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The First Americans - A Story of Wonderful, Uncertain Science - Aeon Essays
The First Americans - A Story of Wonderful, Uncertain Science - Aeon Essays
by Jennifer Raff
Jennifer Raff is associate professor in anthropology and affiliate faculty member in the
Indigenous Studies Program in the College of Liberal Arts and Sciences at the University
of Kansas. She is the author of Origin: A Genetic History of the Americas (2022).
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T he debate over how people first arrived in the Western Hemisphere
continues to roil archaeology in the United States – and to capture public
attention. Today, the scientific community is contending with significant amounts
of new genetic and archaeological data, and it can be overwhelming and even
contradictory. "ese data are coming from new archaeological excavations but
also from the application of newly developed tools to re-analyse prior sites and
artefacts. "ey’re coming from newly sequenced genomes from ancient peoples
and their contemporary descendants, but also from re-analysis of prior sequence
data using new modelling tools. "e generation of new data at times feels as
though it’s outpacing efforts to integrate it into coherent and testable models.
Did humans first populate the Americas 100,000 years ago, 30,000 years ago,
15,000 years ago, or 13,000 years ago? Did they come by boat or by an overland
route? Were the ancestors of Native Americans from one population or several?
"e answers to these questions would help us understand the grand story of
human evolution. We know that the Americas were the last continents that
anatomically modern Homo sapiens – humans like us – entered, but we don’t
know exactly how this happened. "ese long-ago movements give us hints about
the challenges ancient peoples across the world had to contend with during the
Last Glacial Maximum (LGM), a prolonged period of coldness and aridity, when
animals, plants and humans retreated to environmental ‘refugia’ for several
thousand years. How did we survive this Ice Age? What technological and
biological adaptations arose as the result of these environmental conditions?
"ese questions capture the popular imagination and challenge the scientists
working to uncover the details of individual lives thousands of years in the past.
To their Indigenous descendants, the stories we tell about these First Peoples of
the Americas are highly relevant for additional reasons. "eir deep ties and claims
to the lands have often been ignored or expunged by governments, media and
corporations across North and South America in order to make room for
narratives that are more palatable, exciting or convenient to certain non-Native
groups. "e historical exclusion of Indigenous peoples from making decisions
about research on their own ancestors and lands has caused significant harms to
Native communities and individuals; when Native scientists and community
members are full participants in the research process, the stories that emerge are
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not only more respectful but also more accurate.
"e White Sands Locality 2 site was once the shore of an ancient lake. For more
than 2,000 years, humans and animals visited it. As they walked along the muddy
surface, their feet mushed tiny seeds of ditch grass into the ground, leaving a vital
organic trace that archaeologists can use for carbon dating. (Some archaeologists
have criticised the dating methods used, but there is general agreement that the
presence of human tracks with fauna known to have gone extinct around
11,000 years ago dates these to – at minimum – the end of the Pleistocene.) If the
find holds up to scrutiny, physical evidence of a human presence in the Americas
during the LGM would be a paradigm-changing event, pushing back the date of
the earliest migrations to sometime before 25,000 years ago.
W hen European settlers and explorers first encountered the Native peoples
of the Americas, they sought to force the fact of the Native people’s
existence into a Biblical worldview. "e First Peoples, who built the impressive
earthworks, monuments, temples and pyramids throughout the Americas, were
recast as members of a lost tribe of Israelites, Irish sailors, or possibly Vikings, for
the ideological convenience of settlers.
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"e pretence that the first peoples of the Americas were a different race than
Native Americans – a view known today as the Myth of the Moundbuilders –
became extremely popular in the 18th and 19th centuries. Andrew Jackson
explicitly used it in 1830 to justify the brutal Indian Removal Act:
"e question of when did this migration begin remained. Poorly understood
geological and cultural chronologies made it a difficult matter to address.
Radiometric dating methods were not invented until 1946, and strong rivalries
between scientists promoting their own models confused the issue.
