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The Rights of Indigenous Peoples and The Development
The Rights of Indigenous Peoples and The Development
The Rights of Indigenous Peoples and The Development
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Helen Quane*
ABSTRACT
The need for a human rights dimension to the development process is
recognized by a growing number of states and international organizations.
The tendency so far has been to focus on rights in a general sense, although
there is some recognition of the need to consider the rights of indigenous
peoples in a development context. The integration of these rights into
development programs can encounter difficulties partly because of the
uncertainty surrounding the scope of some of the more important rights
claimed by indigenous peoples. The article examines the scope of these
rights under international law and explores some of their potential
implications for the development process. It argues that while some of
these human rights claims are not yet recognized under international law,
the position is continually evolving. It also argues that the increasing
recognition of several rights, especially the right to effective participation,
may help to address the sense of marginalization traditionally experienced
by indigenous peoples from the development process.
I. INTRODUCTION
Human Rights Quarterly 27 (2005) 652–682 © 2005 by The Johns Hopkins University Press
2005 Indigenous Peoples & the Development Process 653
DEVELOPMENT, REALISING HUMAN RIGHTS FOR POOR PEOPLE: STRATEGIES FOR ACHIEVING THE INTERNATIONAL
DEVELOPMENT TARGETS (2000), available at www.dfid.gov.uk/pubs/files/tsphuman.pdf (here-
inafter Human Rights for Poor People). See also Copenhagen Declaration on Social
Development and Programme of Action of the World Summit for Social Development,
adopted 12 Mar. 1995, at Annex I, ¶¶ 28–29, U.N. Doc. A/CONF.166/9 (1995),
available at www.un.org/esa/socdev/wssd/agreements/; UNITED NATIONS DEVELOPMENT
PROGRAMME (UNDP), HUMAN DEVELOPMENT REPORT 2000: HUMAN RIGHTS AND HUMAN DEVELOP-
MENT (2000), available at www.undp.org/hdr2000/english/HDR2000.html.
2. This has been defined within the UN as “a conceptual framework for the process of
human development that is normatively based on international human rights standards
and operationally directed to promoting and protecting human rights.” See United
Nations, Office of the United Nations High Commissioner for Human Rights, Human
Rights in Development: Rights-based Approaches, available at www.unhchr.ch/
development/approaches-04.html.
3. For example, South Africa.
4. There were some notable exceptions, such as when development was recognized as a
human right by the UN General Assembly. See Declaration on the Right to Develop-
ment, G. A. Res. 41/128, U.N. GAOR, 41st Sess., Supp. No. 53, Annex, U.N. Doc. A/
RES/41/128 (1986), available at www.unhchr.ch/html/menu3/b/74.htm.
5. See The World Bank Operational Manual, Operational Policies, Indigenous Peoples
(Draft OP 4.10), available at www.lnweb18.worldbank.org/ESSD/sdvext.nsf/63By
DocName/RevisedDraftOperationalPolicyonIndigenousPeoplesRevisedDraftOP410/
$FILE/Revised+Draft+OP+4.10+12-01-04.pdf; Summary of Consultations with External
Stakeholders regarding the World Bank Draft Indigenous Peoples Policy (Draft OP/BP
4.10), available at www.lnweb18.worldbank.org/ESSD/sdvext.nsf/63ByDocName/
SummaryofExternalConsultation-English/$FILE/SumExtConsult-100802.pdf. (The World
Bank Operational Model is hereinafter referred to as the Draft Indigenous Peoples
Policy.)
654 HUMAN RIGHTS QUARTERLY Vol. 27
Union6 and the Asian Development Bank,7 as well as several donor states,
have adopted policies on indigenous peoples and development programs.8
The UN has also undertaken a range of activities in this area, including
publishing a report in January 2003 on the impact of large-scale develop-
ment projects on the rights and interests of indigenous peoples.9 This trend
could result in a more systematic integration of the rights of indigenous
peoples into development programs. Because indigenous peoples tend to
be among the poorest and most marginalized from the development
process, this could help to protect the identity and interests of these peoples
and alleviate poverty.10
Clearly, good reasons exist for integrating the rights of indigenous
peoples into development programs, but the process could encounter
several problems. These stem from the uncertainty surrounding the scope of
indigenous rights under international law, the collective nature of some of
these rights, and their potential implications not only for development
programs, but also for the territorial integrity and political unity of the state.
