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CFR 2022 Title21 Vol8 Part800
CFR 2022 Title21 Vol8 Part800
act. By this regulation, this ruling is any such solutions are packaged in
applicable to all preparations for oph- tamper-resistant retail packages, there
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§ 800.12 21 CFR Ch. I (4–1–22 Edition)
is the opportunity for the malicious tainer or carton system or any com-
adulteration of these products with bination of systems intended to provide
risks both to individuals who unknow- a visual indication of package integ-
ingly purchase adulterated products rity. The tamper-resistant feature
and with loss of consumer confidence shall be designed to and shall remain
in the security of the packages of over- intact when handled in a reasonable
the-counter (OTC) health care prod- manner during manufacture, distribu-
ucts. The Food and Drug Administra- tion, and retail display.
tion has the authority and responsi- (c) Labeling. Each retail package of a
bility under the Federal Food, Drug, product covered by this section is re-
and Cosmetic Act (the act) to establish quired to bear a statement that is
a uniform national standard for tam- prominently placed so that consumers
per-resistant packaging of those OTC are alerted to the tamper-resistant fea-
products vulnerable to malicious adul- ture of the package. The labeling state-
teration that will improve the security ment is also required to be so placed
of OTC packaging and help assure the that it will be unaffected if the tamper-
safety and effectiveness of the products resistant feature of the package is
contained therein. A contact lens solu- breached or missing. If the tamper-re-
tion or tablet or other dosage form to sistant feature chosen to meet the re-
be used to make such a solution for re- quirement in paragraph (b) of this sec-
tail sale that is not packaged in a tam- tion is one that uses an identifying
per-resistant package and labeled in characteristic, that characteristic is
accordance with this section is adulter-
required to be referred to in the label-
ated under section 501 of the act or
ing statement. For example, the label-
misbranded under section 502 of the
ing statement on a bottle with a shrink
act, or both.
band could say ‘‘For your protection,
(b) Requirement for tamper-resistant
this bottle has an imprinted seal
package. Each manufacturer and pack-
around the neck.’’
er who packages for retail sale a prod-
uct regulated as a medical device that (d) Requests for exemptions from pack-
is a solution intended for use with con- aging and labeling requirements. A man-
tact lenses, e.g., for cleaning, dis- ufacturer or packer may request an ex-
infecting, wetting, lubricating, rinsing, emption from the packaging and label-
soaking, or storing contact lenses or ing requirements of this section. A re-
tablets or other dosage forms to be quest for an exemption is required to
used to make any such solution shall be submitted in the form of a citizen
package the product in a tamper-resist- petition under § 10.30 of this chapter
ant package, if this product is acces- and should be clearly identified on the
sible to the public while held for sale. envelope as a ‘‘Request for Exemption
A tamper-resistant package is one hav- from Tamper-resistant Rule.’’ A peti-
ing an indicator or barrier to entry tion for an exemption from a require-
which, if breached or missing, can rea- ment of this section is required to con-
sonably be expected to provide visible tain the same kind of information
evidence to consumers that tampering about the product as is specified for
has occurred. To reduce the likelihood OTC drugs in § 211.132(d) of this chap-
of substitution of a tamper-resistant ter.
feature after tampering, the indicator (e) Products subject to approved pre-
or barrier to entry is required to be dis- market approval applications. Holders of
tinctive by design or by the use of an approved premarket approval applica-
identifying characteristic (e.g., a pat- tions for products subject to this sec-
tern, name, registered trademark, logo, tion are required to submit supple-
or picture). For purposes of this sec- ments to provide for changes in pack-
tion, the term ‘‘distinctive by design’’ aging to comply with the requirement
means the package cannot be dupli- of paragraph (b) of this section unless
cated with commonly available mate- these changes do not affect the com-
rial or through commonly available position of the container, the torque
processes. A tamper-resistant package (tightness) of the container, or the
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Food and Drug Administration, HHS § 800.20
or innerseal) as these features are de- after May 5, 1983, are required to be in
scribed in the approved premarket ap- compliance with all aspects of the reg-
proval application. Any supplemental ulations without regard to the retail
premarket approval application under level effective date.
