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Analysis of Energy Efficiency Improvement of High
Analysis of Energy Efficiency Improvement of High
Shih-Cheng Hu1 , Tee Lin1 , Ben-Ran Fu2, *,† , Cheng-Kung Chang1 and I-Yun Cheng1
1
Department of Energy and Refrigerating Air-Conditioning Engineering, National Taipei
University of Technology, 1, Sec. 3, Zhongxiao E. Rd., Taipei 10608 Taiwan; 2 Department of
Mechanical Engineering, Ming Chi University of Technology, 84 Gungjuan Rd., Taishan
Dist., New Taipei City 24301, Taiwan
............................................................................................................................................
Keywords: high-tech cleanroom; energy consumption and saving; make-up air unit (MAU); chiller system
Corresponding author.
brfu@mx.nthu.edu.tw or
brfu@mail.mcut.edu.tw Received 29 September 2018; revised 24 May 2019; editorial decision 19 June 2019; accepted 19 June 2019
................................................................................................................................................................................
1 INTRODUCTION accomplishing this is difficult for many fabs due to the lack of
a monitoring system. Table 1 summarizes the SEMI ECFs estab-
High-tech fabrication plants (generally called fabs) used for the lished based on a specific fab with a cleanroom area of 4400 m2 and
production of the semiconductor or thin-film-transistor liquid- a monthly use of 10 000 pieces of 200-mm wafers. Although these
crystal display (TFT-LCD) are energy-intensive and technology- ECFs may be unsuitable for other fabs with different conditions,
intensive industries [1]. It is necessary to explore the energy they can serve as a reference. Furthermore, SEMI S23-0813 did
consumption in detail to examine the energy-saving opportuni- not provide any suggestion on modifying the conversion factor
ties in a high-tech fab. Semiconductor Equipment and Materials for different operating conditions of the fab. Generally, high-tech
International (SEMI) issued guidelines (termed as SEMI S23) for fabs are significantly different from commercial buildings. A fab
energy, electricity and production conservation for semiconduc- requires a significant amount of external air, and the arrangements
tor facility systems. The latest version of these guidelines is called for the external and circulating air are often treated separately.
SEMI S23-0813, which provides the energy conversion factors The energy analysis software for commercial buildings is typically
(ECFs) for all important utilities [2]. The SEMI ECFs can be used designed to handle air-conditioning systems for the external air
to estimate the overall energy consumption of the utilities and mixed with return air through a centralized system and excludes
could be good indicators for the process designer to modify their the electricity consumption of facilities such as process cooling
recipes to reduce the energy use in fabs. It is necessary to measure water (PCW), compressed (or clean) dry air (CDA), nitrogen,
operating conditions of facilities to acquire real ECFs. However, vacuum and exhaust systems in the fabs.
1. Exhaust kWh/m 3
0.0037 Exhaust pressure = 2 kPa
2. Vacuum kWh/m3 0.060 Vacuum pressure = 5.88 kPa
3. Clean dry air (CDA) kWh/m3 0.147a
4. High pressure CDA (for 827–1034 kPa, gauge) kWh/m3 0.175a
5. Water cooled by refrigeration (for T = 5◦ C) kWh/m3 1.56 Supply pressure = 490 kPa. For other T, ECF = 0.258 ×
T + 0.273
6. Water cooled by cooling tower kWh/m3 0.260 Supply pressure = 490 kPa
7. UPWb or DIWb (for temperature <25◦ C) kWh/m3 9.0 Supply pressure = 196 kPa
8. Hot UPW or DIW (for temperature >85◦ C) kWh/m3 92.2 No suggested ECF for the temperature of 25–85◦ C
9. Heat load:
Heat removal via air kWh/m3 ◦ C 3.24 × 10−4 This conversion factor accounts for the energy that may be
Heat removal via water kWh/m3 ◦ C 1.16 used to operate the cleanroom air conditioning
On the basis of the equivalent volume at the pressure of 101 kPa and temperature of 20◦ C.
UPW: ultra-pure water; DIW: de-ionized water.