Take, for example, the right to self-determination. Self-determination is
central to all the claims of indigenous peoples.11 Indigenous peoples argue
that self-determination is vital to enable them to exercise real control over
their own affairs and to ensure their continued existence as distinct
peoples.12 In the present context, it is important to note that self-determina-
6. See generally Press Release, European Union Council resolution, Indigenous Peoples
within the Framework of the Development Cooperation of the Community and the
Member States, EU Doc. No. 13461/98 (30 Nov. 1998), available at ue.eu.int/ueDocs/
cms_Data/docs/pressData/en/gena/13461.EN8.htm.
7. See generally ASIAN DEVELOPMENT BANK, POLICY ON INDIGENOUS PEOPLES (1998), available at
www.adb.org/Documents/Policies/Indigenous_Peoples/IPPP.pdf.
8. For example, Canada and Finland.
9. Human Rights and Indigenous Issues: Report of the Special Rapporteur on the Situation
of Human Rights and Fundamental Freedoms of Indigenous People, Rodolpho
Stavenhagen, Submitted in Accordance with Commission Resolution 2001/57, U.N.
ESCOR, Comm’n on Hum. Rts., 59th Sess., Agenda Item 15, ¶¶ 6–79, U.N. Doc. E/
CN.4/2003/90 (2003).
10. Human Rights and Indigenous Issues: Report of the Special Rapporteur on the Situation
of Human Rights and Fundamental Freedoms of Indigenous People, Rodolpho
Stavenhagen, Submitted Pursuant to Commission Resolution 2001/65, U.N. ESCOR,
Comm’n on Hum. Rts., 58th Sess., Agenda Item 15, ¶¶ 34–37, U.N. Doc. E/CN.4/
2002/97 (2002).
11. See, e.g., Report of the Working Group Established in Accordance with Commission on
Human Rights Resolution 1995/32, U.N. ESCOR, Comm’n on Hum. Rts., 54th Sess.,
Agenda Item 25, ¶ 24, U.N. Doc. E/CN.4/1998/106 (1997) (hereinafter Working Group
Report 1998/106).
12. See, e.g., Report of the Working Group Established in Accordance with Commission on
Human Rights Resolution 1995/32, U.N. ESCOR, Comm’n on Hum. Rts., 57th Sess.,
Agenda Item 15, ¶¶ 56, 86, U.N. Doc. E/CN.4/2001/85 (2001) (hereinafter Working
Group Report 2001/85); Report of the Working Group Established in Accordance with
2005 Indigenous Peoples & the Development Process 655
been ratified by only a small number of states,14 its impact extends beyond
these states due to its influence on the funding policies of several
development banks. Finally, the article examines the International Covenant
on Civil and Political Rights 1966 (ICCPR)15 because it contains the only
truly universal, legally binding provision on the rights of indigenous
peoples.16
The article examines the rights set out in these instruments in accor-
dance with established international law principles. This means that, as far
as possible, these instruments are interpreted in light of their wording,
context, objective, drafting history, and subsequent state practice.17 The
emphasis throughout this article is on these original sources, rather than on
the academic literature.18 In this way, the article may help to clarify some of
the confusion surrounding these rights. This confusion is evident in the
competing interpretations of indigenous rights advanced by indigenous
peoples and states and is one reason for the current impasse on the Draft
UN Declaration and the delay in adopting the World Bank’s new Draft
Policy on Indigenous Peoples.19
The article begins with a brief examination of the definition of an
“indigenous people.” It then examines the scope of several rights claimed
by indigenous peoples. The emphasis is on rights of particular significance
to indigenous peoples in a development context, namely, the right to self-
determination, the right to participate in public affairs, and the right to enjoy
one’s culture. As previously noted, the right to self-determination underpins
all other claims advanced by indigenous peoples. If they are successful in
claiming this right, it could be used to exert greater control over develop-
ment projects on ancestral lands such as the construction of dams, the
extraction of mineral resources, and the use of traditional plants and
indigenous knowledge for pharmaceutical products. In the present context,
20. Report of the Working Group Established in Accordance with Commission on Human
Rights Resolution 1995/32 of 3 Mar. 1995, U.N. ESCOR, Comm’n on Hum. Rts., 52d
Sess., Agenda Item 3, ¶ 4, U.N. Doc. E/CN.4/1996/84 (1996) (hereinafter Working
Group Report 1996/84); Report of the Working Group Established in Accordance with
Commission on Human Rights Resolution 1995/32, U.N. ESCOR, Comm’n on Hum.
