Endoscopic Evaluation of Post-Fundoplication Anatomy: Esophagus (J Clarke and N Ahuja, Section Editors)

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Curr Gastroenterol Rep (2017) 19:51

DOI 10.1007/s11894-017-0592-7

ESOPHAGUS (J CLARKE AND N AHUJA, SECTION EDITORS)

Endoscopic Evaluation of Post-Fundoplication Anatomy


Walaa F. Abdelmoaty 1 & Lee L. Swanstrom 2,3

# Springer Science+Business Media, LLC 2017

Abstract Introduction
Purpose of Review We aim to review the endoscopic evalua-
tion of post-fundoplication anatomy and its role in assessment The importance of endoscopic evaluation of post-fundoplication
of fundoplication outcomes and in pre-operative planning for anatomy is related to the necessity of restoring normal gastro-
reoperation in failed procedures. esophageal junction (GEJ) geometry and by extension an effec-
Recent Findings There is no universally accepted system for tive anti-reflux mechanism. Normal geometry is achieved by
evaluating post-fundoplication anatomy endoscopically. returning the gastroesophageal junction to the abdomen, closing
However, multiple reports described the usefulness of post- the hiatal opening, and creating a one-way valve mechanism
operative endoscopy as a quality control measure and in the [1••]. The normal gastroesophageal flap valve (GEFV), the
evaluation of complex cases such as repeat procedures and intraluminal extension of the angle of His [2], is a 180° flap
paraesophageal hernias (PEH). valve that opposes the lesser curvature of the stomach when
Summary Endoscopic evaluation of post-fundoplication anato- the gastric pressure rises preventing stomach contents from
my has an important role in assessing the outcomes of operative refluxing into the esophagus and it allows, only, for the one-
repair and pre-operative planning for failed fundoplications. way passage of contents from the esophagus into the stomach
Attempts have been made to characterize the appearance of [3, 4]. Hill et al. described a grading system based on endoscopic
the newly formed gastroesophageal valve after successful re- views in retroflexion of valve geometry that is a widely used
pairs and to standardize endoscopic reporting and classification indicator of reflux status [5–7]. When this geometry is distorted,
of anatomic descriptions of failed fundoplications. However, for example due to a hiatal hernia, the gastric cardia becomes
there is no consensus. More studies are needed to evaluate the patulous due to the permanent attenuation of collar sling fibers,
applicability and reproducibility of proposed endoscopic evalu- and the GEFV is lost [8, 9]. Loss of the GEFV contributes to the
ation systems in order for such tools to become widely accepted. loss of the anti-reflux mechanism or, at least, to the loss of
resistance to reflux episodes with rises in gastric pressure [10].
Keywords Endoscopy . Post-fundoplication . It has been shown that the loss of the GEFV predisposes the
Gastroesophageal valve . Gastroesophageal junction patient to an increased frequency of transient lower esophageal
anatomy . Fundoplication . Redo fundoplication sphincter relaxation [11].
Fundoplication surgery approximates the greater curvature
This article is part of the Topical Collection on Esophagus aspect of the cardia (collar sling fibers) toward the lesser cur-
vature aspect (clasp fibers) in order to restore the distal high-
* Lee L. Swanstrom pressure zone and to reconstruct the angle of His and a highly
lswanstrom@gmail.com competent valve mechanism [8]. By wrapping the proximal
stomach around the distal 3 cm of the esophagus, an acute
1
Providence Portland Medical Center, Portland, OR, USA angle at the level of GEJ is created, and an endoscopically
2
The Oregon Clinic, 4805 NE Glisan St, Suite 6N60, evident valve is formed. Thus, when gastric pressure rises,
Portland, OR 97213, USA the greater curvature aspect of the cardia is pushed against
3
Institute for Image Guided Surgery, Strasbourg, France the lesser curvature aspect, mimicking the native valve
51 Page 2 of 8 Curr Gastroenterol Rep (2017) 19:51