2 LITERATURE REVIEW ON ENERGY opportunities. Recently, several review articles have focused on
EMS or energy-saving technologies and applications [9–11]. For
CONSUMPTION ANALYSIS example, Saidur et al. [9] examined the detailed energy consump-
Wang et al. [3] conducted a case study on the energy conservation tion of a compressed air (CA) system that consumed ∼10% of
performance of a TFT-LCD manufacturing fab. They reported the total industrial energy use in a few countries. Evidently, a
that the energy consumption of process tools accounted for 41.6% CA or CDA system is also another important facility in the fabs.
of the total energy consumption in the studied TFT-LCD fab, The literature review performed by Saidur et al. [9] indicated that
which was very close to that of semiconductor manufacturing fabs the overall energy efficiency of a CA system was only 10–20%
[4]. Additionally, the findings indicated that a CDA system con- and the major energy loss was attributed to the heat dissipation
sumed the largest portion (19.8%) of the energy among all facility and air leakage during the process. They further revealed that the
systems studied. Based on the measured data on energy consump- energy savings of a CA system could be achieved using a high-
tion, Wang et al. [3] further proposed a baseline correlation for efficiency motor or through a variable speed drive in the motor.
the total energy consumption of a TFT-LCD fab as a function of The study also recommended leakage reduction and waste heat
the wet-bulb temperature and monthly average production yield. reuse by a recuperator to improve the overall energy efficiency of
Furthermore, they also discussed several energy-saving strategies a CA system.
that could reduce the total energy consumption by 2.4% consider- Given rigorous limitations of the environmental temperature
ing the process tools or facility systems. They also demonstrated and humidity, the maintenance of a cleanroom is one of the most
that the improvements in energy efficiency, such as pipe leak- important tasks for subsystems, which also consumes a signif-
age prevention, heat loss reduction and exhaust heat recovery, icant portion of the energy. Humidity in large-scale high-tech
constituted the most efficient energy-saving methods. Yan and cleanrooms is generally controlled by a make-up air unit (MAU)
Chien [5] presented an integrated analysis of energy consumption system consisting of a fan, two-stage cooling coils, a heating coil
and energy efficiency with economic contributions for high-tech (or heater), filters and a humidifier. The designed humidity ratio
industries in Taiwan’s science parks. They proposed an energy- in the fabs is much lower than that in heating, ventilation and
efficiency economy index to evaluate the energy consumption of air conditioning (HVAC) systems used in commercial buildings.
the studied science parks. Their results demonstrated that given The temperature of the chilled water for the cooling coil inside
the same economic contributions, the high-tech industries in the an MAU system is typically 5–7◦ C. The low temperature of the
science parks consumed less energy (also yielding lower CO2 supplied water reduces the efficiency of the chiller. Chua et al.
emissions) when compared to others. [12] reviewed technologies and strategies, such as novel cooling
In addition to the detailed information on energy consumption, devices, innovative system designs and integration and opera-
energy management systems (EMS) or analysis tools were exten- tional management and control, to enhance the efficiency of an
sively developed for various applications or industries [6–8]. For air-conditioning system. Kircher et al. [13] reported the model-
example, Wei et al. [7] used the concept of Internet-of-things to ing and simulation of the energy consumption of a cleanroom.
develop EMS for industrial facilities. Their EMS concept provided In their study, four different approaches were further simulated
immediate interconnectivity and interoperability between devices to assess the energy-saving potentials for the cleanroom. Their
and facilities, which could enable locating possible energy-saving results showed that implementing a heat recovery system for
exhaust air may be the most efficient way of reducing the energy software [fab energy simulation (FES)] for high-tech fabs. The
consumption (resulting in an 11.4% energy reduction). FES developed in the present study featured more detailed char-
Hu and Tsao [14] investigated the effect of the layout of an acteristics compared to existing simulation tools, such as higher
HVAC system on the energy efficiency for a typical 200-mm suitability for HVAC systems, automatic coil controls and several
wafer fab. Their results indicated that a MAU combined with a arrangements of components in an MAU system, which were
fan-filter unit (FFU) system corresponded to the optimal energy much closer to the practical application. The results of the FES
consumption performance. They also found that the energy use of were validated using the annual operating data of a Taiwanese
an air recirculation unit (RCU) system was considerably higher semiconductor manufacturing fab and furthercompared with the
than that in the best-case scenario. They further demonstrated calculated results of a commercial tool ‘CleanCalc II’ [18]. Clean-
that the energy consumption of the RCU system could be reduced Calc II was also used to analyze the fab’s energy consumption.
