dual-band and
dual-polarization duplex antenna loaded with DIB. The filter
multi-band are ideal solutions. In recent years, many dual-band structures integrated onto the balun are proposed, and the
and even multi-band antennas have been proposed. There are structures of different bands are designed separately. The
two main schemes to achieve multi-band operation of the antenna realizes the broadband of 1.71-2.17 GHz & 3.22-3.7
antenna system: one is to use separate antenna units for each GHz, satisfactory out-of-band suppression, and good radiation
band, and the other is to use a multi-band antenna unit. characteristic.
Through the loading of metamaterials [1]-[2],baffles [3]-[4], The rest of this letter is arranged as follows: Section II
and wave transmission structures [5], the hetero-band antennas introduces the design process of the proposed antenna and the
realize the shared aperture radiation through different spatial working mechanism of the LFS&UFS. Section III presents the
combinations. The normal operation of each band can also be complete proposed antenna. To verify the relevant electrical
achieved through the staggered arrangement [6]-[10] or properties, the antenna prototype is fabricated and measured.
up-and-down placement [11] of upper and lower band antennas. At the same time, the comparison between the proposed
However, the design of the above schemes is relatively antenna and similar antennas proposed previously is also
complex, and the space cost is also high. Therefore, people tend presented. Eventually, the conclusion is drawn by Section Ⅳ.
to use a single antenna working in multiple bands.
[12]-[15] achieve dual-band operation by integrating
II. ANTENNA DESIGN AND OPERATING MECHANISM
different radiation modes on the single antenna. However,
A. The Original Antenna
This work is supported by the National Natural Science Foundation of China A miniaturized dual-band antenna used in base stations is
(Grant No. U2241206), and supported by ZTE industry-academia-research
designed in this section. The structure of the antenna is shown
cooperation,and supported by 111 project, and supported by the Key Research
and Development Program in Shaanxi Province of China (No. 2020GY-016). in Fig.1, which consists of a pair of orthogonally placed
(Corresponding author: Huiqing Zhai, e-mail: hqzhai@xidian.edu.cn) integrated baluns, a resonant ring, four angular metal columns,
Jinge Li, Jinkai Li, Jiao Yin, Chaozong Guo and Huiqing Zhai are with the and a radiating surface. The basic dimensions of the antenna are
Key Laboratory of Antennas and Microwave Technology, the School of marked in Fig.1 and shown in TABLE I. The dielectric
Electronic Engineering, Xidian University, Xi’an, Shaanxi, 710071, China.
Zhipeng Zhao is with ZTE Corporation, Xi'an, Shaanxi,710114,China.
substrate used in the above structure is FR4, whose dielectric
constant is 4.4. The current distributions of the antenna when it

© 2023 IEEE. Personal use is permitted, but republication/redistribution requires IEEE permission.See https://www.ieee.org/publications/rights/index.html for more information.
Authorized licensed use limited to: Southeast University. Downloaded on April 06,2023 at 12:24:53 UTC from IEEE Xplore. Restrictions apply.
This article has been accepted for publication in IEEE Antennas and Wireless Propagation Letters. This is the author's version which has not been fully edited and
content may change prior to final publication. Citation information: DOI 10.1109/LAWP.2023.3262824

Metal Columns Feed Point Feed Point W


(Part I) BL
L1
Radiating Element W1 BW

HS L Uneven
HP Resonant Ring W2 Slotline
(Part II) L2
HM
Balun W3
L3
LS Port1 Port2
WR Fig.4. Configuration of the Lower-band Filter Structure (LFS).
LM2
LM3 LM1 0 0