mechanism in resisting gastric reflux [1••]. It is interesting to The authors theorized that these criteria could reflect, objective-
note that fundoplications resist reflux independent of in vivo ly, the function of the anti-reflux mechanism.
anatomic relationships, as the length of the newly constructed The devised characterization system incorporates findings
valve does not decrease in relation to gastric distention [12]. relevant to complete wraps, such as the Nissen or Collis-
The fundoplication type determines the appearance character- Nissen, and partial wraps such as the Toupet, Dor or the Hill
istics of the newly formed valve; as such, it is important to repair. Although all procedures work toward the same function-
understand how the valve is formed as well as the unique al outcome, they have different valve appearances when viewed
anatomic characteristics of each valve type. with a retroflexed endoscope. Complete fundoplications
Despite the high rate of satisfaction after fundoplication (Nissen and Collis-Nissen) and Hill repairs create a nipple type
surgeries, post-operative complaints are not unusual [13–18]. valve, whereas partial fundoplications (Toupet and Dor) result
With the adoption of laparoscopic techniques in the early in a flap valve type. Partial fundoplications may exhibit some
1990s, the frequency of fundoplication surgery increased ex- opening associated with respiration whereas complete
ponentially [19, 20]. The increasing number of fundoplication fundoplications do not. The 10 specific valve criteria applied
surgeries has been accompanied by an increasing number of to the five different types of fundoplications are described in
dissatisfied patients [21•, 22••]. Patients with recurrent, persis- Table 1 and illustrated in Figs. 1 and 2.
tent, or new-onset symptoms need a thorough evaluation in However, the system is marked by several limitations.
order to determine their etiology. Endoscopic evaluation is the There were no follow-up studies to test the system’s reproduc-
first test to be used in the assessment of post-fundoplication ibility and ease of use. Proven correlations between endoscop-
symptoms [1••], as it can help to differentiate between symp- ic valve descriptions and patient satisfaction, residual symp-
toms attributable to a technical problem with surgery and toms, quality of life surveys, and additional objective testing
those attributable to a new esophageal lesion or disease pro- (e.g., manometry, pH testing, and intraluminal impedance) are
cess [23, 24]. Endoscopic evaluation may be used to further also lacking at present and would be important to underscore
subcategorize treatment failures and to tailor the next most the clinical relevance of this system. Some of the authors’
appropriate intervention [22••]. criteria are subjectively framed, such as groove evaluation,
Despite the generally acknowledged importance of endoscop- which is described as “shallow” or “deep,” and lesser curva-
ic evaluation, there is no consensus on how to document these ture width, which is described as “narrow” or “wide”; replace-
diagnostic findings [1••, 21•, 22••, 23]. Terminology varies wide- ment of these simple adjectives with clearly defined grading
ly among reports of post-fundoplication anatomy [21•]. A vali- scales would help to minimize discrepancies among different
dated, universally accepted lexicon and reporting system would endoscopists.
be useful for objectively evaluating the results of fundoplication Finally, this characterization system was based on descrip-
surgeries. Likewise, a consensus on what do and do not consti- tions of static images from among patients who had one of the
tute normal findings following different types of fundoplication previously mentioned fundoplication surgeries. It was not in-
would be important to further classify failures and select appro- dicated how long those patients were out of surgery when
priate subsequent management strategies. Proposals exist regard- these images were taken or if there were any available com-
ing unique characteristics of post-fundoplication valve anatomy parisons with other post-surgery images from different dates.
[1••] and classification systems for treatment failures [21•], but Evaluation of these criteria over time would be critical to
they need to be validated for feasibility and reproducibility. determine their dependability. Symptom control generally de-
Subjective assessments should be replaced by objective criteria creases over time in accordance with changes in anatomic
that make endoscopic evaluation a more dependable outcome configuration. Stefanidis et al. showed that symptom control
measure of fundoplication surgery. decreases from 90% at 3 years to 67% at 7 years [25]. Other
studies have shown that persistent relief of heartburn and re-
gurgitation was achieved in 90 and 80% of patients at 10-
What is Normal Endoscopic Anatomy After [26–28] and 20-year [29–31] follow-up, respectively. Formal
a Successful Fundoplication? study of valve criteria immediately after surgery and at dis-
crete follow-up time points is recommended to understand the
The ideal fundoplication lies intraabdominally below a closed temporal robustness of these criteria for wrap functionality.
hiatus and wraps symmetrically around the GEJ [22••]. Jobe
et al. described a system of 10 criteria to assess fundoplication
anatomy, with particular attention to the newly constructed gas- Endoscopic Evaluation of Post-fundoplication
troesophageal valve (GEV) [1••]. To define successful proce- Symptoms
dures clinically, they excluded any patient with post-operative
symptoms of heartburn, regurgitation, dysphagia, chest pain, or Usually, assessment of post-fundoplication anatomy is war-
gas bloat, or any patient still using anti-secretory medications. ranted when patients report symptoms. Endoscopic evaluation
Curr Gastroenterol Rep (2017) 19:51 Page 3 of 8 51