this paragraph is required to include
[47 FR 50455, Nov. 5, 1982; 48 FR 1706, Jan. 14,
data sufficient to show that these
1983, as amended at 48 FR 16666, Apr. 19, 1983;
changes do not adversely affect the 48 FR 37625, Aug. 19, 1983; 53 FR 11252, Apr. 6,
product. 1988; 73 FR 34859, June 19, 2008]
(f) Effective date. Each product sub-
ject to this section is required to com- EFFECTIVE DATE NOTE: A document pub-
ply with the requirements of this sec- lished at 48 FR 41579, Sept. 16, 1983, stayed
the effective date of § 800.12(f)(3) until further
tion on the dates listed below except to
notice.
the extent that a product’s manufac-
turer or packer has obtained an exemp- § 800.20 Patient examination gloves
tion from a packaging or labeling re- and surgeons’ gloves; sample plans
quirement: and test method for leakage defects;
(1) Initial effective date for packaging adulteration.
requirements. (i) The packaging require-
(a) Purpose. The prevalence of human
ment in paragraph (b) of this section is
immunodeficiency virus (HIV), which
effective on February 7, 1983 for each
causes acquired immune deficiency
contact lens solution packaged for re-
syndrome (AIDS), and its risk of trans-
tail sale on or after that date, except
mission in the health care context,
for the requirement in paragraph (b) of
have caused the Food and Drug Admin-
this section for a distinctive indicator
istration (FDA) to look more closely at
or barrier to entry.
the quality control of barrier devices,
(ii) The packaging requirement in
paragraph (b) of this section is effec- such as surgeons’ gloves and patient
tive on May 5, 1983 for each tablet that examination gloves (collectively
is to be used to make a contact lens so- known as medical gloves) to reduce the
lution and that is packaged for retail risk of transmission of HIV and other
sale on or after that date. blood-borne infectious diseases. The
(2) Initial effective date for labeling re- Centers for Disease Control (CDC) rec-
quirements. The requirement in para- ommend that health care workers wear
graph (b) of this section that the indi- medical gloves to reduce the risk of
cator or barrier to entry be distinctive transmission of HIV and other blood-
by design and the requirement in para- borne infectious deseases. The CDC rec-
graph (c) of this section for a labeling ommends that health care workers
statement are effective on May 5, 1983 wear medical gloves when touching
for each product subject to this section blood or other body fluids, mucous
packaged for retail sale on or after membranes, or nonintact skin of all pa-
that date, except that the requirement tients; when handling items or surfaces
for a specific label reference to any soiled with blood or other body fluids;
identifying characteristic is effective and when performing venipuncture and
on February 6, 1984 for each affected other vascular access procedures.
product subject to this section pack- Among other things, CDC’s rec-
aged for retail sale on or after that ommendation that health care pro-
date. viders wear medical gloves dem-
(3) Retail level effective date. The tam- onstrates the proposition that devices
per-resistant packaging requirement of labeled as medical gloves purport to be
paragraph (b) of this section is effec- and are represented to be effective bar-
tive on February 6, 1984 for each prod- riers against the transmission of blood-
uct subject to this section that is held and fluid-borne pathogens. Therefore,
for sale at retail level on or after that FDA, through this regulation, is defin-
date that was packaged for retail sale ing adulteration for patient examina-
before May 5, 1983. This does not in- tion and surgeons’ gloves as a means of
clude the requirement in paragraph (b) assuring safe and effective devices.
of this section that the indicator or (1) For a description of a patient ex-
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§ 800.20 21 CFR Ch. I (4–1–22 Edition)
test method and sample plans in para- (iv) Stand with horizontal rod for
graphs (b) and (c) of this section. hanging the hook end of the plastic
(2) For a description of a surgeons’ tube. The horizontal support rod must
glove, see § 878.4460 of this chapter. be capable of holding the weight of the
(b)(1) General test method. For the pur- total number of gloves that will be sus-
poses of this part, FDA’s analysis of pended at any one time, e.g., five
gloves for leaks and visual defects will gloves suspended will weigh about 5
be conducted by a visual examination kilograms (kg);
and by a water leak test method, using (v) Timer capable of measuring two
1,000 milliliters (ml) of water. minute intervals.
