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SUBCHAPTER H—MEDICAL DEVICES

PART 800—GENERAL thalmic use that are regulated as med-


ical devices, i.e., contact lens solu-
Subpart A [Reserved] tions. By the regulation in § 200.50 of
this chapter, this ruling is applicable
Subpart B—Requirements for Specific to ophthalmic preparations that are
Medical Devices regulated as drugs.
(3) The containers shall be sterile at
Sec.
800.10 Contact lens solutions; sterility.
the time of filling and closing, and the
800.12 Contact lens solutions and tablets; container or individual carton shall be
tamper-resistant packaging. so sealed that the contents cannot be
800.20 Patient examination gloves and sur- used without destroying the seal. The
geons’ gloves; sample plans and test packaging and labeling of these solu-
method for leakage defects; adulteration. tions shall also comply with § 800.12 on
tamper-resistant packaging require-
Subpart C—Administrative Practices and ments.
Procedures (b) Liquid ophthalmic preparations
800.55 Administrative detention. packed in multiple-dose containers
800.75 Requests for supervisory review of should:
certain decisions made by the Center for (1) Contain one or more suitable and
Devices and Radiological Health. harmless substances that will inhibit
AUTHORITY: 5 U.S.C. 551–559; 21 U.S.C. 301– the growth of microorganisms; or
399f. (2) Be so packaged as to volume and
type of container and so labeled as to
Subpart A [Reserved] duration of use and with such nec-
essary warnings as to afford adequate
Subpart B—Requirements for protection and minimize the hazard of
injury resulting from contamination
Specific Medical Devices during use.
§ 800.10 Contact lens solutions; ste- (c) Eye cups, eye droppers, and other
rility. dispensers intended for ophthalmic use
should be sterile, and may be regarded
(a)(1) Informed medical opinion is in
as falling below their professed stand-
agreement that all preparations offered
ard of purity or quality if they are not
or intended for ophthalmic use, includ-
sterile. These articles, which are regu-
ing contact lens solutions, should be
lated as medical devices unless pack-
sterile. It is further evident that such
aged with the drugs with which they
preparations purport to be of such pu-
are to be used, should be packaged so
rity and quality as to be suitable for
as to maintain sterility until the pack-
safe use in the eye.
age is opened and be labeled, on or
(2) The Food and Drug Administra-
within the retail package, so as to af-
tion concludes that all such prepara-
ford adequate directions and necessary
tions, if they are not sterile, fall below
warnings to minimize the hazard of in-
their professed standard of purity or
jury resulting from contamination dur-
quality and may be unsafe. In a state-
ing use.
ment of policy issued on September 1,
1964, the Food and Drug Administra- [47 FR 50455, Nov. 5, 1982]
tion ruled that liquid preparations of-
fered or intended for ophthalmic use § 800.12 Contact lens solutions and
that are not sterile may be regarded as tablets; tamper-resistant packaging.
adulterated within the meaning of sec- (a) General. Unless contact lens solu-
tion 501(c) of the Federal Food, Drug, tions used, for example, to clean, dis-
and Cosmetic Act (the act), and, fur- infect, wet, lubricate, rinse, soak, or
ther, may be deemed misbranded with- store contact lenses and salt tablets or
in the meaning of section 502(j) of the other dosage forms to be used to make
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act. By this regulation, this ruling is any such solutions are packaged in
applicable to all preparations for oph- tamper-resistant retail packages, there

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§ 800.12 21 CFR Ch. I (4–1–22 Edition)

