Page 1 661035263.

xlsx

SECURITY SELF ASSESSMENT FOR BUSINESS PARTNERS, AGENTS, VENDORS, CUSTOMERS, CARRIERS ANS CONTRACTORS

The United Customs have developed the C-TPAT program to safeguard transportation against terrorism. All C-TPAT members are required to carry
out a documented and verifiable assessment not only for themselves, but also for all partners, agents, vendors, customers, carriers and contractors
in the chain of cargo supply for transportation in general and more particularly air transportation. The assessment is expected to be repeated every
four years. Morrison Express Corporation is a member of the C-TPAT and in compliance with C-TPAT requirements, we require you to complete the
following questionnaire to enable us obtain our documented and verifiable evidence for C-TPAT inspection and audit.

Name of Respondent: _________________________ Position/Title: __________________________________________________

Company Name: __________________________________________________________________________________________________________
Address: _______________________________________________________________________________________________________________
Country: ________US____________________________________ Date: ______________________7/10/18___________________________________

Does your company currently participate in any of the following Customs Industry N/A We are a broker that is not CTPAT Certified
Partnership Programs? Please, provide the certificate number if you answer yes to any of them

1 Customs Trade Partnership Against Terrorism (C-TPAT) YE ✘

N INTEND TOCertificate Number: _______________
S APPLY
2 ISO 28000-Specification for Security Management for the Supply Chain YE N INTEND TOCertificate Number: _______________
✘
YE
S N APPLY TO
INTEND
3 Canada's Partners In Protection (PIP) ✘ Certificate Number: _______________
S APPLY
YE N INTEND TO
4 European Authorized Economic Operator (AEO) ✘ Certificate Number: _______________
S APPLY
YE N INTEND TO
5 Business Anti Smuggling Coalition (BASC) ✘ Certificate Number: _______________
S O APPLY
6 Japan's Authorized Economic Operator (JAEO) YE N INTEND TOCertificate Number: _______________
✘
S
YE O
N APPLY
INTEND TO
7 Jordan's Golden List (GL) ✘ Certificate Number: _______________
S O APPLY
YE N INTEND TOCertificate Number: _______________
8 New Zealand's Secure Export Scheme (SES) ✘
S O APPLY
YE N INTEND TOCertificate Number: _______________
9 Singapore's Secure Trade Partner (STP) ✘
S O APPLY
YE N INTEND TOCertificate Number: _______________
10 South Korea's Authorized Economic Operator (SKAEO) ✘
S O APPLY

If you answered yes to any of the above, then please sign here _____________________ and do not complete the rest of the questionnaire.

If you answered no to all of the above, then please complete the following questionnaire:

Please note that Aircraft / Vessel Integrity should be maintained to protect against the introduction of unauthorized personnel and material.
Item No. Yes No N/A Details

1 Are all conveyances inspected upon arrival or at transfer points

for signs of tampering? ✘

2 Are there written security procedures covering receipt, loading and

unloading of containers to prevent cargo loss or the introduction ✘

of unauthorized or unmanifested material?

3 Is conveyance integrity maintained to prevent the introduction of

unauthorized personnel or material into the conveyance, including ✘

physical searches and the securing of all readily accessible

areas? Please describe.

Item No. Yes No N/A Details

4 Are all containers locked and sealed with ISO/PSA standard

17712 seals to prevent the introduction of unauthorized personnel

or unmanifested material? Please describe. ✘

5 Is the loading/unloading of conveyances supervised? By whom? ✘

Page 1 661035263.xlsx
 Page 2 661035263.xlsx

6 Are all containers, etc. of solid wall construction and in good

condition? ✘

7 Are containers properly locked and sealed prior to departure,

so tampering would be evident? ✘

8 Are seal numbers recorded on the shipping instructions and are

records kept of seal numbers, and verified at arrival point? ✘

9 Are seals kept under lock and key to prevent unauthorized

access and misuse? ✘

10 Is there secure storage of containers (empty and full) to prevent

theft or the introduction of unmanifested or unauthorized material?

Item No. Yes No N/A

11 Do in-transit procedures provide for effective contingency plans

that address unscheduled stops, communication protocols, and

incident reporting to local law enforcement or customs? ✘

12 Are the airfields/docks and/or container storage yards

monitored by CCTV and recorded? ✘

13 What are the procedures for reporting cases in which

unmanifested materials or signs of tampering are discovered?

Access Controls

Yes No N/A

Item No.
1 Is unauthorized access to facilities and conveyances prohibited? ✘

2 Do you employ an identification system for all employees? ✘

Describe method - ie. Badges, etc.

3 Do you record, identify and escort all visitors, vendors, etc.? ✘

4 Is there a procedure in place for challenging unauthorized/

unidentified persons? Please describe. ✘

5 Are controls in place to prevent unauthorized access to

computer systems and information? ✘

6 Is there an operable, monitored and recorded CCTV system that

covers the exterior of the buildings, including the interior and

exterior of the yards where trailers and containers

are loaded, unloaded and stored? ✘

Procedural Security

Procedures should be in place to protect against unmanifested material being introduced into cargo bound an aircraft / vessel.