by 50% by mixing certain portions of the return air with the Most importantly, the major objectives of this study involved
make-up air. Generally, an MAU system provides external air, employing the developed FES tool to assess the fab’s energy con-
which is then mixed with recirculated air from the cleanroom. sumption under different operating conditions to explore possible
unit: kW) is equal to heat removal (qre , unit: kW) the energy use of the process tools is only the electricity, of which
the ECF is considered to be 1.0, as depicted in Table 1 [2].
qgen = qre . (1)
The heat could be generated from the lighting system, FFU 5 RESULTS AND DISCUSSION
system fans, process tools and employees, while the heat removal
could be performed through the exhaust systems, PCW, MAU 5.1 Validation
and DCC.With respect to the cooling or heating coil in the MAU Measured data from a semiconductor manufacturing fab (in
system, the heat transfer rate (qcoil , unit: kW) can be calculated as Hsinchu, Taiwan) were used to validate the FES results in the
follows: present study. With respect to this studied fab, the total floor
area corresponded to 13 812 m2 (with a height of 3.5 m for each
qcoil = V̇MAU ρair Cp,a (Tout − Tin ) , (2) floor) with ∼150 workers under normal operating conditions.
where V̇MAU denotes volume flow rate (unit: m3 /s) of the external The temperature and RH in the cleanroom of the fab were
air in the MAU system, ρair denotes air density (unit: kg/m3 ), Cp,a 23◦ C and 45%, respectively, whereas the lighting intensity was
denotes the heat capacity of air (unit: kJ/(kg. K)) and T out and 0.0119 kW/m2 and the cooling load of each worker was estimated
T in denote the air temperature (unit: ◦ C) at the coil outlet and as 0.16 kW. The usage amounts of the FFU and the MAU system
inlet, respectively. Additionally, the water mass flow rate require- in the fab were 5300 and 6 sets, respectively. The sequential
ment (mw , unit: kg/s) for the humidifier in the MAU system was arrangement of the MAU components for the fab is as follows:
obtained based on the difference of the humidity ratio (w, unit: fan, pre-heating coil, pre-cooling coil, humidifier (using an air
none) of the air between the outlet and inlet of the humidifier, washer), cooling coil and re-heating coil (from the inlet to the
outlet). The RH at the exit of the cooling coil was 100%, and the
mw = V̇MAU ρair (wout − win ) . (3) dry-bulb temperature of the supply air from the MAU system
was 14◦ C. Additionally, the pump head of the air washer was
93.8 m, the designed flow rate of water was 200 l/min and the
The energy consumption (W E , unit: kWh) of the materials and
pump efficiency was 65%.
facilities (except for the HVAC system) for the fabs is estimated
Figure 3 shows the detailed distribution of the energy con-
using the following equation:
sumption for the studied fab with an annual electricity con-
sumption of 150 GWh in 2013. The measured data indicated
WE = V̇run × trun + V̇idle × tidle × ECF, (4) three major energy consumers in the fab—the process tool, water
chiller and CDA. In contrast, systems such as the water pump,
where V̇run and V̇idle (or t run and t idle ) denote the flow rates vacuum or lighting consumed less than 1% of the total energy
(unit: m3 /s) (or the occupied proportion of the time, unit: s) consumed by the fab. Additionally, the studied fab did not indi-
during operating and idle conditions, respectively. Furthermore, cate any energy-usage information regarding nitrogen, because
nitrogen was not produced on site (it was supplied by a gas Table 2. Results of the energy use of the FES and measurement.