is the opportunity for the malicious tainer or carton system or any com-
adulteration of these products with bination of systems intended to provide
risks both to individuals who unknow- a visual indication of package integ-
ingly purchase adulterated products rity. The tamper-resistant feature
and with loss of consumer confidence shall be designed to and shall remain
in the security of the packages of over- intact when handled in a reasonable
the-counter (OTC) health care prod- manner during manufacture, distribu-
ucts. The Food and Drug Administra- tion, and retail display.
tion has the authority and responsi- (c) Labeling. Each retail package of a
bility under the Federal Food, Drug, product covered by this section is re-
and Cosmetic Act (the act) to establish quired to bear a statement that is
a uniform national standard for tam- prominently placed so that consumers
per-resistant packaging of those OTC are alerted to the tamper-resistant fea-
products vulnerable to malicious adul- ture of the package. The labeling state-
teration that will improve the security ment is also required to be so placed
of OTC packaging and help assure the that it will be unaffected if the tamper-
safety and effectiveness of the products resistant feature of the package is
contained therein. A contact lens solu- breached or missing. If the tamper-re-
tion or tablet or other dosage form to sistant feature chosen to meet the re-
be used to make such a solution for re- quirement in paragraph (b) of this sec-
tail sale that is not packaged in a tam- tion is one that uses an identifying
per-resistant package and labeled in characteristic, that characteristic is
accordance with this section is adulter-
required to be referred to in the label-
ated under section 501 of the act or
ing statement. For example, the label-
misbranded under section 502 of the
ing statement on a bottle with a shrink
act, or both.
band could say ‘‘For your protection,
(b) Requirement for tamper-resistant
this bottle has an imprinted seal
package. Each manufacturer and pack-
around the neck.’’
er who packages for retail sale a prod-
uct regulated as a medical device that (d) Requests for exemptions from pack-
is a solution intended for use with con- aging and labeling requirements. A man-
tact lenses, e.g., for cleaning, dis- ufacturer or packer may request an ex-
infecting, wetting, lubricating, rinsing, emption from the packaging and label-
soaking, or storing contact lenses or ing requirements of this section. A re-
tablets or other dosage forms to be quest for an exemption is required to
used to make any such solution shall be submitted in the form of a citizen
package the product in a tamper-resist- petition under § 10.30 of this chapter
ant package, if this product is acces- and should be clearly identified on the
sible to the public while held for sale. envelope as a ‘‘Request for Exemption
A tamper-resistant package is one hav- from Tamper-resistant Rule.’’ A peti-
ing an indicator or barrier to entry tion for an exemption from a require-
which, if breached or missing, can rea- ment of this section is required to con-
sonably be expected to provide visible tain the same kind of information
evidence to consumers that tampering about the product as is specified for
has occurred. To reduce the likelihood OTC drugs in § 211.132(d) of this chap-
of substitution of a tamper-resistant ter.
feature after tampering, the indicator (e) Products subject to approved pre-
or barrier to entry is required to be dis- market approval applications. Holders of
tinctive by design or by the use of an approved premarket approval applica-
identifying characteristic (e.g., a pat- tions for products subject to this sec-
tern, name, registered trademark, logo, tion are required to submit supple-
or picture). For purposes of this sec- ments to provide for changes in pack-
tion, the term ‘‘distinctive by design’’ aging to comply with the requirement
means the package cannot be dupli- of paragraph (b) of this section unless
cated with commonly available mate- these changes do not affect the com-
rial or through commonly available position of the container, the torque
processes. A tamper-resistant package (tightness) of the container, or the
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may involve an immediate-container composition of the closure component


and closure system or secondary-con- in contact with the contents (cap liner

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Food and Drug Administration, HHS § 800.20

or innerseal) as these features are de- after May 5, 1983, are required to be in
scribed in the approved premarket ap- compliance with all aspects of the reg-
proval application. Any supplemental ulations without regard to the retail
premarket approval application under level effective date.
this paragraph is required to include
[47 FR 50455, Nov. 5, 1982; 48 FR 1706, Jan. 14,
data sufficient to show that these
1983, as amended at 48 FR 16666, Apr. 19, 1983;
changes do not adversely affect the 48 FR 37625, Aug. 19, 1983; 53 FR 11252, Apr. 6,
product. 1988; 73 FR 34859, June 19, 2008]
(f) Effective date. Each product sub-
ject to this section is required to com- EFFECTIVE DATE NOTE: A document pub-
ply with the requirements of this sec- lished at 48 FR 41579, Sept. 16, 1983, stayed
the effective date of § 800.12(f)(3) until further
tion on the dates listed below except to
notice.
the extent that a product’s manufac-
turer or packer has obtained an exemp- § 800.20 Patient examination gloves
tion from a packaging or labeling re- and surgeons’ gloves; sample plans
quirement: and test method for leakage defects;
(1) Initial effective date for packaging adulteration.
requirements. (i) The packaging require-
(a) Purpose. The prevalence of human
ment in paragraph (b) of this section is
immunodeficiency virus (HIV), which
effective on February 7, 1983 for each
causes acquired immune deficiency
contact lens solution packaged for re-
syndrome (AIDS), and its risk of trans-
tail sale on or after that date, except
mission in the health care context,
for the requirement in paragraph (b) of
have caused the Food and Drug Admin-
this section for a distinctive indicator
istration (FDA) to look more closely at
or barrier to entry.
the quality control of barrier devices,
(ii) The packaging requirement in
paragraph (b) of this section is effec- such as surgeons’ gloves and patient
tive on May 5, 1983 for each tablet that examination gloves (collectively
is to be used to make a contact lens so- known as medical gloves) to reduce the
lution and that is packaged for retail risk of transmission of HIV and other
sale on or after that date. blood-borne infectious diseases. The
(2) Initial effective date for labeling re- Centers for Disease Control (CDC) rec-
quirements. The requirement in para- ommend that health care workers wear
graph (b) of this section that the indi- medical gloves to reduce the risk of
cator or barrier to entry be distinctive transmission of HIV and other blood-
by design and the requirement in para- borne infectious deseases. The CDC rec-
graph (c) of this section for a labeling ommends that health care workers
statement are effective on May 5, 1983 wear medical gloves when touching
for each product subject to this section blood or other body fluids, mucous
packaged for retail sale on or after membranes, or nonintact skin of all pa-
that date, except that the requirement tients; when handling items or surfaces
for a specific label reference to any soiled with blood or other body fluids;
identifying characteristic is effective and when performing venipuncture and
on February 6, 1984 for each affected other vascular access procedures.
product subject to this section pack- Among other things, CDC’s rec-
aged for retail sale on or after that ommendation that health care pro-
date. viders wear medical gloves dem-
(3) Retail level effective date. The tam- onstrates the proposition that devices
per-resistant packaging requirement of labeled as medical gloves purport to be
paragraph (b) of this section is effec- and are represented to be effective bar-
tive on February 6, 1984 for each prod- riers against the transmission of blood-
uct subject to this section that is held and fluid-borne pathogens. Therefore,
for sale at retail level on or after that FDA, through this regulation, is defin-
date that was packaged for retail sale ing adulteration for patient examina-
before May 5, 1983. This does not in- tion and surgeons’ gloves as a means of
clude the requirement in paragraph (b) assuring safe and effective devices.
of this section that the indicator or (1) For a description of a patient ex-
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barrier to entry be distinctive by de- amination glove, see § 880.6250. Finger