(i) Units examined. Each medical (3) Visual defects and leak test proce-
glove will be analyzed independently. dures. Examine the sample and identify
When packaged as pairs, each glove is code/lot number, size, and brand as ap-
considered separately, and both gloves propriate. Continue the visual exam-
will be analyzed. ination using the following procedures:
(ii) Identification of defects. For this (i) Visual defects examination. Inspect
test, defects include leaks detected the gloves for visual defects by care-
when tested in accordance with para- fully removing the glove from the
graph (b)(3) of this section. A leak is wrapper, box, or package. Visually ex-
defined as the appearance of water on amine each glove for defects. As noted
the outside of the glove. This emer- in paragraph (b)(1)(iii) of this section, a
gence of water from the glove con- visual defect observed in the top 40 mm
stitutes a watertight barrier failure. of a glove will not be counted as a de-
Other defects include tears, embedded fect for the purpose of this part. Vis-
foreign objects, extrusions of glove ma- ually defective gloves do not require
terial on the exterior or interior sur- further testing, although they must be
face of the glove, gloves that are fused included in the total number of defec-
together so that individual glove sepa- tive gloves counted for the sample.
ration is impossible, gloves that adhere (ii) Leak test set-up. (A) During this
to each other and tear when separated, procedure, ensure that the exterior of
or other visual defects that are likely the glove remains dry. Attach the
to affect the barrier integrity. glove to the plastic fill tube by bring-
(iii) Factors for counting defects. One ing the cuff end to the 40 mm mark and
defect in one glove is counted as one fastening with elastic strapping to
defect. A defect in both gloves in a pair make a watertight seal.
of gloves is counted as two defects. If (B) Add 1,000 ml of room temperature
multiple defects, as defined in para- water (i.e., 20 (deg)C to 30 (deg)C) into
graph (b)(1)(ii) of this section, are the open end of the fill tube. The water
found in one glove, they are counted as should pass freely into the glove. (With
one defect. Visual defects and leaks some larger sizes of long-cuffed sur-
that are observed in the top 40 millime- geons’ gloves, the water level may
ters (mm) of a glove will not be count- reach only the base of the thumb. With
ed as a defect for the purposes of this some smaller gloves, the water level
part. may extend several inches up the fill
(2) Leak test materials. FDA considers tube.)
the following to be the minimum mate- (iii) Leak test examination. Imme-
rials required for this test : diately after adding the water, examine
(i) A 60 mm by 380 mm (clear) plastic the glove for water leaks. Do not
cylinder with a hook on one end and a squeeze the glove; use only minimum
mark scored 40 mm from the other end manipulation to spread the fingers to
(a cylinder of another size may be used check for leaks. Water drops may be
if it accommodates both cuff diameter blotted to confirm leaking.
and any water above the glove capac- (A) If the glove does not leak imme-
ity); diately, keep the glove/filling tube as-
(ii) Elastic strapping with velcro or sembly upright and hang the assembly
other fastening material; vertically from the horizontal rod,
(iii) Automatic water-dispensing ap- using the wire hook on the open end of
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paratus or manual device capable of de- the fill tube (do not support the filled
livering 1,000 ml of water; glove while transferring).
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Food and Drug Administration, HHS § 800.20
(B) Make a second observation for (2) Sample sizes, inspection levels, and
leaks 2 minutes after the water is minimum AQLs. FDA will use single
added to the glove. Use only minimum normal sampling for lots of 1,200 gloves
manipulation of the fingers to check or less and multiple normal sampling
for leaks. for all larger lots. FDA will use general
(C) Record the number of defective inspection level II in determining the
gloves. sample size for any lot size. As shown
(c) Sampling, inspection, acceptance, in the tables following paragraph (c)(3)
and adulteration. In performing the test of this section, FDA considers a 1.5
for leaks and other visual defects de- AQL to be the minimum level of qual-
scribed in paragraph (b) of this section, ity acceptable for surgeons’ gloves and
FDA will collect and inspect samples of a 2.5 AQL to be the minimum level of
medical gloves, and determine when quality acceptable for patient exam-
the gloves are acceptable as set out in ination gloves.
paragraphs (c)(1) through (c)(3) of this (3) Adulteration levels and accept/reject
section. criteria. FDA considers a lot of medical
(1) Sample plans. FDA will collect gloves to be adulterated when the num-
samples from lots of medical gloves in ber of defective gloves found in the
accordance with agency sampling tested sample meets or exceeds the ap-
plans. These plans are based on sample plicable rejection number at the 1.5
sizes, levels of sample inspection, and AQL for surgeons’ gloves or the 2.5
acceptable quality levels (AQLs) found AQL for patient examination gloves.