"e 1927 discovery of a human-made projectile (spear point) at the Folsom site in
New Mexico proved a turning point. "e spear point was associated with the
remains of a bison that had gone extinct at the end of the Pleistocene (around
11,700 years ago). Even without radiometric dating methods, researchers knew
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that a human artefact embedded in an animal that went extinct long ago had
pushed back the date at which humans were living in the Americas. It marked
another important shift in the study of human origins in the Western Hemisphere.
Archaeologists used such artefacts to begin piecing together a bigger historical
narrative.
"e model that emerged and dominated the field for decades has come to be
called ‘Clovis First’. It is named after the technologies first found in 1929 at a
Pleistocene kill site near the town of Clovis in New Mexico. Characterised by a
thin, lance-shaped projectile point flaked on both sides with a single, long flake
removed at its base on each side (known as a ‘flute’), the Clovis point is unique to
North America. It appeared widely across the continent beginning about
13,400 years ago, near the end of the LGM.
Because of their sudden appearance and spread, and in the absence of recognised
earlier sites, many archaeologists believed that the Clovis tools were evidence of
the very earliest inhabitants of the Americas. "e Clovis First model held that a
small group of hunter-gatherers travelled from Siberia to North America across
the Bering Land Bridge. "ey then followed southward an ice-free corridor that
warming temperatures had opened along the eastern Canadian Rocky
Mountains. "e population dispersed rapidly across the continents, leaving their
newly invented projectile points embedded in their prey, or cached in special
locations, along the way.
In the last generation, geneticists have integrated their data with archaeological
and climatic evidence to produce a three-stage model for the peopling of the
Americas. First, approximately 20,000 years ago, a group of Asians migrated into
Beringia. "ey remained isolated there for thousands of years, during which they
evolved the founding lineages seen across the Americas. "en about
17,000-16,000 years ago they migrated out of Beringia into the Americas, rapidly
peopling the continents. Still later, migrations from Beringian populations then
peopled the Arctic. "e genetic variation present in Indigenous peoples of the
Americas was the result of local evolutionary processes with no gene flow from
populations outside the continents. "is mitochondrial DNA-based model has
come to be known as the ‘Beringian standstill’ or ‘Beringian incubation’
hypothesis.
"e genetic evidence for the Beringian standstill hypothesis was based on certain
types of DNA – like mitochondrial DNA and Y-chromosome DNA – that are
inherited from just one parent. "ese are relatively easy to extract, work on and
understand, but they have limitations. "e full human genome is massive, with
3 billion base pairs and some 20,000 genes. Each stretch of DNA has its own
history of evolution, and each may closely resemble that of the parent population
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or differ from it in important ways. "e most accurate histories that can be
reconstructed from DNA come from the study of the entire genome, not single
genes.
"e sequencing of ancient genomes in Siberia brought one of the most important
insights into Native American population history. "e first evidence of humans
living above the Arctic Circle comes from the Yana Rhinoceros Horn site in
northeastern Siberia, where year-round settlements of humans have been dated
to 31,600 years ago. From DNA retrieved from the baby teeth of two young
children growing up at the site, geneticists were able to piece together a picture of
a large Upper Palaeolithic population ancestral to the Ancient North Siberians, a
group identified from the genome of a child buried at the Mal’ta site near Lake
Baikal 24,000 years ago. "e Ancient North Siberians were ancestral to Siberians,
Central Asians and Europeans. "e genome from the Mal’ta child revealed to
palaeogeneticists that this group of Ancient North Siberians contributed some
ancestry to the Beringian population who gave rise to the First Peoples. Native
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Americans today can trace between 14-38 per cent of their genomes to the
Ancient North Eurasians, with the rest from an ancient East Asian group, likely
from China. "is gene-flow event between the First Peoples’ ancestors took place
sometime between about 23,000-18,000 years ago.
Since we cannot tie the population ancestral to the First Peoples to any specific
technological or cultural manifestation in the archaeological record, their location
during the LGM between 23,000 and about 16,000 years ago remains a mystery
for now.