sign. Products packaged for retail sale cots, however, are excluded from the

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§ 800.20 21 CFR Ch. I (4–1–22 Edition)

test method and sample plans in para- (iv) Stand with horizontal rod for
graphs (b) and (c) of this section. hanging the hook end of the plastic
(2) For a description of a surgeons’ tube. The horizontal support rod must
glove, see § 878.4460 of this chapter. be capable of holding the weight of the
(b)(1) General test method. For the pur- total number of gloves that will be sus-
poses of this part, FDA’s analysis of pended at any one time, e.g., five
gloves for leaks and visual defects will gloves suspended will weigh about 5
be conducted by a visual examination kilograms (kg);
and by a water leak test method, using (v) Timer capable of measuring two
1,000 milliliters (ml) of water. minute intervals.
(i) Units examined. Each medical (3) Visual defects and leak test proce-
glove will be analyzed independently. dures. Examine the sample and identify
When packaged as pairs, each glove is code/lot number, size, and brand as ap-
considered separately, and both gloves propriate. Continue the visual exam-
will be analyzed. ination using the following procedures:
(ii) Identification of defects. For this (i) Visual defects examination. Inspect
test, defects include leaks detected the gloves for visual defects by care-
when tested in accordance with para- fully removing the glove from the
graph (b)(3) of this section. A leak is wrapper, box, or package. Visually ex-
defined as the appearance of water on amine each glove for defects. As noted
the outside of the glove. This emer- in paragraph (b)(1)(iii) of this section, a
gence of water from the glove con- visual defect observed in the top 40 mm
stitutes a watertight barrier failure. of a glove will not be counted as a de-
Other defects include tears, embedded fect for the purpose of this part. Vis-
foreign objects, extrusions of glove ma- ually defective gloves do not require
terial on the exterior or interior sur- further testing, although they must be
face of the glove, gloves that are fused included in the total number of defec-
together so that individual glove sepa- tive gloves counted for the sample.
ration is impossible, gloves that adhere (ii) Leak test set-up. (A) During this
to each other and tear when separated, procedure, ensure that the exterior of
or other visual defects that are likely the glove remains dry. Attach the
to affect the barrier integrity. glove to the plastic fill tube by bring-
(iii) Factors for counting defects. One ing the cuff end to the 40 mm mark and
defect in one glove is counted as one fastening with elastic strapping to
defect. A defect in both gloves in a pair make a watertight seal.
of gloves is counted as two defects. If (B) Add 1,000 ml of room temperature
multiple defects, as defined in para- water (i.e., 20 (deg)C to 30 (deg)C) into
graph (b)(1)(ii) of this section, are the open end of the fill tube. The water
found in one glove, they are counted as should pass freely into the glove. (With
one defect. Visual defects and leaks some larger sizes of long-cuffed sur-
that are observed in the top 40 millime- geons’ gloves, the water level may
ters (mm) of a glove will not be count- reach only the base of the thumb. With
ed as a defect for the purposes of this some smaller gloves, the water level
part. may extend several inches up the fill
(2) Leak test materials. FDA considers tube.)
the following to be the minimum mate- (iii) Leak test examination. Imme-
rials required for this test : diately after adding the water, examine
(i) A 60 mm by 380 mm (clear) plastic the glove for water leaks. Do not
cylinder with a hook on one end and a squeeze the glove; use only minimum
mark scored 40 mm from the other end manipulation to spread the fingers to
(a cylinder of another size may be used check for leaks. Water drops may be
if it accommodates both cuff diameter blotted to confirm leaking.
and any water above the glove capac- (A) If the glove does not leak imme-
ity); diately, keep the glove/filling tube as-
(ii) Elastic strapping with velcro or sembly upright and hang the assembly
other fastening material; vertically from the horizontal rod,
(iii) Automatic water-dispensing ap- using the wire hook on the open end of
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paratus or manual device capable of de- the fill tube (do not support the filled
livering 1,000 ml of water; glove while transferring).