Table 1 Valve characteristics and rating system adopted from Jobe et al. [1••]

Valve criteria Nissen Collis-Nissen Toupet Dor Hill


Lip thickness Thin Thick Thick Wide Thin
width of the most distal
aspect of the valve
Body length 3–4 cm 3 cm 3 cm 3 cm 4–5 cm
distance from fundus
apex to the valve lip
Anterior groove Shallow Absent Shallow Shallow Deep
impression depth made
by the repair
Posterior groove Deep Shallow Shallow Absent Deep
impression depth made
by the repair
Lesser curvature width Narrow Wide Wide Wide Wide
area directly behind the
endoscope
Adherence to endoscope Tight Tight Moderate Moderate Tight
tightness of valve lip
around the endoscope
Respiration Adherent all Periods of opening Brief periods of Occasional opening No opening
adherence of the valve phases around scope in opening during during respiration during respiration
to the endoscope was inspiration respiration
during respiration
Type Nipple Nipple Flap Flap Nipple
Intraabdominal location Yes Yes Yes Yes Yes
Proper repair position Yes Yes Yes Yes Yes
Unique characteristics Body has Spiral appearance; Omega-shaped lip S-shaped lip Lesser curve has comet
stacked coils staple line evident tail appearance;
appearance on body smooth body

of post-fundoplication symptoms is seen as an effective test to slipped, or twisted fundoplication, or new lesions, such as a
assess failed fundoplication anatomy [35] and to correlate stricture or neoplasm [23, 24].
post-fundoplication symptoms with anatomic findings [21•]. As the endoscope is advanced, the endoscopist can assess for
With the widespread adoption of laparoscopic fundoplication a tight fundoplication by the appearance of coils (puckering) at
techniques as the gold standard surgical treatment modality the distal esophagus and the sense of excessive force required to
for gastroesophageal reflux disease (GERD), the number of traverse the distal esophagus. A slipped fundoplication can be
patients who are persistently or recurrently symptomatic after signaled by the finding of a gastric mucosal pouch proximal to
fundoplication surgeries has increased significantly [19, 20]. the wrap, which indicates either that the stomach has slid upward
Reflux recurs at a rate of 3–30% among patients post- or that the wrap was incorrectly positioned to begin with around
fundoplication, with 3–6% requiring repeat surgery due to the proximal stomach rather than the distal esophagus [23].
persistent or recurrent symptoms [32]. Positioning the endoscope in retroflexion and facing the less-
The goal of endoscopic assessment of post-fundoplication er curvature facilitates inspection of the newly constructed valve.
symptoms is to look for objective signs of uncontrolled reflux, A disrupted fundoplication can be expected if the anterior
evaluate for unrelated or de novo lesions, and to assess the groove is absent or if the posterior groove is shallow. Surgical
fundoplication itself for technical problems or failure [23]. material may be seen in the gastric body if and where the wrap
Post-fundoplication symptoms can be classified according to has separated. In the case of a partially disrupted Nissen
their relationship to preoperative symptoms as persistent, re- fundoplication, the nipple valve stacked coils will appear loose
current, or new post-operatively [23]. The presence of ero- around the endoscope shaft. If the configuration of these stacked
sions or ulceration indicates that persistent symptoms are coils is oblique rather than parallel to the diaphragm, it may
due to a failed fundoplication, whereas evidence of alternative indicate a twisted or ill-constructed fundoplication. A herniated
disease processes such as peptic ulcer, Candida esophagitis, or fundoplication can appear as an intact fundoplication with the
eosinophilic esophagitis may indicate that the initial symp- entire segment pushed upward into the chest and the crural folds
toms were attributable to a cause other than GERD [23, 24]. positioned below the fundoplication. Endoscopy in retroflexion
For new symptoms such as dysphagia, endoscopy can detect also can help detect the development of new PEH after the
related post-operative technical problems, such as a disrupted, fundoplication by revealing a gastric pouch above the level of
51 Page 4 of 8 Curr Gastroenterol Rep (2017) 19:51