Rts., 53d Sess., Agenda Item 24, ¶ 3, U.N. Doc. E/CN.4/1997/102 (1996) (hereinafter
Working Group Report 1997/102); Working Group Report 1998/106, supra note 11,
¶ 4; Working Group Report 2000/84, supra note 12, ¶ 4; Working Group Report 2001/
85, supra note 12, Annex I; Report of the Working Group Established in Accordance
with Commission on Human Rights Resolution 1995/32, U.N. ESCOR, Comm’n on
Hum. Rts., 59th Sess., Agenda Item 15, ¶ 3, 23 , U.N. Doc. E/CN.4/2003/92 (2003)
(hereinafter Working Group Report 2003/92).
21. Working Group Report 1996/84, supra note 20, ¶ 38; Working Group Report 2000/84,
supra note 12, Annex I; Working Group Report 2001/85, supra note 12, Annex I;
Working Group Report 2003/92, supra note 20, Annex.
658 HUMAN RIGHTS QUARTERLY Vol. 27
individual rights are unacceptable to some states. This explains why some
states prefer to refer to “persons belonging to indigenous peoples” or to
“indigenous populations.” Indigenous peoples, however, are committed to
defining themselves as indigenous peoples.22 Opinion remains divided on
this issue.
Whether one refers to these groups as “indigenous peoples” or “indig-
enous populations,” no universally accepted definition exists. There are
several reasons for this. First, some states argue that the term “indigenous
peoples” applies only to certain regions, notably, former European colonies
in the Americas and Oceania and, therefore, does not apply universally.23
Second, indigenous peoples and many states argue that the “historical and
ethnic complexity involved” would make it impossible to devise a definition
that would cover all appropriate situations and, consequently, a universal
definition could be inflexible and exclusionary.24 In the absence of a
universally accepted definition, some states argue that the matter should be
decided at the national level.25 In contrast, indigenous peoples and several
states support the principle of self-identification whereby it is left to the
group itself to decide whether or not it is indigenous.26 This is opposed by
other states because of the alleged lack of objectivity inherent in such an
approach27 or because it could allow a wide range of groups to claim
certain rights and benefits on the basis of defining themselves as indig-
enous.28 The issue remains unresolved at least for the purposes of the Draft
UN Declaration.
The principle of self-identification has been recognized in ILO Conven-
tion 169.29 The Convention applies to “indigenous peoples” although,
significantly, the use of this term is said to be without any implications for
any rights that might attach to that term under international law.30 It also
applies to “tribal peoples,” which helps to ensure that the Convention
applies as widely as possible, including to those states that claim that
indigenous peoples exist only in former European colonies. The Convention
22. Working Group Report 2001/85, supra note 12, Annex II.
23. Working Group Report 1996/84, supra note 20, ¶¶ 27–28; Working Group Report
1998/106, supra note 11, ¶ 37.
24. Working Group Report 1996/84, supra note 20, ¶ 29.
25. Id.
26. Id. ¶¶ 29, 67; Working Group Report 1997/102, supra note 20, ¶¶ 228, 136, 138.
27. Working Group Report 1996/84, supra note 20, ¶ 27.
28. Draft Report: Articles 7, 8, and 11 [of the Draft Declaration on the Rights of Indigenous
Peoples} , U.N. ESCOR, Comm’n on Hum. Rts., ¶ 14, U.N. Doc. E/CN.4/2002/WG.15/
CRP.8 (2002) (hereinafter Draft Declaration).
29. Convention Concerning Indigenous and Tribal Peoples in Independent Countries (ILO
No. 169), adopted 27 June 1989, art. 1(2), 28 I.L.M. 1077 (entered into force 5 Sept.
1991), reprinted in IAN BROWNLIE, BASIC DOCUMENTS IN HUMAN RIGHTS 303 (3d ed. 1992)
(hereinafter ILO Convention 169).
30. Id. art. 1(3).
2005 Indigenous Peoples & the Development Process 659
1661 (1993); Legal Consequences for States of the Continued Presence of South Africa
in Namibia (South West Africa) notwithstanding Security Council Resolution 276
(1970), Advisory Opinion, 1971 I.C.J. (June 21), ¶ 52, available at www.icj-cij.org/
icjwww/idecisions/isummaries/inamsummary710621.htm.