S-Parameters [dB]
-10
SR LR2 LM4 -2

S11 [dB]
-20
LR3 WM -30 -4
LR1 BL=6mm
LM5 -40 -6
Orig_S(1,1) BL=10mm
-50 Orig_S(1,2) BL=13mm
LFS_S(1,1) -8
Fig.1. Schematic of original antenna. -60
LFS_S(1,2)
Jsurf [A/m] -70 -10
1.4 1.6 1.8 2.0 2.2 3.0 3.2 3.4 3.6 3.8 4.0 3.0 3.2 3.4 3.6 3.8 4.0
Path 1 30.0000 Path 2 Frequency [GHz] Frequency [GHz]
28.0000
26.0000
24.0000 (a) (b)
22.0000
20.0000
18.0000
Fig.5. Simulated S-parameters. (a) The original antenna loaded with LFS. (b)
16.0000 Different lengths of open stub.
14.0000
12.0000
10.0000
8.0000
6.0000
4.0000
2.0000
characteristics of the antenna and enable it to achieve matching
0.0000
in a wider band. The S-parameters of the original antenna are
(a) (b)
shown in Fig. 3(c). It can be seen that the working frequency
Fig.2. Current distributions. (a) 2GHz. (b) 3.5GHz
1.0j band of the antenna is 1.72-2.25 GHz and 3.3-3.85 GHz
0.5j 2.0j (S11<-10dB), and the isolation of different polarization ports is
less than -23dB, which meets the requirements of the base
0.2j VSWR=2 5.0j
station antenna.

0.2 0.5 1.0 2.0 5.0 B. Lower-band Filter Structure (LFS)


-0.2j -5.0j
In an effort to achieve the independent operation of the
antenna in the dual bands, it is necessary to design the baluns of
WO Part I & Part II
-0.5j -2.0j
WO Part II the corresponding bands, which must have the filtering function
Original Antenna
-1.0j to achieve satisfactory isolation of different bands.
(a) The lower-band filter structure (LFS) is proposed in this
0 0
section to replace the balun of the original antenna, and its
S-Parameters [dB]

-2 -5
-4
-6 -10 structure is given in Fig.4. The LFS is comprised of a
S11 [dB]

-8 -15 stepped-impedance filter, an open-circuited stub, and an


-10 -20
-12
-25 impedance-transformed section, which can realize the
-14 S(1,1)
-16 WO Part I&Part II -30
S(1,2)
functions of both filtering and impedance-matching. It’s
-18 WO Part II -35
-20 Orignal Antenna S(2,2) noticed that there is an uneven slotline in the microstrip-slotline
-40
1.6 1.8 2.0 2.2 2.4 2.6 2.8 1.6 1.8 2.0 2.2 3.0 3.2 3.4 3.6 3.8 4.0 coupler, which acts to change the reactive component of the
Frequency [GHz] Frequency [GHz]
input impedance at the feed point to improve the impedance
(b) (c)
Fig.3. Simulated results. (a) The Smith Chart of the miniaturization process. (b) matching. The heights of the LFS for different polarizations are
The S11 of the miniaturization process. (c) The original antenna. different. After the optimization of relevant variables, the
overlap of the feedlines can be avoided while ensuring
operates in the lower and upper bands are given in Fig.2. It’s impedance matching.
noticed that the path of lower band current is provided by Path1, The S-parameters of the original antenna loaded with LFS
and the path of upper band current is provided by Path2. are given in Fig.5(a), and it can be seen that the application of
The Smith Chart of the lower band in the process of LFS hardly changes the S-parameters of the original antenna at
miniaturization is shown in Fig.3(a), and the change of S11 is the lower band. Due to the existence of the filter structure, the
shown in Fig.3(b). It can be seen from the Smith Chart that the antenna almost doesn’t operate at the upper band (S11 → 0,
loading of the metal columns reduces the resonance frequency S12<-50dB), which ensures good isolation between different
of the antenna, but due to its high impedance at resonance, it bands when the upper-band ports are added. For the sake of
still does not match in a wide band. The introduction of the exploring the influence of the sensitive parameter on the
resonant ring introduces a strong resonance point (located at filtering effect, the corresponding S11 of the open stub with
1.54 GHz) outside the band. The antenna does not work at this different lengths is given in Fig.5(b). It can be seen that the
resonance point, but it can improve the impedance open- and short-circuited states can be converted by the

