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High Educ

DOI 10.1007/s10734-013-9658-0

To stay or not to stay: retention of Asian international


faculty in STEM fields

Janet H. Lawrence • Sergio Celis • Hee Sun Kim • Sarah Ketchen Lipson •

Ximeng Tong

 Springer Science+Business Media Dordrecht 2013

Abstract The present study identifies characteristics of individuals and work settings that
influence Asian international faculty members’ intentions to continue their employment in
US research universities. Given the demand for researchers in science, technology, engi-
neering and mathematics fields (STEM), the higher rate of turnover among untenured
faculty, and the replacement costs associated with turnover in STEM, the sample is limited
to assistant professors employed in these areas. Multinomial regression analyses are
conducted to identify variables that ‘‘pull’’ and ‘‘push’’ uncertain faculty toward intentions
stay and leave their current institutions. The results suggest that faculty who are more
satisfied with time available for research and those who express stronger organizational
commitment are more likely to say they will stay. Those dissatisfied with the fairness of
work evaluations and believe tenure decisions are not merit-based, are more likely to say
they will leave.

Keywords International faculty  Faculty retention  STEM fields 


United States

Introduction

Building human capital through international recruiting is an important strategy for


maintaining and extending university competitiveness (Altbach (2006); Cantwell 2011;
Finkelstein et al. 1998; Van de Bunt-Kokhus 2000). Within the US, supply and demand has
most profoundly influenced faculty hires in Science, Technology, Engineering and Math

J. H. Lawrence (&)  S. Celis  H. S. Kim  S. K. Lipson  X. Tong


Center for the Study of Higher and Postsecondary Education, School of Education,
University of Michigan, 610 East University Avenue, Ann Arbor, MI 48104, USA
e-mail: janlaw@umich.edu
S. Celis
e-mail: scelis@umich.edu

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fields (STEM). Over 71 % of international faculty in the US are employed in natural


science and engineering fields and by doctoral institutions (Lin et al. 2009; Open Doors
2008; Schuster and Finkelstein 2006; Skachkova 2007). Since 1989, temporary visa
holders have accounted for most of the growth in earned doctorates in science and engi-
neering. In 2009, 83 % of the doctorates awarded to temporary visa holders were in STEM,
while 61 % of US citizens and permanent residents earned doctorates in these disciplines
(NSF 2010). Between 1999 and 2009, students originating from China, India, and South
Korea accounted for nearly half of the doctorates in science and engineering. In 2004,
about 33 % of full time tenure track faculty in STEM were foreign born and 43 % of these
faculty were Asian (NCES 2006).
A large segment of early career international faculty in the US are undecided about their
future employment plans (Kim et al. 2011c). Furthermore, the time leading up to the tenure
decision is a period of critical risk in the retention of all STEM faculty (Kaminski and
Geisler 2012). Half of those appointed in STEM depart within about eleven years of their
initial appointments—at substantial cost to their universities. It can take up to ten years for
an institution to recoup the economic losses and significant disruptions in research and
teaching programs that result when a faculty member decides to leave campus (Kaminski
and Geisler 2012). Yet, scant research focuses on issues related to the retention of inter-
national STEM faculty (Corley and Sabharwal 2007; Ehrenberg et al. 2003; Kim et al.
2011c; Lin et al. 2009). The present study seeks to address this gap by developing a more
nuanced understanding of the individual and workplace factors that shape voluntary
departure intentions among untenured Asian STEM faculty and providing valuable
information about changes in campus policies and practices that might reduce turnover.