35. ICCPR, supra note 15, art. 1.
36. For example, the attempted secession of Katanga from the newly independent Congo
from 1960–1963.
37. For a more detailed discussion of these instruments, see Helen Quane, The UN and the
Evolving Right to Self-Determination, 47 INT’L & COMP. L. Q. 537, 537–48, 558–62
(1998).
2005 Indigenous Peoples & the Development Process 661
odds with a growing body of opinion in the academic literature that suggests
that groups within states have a right to internal, and possibly external, self-
determination. Arguably, this cautious approach can be defended, espe-
cially if one examines the literature in light of the relevant state practice.
The importance of state practice cannot be underestimated, even in this age
of globalization, because it remains the only means by which new rules of
customary international law can be created.
In recent years, some of the leading authorities in the field have argued
that groups within states can invoke the right to self-determination.38 While
they accept that self-determination does not entail independence outside
the colonial context, some admit the possibility that these groups may have
a right to independence if they are subject to gross oppression by the state.39
For the most part, they argue that self-determination for these groups
encompasses a range of options within the territory of the state, such as
effective participation in public life or having one’s identity reflected in
political institutions. Arguably, this context-dependent concept of self-
determination is problematic for several reasons.
First, this concept of self-determination suggests either that all peoples
do not have an equal right to self-determination or that the right can be
subject to restrictions. The first proposition is difficult to reconcile with the
principle of “equal rights and self-determination of peoples” set out in the
UN Charter.40 The second is less controversial but also problematic. Once a
right to self-determination is recognized for groups within states, these
groups may be reluctant to accept limits on this right. In any event, one
would have to clarify the nature and basis of any limitations on the right to
self-determination given the absence of any reference to limitations on the
right in the relevant international instruments. This would be particularly
relevant in a development context in which competing self-determination
claims could be advanced, for example, to instigate or block the building of
a hydroelectric dam on lands owned or traditionally occupied by indig-
enous peoples.
A second, and more fundamental, difficulty with a context-dependent
38. See, e.g., ANTONIO CASSESE, SELF-DETERMINATION OF PEOPLES: A LEGAL REAPPRAISAL, 108–33 (1995);
James Crawford, The Right of Self-Determination in International Law: Its Development
and Future, in PEOPLES’ RIGHTS 7, 57, 64–65 (Philip Alston ed., 2001); Thomas M. Franck
et al., Expert Opinion prepared in 1992 by T.M. Franck, R. Higgins, A. Pellet, M.N.
Shaw and C. Tomuschat, “The Territorial Integrity of Québec in the Event of the
Attainment of Sovereignty,” reproduced in ANNE F. BAYEFSKY, SELF-DETERMINATION IN
INTERNATIONAL LAW: QUEBEC AND LESSONS LEARNED 241, 277–81(2000).
39. See, e.g., Crawford, supra note 38, at 57; Thomas M. Franck: Opinion Directed at
Question 2 of the Reference, reproduced in BAYEFSKY, supra note 38, at 75, 79; Alain
Pellet, Legal Opinion on Certain Questions of International Law Raised by the
Reference, in BAYEFSKY, supra note 38, at 85, 120–21.
40. UN Charter, supra note 34, arts. 1(2), 55.
662 HUMAN RIGHTS QUARTERLY Vol. 27
41. See, e.g., YASH GHAI, PUBLIC PARTICIPATION AND MINORITIES 9 (2001).
42. See Philip Alston, Peoples’ Rights: Their Rise and Fall, in PEOPLES’ RIGHTS, supra note 38,
at 272–73; Helen Quane, A Right to Self-Determination for the Kosovo Albanians?, 13
LEIDEN J.INT’L L. 219 (2000).
43. See, e.g., Report of the CSCE Meeting of Experts on National Minorities, Geneva 1991,
Conference for Security and Cooperation in Europe, 6–7 (1–19 July 1991), available at
www.osce.org/docs/english/1973-1990/other_experts/gene91e.htm; Document of the
Copenhagen Meeting of the Conference on the Human Dimension of the CSCE,
Conference for Security and Cooperation in Europe, ¶ 35 (5–29 June 1990), available
at www.osce.org/docs/english/1990-1999/hd/cope90e.htm.
44. This is evident from the state reports submitted under the ICCPR, supra note 15; see also
Helen Quane, Rights-Based Approaches to Inter-Communal Conflict: An analysis of the
International Community’s Approach using Northern Ireland as a Case-Study, 180–81
(2002) (unpublished Ph.D. Thesis, University of London) (on file with author).