10

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Food and Drug Administration, HHS § 800.20

(B) Make a second observation for (2) Sample sizes, inspection levels, and
leaks 2 minutes after the water is minimum AQLs. FDA will use single
added to the glove. Use only minimum normal sampling for lots of 1,200 gloves
manipulation of the fingers to check or less and multiple normal sampling
for leaks. for all larger lots. FDA will use general
(C) Record the number of defective inspection level II in determining the
gloves. sample size for any lot size. As shown
(c) Sampling, inspection, acceptance, in the tables following paragraph (c)(3)
and adulteration. In performing the test of this section, FDA considers a 1.5
for leaks and other visual defects de- AQL to be the minimum level of qual-
scribed in paragraph (b) of this section, ity acceptable for surgeons’ gloves and
FDA will collect and inspect samples of a 2.5 AQL to be the minimum level of
medical gloves, and determine when quality acceptable for patient exam-
the gloves are acceptable as set out in ination gloves.
paragraphs (c)(1) through (c)(3) of this (3) Adulteration levels and accept/reject
section. criteria. FDA considers a lot of medical
(1) Sample plans. FDA will collect gloves to be adulterated when the num-
samples from lots of medical gloves in ber of defective gloves found in the
accordance with agency sampling tested sample meets or exceeds the ap-
plans. These plans are based on sample plicable rejection number at the 1.5
sizes, levels of sample inspection, and AQL for surgeons’ gloves or the 2.5
acceptable quality levels (AQLs) found AQL for patient examination gloves.
in the International Standard Organi- These acceptance and rejection num-
zation’s standard ISO 2859, ‘‘Sampling bers are identified in the tables fol-
Procedures For Inspection By At- lowing paragraph (c)(3) of this section
tributes.’’ as follows:
ACCEPT/REJECT CRITERIA AT 1.5 AQL FOR SURGEONS’ GLOVES
Number Defective
Lot Size Sample Sample Size Number Examined
Accept Reject

8 to 90 Single sample 8 0 1

91 to 280 Single sample 32 1 2

281 to 500 Single sample 50 2 3

501 to 1,200 Single sample 80 3 4

1,201 to 3,200 First 32 32 — 4


Second 32 64 1 5
Third 32 96 2 6
Fourth 32 128 3 7
Fifth 32 160 5 8
Sixth 32 192 7 9
Seventh 32 224 9 10

3,201 to 10,000 First 50 50 0 4


Second 50 100 1 6
Third 50 150 3 8
Fourth 50 200 5 10
Fifth 50 250 7 11
Sixth 50 300 10 12
Seventh 50 350 13 14

10,001 to 35,000 First 80 80 0 5


Second 80 160 3 8
Third 80 240 6 10
Fourth 80 320 8 13
Fifth 80 400 11 15
Sixth 80 480 14 17
Seventh 80 560 18 19

35,000 First 125 125 1 7


Second 125 250 4 10
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Third 125 375 8 13


Fourth 125 500 12 17
Fifth 125 625 17 20

11

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§ 800.20 21 CFR Ch. I (4–1–22 Edition)

ACCEPT/REJECT CRITERIA AT 1.5 AQL FOR SURGEONS’ GLOVES—Continued


Number Defective
Lot Size Sample Sample Size Number Examined
Accept Reject

Sixth 125 750 21 23


Seventh 125 875 25 26

ACCEPT/REJECT CRITERIA AT 2.5 AQL FOR PATIENT EXAMINATION GLOVES


Number Defective
Lot Size Sample Sample Size Number Examined
Accept Reject

5 to 50 Single sample 5 0 1

51 to 150 Single sample 20 1 2

151 to 280 Single sample 32 2 3

281 to 500 Single sample 50 3 4

501 to 1,200 Single sample 80 5 6

1,201 to 3,200 First 32 32 0 4


Second 32 64 1 6
Third 32 96 3 8
Fourth 32 128 5 10
Fifth 32 160 7 11
Sixth 32 192 10 12
Seventh 32 224 13 14

3,201 to 10,000 First 50 50 0 5


Second 50 100 3 8
Third 50 150 6 10
Fourth 50 200 8 13
Fifth 50 250 11 15
Sixth 50 300 14 17
Seventh 50 350 18 19

10,001 to 35,000 First 80 80 1 7


Second 80 160 4 10
Third 80 240 8 13
Fourth 80 320 12 17
Fifth 80 400 17 20
Sixth 80 480 21 23
Seventh 80 560 25 26

35,000 and above First 125 125 2 9


Second 125 250 7 14
Third 125 375 13 19
Fourth 125 500 19 25
Fifth 125 625 25 29
Sixth 125 750 31 33
Seventh 125 875 37 38

(d) Compliance. Lots of gloves that (2) Reconditioning. FDA may author-
are sampled, tested, and rejected using ize the owner of the product, or the
procedures in paragraphs (b) and (c) of owner’s representative, to attempt to
this section, are considered adulterated recondition, i.e., bring into compliance
within the meaning of section 501(c) of with the act, a lot or part of a lot of
the act. foreign gloves detained at importation,
(1) Detention and seizure. Lots of or a lot or part of a lot of seized domes-
gloves that are adulterated under sec- tic gloves.
tion 501(c) of the act are subject to ad- (i) Modified sampling, inspection, and
ministrative and judicial action, such acceptance. If FDA authorizes recondi-
tioning of a lot or portion of a lot of
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as detention of imported products and


adulterated gloves, testing to confirm
seizure of domestic products.
that the reconditioned gloves meet

12

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Food and Drug Administration, HHS § 800.55