Fig. 1 Diagrams of valve appearance of different types of repair diagram. This figure is a property of the Foundation for Surgical
fundoplications. a Nissen fundoplication. b Nissen-Collis Innovation and Education (FSEI); FSEI grants permission to use it
fundoplication. c Toupet fundoplication. d Dor fundoplication, e Hill

the diaphragm, either passing through the wrap or next to it [23]. classes are marked. Juhasz et al. reported significant discor-
As always, correlation with patients’ symptoms is necessary to dance in reported endoscopic findings post-fundoplication be-
determine the clinical relevance of these findings. tween community physicians and experienced esophageal sur-
geons for patients who underwent re-operative intervention af-
ter a failed fundoplication. The authors attributed this discrep-
Endoscopic Evaluation Reporting Problems ancy to a lack of universally accepted endoscopic terminology
and to a lack of systematic training. The study found that gen-
Non-uniform reporting remains a clear limitation to the endo- eral endoscopists’ reports captured only 32% of previous
scopic evaluation of post-fundoplication anatomy. At present, fundoplications, 68% of hiatal hernias, 61% of paraesophageal
there is no agreement on defined anatomic irregularities, clas- hernias, 17% of slipped fundoplications, 30% of disrupted
sification schemes, or severity scoring. The need for a consen- fundoplications, and 70% of Barrett’s esophagus cases [21•].
sus is compelling because systematized reports among different
providers would facilitate a more thorough detection of post-
operative problems, a better mechanistic understanding of treat- Uniform Endoscopic Description of Surgical
ment failures, and wiser planning for future management. Fundoplication
Endoscopic evaluation is usually performed by gastroenter-
ologists, primary care physicians, and surgeons. Discrepancies Because of the lack of uniformity and wide discordance
in the description of endoscopic findings among these provider among endoscopists in the description of post-fundoplication
Curr Gastroenterol Rep (2017) 19:51 Page 5 of 8 51

anatomy, the need to find a consensus is of utmost importance.


For this reason, Mittal et al. proposed a classification system
for standardized endoscopic reporting of post-fundoplication
anatomy [22••]. The classification included four factors: E
(distance of GEJ to crus), S (amount of gastric tissue between
the GEJ and fundoplication), F (fundoplication configuration),
and P (paraesophageal hernia) (Table 2). The system was pro-
posed mainly as a means of subcategorizing patients who had
failed surgery toward developing a better algorithm for surgi-
cal retreatment.
As an example, a normal fundoplication in this classifica-
tion would be described as E0S0F0P0. The GEJ is positioned
intraabdominally and below the crura (E0); there is no slippage
of the fundoplication, and it is securely wrapped around the
distal esophagus (S0); the fundoplication looks symmetric and
competent (F0); and there is no paraesophageal hernia detect-
ed (P0). The system can also be used to describe different
types of fundoplications by using different combinations of
criteria. However, it is important to note that the authors
grouped fundoplications with any slippage component togeth-
er, regardless of their E and F criteria status, explaining that
such slippage overrides other anatomical derangements.
The study by Mittal et al. demonstrated that altered post-
fundoplication anatomy correlated with presenting symptoms.
Dysphagia and chest pain were more likely to occur with a
twisted fundoplication due to distal obstruction, whereas re-
current heartburn and regurgitation were more often associat-
ed with disrupted fundoplications. Slipped fundoplications
could be associated with any symptom and tended to represent
a complete treatment failure. Despite these correlations, this
study did not include all symptomatic post-fundoplication pa-
tients in its analysis, instead selecting explicitly for those who
underwent repeat surgeries. Better validity for this classifica-
tion scheme would be achieved via analysis of all symptom-
atic and non-symptomatic patients.
While this classification scheme can help surgeons to plan
systematically for repeat intervention, the study authors did not
recommend using it as a sole measure for the assessment the
post-fundoplication symptoms or as a replacement for current
standards. Rather, it should be considered an additional tool to
streamline reporting and enable accurate comparisons across
different centers. It should also be noted that the classification
is not completely objective; a wrap score of E1 versus E2 or S1
versus S2 relies on the endoscopist’s judgment and experience.

Endoscopic Evaluation and Other Tests


Fig. 2 a Nissen fundoplication. b Nissen-Collis fundoplication. c Toupet
fundoplication. d Dor fundoplication. This figure is a property of the High-Resolution Manometry
Foundation for Surgical Innovation and Education (FSEI); FSEI grants
permission to use it Endoscopic evaluation can also be correlated with other tests
in order to detect or confirm symptom etiologies and mecha-
nisms of treatment failure. Hoshino et al., for example,
51 Page 6 of 8 Curr Gastroenterol Rep (2017) 19:51