45. Quane, supra note 44 at 180–81, 233–36.
2005 Indigenous Peoples & the Development Process 663
46. Technical Review of the United Nations Draft Declaration on the Rights of Indigenous
Peoples, U.N. ESCOR, Comm’n on Hum. Rts., Subcomm’n on Prev. of Discrim. & Prot.
of Min., 46th Sess., Agenda Item 15, 2, U.N. Doc. E/CN.4/Sub.2/1994/2/Add.1 (1994).
47. Id.
48. Working Group Report 2000/84, supra note 12, ¶ 49.
49. Working Group Report 2003/92, supra note 20, ¶ 22.
50. Working Group Report 1996/84, supra note 20, ¶¶ 45–46; Working Group Report
1997/102, supra note 20, ¶¶ 45, 312, 314, 317, 318, 320, 330, 332, 336; Working
Group Report 1998/106, supra note 11, ¶ 44; Working Group Report 2000/84, supra
note 12, ¶¶ 50, 53, 56, 61, 63, 64, 67, 70, 73, 74, 78, 80, 81; Working Group Report
2001/85, supra note 12, ¶¶ 62, 64, 69, 70, 76, 82, 83, 85, 90, 92, 109.
51. Some states accept that if they commit gross violations of human rights or fail to
represent indigenous peoples, then indigenous peoples do not have to respect the
territorial integrity of the state and can secede. In these circumstances, indigenous
peoples would have a right to external self-determination. See Working Group Report
2003/92, supra note 20, Annex.
52. Working Group Report 1996/84, supra note 20, ¶ 47; Working Group Report 1998/
106, supra note 11, ¶ 44; Working Group Report 2000/84, supra note 12, ¶ 43;
Working Group Report 2001/85, supra note 12, ¶ 71; Working Group Report 2003/92,
supra note 20, ¶ 24.
664 HUMAN RIGHTS QUARTERLY Vol. 27
position that it could not accept Article 3 because it implied a right to independence to
its current position that Article 3 needs to be more precise. See generally Working
Group Report 2003/92, supra note 20, ¶ 22.
63. Working Group Report 1996/84, supra note 20, ¶¶ 43–44; Working Group Report
1998/106, supra note 11, ¶ 44; Working Group Report 2000/84, supra note 12, ¶¶ 49,
53, 81. See also recent references by the UN Human Rights Committee to self-
determination of indigenous peoples although one has to be cautious in attaching too
much legal significance to these comments. Elizabeth Evatt, Realising Human Rights:
Utilising UN Mechanisms, in INDIGENOUS HUMAN RIGHTS, supra note 18, at 181, 191–93;
Benedict Kingsbury, Reconstructing Self-Determination: A Relational Approach, in
OPERATIONALIZING THE RIGHT OF INDIGENOUS PEOPLES TO SELF-DETERMINATION, supra note 18, at 19,
31–33.
64. Working Group Report 2000/84, supra note 12, ¶¶ 53, 81; Working Group Report
2001/85, supra note 12, ¶¶ 82, 83.
65. Id. ¶ 90.
66. Supra note 58, and accompanying text.
666 HUMAN RIGHTS QUARTERLY Vol. 27
71. These factors are based on the approach commonly adopted in international human
rights instruments when faced with a conflict between competing rights and interests.
72. See, e.g., Human Rights for Poor People, supra note 1.
73. See ICCPR, supra note 15. Article 25 provides that
Every citizen shall have the right and the opportunity, without any of the distinctions mentioned in
article 2 and without unreasonable restrictions:
a. To take part in the conduct of public affairs, directly or through freely chosen representatives;
b. To vote and to be elected at genuine periodic elections which shall be by universal and
equal suffrage and shall be held by secret ballot, guaranteeing the free expression of the will
of the electors;
c. To have access, on general terms of equality, to public service in his country.
668 HUMAN RIGHTS QUARTERLY Vol. 27
82. See ILO Convention 169, supra note 29, arts. 2, 6, 7, 15, 16, 17.
83. Id. art. 6(1).
84. See Kristen Myntti, The Rights of Indigenous Peoples to Self-Determination and Effective
Participation, in OPERATIONALIZING THE RIGHT OF INDIGENOUS PEOPLES TO SELF-DETERMINATION, supra
note 18, at 85, 120.