AQLs must be performed by an inde- accordance with paragraph (d)(2)(i) of


pendent testing facility. The following this section, to be acceptable when the
tightened sampling plan must be fol- number of defective gloves found in the
lowed, as described in ISO 2859 ‘‘Sam- tested sample does not exceed the ac-
pling Procedures for Inspection by At- ceptance number in the appropriate ta-
tributes:’’ bles in paragraph (d)(2)(ii)(B) of this
(A) General inspection level II, section for reconditioned surgeons’
(B) Single sampling plans for tight- gloves or patient examination gloves.
ened inspection, (B) FDA considers a reconditioned lot
(C) 1.5 AQL for surgeons’ gloves, and of medical gloves to be adulterated
(D) 2.5 AQL for patient examination within the meaning of section 501(c) of
gloves. the act when the number of defective
(ii) Adulteration levels and acceptance gloves found in the tested sample
criteria for reconditioned gloves. (A) FDA meets or exceeds the applicable rejec-
considers a lot or part of a lot of adul- tion number in the tables following
terated gloves, that is reconditioned in paragraph (d)(2)(ii)(B) of this section:
ACCEPT/REJECT CRITERIA AT 1.5 AQL FOR RECONDITIONED SURGEONS’ GLOVES
Number Defective
Lot Size Sample Sample Size
Accept Reject

13 to 90 Single sample 13 0 1

91 to 500 Single sample 50 1 2

501 to 1,200 Single sample 80 2 3

1,201 to 3,200 Single sample 125 3 4

3,201 to 10,000 Single sample 200 5 6

10,001 to 35,000 Single sample 315 8 9

35,000 and above Single sample 500 12 13

ACCEPT/REJECT CRITERIA AT 2.5 AQL FOR RECONDITIONED PATIENT EXAMINATION GLOVES


Number Defective
Lot Size Sample Sample Size
Accept Reject

8 to 50 Single sample 8 0 1

51 to 280 Single sample 32 1 2

281 to 500 Single sample 50 2 3

501 to 1,200 Single sample 80 3 4

1,201 to 3,200 Single sample 125 5 6

3,201 to 10,000 Single sample 200 8 9

10,001 to 35,000 Single sample 315 12 13

35,000 and above Single sample 500 18 19

[55 FR 51256, Dec. 12, 1990, as amended at 71 Subpart C—Administrative


FR 75876, Dec. 19, 2006]
Practices and Procedures
§ 800.55 Administrative detention.
(a) General. This section sets forth
the procedures for detention of medical
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devices intended for human use be-


lieved to be adulterated or misbranded.

13

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§ 800.55 21 CFR Ch. I (4–1–22 Edition)

Administrative detention is intended misbranded, and issued to the owner,


to protect the public by preventing dis- operator, or agent in charge of the
tribution or use of devices encountered place where the devices are located. If
during inspections that may be adul- the owner or the user of the devices is
terated or misbranded, until the Food different from the owner, operator, or
and Drug Administration (FDA) has agent in charge of the place where the
had time to consider what action it devices are detained, a copy of the de-
should take concerning the devices, tention order shall be provided to the
and to initiate legal action, if appro- owner or user of the devices if the own-
priate. Devices that FDA orders de- er’s or user’s identity can be readily
tained may not be used, moved, al- determined.
tered, or tampered with in any manner (2) If detention of devices in a vehicle
by any person during the detention pe- or other carrier is ordered, a copy of
riod, except as authorized under para- the detention order shall be provided to
graph (h) of this section, until FDA the shipper of record and the owner of
terminates the detention order under the vehicle or other carrier, if their
paragraph (j) of this section, or the de- identities can be readily determined.
tention period expires, whichever oc- (3) The detention order shall include
curs first. the following information:
(b) Criteria for ordering detention. Ad- (i) A statement that the devices iden-
ministrative detention of devices may tified in the order are detained for the
be ordered in accordance with this sec- period shown;
tion when an authorized FDA rep- (ii) A brief, general statement of the
resentative, during an inspection under reasons for the detention;
section 704 of the Federal Food, Drug, (iii) The location of the devices;
and Cosmetic Act (the act), has reason
(iv) A statement that these devices
to believe that a device, as defined in
are not to be used, moved, altered, or
section 201(h) of the act, is adulterated
tampered with in any manner during
or misbranded.
that period, except as permitted under
(c) Detention period. The detention is
paragraph (h) of this section, without
to be for a reasonable period that may
the written permission of an author-
not exceed 20 calendar days after the
ized FDA representative;
detention order is issued, unless the
(v) Identification of the detained de-
FDA Division Director in whose divi-
vices;
sion the devices are located determines
that a greater period is required to (vi) The detention order number;
seize the devices, to institute injunc- (vii) The date and hour of the deten-
tion proceedings, or to evaluate the tion order;
need for legal action, in which case the (viii) The period of the detention;
Division Director may authorize deten- (ix) The text of section 304(g) of the
tion for 10 additional calendar days. act and paragraph (g) (1) and (2) of this
The additional 10-calendar-day deten- section;
tion period may be ordered at the time (x) A statement that any informal
the detention order is issued or at any hearing on an appeal of a detention
time thereafter. The entire detention order shall be conducted as a regu-
period may not exceed 30 calendar latory hearing under part 16 of this
days, except when the detention period chapter, with certain exceptions de-
is extended under paragraph (g)(6) of scribed in paragraph (g)(3) of this sec-
this section. An authorized FDA rep- tion; and
resentative may, in accordance with (xi) The mailing address, telephone
paragraph (j) of this section, terminate number, and name of the FDA Division
a detention before the expiration of the Director.
detention period. (e) Approval of detention order. A de-
(d) Issuance of detention order. (1) The tention order, before issuance, shall be
detention order shall be issued in writ- approved by the FDA Division Director
ing, in the form of a detention notice, in whose division the devices are lo-
signed by the authorized FDA rep- cated. If prior written approval is not
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resentative who has reason to believe feasible, prior oral approval shall be
that the devices are adulterated or obtained and confirmed by written