manufacturer). However, it should be noted that the energy con-
Component or system FES calculation Measurement Deviation (%)
sumption in local nitrogen production could account for a large (GWh) (GWh)
proportion (6.6%) of the total energy consumption in the fab
[4]. It is also interesting to note that the proportion of energy Process tool 81.7 81.5 0.19
Water chiller 33.9 35.1 −3.57
consumption of the process tools was significantly greater than CDA (including high 9.83 9.80 0.23
that reported by Hu and Chuah [4]. Thus, the energy consump- pressure)
tion of the fab subsystems accounted for a smaller proportion UPW 8.47 8.45 0.27
of the total energy consumption than that reported by Hu and PCW 4.04 4.03 0.26
Chuah [4]. These results could be attributed to the complicated Exhaust 3.52 3.51 0.34
FFU 2.93 2.91 0.39
formula involved in state-of-the-art products (given considerable Humidifier and fans of 1.85 1.92 −3.51
advances in electronic devices) as well as energy-saving imple- MAU and RCU
mentations (or performance enhancements) in the facility sys- Lighting 1.44 1.44 0.27
tems, particularly for chiller systems in the past decade. According Vacuum 0.70 0.71 −1.33
to the measured data, the ECFs of the exhaust (excluding MAU Water pump 0.073 0.073 0
Annual energy use 148 150 −0.73
system), MAU, PCW, UPW, vacuum and CDA systems for the
studied fab corresponded to 0.000723, 0.0028, 0.383, 8, 0.04 and
0.171 kWh/m3 , respectively. It may be noted that the SEMI ECF
for the exhaust system (i.e. 0.0037 kWh/m3 , as shown in Table 1) study, only the total annual energy consumption of the studied fab
included the MAU system. However, the present study reported could be obtained from the manufacturer, but monthly results can
the ECF of the MAU system in detail for further applications of be presented with the FES. Therefore, a comparison between the
the FES, while changing the operating conditions of the MAU measured and FES calculated results was conducted for annual
system. Additionally, the coefficient of performance (COP) of a energy consumption. The table indicates that the deviations for
chiller system with the heat recovery design used in the fab was most facilities were less than 1%, except for the water chiller
4.5. (−3.57%); humidifier, MAU and RCU fans (−3.51%) and vacuum
Figure 4 shows the FES-calculated results of the energy con- system (−1.33%). The main reason for the deviations was related
sumption for the studied fab. Annual electricity usage calculated to the used condition of the outdoor air. In the present FES,
by the FES was 148 GWh with a deviation of −1.09 GWh (i.e. the outdoor air conditions were employed based on the average
only −0.73%) relative to the measured data. The calculated results weather data of Hsinchu, Taiwan, in 2012 [20].
clearly demonstrated a highly similar trend of energy consump- The calculated results of the FES were further compared with
tion with the measured data as shown in Figures 3 and 4. The those of CleanCalc II, as shown in Table 3. To meet the input
results indicated reliability of the present FES. Table 2 summarizes requirement (or limitation) of CleanCalc II and facilitate an
the detailed results of the FES and measurement. In the present equivalent comparison, some operating parameters of the studied
Table 3. Calculated results of the FES and CleanCalc II. the exhaust system reduced by only 3.69% (0.13 GWh), where one
may expect a nearly 10% decrease in the energy consumption, as
Component or system FES (GWh) CleanCalc II (GWh)
the flow rate of the exhaust system decreased by 10%. This unex-
PCW 4.03 4.03 pected result comes from the complex system arrangement in the
CDA 8.55 8.55 fab. Additionally, the case C results demonstrated that reducing
High pressure CDA 1.25 1.25
Vacuum 0.70 0.70
the dry-bulb temperature of the MAU supply air from 14◦ C to
UPW 8.45 8.45 11◦ C resulted in energy savings of 1.20 GWh (8.63% saving in
Exhaust 3.43 3.51 the energy consumption of the MAU system). Most importantly,
HVAC 19.8 19.9 for case D, the results indicated that the chiller system’s energy
Electric use (including process 85.8 85.8 consumption reduced significantly by 14.8 GWh (43.7%) by using
tool, lighting and others)
Annual energy use 132 132
a chiller system with a COP of 8, which could correspond to the
best performance of the water-cooled centrifugal chiller [22]. In
general, the COP value has a higher level during partial-loaded
Table 4. Comparison of the calculated results of the FES under different operating conditions.
Case Affected system Original Original result Modified Modified result Difference Energy-saving
condition (GWh) condition (GWh) (GWh) potential (%)
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