in the International Standard Organi- These acceptance and rejection num-
zation’s standard ISO 2859, ‘‘Sampling bers are identified in the tables fol-
Procedures For Inspection By At- lowing paragraph (c)(3) of this section
tributes.’’ as follows:
ACCEPT/REJECT CRITERIA AT 1.5 AQL FOR SURGEONS’ GLOVES
Number Defective
Lot Size Sample Sample Size Number Examined
Accept Reject
8 to 90 Single sample 8 0 1
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§ 800.20 21 CFR Ch. I (4–1–22 Edition)
5 to 50 Single sample 5 0 1
(d) Compliance. Lots of gloves that (2) Reconditioning. FDA may author-
are sampled, tested, and rejected using ize the owner of the product, or the
procedures in paragraphs (b) and (c) of owner’s representative, to attempt to
this section, are considered adulterated recondition, i.e., bring into compliance
within the meaning of section 501(c) of with the act, a lot or part of a lot of
the act. foreign gloves detained at importation,
(1) Detention and seizure. Lots of or a lot or part of a lot of seized domes-
gloves that are adulterated under sec- tic gloves.
tion 501(c) of the act are subject to ad- (i) Modified sampling, inspection, and
ministrative and judicial action, such acceptance. If FDA authorizes recondi-
tioning of a lot or portion of a lot of
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Food and Drug Administration, HHS § 800.55
13 to 90 Single sample 13 0 1
8 to 50 Single sample 8 0 1
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§ 800.55 21 CFR Ch. I (4–1–22 Edition)
resentative who has reason to believe feasible, prior oral approval shall be
that the devices are adulterated or obtained and confirmed by written
14
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Food and Drug Administration, HHS § 800.55
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§ 800.55 21 CFR Ch. I (4–1–22 Edition)
(7) If the appellant appeals the deten- (iii) To bring the devices into compli-
tion order but does not request a regu- ance.
latory hearing, the presiding officer (iv) For any other purpose that the
shall render a decision on the appeal FDA representative who issued the de-
affirming or revoking the detention tention order, or other responsible divi-
within 5 working days after the filing sion office official, believes is appro-
of the appeal. priate in the case.
(8) If the presiding officer affirms a (4) If an FDA representative approves
detention order, the devices continue the movement of detained devices
to be detained until FDA terminates under paragraph (h)(3) of this section,
the detention under paragraph (j) of the detained devices shall remain seg-
this section or the detention period ex- regated from other devices and the per-
pires, whichever occurs first. son responsible for their movement
(9) If the presiding officer revokes a shall immediately orally notify the of-
detention order, FDA shall terminate ficial who approved the movement of
the detention under paragraph (j) of the devices, or another responsible
this section. FDA division office official, of the new
(h) Movement of detained devices. (1) location of the detained devices.
Except as provided in this paragraph (5) Unless otherwise permitted by the
(h), no person shall move detained de- FDA representative who is notified of,
vices within or from the place where
or who approves, the movement of de-
they have been ordered detained until
vices under this paragraph, the re-
FDA terminates the detention under
quired tags shall accompany the de-
paragraph (j) of this section or the de-
vices during and after movement and
tention period expires, whichever oc-
shall remain with the devices until
curs first.
FDA terminates the detention or the
(2) If detained devices are not in final
detention period expires, whichever oc-
form for shipment, the manufacturer
curs first.
may move them within the establish-
ment where they are detained to com- (i) Actions involving adulterated or mis-
plete the work needed to put them in branded devices. If FDA determines that
final form. As soon as the devices are the detained devices, including any
moved for the purpose of the preceding that have been put in final form, are
sentence, the individual responsible for adulterated or misbranded, or both, it
their movement shall orally notify the may initiate legal action against the
FDA representative who issued the de- devices or the responsible individuals,
tention order, or another responsible or both, or request that the devices be
division office official, of the move- destroyed or otherwise brought into
ment of the devices. As soon as the de- compliance with the act under FDA’s
vices are put in final form, they shall supervision.
be segregated from other devices, and (j) Detention termination. If FDA de-
the individual responsible for their cides to terminate a detention or when
movement shall orally notify the FDA the detention period expires, whichever
representative who issued the deten- occurs first, an FDA representative au-
tion order, or another responsible divi- thorized to terminate a detention will
sion office official, of their new loca- issue a detention termination notice
tion. The devices put in final form releasing the devices to any person who
shall not be moved further without received the original detention order or
FDA approval. that person’s representative and will
(3) The FDA representative who remove, or authorize in writing the re-
issued the detention order, or another moval of, the required labels or tags.