14

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Food and Drug Administration, HHS § 800.55

memorandum within FDA as soon as ducted as a regulatory hearing pursu-


possible. ant to regulation in accordance with
(f) Labeling or marking a detained de- part 16 of this chapter, except that:
vice. An FDA representative issuing a (i) The detention order under para-
detention order under paragraph (d) of graph (d) of this section, rather than
this section shall label or mark the de- the notice under § 16.22(a) of this chap-
vices with official FDA tags that in- ter, provides notice of opportunity for
clude the following information: a hearing under this section and is part
(1) A statement that the devices are of the administrative record of the reg-
detained by the United States Govern- ulatory hearing under § 16.80(a) of this
ment in accordance with section 304(g) chapter.
of the Federal Food, Drug, and Cos- (ii) A request for a hearing under this
metic Act (21 U.S.C. 334(g)). section should be addressed to the FDA
(2) A statement that the devices shall Division Director.
not be used, moved, altered, or tam- (iii) The last sentence of § 16.24(e) of
pered with in any manner for the pe- this chapter, stating that a hearing
riod shown, without the written per- may not be required to be held at a
mission of an authorized FDA rep- time less than 2 working days after re-
resentative, except as authorized in ceipt of the request for a hearing, does
paragraph (h) of this section. not apply to a hearing under this sec-
(3) A statement that the violation of tion.
a detention order or the removal or al- (iv) Paragraph (g)(4) of this section,
teration of the tag is punishable by rather than § 16.42(a) of this chapter,
fine or imprisonment or both (section describes the FDA employees who pre-
303 of the act, 21 U.S.C. 333). side at hearings under this section.
(4) The detention order number, the (4) The presiding officer of a regu-
date and hour of the detention order, latory hearing on an appeal of a deten-
the detention period, and the name of tion order, who also shall decide the
the FDA representative who issued the appeal, shall be an Office of Regulatory
detention order. Affairs Program Director or another
(g) Appeal of a detention order. (1) A FDA official senior to an FDA Division
person who would be entitled to claim Director who is permitted by § 16.42(a)
the devices, if seized, may appeal a de- of this chapter to preside over the
tention order. Any appeal shall be sub- hearing.
mitted in writing to the FDA Division (5) If the appellant requests a regu-
Director in whose division the devices latory hearing and requests that the
are located within 5 working days of hearing be held within 5 working days
receipt of a detention order. If the ap- after the appeal is filed, the presiding
peal includes a request for an informal officer shall, within 5 working days,
hearing, as defined in section 201(x) of hold the hearing and render a decision
the act, the appellant shall request ei- affirming or revoking the detention.
ther that a hearing be held within 5 (6) If the appellant requests a regu-
working days after the appeal is filed latory hearing and requests that the
or that the hearing be held at a later hearing be held at a date later than
date, which shall not be later than 20 within 5 working days after the appeal
calendar days after receipt of a deten- is filed, but not later than 20 calendar
tion order. days after receipt of a detention order,
(2) The appellant of a detention order the presiding officer shall hold the
shall state the ownership or propri- hearing at a date agreed upon by FDA
etary interest the appellant has in the and the appellant. The presiding officer
detained devices. If the detained de- shall decide whether to affirm or re-
vices are located at a place other than voke the detention within 5 working
an establishment owned or operated by days after the conclusion of the hear-
the appellant, the appellant shall in- ing. The detention period extends to
clude documents showing that the ap- the date of the decision even if the 5-
pellant would have legitimate author- working-day period for making the de-
ity to claim the devices if seized. cision extends beyond the otherwise
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(3) Any informal hearing on an ap- applicable 20-calendar-day or 30-cal-


peal of a detention order shall be con- endar-day detention period.