Item No. Yes No N/A

1 Is there a manager responsible for implementing security

within the company? ✘

Page 2 661035263.xlsx
 Page 3 661035263.xlsx

2 Is there an employee and/or security officer designated at each

location to supervise the introduction and removal of cargo? ✘

3 Do written security policies and procedures exist to include

physical security, access controls, personnel security,

education and awareness, manifest and conveyance security

and the handling of incoming and outgoing goods to identify

overages and shortages or the introduction of unmanifested or

illegal goods? ✘

4 Are there effective internal and external communication systems

in place to notify internal security personnel and law enforcement ✘

agencies in the event of a security incident?

5 Describe the method by which all cargo/cargo equipment is

marked, counted, weighed and documented.

Item No. Yes No N/A

6 Is tamper-proof tape used to secure boxes?

7 Are all cartons/all merchandise weighed or re-weighed?

8 Describe the procedures for affixing, replacing, recording,

tracking and verifying seals on containers.

9 Are shortages or overages detected and reported? ✘

10 Are they investigated? If so, by whom?

11 Describe the procedures for reporting the timely movement of

incoming and outgoing goods.

Item No. Yes No N/A

12 Are storage areas secured? ✘

How often are these areas inspected or surveyed?

13 What are the procedures for notifying Customs and other law

enforcement agencies in cases where anomalies or tampering

activities are detected or suspected by the company?

14 Are there random, unannounced security assessments of areas

within your company's control? ✘

15 Are procedures in place to provide for complete, accurate

and advanced lists of employees? Please describe. ✘

16 Are procedures in place to provide for complete, accurate

and advanced lists of cargo?

17 Do you have a system in place for positive baggage match

identification that provides for the constant security of all

Page 3 661035263.xlsx
 Page 4 661035263.xlsx

baggage? Please describe.

Manifest Procedures
Item No. Yes No N/A

1 Describe how the company ensures that manifests are complete,

legible, accurate and submitted in a timely manner to Customs or

other concerned that are mandated to have such information?

Personnel Security

Item No.
1 Do you conduct pre-employment screening and interviewing of

prospective employees? ✘

2 Do you conduct background checks and application verifications

(including criminal checks) where permitted by law? ✘

If yes, specify methods used.

3 If no, will you be implementing any form of personnel checks
in the near future? If yes please specify methods to be used

4 Are the same background checks required of temporary and

contract personnel? ✘

5 Are employees (both permanent and temporary) and contractors

subject to drug testing? X

Item No. Yes No N/A

6 Do you have a documented Code of Conduct, "Factory Rules" or

other forms of employee conduct guidelines? ✘

7 Is there a process for handling terminated employees or

contractors and preventing them from having access? ✘

Education and Training Awareness

Item No.

1 Does your company providesecurity awarenes straining programs

to employees (both during new employee orientation and on an

ongoing basis) that covers maintaining cargo integrity, determining

and addressing unauthorized access, and the recognition of

internal conspiracies? ✘

If yes, pleaseprovide evidence.

2 If no, will you be implementing any form of security

training in the near future? If yes please specify which.

3 Do you have an employee hotline or other means of

communication to enable anonymous reporting of wrongdoing? ✘

Item No. Yes No N/A

4 Are incentives offered to employees for active participation in

security and reporting of anomalies or wrongdoing? ✘

Page 4 661035263.xlsx
 Page 5 661035263.xlsx

5 Do key personnel receive training in document fraud and

computer security? ✘

Physical Security

Item No.

1 Are all buildings constructed of materials which

resist unlawful entry and protect against outside intrusion? ✘

Please Describe.

2 Are controls in place to prevent unauthorized vehicles from

entering the premises? ✘

3 Are controls in place to positively identify drivers, authorized

visitors and employees by photo identification or other means? ✘

4 Is driver access to the interior of facilities limited to a secure and

segregated waiting area? ✘

Item No. Yes No N/A

5 Are records kept of visitors and contractors and are they

provided identification badges? ✘

6 Are visitors required to be escorted? ✘

7 Are there cameras and if so, who monitors them? ✘

Describe camera procedures.

8 Are locks installed on all external and internal doors and windows? ✘

9 Are locks installed on gates and fences? ✘

10 Is there a means of controlled access? ✘

If yes, please explain.

11 Do you have an alarm system that is monitored 24/7 by police

or a central control station and/or employ the services of a

security guard during non-operating hours? Please give details. ✘

12 Is there segregation and marking of international, domestic, high-

value, and dangerous goods cargo within the warehouse by a

safe, caged or otherwise fenced-in area? ✘

Item No. Yes No N/A

13 Are there designated security personnel or devices in

the cargo area? Please describe. ✘

14 Is private vehicle parking separate from the cargo areas? How are

unauthorised vehicle prevented from entering the cargo areas? ✘

15 Are there communication systems in place to contact

internal security or local law enforcement personnel? ✘

Page 5 661035263.xlsx
 Page 6 661035263.xlsx

16 Describe the lighting in place inside and outside the

facility, including parking areas.

17 Is the facility in a Free Trade Zone/Industrial Park or other

compound that provides additional security features? ✘

Please describe.

Signature: ________________________________________ Date: ______________________________________________

Page 6 661035263.xlsx