© 2023 IEEE. Personal use is permitted, but republication/redistribution requires IEEE permission.See https://www.ieee.org/publications/rights/index.html for more information.
Authorized licensed use limited to: Southeast University. Downloaded on April 06,2023 at 12:24:53 UTC from IEEE Xplore. Restrictions apply.
This article has been accepted for publication in IEEE Antennas and Wireless Propagation Letters. This is the author's version which has not been fully edited and
content may change prior to final publication. Citation information: DOI 10.1109/LAWP.2023.3262824

quarter-wavelength transmission line, which means that the III. PERFORMANCE OF THE PROPOSED ANTENNA
best filtering effect can be obtained when the length of the open A dual-band base station antenna loaded with duplex baluns
stub is roughly equal to g / 4 of the filtering frequency is designed in this section, which combines the LFS and the
(BL=13mm). UFS on one balun and applies it to the original antenna. The
configuration of the antenna is given in Fig.8, and its
C. Upper-band Filter Structure (UFS) dimensional details are listed in TABLE I.
Corresponding to Section B, the upper-band filter structure To verify the performance of the proposed antenna, we
(UFS) is proposed in this section. As shown in Fig.6, the UFS fabricate a prototype after adjusting and optimizing the relevant
consists of a third-order highpass filter and an parameters. The antenna prototype and the test environment are
impedance-transformation section. The simulation results of given in Fig.9. Fig.10 and Fig.11 display the simulated and
replacing the balun of the original antenna with the UFS are measured results of the relevant electrical parameters, which
shown in Fig.7(a). It can be seen that the loading of UFS hardly indicate that the measured and simulated results are highly
changes the impedance characteristics of the upper band, and at consistent.
the same time, the lower-band energy is totally reflected at the
ports, which ensures the single-band working characteristics of TABLE I DIMENSIONS OF THE PROPOSED ANTENNA IN mm
port 3 & port 4 and good isolation between them and port 1 & LS LR1 LR2 LR3 WR SR LM1 LM2
port 2 . The effects of different loading conditions on 42 24 19.4 10 4 4 5.2 5.2
UB1&UB2&UB3 on the reflection coefficient of the antenna in LM3 WM HS HM HP L W L1
the lower band are displayed in Fig.7(b). We can learn that the 5.3 0.9 0.8 1 14 30 34.4 14
good filtering effect is positively related to the number of UBs, L2 L3 W1 W2 W3 LW1 LW2 LW3
and the third-order highpass filter can fully meet the 12 4 2.4 6 2.4 1.5 0.3 3.1
LW4 LW5 LW6 LW7 LL1 LL2 LL3 LL4
requirements of the upper-band ports for the reflection
0.5 0.4 0.2 0.1 1 7.3 7 5.3
coefficient of the lower band.
LL5 LL6 LL7 UW1 UW2 UW3 UW4 UW5
20.2 8 4.1 1.5 5.3 3.8 0.2 0.5
via UW6 UL1 UL2 UL3 UL4 UL5 UL6 UBL1
UB1 UBL1 0.7 0.5 17 4.4 5.4 28.2 5 2.6
UBW1
UB2 UBL2 UBL2 UBL3 UBW1 UBW2 UBW3 BL BW LG
UL2
UBW2
UB3 UBL3
2.6 2.1 1.3 1.3 1.4 12.3 0.8 140
UBW3 UW2
UW1 UL1
Port3 Port4
Fig.6. Configuration of the Upper-band Filter Structure (UFS).

0 0
S-Parameters [dB]

-10
-5
S33 [dB]

-20
-30 -10
-40
Orig._S(3,3) -15 w UB1&UB2&UB3
-50 w UB2&UB3
Fig.9.The prototype and the test environment of the antenna.
Orig._S(3,4) w UB3
-60 UFS_S(3,3) -20 wo UB1&UB2&UB3 0
6
UFS_S(3,4)) Sim._S(1,3) Mea._S(1,3)
S-Parameters[dB]

-70 -25 Sim._VSWR(1)