"e third known branch that emerged during the isolation period is known as
‘Ancestral Native Americans’. It is ancestral to all populations south of Alaska. Its
dispersal southward throughout the Americas, most likely down the Pacific coast,
saw a series of population splits. "e earliest of these populations, identified by
the genome of an individual from the Big Bar Lake site in British Columbia, split
from the other Ancestral Native Americans as early as 21,000 years ago. "e other
two groups, known as ‘Northern Native Americans’ (in Alaska and northwestern
Canada) and ‘Southern Native Americans’ (south of Alaska and Canada),
diverged from each other some time after 17,000 years ago as they moved south.
"ey had a formidable task; White Sands presents a radical challenge to our
understanding of the earliest humans in the continents. If the 23,000-21,000-year
dates are accurate, it would mean that people had to have made their way into the
continents before the ice sheets fused, by 25,000 years ago or earlier. What could
account for the huge time gap between the White Sands site and the
archaeological and genetic evidence showing a migration after 17,000 years ago?
I recognised several people in the audience who had been shocked and sceptical
when the dates had been published a few months prior. ‘"ey just can’t be right,’
an archaeologist told me at the time. "ere are some legitimate concerns about
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the site, which were raised during the question period of the symposium and in
subsequent publications. "ese objections are not, as at other early sites, that the
evidence for humans was ambiguous. "ere could be no question the footprints
were human, and their immediate proximity to mastodons and giant sloths meant
that they were unquestionably Late Pleistocene. Rather, the major concern raised
primarily by geoarchaeologists is about the dating of the Ruppia cirrhosa seeds
found embedded in the footprints.
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The ditch grass seeds from which the team were able to date the excavations
Ruppia (ditch grass) can be influenced by the so-called hard-water effect in which
plants growing in water take up old carbon present in it, making samples appear
hundreds to thousands of years older than they actually are. Sceptical
archaeologists believe that the hard-water effect may be biasing the carbon-14
dates, and that additional dating – ideally of features with other carbon sources –
is needed to confirm the ages of the site.
If this scenario is correct, additional dating from other organic sources (besides
Ruppia seeds) should eventually demonstrate that the geological layers that
contain the footprints date to after the LGM, perhaps to the Clovis period, which
begins around 13,000 years ago.
But during the symposium and in a subsequent publication led by Jeffrey S Pigati
of the US Geological Survey, the archaeologists who excavated White Sands
robustly responded to these concerns. "e hard-water effect was not biasing the
dates, they explained, because the seeds were not from plants growing in water,
but rather on the lakeshore, and because all dates were in good stratigraphic
order. "ere was no possibility that the human footprints postdated the Late
Pleistocene animals’ footprints because in many cases they were in layers
underneath (and therefore geologically older than) animal trackways.
To each objection or concern, they have given a patient and convincing answer.
And yet the debate rages on.
H owever frustrating this debate may be for all participants – and I imagine it
can be very frustrating at times – to me it is an excellent example of the
dynamic process of the scientific method. Claims are advanced, they are robustly
criticised, and additional evidence is brought forward to refute the critiques. Bit
by bit, the field advances in its understanding.
I sincerely hope that the public understands this debate, and indeed the broader
debate about details regarding the peopling of the Americas, in this light.
Unfortunately, because science is all too often taught in school as a collection of
facts, rather than a dynamic process of enquiry, people can be vulnerable to being
misled by opportunists such as Graham Hancock. A self-described investigative
journalist, Hancock has made a career of weaving metaphysical stories about the
past for audiences eager to believe that there is a conspiracy among thousands of
archaeologists, geologists, palaeoclimatologists and geneticists like myself to
suppress the ‘truth’ about the past. In his Netflix series Ancient Apocalypse (2022),
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Hancock fantasises about imaginary ‘alternative’ theories of the past, including
the Americas, telling audiences they can acquire suppressed knowledge without
the tedium of actually engaging with evidence.
But, as we have seen, debate about population history models is a normal part of
the scientific process. Contrary to claims made about us, scientists emphatically
don’t want dogma to stifle the consideration of new ideas. In contrast to
‘alternative historians’, scientists demand a rigorous evaluation of evidence in
considering these ideas.