85. ILO Convention 169, supra note 29, art. 7(1).
86. Id.
87. Id. art. 7(3).
88. Discussed in Kingsbury, supra note 18, at 439.
670 HUMAN RIGHTS QUARTERLY Vol. 27
these provisions, casting doubt on whether they will be adopted in the near
future. However, what emerges from the relevant discussions is a general
consensus among states and indigenous peoples on the need to ensure more
effective participation by indigenous peoples in the formulation of policies
and development projects that affect them.
In summary, indigenous peoples have a right to participate in public
affairs. This is the minimum requirement, which, as currently interpreted
within the framework of the ICCPR, will have very little impact on
development projects. However, there seems to be a growing consensus
that where development projects affect indigenous peoples, they should be
able to participate in the formulation of these projects. In ILO Convention
169, this is recognized as a legal right and can be used to challenge
development projects that fail to respect this right. Nevertheless, the drafting
of the right suggests that states retain some discretion regarding the nature
and extent of this participation. Arguably, once indigenous peoples have an
opportunity to participate in the formulation of development projects that
affect them, the requirements of the Convention will be met. This can be
contrasted with the Draft UN Declaration, which recognizes that indig-
enous peoples have a right not only to be consulted about development
projects that may affect them but also to veto these projects when they affect
their land and resources.
It is questionable whether these provisions will be adopted in their
current form. Instead, it seems more likely that states will want to redraft the
relevant provisions so that they continue to reflect the underlying principle
of effective participation but also ensure some flexibility in how this
principle is implemented at the national level. Nevertheless, the provisions
will still embody the need for indigenous peoples to participate, in some
form or another, in development projects that affect them. Admittedly, it is
unclear when, if ever, the Draft Declaration will be adopted, but the
Declaration is still significant in highlighting the growing international
consensus that indigenous peoples should participate in development
projects that may affect them and should no longer be marginalized from
the development process. Even though the Draft Declaration does not
impose any legal obligations on decision-makers in this area, it can be used
to render them politically accountable for any failure to ensure the
participation of indigenous peoples in relevant development projects.
recognized in the ICCPR Article 27. Although this Article refers to persons
belonging to ethnic, religious, and linguistic minorities, it also applies to
persons belonging to indigenous peoples. The Article provides that these
persons “shall not be denied” the right, in community with other members
of their group, to enjoy their own culture.
The negative formulation of the right and the drafting history102 suggest
that the Article originally emphasized the freedom of individuals to enjoy
their own culture, rather than the adoption of positive measures by the state
to facilitate the effective enjoyment of this right. However, a survey of state
reports on how they comply with this Article suggests some movement in
this area. At least a third of all states refer to adopting positive measures to
protect minority identity.103 Some reports tend to distinguish between
minorities and indigenous peoples.104 With regards to the latter, the
tendency is to adopt more extensive measures to protect cultural identity,
such as granting land rights to indigenous peoples,105 protecting indigenous
land and sacred sites,106 and granting self-government or cultural autonomy
to indigenous peoples.107 Some states have also recognized indigenous
115. Report of the Human Rights Committee to the General Assembly: Communication No.
167/1984, adopted 26 Mar. 1990, U.N. GAOR, 45th Sess., Annex IX, at 1, 27, U.N.
Doc. A/45/40, Vol. II (1989) (hereinafter Communication No. 167/1984).
116. See, for example, the position of the Maasi in Tanzania, described in ROGER PLANT, LAND
RIGHTS AND MINORITIES 27 (1994).
117. See Communication No. 197/1985, supra note 114, at 11, 12. See also the individual
opinion of Nisuke Ando in Communication No. 167/1984, supra note 115, at 28, to the
effect that the right to enjoy one’s culture should not be understood to imply that a
traditional way of life must be preserved at all costs.