Sim._S(3,4) Mea._S(3,4)
1.4 1.6 1.8 2.0 2.2 3.0 3.2 3.4 3.6 3.8 4.0 1.6 1.8 2.0 2.2 2.4 5 Sim._VSWR(3) -10 Sim._S(1,2) Mea._S(1,2)
Frequency [GHz] Frequency [GHz] Mea._VSWR(1)
Sim._S(2,4) Mea._S(2,4)
VSWR

Mea._VSWR(3) -20
4
(a) (b)
Fig.7. Simulated S-parameters. (a) The original antenna loaded with UFS. (b) 3 -30
Different loading situations of UB1&UB2&UB3.
2 -40

1 -50
1.6 1.8 2.0 2.2 3.0 3.2 3.4 3.6 3.8 1.6 1.8 2.0 2.2 3.2 3.4 3.6 3.8
Frequency [GHz] Frequency [GHz]
LG Y (a) (b)
10 1.0
Realized Gain[dBi]

5
X 0
0.8
Efficiency

LL5 Sim._Port1 Sim._Port3


UL5 -5 0.6
Mea._Port1 Mea._Port3
LL4 LW4 LW5 UL6 UW5 UW4 UL4
LL6 LL7 LW7 -10 0.4
UW6
UL3 -15 Sim._Port1 Sim._Port3
LW6 UW3 0.2 Mea._Port1 Mea._Port3
-20
LL3 LW3 -25 0.0
1.6 1.8 2.0 2.2 3.2 3.4 3.6 3.8 1.6 1.8 2.0 2.2 3.2 3.4 3.6 3.8
LL2 LW2 Frequency [GHz] Frequency [GHz]
LL1 LW1 (c) (d)
Port1 Port3 Port2 Port4 Fig.10. Simulated and measured results. (a) VSWR. (b) The coupling
Fig.8. Configuration of the proposed antenna. coefficients. (c) Realized Gain. (d) Efficiency.

© 2023 IEEE. Personal use is permitted, but republication/redistribution requires IEEE permission.See https://www.ieee.org/publications/rights/index.html for more information.
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This article has been accepted for publication in IEEE Antennas and Wireless Propagation Letters. This is the author's version which has not been fully edited and
content may change prior to final publication. Citation information: DOI 10.1109/LAWP.2023.3262824

TABLE II COMPARISON BETWEEN THE PROPOSED ANTENNA AND OTHERS


Volume( LL )
3
Ref. Pol. Bandwidth(GHz,%) OBS(dB)
10 10
0 2.5-2.7, 7.7 16
0 [6] Dual 0.41×0.41×0.25

Gain[dBi]
3.3-3.6, 8.7 18
Gain[dBi]

-10 -10
2.5-2.7, 7.7 18.5
-20 -20 [11] Dual 0.34×0.34×0.17
3.3-3.8, 14.1 20
-30 -30
2.52-2.65, 5 28
-40 -40 [17] Single 0.23×0.23×0.03
2.82-2.94, 4 25
-50 -50
-150 -100 -50 0 50 100 150 -150 -100 -50 0 50 100 150 1.72-1.88, 8.8 25
[18] Dual 0.31×0.31×0.03
Theta[deg] Theta[deg] 1.92-2.17, 12.2 20
V-Plane H-Plane 3.42-3.6, 5.1 14
[20] Dual 0.34×0.37×0.17
4.8-5.1, 6.1 16
Port1@1.9GHz
4.03-4.16, 3.2 15
[21] Single 1.07×0.87×0.02
10 10 4.81-5, 3.9 25
0 0 1.71-2.17, 23.7 20
Pro. Dual 0.24×0.24×0.17
Gain[dBi]

Gain[dBi]