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§ 800.55 21 CFR Ch. I (4–1–22 Edition)

(7) If the appellant appeals the deten- (iii) To bring the devices into compli-
tion order but does not request a regu- ance.
latory hearing, the presiding officer (iv) For any other purpose that the
shall render a decision on the appeal FDA representative who issued the de-
affirming or revoking the detention tention order, or other responsible divi-
within 5 working days after the filing sion office official, believes is appro-
of the appeal. priate in the case.
(8) If the presiding officer affirms a (4) If an FDA representative approves
detention order, the devices continue the movement of detained devices
to be detained until FDA terminates under paragraph (h)(3) of this section,
the detention under paragraph (j) of the detained devices shall remain seg-
this section or the detention period ex- regated from other devices and the per-
pires, whichever occurs first. son responsible for their movement
(9) If the presiding officer revokes a shall immediately orally notify the of-
detention order, FDA shall terminate ficial who approved the movement of
the detention under paragraph (j) of the devices, or another responsible
this section. FDA division office official, of the new
(h) Movement of detained devices. (1) location of the detained devices.
Except as provided in this paragraph (5) Unless otherwise permitted by the
(h), no person shall move detained de- FDA representative who is notified of,
vices within or from the place where
or who approves, the movement of de-
they have been ordered detained until
vices under this paragraph, the re-
FDA terminates the detention under
quired tags shall accompany the de-
paragraph (j) of this section or the de-
vices during and after movement and
tention period expires, whichever oc-
shall remain with the devices until
curs first.
FDA terminates the detention or the
(2) If detained devices are not in final
detention period expires, whichever oc-
form for shipment, the manufacturer
curs first.
may move them within the establish-
ment where they are detained to com- (i) Actions involving adulterated or mis-
plete the work needed to put them in branded devices. If FDA determines that
final form. As soon as the devices are the detained devices, including any
moved for the purpose of the preceding that have been put in final form, are
sentence, the individual responsible for adulterated or misbranded, or both, it
their movement shall orally notify the may initiate legal action against the
FDA representative who issued the de- devices or the responsible individuals,
tention order, or another responsible or both, or request that the devices be
division office official, of the move- destroyed or otherwise brought into
ment of the devices. As soon as the de- compliance with the act under FDA’s
vices are put in final form, they shall supervision.
be segregated from other devices, and (j) Detention termination. If FDA de-
the individual responsible for their cides to terminate a detention or when
movement shall orally notify the FDA the detention period expires, whichever
representative who issued the deten- occurs first, an FDA representative au-
tion order, or another responsible divi- thorized to terminate a detention will
sion office official, of their new loca- issue a detention termination notice
tion. The devices put in final form releasing the devices to any person who
shall not be moved further without received the original detention order or
FDA approval. that person’s representative and will
(3) The FDA representative who remove, or authorize in writing the re-
issued the detention order, or another moval of, the required labels or tags.
responsible division office official, may (k) Recordkeeping requirements. (1)
approve, in writing, the movement of After issuance of a detention order
detained devices for any of the fol- under paragraph (d) of this section, the
lowing purposes: owner, operator, or agent in charge of
(i) To prevent interference with an any factory, warehouse, other estab-
establishment’s operations or harm to lishment, or consulting laboratory
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the devices. where detained devices are manufac-


(ii) To destroy the devices. tured, processed, packed, or held shall

16

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Food and Drug Administration, HHS § 800.75

have, or establish, and maintain ade- (1) FDA means the Food and Drug
quate records relating to how the de- Administration.
tained devices may have become adul- (2) 517A decision means a significant
terated or misbranded, records on any decision made by the Center for De-
distribution of the devices before and vices and Radiological Health, as set
after the detention period, records on forth in section 517A of the Federal
the correlation of any in-process de- Food, Drug, and Cosmetic Act, and in-
tained devices that are put in final cludes one of the following decisions:
form under paragraph (h) of this sec- (i) A substantially equivalent order
tion to the completed devices, records under § 807.100(a)(1) of this chapter, or a
of any changes in, or processing of, the not substantially equivalent order
devices permitted under the detention under § 807.100(a)(2) of this chapter;
order, and records of any other move- (ii) An approval order under § 814.44(d)
ment under paragraph (h) of this sec- of this chapter, an approvable letter
tion. Records required under this para- under § 814.44(e) of this chapter, a not
graph shall be provided to the FDA on approvable letter under § 814.44(f) of
request for review and copying. Any this chapter, or an order denying ap-
FDA request for access to records re- proval under § 814.45 of this chapter;
quired under this paragraph shall be (iii) An approval order under
made at a reasonable time, shall state § 814.116(b) of this chapter, an approv-
the reason or purpose for the request, able letter under § 814.116(c) of this
and shall identify to the fullest extent chapter, a not approvable letter under
practicable the information or type of § 814.116(d) of this chapter, or an order
information sought in the records to denying approval under § 814.118 of this
chapter;
which access is requested.
(iv) A grant or denial of a request for
(2) Records required under this para-
breakthrough device designation under
graph shall be maintained for a max-
section 515B of the Federal Food, Drug,
imum period of 2 years after the and Cosmetic Act;
issuance of the detention order or for (v) An approval order under § 812.30(a)
such other shorter period as FDA di- of this chapter or a disapproval order
rects. When FDA terminates the deten- under § 812.30(c) of this chapter;
tion or when the detention period ex- (vi) A failure to reach agreement let-
pires, whichever occurs first, FDA will ter under section 520(g)(7) of the Fed-
advise all persons required under this eral Food, Drug, and Cosmetic Act; or
paragraph to keep records concerning (vii) A clinical hold determination
that detention whether further record- under section 520(g)(8) of the Federal
keeping is required for the remainder Food, Drug, and Cosmetic Act.
of the 2-year, or shorter, period. FDA (3) CDRH means the Center for De-
ordinarily will not require further rec- vices and Radiological Health.
ordkeeping if the agency determines (b) Submission of request—(1) Review of
that the devices are not adulterated or 517A decisions. (i) An initial or sequen-
misbranded or that recordkeeping is tial request for supervisory review
not necessary to protect the public within CDRH of a 517A decision under
health, unless the records are required § 10.75 of this chapter must be addressed
under other regulations in this chapter to the next organizational level or
(e.g., the good manufacturing practice higher above the individual who made
regulation in part 820 of this chapter). the decision; submitted in electronic
[44 FR 13239, Mar. 9, 1979, as amended at 49 format in accordance with section
FR 3174, Jan. 26, 1984; 69 FR 17292, Apr. 2, 745A(b) of the Federal Food, Drug, and
2004; 79 FR 9412, Feb. 19, 2014; 82 FR 14147, Cosmetic Act; marked ‘‘Appeal: Re-
Mar. 17, 2017; 85 FR 16555, Mar. 25, 2020] quest for Supervisory Review’’; and re-
ceived by CDRH no later than 30 days
§ 800.75 Requests for supervisory re- after the date of the decision involved.
view of certain decisions made by Any such request for supervisory re-
the Center for Devices and Radio- view not received by CDRH within 30
logical Health. days after the date of the decision in-
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(a) Definitions. The following defini- volved is not eligible for review. Except
tions shall apply to this section: as provided in paragraph (b)(1)(ii) or