2005 Indigenous Peoples & the Development Process 675
practice their cultural, spiritual, and religious traditions. The Draft Declaration
recognizes the relationship between indigenous identity and land,128 which
undoubtedly influences its provisions on land and natural resources. These
provisions recognize the right of indigenous peoples to own, develop,
control, and use lands and territories they traditionally owned, occupied, or
used.129 Where their lands, territories, and natural resources have been
confiscated, occupied, used, or damaged without their free and informed
consent, indigenous peoples have the right to restitution. Where this is not
possible, they have the right to compensation in the form of lands,
territories, and resources equal in size, quality, and legal status.130
To date, no agreement has been reached on these provisions. Some
states broadly support the provisions’ objectives.131 However, most have
expressed reservations about the way in which these provisions are
currently drafted.132 Several states have argued that ultimate control over
land must lie with the government and that land rights have to be
considered within the framework of national laws133 and policies on
strategic resources, nature conservation, and state security.134 Some are
concerned about the scope of certain provisions, notably, the right of
indigenous peoples to own lands “which they have traditionally owned or
otherwise occupied or used.”135 Indigenous peoples have explained that this
term is used to avoid the technical objection put forth by some states that
indigenous peoples do not have proper title to their lands and, therefore,
have no land rights.136 Nevertheless, some states are unwilling to accept the
provision in its current form,137 while others argue for greater flexibility to
allow for national solutions to land ownership. There are also concerns
about the rights of third parties, particularly the right to access certain sites
and to own land and cultural, intellectual, religious, and spiritual prop-
erty.138 Several states are also concerned about the references to “compen-
sation” and “restitution,” especially whether they apply retrospectively.139
Indigenous peoples, for their part, have stressed the “critical impor-
tance” of the land provisions for their survival because of the profound
spiritual, cultural, and economic relationship indigenous peoples have with
their land.140 Indigenous peoples have referenced land taken away “through
development initiatives, such as resettlement schemes, the creation of
national parks, and the reallocation of land to developers.”141 They argue
that without explicit recognition of their land rights, indigenous peoples will
remain vulnerable to more powerful economic forces.142 Several proposals
have been made to redraft the relevant provisions,143 but no agreement has
yet been reached.
Discussions to date suggest that states and indigenous peoples agree on
the need to recognize the special relationship indigenous peoples have with
their land. They also agree on the need to recognize the rights of indigenous
peoples over their land and resources. Where indigenous peoples and states
differ is on the extent of that recognition. Indigenous peoples want fairly
unqualified, international recognition for their rights to their land and
resources. States are reluctant to grant this recognition as they want to retain
some flexibility in the implementation of these provisions. This would
enable the state to retain some control over these lands and resources and
allow it to utilize them in the national interest. Given the position of states
on these provisions and the financial interests at stake, it is questionable
whether these provisions will be adopted in their current form. Instead, one
would expect them to be redrafted in a similar fashion to the relevant
provisions of ILO Convention 169, which allow some discretion to be left to
the state. If this happens, indigenous peoples will not be able to use the
provisions to veto development projects affecting their land and resources.
Notwithstanding this, discussions so far suggest that indigenous peoples will
have to be involved in any development projects affecting their lands and
resources. This should ensure that indigenous peoples are not marginalized
from these projects to the same extent as they have been in the past.
138. Working Group Report 1996/84, supra note 20, ¶ 72; Working Group Report 1997/
102, supra note 20, ¶¶ 68, 75; Working Group Report 2001/85, supra note 12, ¶ 145;
Working Group Report 2003/92, supra note 20, ¶¶ 29, 31.
139. Working Group Report 2001/85, supra note 12, ¶¶ 145, 147; Working Group Report
2003/92, supra note 20, ¶ 29.
140. Working Group Report 1996/84, supra note 20, ¶ 84; Working Group Report 1997/
102, supra note 20, ¶¶ 255, 260–61, 269; Working Group Report 2000/84, supra note
12, ¶¶ 89, 91.
141. Working Group Report 2001/85, supra note 12, ¶ 111.
142. Working Group Report 1996/84, supra note 20, ¶ 84.
143. Working Group Report 2003/92, supra note 20, at Annex.
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The discussion so far has focused on the scope of several rights claimed by
indigenous peoples and how these rights could affect the development
process in general terms. It is clear from this discussion that these rights
impose certain obligations concerning a state’s treatment of indigenous
peoples within its own territory. The question arises whether these rights
impose any obligations on donor states or international financial institutions.
The international instruments vary in their approach to this question.