-10 -10 3.22-3.7, 13.9 23


-20 -20 OBS: Out-of-band Suppression
-30 -30
-40 -40
the lower band, which leads to a decrease in the efficiency of
-50 -50
-150 -100 -50 0 50 100 150 -150 -100 -50 0 50 100 150 the upper band. However, the efficiency of the upper band is
Theta[deg] Theta[deg]
still basically greater than 0.8, which shows that the efficiency
V-Plane H-Plane
Port3@3.5GHz
of the two bands of the antenna meets the requirements of the
base station antenna.
Fig.11. Simulated and measured radiation patterns of the proposed antenna.
140
Fig.11 is the V/H plane radiation pattern when Port1 is
excited at 1.9 GHz and Port3 is excited at 3.5 GHz (the H-plane
120
represents the YOZ-plane and the V-plane represents the
100
XOZ-plane), with the cross-polarization ratio of the main
HPBW

80
radiation direction greater than 30dB (in the lower band) and
60
20dB (in the upper band), indicating that the radiation
40
characteristics of the proposed antenna are satisfactory. The
20
HPBW of the antenna is shown in Fig.12. It can be seen that the
0 HPBW of the lower band is about 70°, and the HPBW of the
1.7 1.8 1.9 2.0 2.1 3.2 3.3 3.4 3.5 3.6 3.7 3.8
Frequency [GHz] upper band is about 57°, which basically meet the requirements
Fig.12. Measured HPBW of the proposed antenna. of the base station antenna.
In an effort to emphasize the advantages of the proposed
We can learn from Fig.10(a) that the proposed antenna antenna, some relevant electrical parameters of it are compared
operates at 1.71-2.17 GHz and 3.22-3.7 GHz, which almost with those reported in the previous literature, which are listed in
coincides with the bands of the original antenna, indicating that TABLE II. We can learn that the proposed antenna has a more
the loading of LFS&UFS maintains the filtering effect while compact size compared with the references mentioned in
possessing satisfactory impedance matching characteristics. TABLE II. In addition, due to the broadband characteristics of
The results of the coupling coefficients between different ports the proposed structure, the proposed antenna can achieve a
are given in Fig.10(b). It’s noticed that the S13&S24 can be wider bandwidth of 23%. Moreover, it could be used in
kept in a relatively low range (<-20dB) since both LFS and dual-polarized systems compared with [17] and [21]. Besides,
UFS have corresponding filtering functions and no electrical satisfactory out-of-band suppression is realized.
contact, while, the cross-polarization coupling (S12&S34) is
basically less than -30dB. It’s noticed that all the coupling IV. CONCLUSION
coefficients of the proposed antenna are less than -20dB, which This letter designs a novel dual-band broadband base station
is in line with the requirements of the base station antenna. It’s antenna loaded with duplex baluns, which can effectively
noticed from Fig.10(c) that the gain of Port1 is greater than reduce the insertion loss and extra volume caused by the RF
7dBi (at the lower band) and less than -15dBi (at the upper front-end. The proposed antenna operates at 1.71-2.17 GHz and
band), and the gain of Port3 is greater than 7dBi (at the upper
3.22-3.7 GHz, which has a size of 0.24×0.24×0.18 LL 3
and all
band) and less than -13dBi (at the lower band), which indicates
that the lower-band port and the upper-band port operate kinds of coupling coefficients less than -20dB, and has good
normally in their corresponding bands, and at the same time, a radiation characteristics in the operating band while having
satisfactory out-of-band suppression effect is obtained due to good out-of-band suppression: >20dB of the lower-band ports
the existence of LFS and UFS. Fig.10(d) shows the efficiency and >23dB of the upper-band ports. We can figure out that the
of the antenna in different bands. It can be seen that the proposed antenna has a smaller volume, wider bandwidth, and
efficiency in the lower band is greater than 0.8. Since the satisfactory out-of-band suppression, which indicates that the
electrical size of the upper band is larger than that of the lower antenna has a huge prospect in 5G applications.
band, the loss of the upper band is slightly higher than that of

© 2023 IEEE. Personal use is permitted, but republication/redistribution requires IEEE permission.See https://www.ieee.org/publications/rights/index.html for more information.
Authorized licensed use limited to: Southeast University. Downloaded on April 06,2023 at 12:24:53 UTC from IEEE Xplore. Restrictions apply.
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content may change prior to final publication. Citation information: DOI 10.1109/LAWP.2023.3262824

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