"ere is certainly robust debate about the peopling of the Americas. White Sands,
along with other pre-LGM sites, provides a good example of how this debate
progresses. For most sceptical archaeologists, the attitude to the claims of the
White Sands findings is not hostility, but a cautious ‘let’s wait and see’. It may be
that, just as the Folsom and Clovis sites showed archaeologists where to look for
evidence of Late Pleistocene humans associated with the remains of extinct
animals, White Sands may show us where to look for even earlier peoples. Or it
may be that additional dates will eventually show us that White Sands is younger
than the LGM.
Outstanding questions
Any palaeogenomics project must contend with these issues, and that often takes
a great deal of time. "e slow nature of the consultation process – building
relationships, respecting ‘no’ from communities who refuse research on their
ancestors, co-designing a project with community partners from those who wish
to do so – is at odds with the fast-paced, intensely competitive research
environment characteristic of palaeogenomics. But if we wish to do research in a
better way, this process cannot be rushed or circumvented in the pursuit of data.
Our limited sampling of ancient genomes may mean that there is still more
genetic variation than accounted for in our models; we may yet have biases in our
estimated dates. In addition, there are puzzling findings that need additional
genetic data to resolve.
One major unsolved mystery that whole genomes revealed is the shared ancestry
between some South American and Australasian populations (from Australia,
Melanesia and southeast Asia). Geneticists refer to this ancestry as from the
‘Ypikuéra population’ or ‘Population Y’. Population Y is seen scattered
inconsistently in genomes throughout the Amazonian and Pacific coastal regions;
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it has been found in South American genomes as early as 10,000 years ago.
What could account for this pattern? It’s one of the biggest mysteries currently in
the field. A trans-Pacific migration from southeast Asia that seems to offer an easy
explanation does not in fact comport with the genetic evidence. Such a migration
would leave a very different pattern of genomic footprints; Population Y ancestry
is too old, too scarce, and too inconsistent to be explained by this model. Instead,
we can trace the Population Y ancestry, tentatively, to East Asia; a 40,000-year-old
individual from Tianyuan Cave in China carries its genetic signature. Most likely
he represents a population no longer present in the region, which gave rise to
both the ancestors of Australasians and Population Y.
So how did Population Y get into the Americas? Given current data, two scenarios
suggest themselves. First, Population Y may have been present in the isolated
group that gave rise to the different branches of the First Peoples during the
LGM. It’s easy to imagine a scenario of a geographically dispersed
metapopulation, consisting of multiple groups living in different refugia across
Beringia, containing some families with this ancestry that simply didn’t get widely
shared due to limited contact. If these different groups entered the Americas
separately after 17,000 years ago, Population Y ancestry may have been limited to
certain descendant populations.
Archaeologists sceptical of White Sands’ early dates are dubious of the second
scenario, and it is admittedly speculative. We need a great deal more data, both
genomic and archaeological, to test it. But, as a field, we are actively engaged in
collecting that data, even as I type these words.
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W e may never know exactly how the White Sands people fit into the
biological history of the Americas. But to members of the Pueblo of
Acoma, near the White Sands site, the identity of these individuals is not at all
mysterious. ‘"ousands and thousands of years ago, our ancestors walked this
place,’ said Kim Charlie, a member of the Pueblo of Acoma, in an interview with
Lizzie Wade for Science magazine in 2021. "eir language even has words for the
extinct megafauna seen at the site. In an example of how the discipline of
archaeology is evolving for the better, the Pueblo of Acoma is actively involved in
the recovery and study of these ancient footprints.
"e addition of more ancient genomes from Indigenous populations across time
and space will provide fascinating details about the lives, choices and movements
of the earliest peoples of the Americas. We already see this occurring, with
recently sequenced genomes from Brazil giving insights into migrations through
South America. I am excited to see what the future reveals about the past. But I
will venture to predict that, whatever my field does reveal, it will ultimately only
affirm what Indigenous peoples already know to be true: they have been here
since time immemorial.