The ICCPR, for example, only imposes obligations on the states in which
indigenous peoples reside.144 ILO Convention 169 adopts a similar ap-
proach. Even though these instruments are not legally binding on donor
states or international financial institutions, they may still influence their
development programs and policies. ILO Convention 169 provides a good
illustration of this. The Asian Development Bank (ADB), in its 1991
guidelines for social analysis of development projects, recognized its
responsibility for ensuring that its activities did not violate human rights and
accepted the standards established by the appropriate international bodies,
“with particular reference to the ILO Convention No. 169.”145 The Inter-
American Development Bank and the World Bank adopt a similar ap-
proach.146 This suggests that the Convention may influence the development
policies of international financial institutions. It has also been suggested that
the Convention may have an influence beyond the ratifying states to other
states, by becoming incorporated into the official policies of these
institutions.147
The Draft UN Declaration seems to impose some obligations on donor
states. It provides that indigenous peoples have the right to have access to
adequate financial and technical assistance “from States and through
international cooperation” to enjoy the rights set out in the declaration.148
This provision is controversial because some states say that: (1) international
law does not impose any obligation on states to provide financial support
for indigenous development, and (2) indigenous peoples cannot bypass the
relevant national bodies in obtaining international assistance.149 At most,
states seem to be willing to accept a provision that would “encourage”
However, the World Bank’s new Draft Policy on Indigenous Peoples has
met with some opposition from indigenous peoples due to (1) the way in
which consultations on the Draft Policy have been carried out and (2) the
belief that it does not adequately reflect indigenous rights under interna-
tional law, especially indigenous peoples’ collective rights to their lands and
territories, to prior, free, and informed consent to development projects on
their lands, and the right to self-identification.157 Some of the difficulties in
this area stem from conflicting interpretations of indigenous rights under
international law and highlight the need for all concerned to clarify the
scope of these rights. Notwithstanding these concerns, indigenous peoples
have welcomed the dialogue with the World Bank on its Draft Policy and it
is interesting to note that, since 2000, the Bank has collaborated with the
working party on the Draft UN Declaration. In contrast, the IMF resolutely
refuses to address human rights issues.158 Consequently, it is doubtful
whether the Draft UN Declaration will have much of an impact on the IMF’s
activities in the development sphere.
V. CONCLUSION
157. See Indigenous Peoples and the World Bank, supra note 19, at ¶ 4.
158. See Sérgio Pereira Leite, The International Monetary Fund and Human Rights, LE MONDE,
4 Sept. 2001, available at www.imf.org/external/np/vc/2001/090401.htm; Anne Orford,
“Globalization” and the Right to Development, in PEOPLES’ RIGHTS, supra note 38, at 127,
157.
2005 Indigenous Peoples & the Development Process 681
law is created by states, and their consent is required before any new rights
are recognized under international law.
These realities, however, should not detract from important develop-
ments currently taking place in this area of law. It is clear that there is a
growing international consensus about the need for more extensive rights
for indigenous peoples. While this consensus might not yet reach the level
required for the formation of new rules of international law, it can be used
to render states politically accountable for failing to comply with it. At
present, there is a real need for all concerned to clarify the scope of the
rights of indigenous peoples under international law. Adhering to overbroad
or overrestrictive interpretations of these rights can only inhibit progress,
particularly in terms of discussions about the potential impact of these rights
on the development process. This much is evident from the current impasse
on the Draft UN Declaration and on the World Bank’s Draft Policy on
Indigenous Peoples.
On the basis of the present examination of key international instru-
ments, it is possible to make some general observations about the potential
impact of the rights of indigenous peoples on the development process. The
first relates to the extent to which states must formulate and implement
development policy in order to protect and promote the rights of indigenous
peoples. The present review reveals that there are some legal constraints on
states’ freedom of action in this respect. For example, under ILO Convention
169 and, in certain circumstances, ICCPR Article 27, the state must adopt
some positive measures to protect the land and resources of indigenous
peoples. The second observation relates to the extent to which states must
refrain from adopting development policies that have a negative impact on
the rights of indigenous peoples. There are considerably more legal
constraints on the states’ freedom of action in this area. Depending on the
circumstances of the particular case, the rights of indigenous peoples may
be used to block certain development policies such as logging or mineral
extraction on lands associated with a traditional way of life. Ultimately, the
outcome seems to depend on the rights in question, the extent to which the
development policy interferes with those rights, and whether the state can
provide objective and reasonable justification for the policy.
A third observation relates to the manner in which states formulate and
implement development policy. Arguably, it is in this area that the rights of
indigenous peoples will have the greatest impact on the development
process. It is clear from the current review that there is a growing
international consensus on the need for indigenous peoples to participate in
the formulation and implementation of development projects that may
affect them. At present, a legal right to participate in these projects applies
only in some cases, notably, in which the state is party to ILO Convention
169 or in which the circumstances of the case require it under Article 27
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