responsible division office official, may (k) Recordkeeping requirements. (1)
approve, in writing, the movement of After issuance of a detention order
detained devices for any of the fol- under paragraph (d) of this section, the
lowing purposes: owner, operator, or agent in charge of
(i) To prevent interference with an any factory, warehouse, other estab-
establishment’s operations or harm to lishment, or consulting laboratory
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Food and Drug Administration, HHS § 800.75
have, or establish, and maintain ade- (1) FDA means the Food and Drug
quate records relating to how the de- Administration.
tained devices may have become adul- (2) 517A decision means a significant
terated or misbranded, records on any decision made by the Center for De-
distribution of the devices before and vices and Radiological Health, as set
after the detention period, records on forth in section 517A of the Federal
the correlation of any in-process de- Food, Drug, and Cosmetic Act, and in-
tained devices that are put in final cludes one of the following decisions:
form under paragraph (h) of this sec- (i) A substantially equivalent order
tion to the completed devices, records under § 807.100(a)(1) of this chapter, or a
of any changes in, or processing of, the not substantially equivalent order
devices permitted under the detention under § 807.100(a)(2) of this chapter;
order, and records of any other move- (ii) An approval order under § 814.44(d)
ment under paragraph (h) of this sec- of this chapter, an approvable letter
tion. Records required under this para- under § 814.44(e) of this chapter, a not
graph shall be provided to the FDA on approvable letter under § 814.44(f) of
request for review and copying. Any this chapter, or an order denying ap-
FDA request for access to records re- proval under § 814.45 of this chapter;
quired under this paragraph shall be (iii) An approval order under
made at a reasonable time, shall state § 814.116(b) of this chapter, an approv-
the reason or purpose for the request, able letter under § 814.116(c) of this
and shall identify to the fullest extent chapter, a not approvable letter under
practicable the information or type of § 814.116(d) of this chapter, or an order
information sought in the records to denying approval under § 814.118 of this
chapter;
which access is requested.
(iv) A grant or denial of a request for
(2) Records required under this para-
breakthrough device designation under
graph shall be maintained for a max-
section 515B of the Federal Food, Drug,
imum period of 2 years after the and Cosmetic Act;
issuance of the detention order or for (v) An approval order under § 812.30(a)
such other shorter period as FDA di- of this chapter or a disapproval order
rects. When FDA terminates the deten- under § 812.30(c) of this chapter;
tion or when the detention period ex- (vi) A failure to reach agreement let-
pires, whichever occurs first, FDA will ter under section 520(g)(7) of the Fed-
advise all persons required under this eral Food, Drug, and Cosmetic Act; or
paragraph to keep records concerning (vii) A clinical hold determination
that detention whether further record- under section 520(g)(8) of the Federal
keeping is required for the remainder Food, Drug, and Cosmetic Act.
of the 2-year, or shorter, period. FDA (3) CDRH means the Center for De-
ordinarily will not require further rec- vices and Radiological Health.
ordkeeping if the agency determines (b) Submission of request—(1) Review of
that the devices are not adulterated or 517A decisions. (i) An initial or sequen-
misbranded or that recordkeeping is tial request for supervisory review
not necessary to protect the public within CDRH of a 517A decision under
health, unless the records are required § 10.75 of this chapter must be addressed
under other regulations in this chapter to the next organizational level or
(e.g., the good manufacturing practice higher above the individual who made
regulation in part 820 of this chapter). the decision; submitted in electronic
[44 FR 13239, Mar. 9, 1979, as amended at 49 format in accordance with section
FR 3174, Jan. 26, 1984; 69 FR 17292, Apr. 2, 745A(b) of the Federal Food, Drug, and
2004; 79 FR 9412, Feb. 19, 2014; 82 FR 14147, Cosmetic Act; marked ‘‘Appeal: Re-
Mar. 17, 2017; 85 FR 16555, Mar. 25, 2020] quest for Supervisory Review’’; and re-
ceived by CDRH no later than 30 days
§ 800.75 Requests for supervisory re- after the date of the decision involved.
view of certain decisions made by Any such request for supervisory re-
the Center for Devices and Radio- view not received by CDRH within 30
logical Health. days after the date of the decision in-
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(a) Definitions. The following defini- volved is not eligible for review. Except
tions shall apply to this section: as provided in paragraph (b)(1)(ii) or
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Pt. 801 21 CFR Ch. I (4–1–22 Edition)
packing, or manufacturing.
801.125 Medical devices for use in teaching,
law enforcement, research, and analysis.
18
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