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Pt. 801 21 CFR Ch. I (4–1–22 Edition)

(iii) of this section, FDA will render a PART 801—LABELING


decision within 45 days of the request
for supervisory review. Subpart A—General Labeling Provisions
(ii) A person requesting supervisory
Sec.
review under paragraph (b)(1)(i) may 801.1 Medical devices; name and place of
request an in-person meeting or tele- business of manufacturer, packer or dis-
conference with the supervisor review- tributor.
ing the request for supervisory review. 801.3 Definitions.
Except as provided in paragraph 801.4 Meaning of intended uses.
801.5 Medical devices; adequate directions
(b)(1)(iii) of this section, if a request for use.
for in-person meeting or teleconference 801.6 Medical devices; misleading state-
is included in the request for super- ments.
visory review to CDRH, CDRH will 801.15 Medical devices; prominence of re-
schedule the meeting or teleconference quired label statements.
801.16 Medical devices; Spanish-language
to occur within 30 days of receipt of the
version of certain required statements.
request. Except as provided in para- 801.18 Format of dates provided on a med-
graph (b)(1)(iii) of this section, a deci- ical device label.
sion will be rendered within 30 days of
such meeting or teleconference. Subpart B—Labeling Requirements for
(iii) The timeframes for CDRH to Unique Device Identification
render a decision provided in (b)(1)(i) 801.20 Label to bear a unique device identi-
and (ii) of this section, and the time- fier.
frame to schedule an in-person meeting 801.30 General exceptions from the require-
or teleconference review in (b)(1)(ii) of ment for the label of a device to bear a
unique device identifier.
this section, do not apply if a matter 801.35 Voluntary labeling of a device with a
related to the 517A decision under re- unique device identifier.
view is referred by CDRH to external 801.40 Form of a unique device identifier.
experts, such as an advisory com- 801.45 Devices that must be directly marked
mittee, as provided in § 10.75(b) of this with a unique device identifier.
801.50 Labeling requirements for stand-
chapter.
alone software.
(2) Supervisory review. An initial or 801.55 Request for an exception from or al-
sequential request for supervisory re- ternative to a unique device identifier re-
view within CDRH under § 10.75 of this quirement.
chapter of a decision other than a 517A 801.57 Discontinuation of legacy FDA iden-
tification numbers assigned to devices.
decision that is not received by CDRH
within 60 days after the date of the de- Subpart C—Labeling Requirements for
cision involved will be denied as un- Over-the-Counter Devices
timely, unless CDRH, for good cause,
permits the request to be filed after 60 801.60 Principal display panel.
801.61 Statement of identity.
days. An initial or sequential request
801.62 Declaration of net quantity of con-
for supervisory review within CDRH of tents.
a decision other than a 517A decision 801.63 Medical devices; warning statements
must be addressed to the next organi- for devices containing or manufactured
zational level or higher above the indi- with chlorofluorocarbons and other class
vidual who made the decision; sub- I ozone-depleting substances.
mitted in electronic format in accord- Subpart D—Exemptions From Adequate
ance with section 745A(b) of the Fed- Directions for Use
eral Food, Drug, and Cosmetic Act,
when applicable; marked, ‘‘Appeal: Re- 801.109 Prescription devices.
quest for Supervisory Review’’ in the 801.110 Retail exemption for prescription de-
vices.
subject line of the electronic request; 801.116 Medical devices having commonly
and sent to the CDRH Ombudsman at known directions.
CDRHOmbudsman@fda.hhs.gov. 801.119 In vitro diagnostic products.
801.122 Medical devices for processing, re-
[84 FR 31477, July 2, 2019]
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packing, or manufacturing.
801.125 Medical devices for use in teaching,
law enforcement, research, and analysis.

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