Table 2 Classification of the


endoscopic findings of “E” component Distance of GEJ to the level of crura
fundoplication adopted from E0 GEJ is located intra-abdominally, at or under the level of crura
Mittal et al. [22••] E1 GEJ is located less than 2 cm above the level of crura
E2 GEJ is located more than 2 cm above the level of crura
“S” component Amount of gastric tissue above the fundoplication and below the GEJ
S0 Fundoplication is around the distal esophagus
S1 Less than 2 cm gastric tissue above the fundoplication
S2 More than 2 cm gastric tissue above the fundoplication
“F” component Description of the fundoplication
F0 Intact fundoplication (competent, symmetrical)
F1a Partially disrupted fundoplication
F1b Completely disrupted fundoplication
F2a Twisted fundoplication
F2b Two-compartment stomach
“P” component Present of paraesophageal hernia (verified by endoscopy or esophagogram)
P0 No PEH
P1 Recurrent PEH

demonstrated significant correlation between high-resolution Jailwala et al. concluded that endoscopy performed better than
manometry (HRM) patterns and endoscopic findings for esophagram by detecting disturbed anatomy twice as often in
symptomatic patients after a previous fundoplication [33]. In most but not all circumstances. The one exception was an
this study, two patients with endoscopically intact, overly tight wrap, which esophagram was superior to endos-
intraabdominal fundoplications showed a dual high-pressure copy at detecting. [24].
zone (HPZ) on HRM, a finding that the authors attributed to
the possibility on an intermittently telescoping fundoplication
into the chest. A distinct dual HPZ configuration was other- Endoscopic Ultrasound
wise detected in intra-thoracic and slipped fundoplications
only, the distal HPZ representing the diaphragmatic crus and In an observational animal study, Gopal et al. demonstrated that
the proximal HPZ representing the fundoplication around the endoscopic ultrasound (EUS) evaluation of anatomy at the level
native LES. The authors hypothesized that the utility of HRM of the hiatus is feasible and provides useful information regard-
might be highest in assessing post-fundoplication symptoms ing Nissen fundoplication integrity and its relationship to the
in the setting of normal endoscopic findings. diaphragm. The study defined a set of endosonographic criteria
It should be noted that this study did not consider asymptom- that characterize a normal Nissen fundoplication and the ana-
atic patients with previous fundoplication, a group that might tomic derangements associated with repair failure in a swine
have served as useful controls. Normal HRM measurements for model. The study concluded that EUS can precisely determine
asymptomatic post-fundoplication patients should be codified the anatomic causes and mechanisms of treatment failure after
before HRM can be considered a robust and objective assess- Nissen fundoplication [39].
ment system for post-fundoplication symptoms. In a subsequent In a follow-up clinical trial to the previous study, these
study assessing HRM findings in symptomatic, endoscopically defined sets of endosonographic criteria were tested for valid-
intact Nissen fundoplications, the same group of investigators ity in humans [40]. The study showed that the application of
demonstrated that nearly 25% of symptomatic patients had an these criteria to all subjects was easy and that EUS had a
intact endoscopic anatomical configuration and that those greater ability to detect causes and mechanism of treatment
reporting dysphagia had longer HPZ complexes and higher in- failure than other conventional tests combined. However, the
tegrated relaxation pressures (IRP) [34]. However, this study study suggested that EUS is best used among those symptom-
also did not consider asymptomatic post-operative controls, atic patients in whom conventional testing did not yield a
and the study population (43 patients) was relatively small. coherent etiologic explanation, likely due to the reliance of
EUS evaluation on operator expertise. In addition, the study
Esophagram hypothesized that EUS combined with upper endoscopy could
serve as the only test required to determine the necessity of a
In a study of the diagnostic usefulness of endoscopic evalua- repeat operation. However, the performance characteristics of
tion of Nissen fundoplication anatomical derangements, this approach could not be assessed, as the study population
Curr Gastroenterol Rep (2017) 19:51 Page 7 of 8 51

was small and did not correlate its findings with outcomes Compliance with Ethical Standards
after repeat surgery.
Conflict of Interest Walaa Abdelmoaty declares no conflict of interest.
Lee Swanstrom reports non-financial support from Apollo, Boston
Scientific, and Olympus and grants from Olympus, outside the submitted
Conclusion work.

Endoscopic evaluation of post-fundoplication anatomy is an Human and Animal Rights and Informed Consent This article does
not contain any studies with human or animal subjects performed by any
important tool in the assessment of wrap integrity and in the
of the authors.
explanation of post-operative symptoms. Physicians and sur-
geons tend to utilize endoscopy to evaluate post-
fundoplication anatomy only if the patient has symptoms after
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