Conceptual framework

The growing presence and significant contributions of international faculty have generated
interest in these scholars and their experiences at US colleges and universities. Researchers
have described their socio-demographic characteristics and work roles (Lin et al. 2009;
Schuster and Finkelstein 2006; Skachkova 2007); examined their productivity (Corley and
Sabharwal 2007; Kim et al. 2011a; Lin and Gao 2010; Mamiseishvilli 2010; Mamise-
ishvilli and Rosser 2010; Webber 2012); and assessed their work satisfaction (Lin et al.
2009; Mamiseishvilli 2010; Manrique and Manrique 1999; Seifert and Umbach 2008). The
collective findings indicate that compared to US citizens, a larger proportion of non-citizen
faculty are in tenure-track positions, have not yet been granted tenure (Lin et al. 2009), and
spend more time on research and less time on teaching (Corley and Sabharwal 2007;
Skachkova 2007). Although international faculty are often more productive in research
than their US counterparts (Mamiseishvilli and Rosser 2010; Kim et al. 2011a; Webber
2012), they report discrimination in the workplace (Manrique and Manrique 1999),
including exclusion from research networks (Skachkova 2007). They are also dissatisfied
with their collegial interactions (Thomas and Johnson 2004), resources, compensation, and
professional autonomy (Wells et al. 2007). Comparisons of foreign- and US- born faculty
working in STEM show the former group to be less satisfied with technological resources,
organizational decision-making, teaching support, workload, salary, benefits, opportunities
for advancement, intellectual challenges, and job security (Lin et al. 2009; Corley and
Sabharwal 2007). However, despite their apparent dissatisfaction with faculty life, little is
known about the career plans of international faculty, in particular their intentions to stay
or voluntarily separate from their current institutions.

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Two recent investigations of faculty mobility in the US (Kim et al. 2011b, c) compared
the turnover intentions of citizen and non-citizen faculty. Drawing on the Survey of
Doctoral Recipients (SDR) data, the first study found foreign-born non-naturalized citizens
who are tenured are likely to stay while those who are highly productive in research and
have held appointments for shorter periods of time are likely to leave academe and move to
industry. A follow-up inquiry utilized data from the Collaborative on Academic Careers in
Higher Education (COACHE) survey to further examine factors that shape departure
intentions. The results suggest that international faculty as a group are less certain of their
future plans and less likely than US faculty to remain on their campuses after achieving
tenure (Kim et al. 2011c). The strongest predictors of intentions to leave are overall
satisfaction with workplace conditions and institutional control. However, these studies
group faculty from several countries into one category (non-citizen) and neither study
identifies factors that distinguish between foreign-born faculty with clear and unclear plans
to remain with their current institutions, move to another campus, or pursue non-academic
positions.
In contrast to the scant attention given to turnover among international faculty, research
on the retention of US faculty is robust. In STEM, the estimated start up costs associated
with replacing a departing faculty member at research universities range from about
$300,000 for junior to over $700,000 for senior professors (Ehrenberg et al. 2003). Due in
part to these costs and the disruptions in curricula and research programs related to
turnover, the literature on voluntary departure intentions among US faculty is growing
(e.g., Daly and Dee 2006; Johnsrud and Rosser 2002; Kaminski; Manger and Eikeland
1990; Rosser 2004; Ryan et al. 2012; Smart 1990; Zhou and Volkwein 2004).
Intentions are important antecedents to employees’ voluntary turnover behavior and
explanations abound regarding how intentions form (Bluedorn 1982; Holtom et al. 2008;
Mueller and Price 1990; Tett and Meyer 1993). A line of inquiry that informs research on
faculty (e.g., Daly and Dee 2006; Matier 1990) draws on March and Simon’s theory of
organizational equilibrium (March and Simon 1958). These investigations focus on the
balance between the perceived ease of leaving and the desirability of leaving, identifying
factors internal (e.g., workplace facilities, salaries, institutional reputation) and external to
an organization that influence employees’ intentions to pursue new opportunities (Flowers
and Hughes 1973; Trevor 2001). Factors in the external environment that might foster
intentions to leave are both non-work related (e.g., family, community) and work-related
(e.g., opportunities for advancement). When ease of movement is high (e.g., offers of
employment have been extended) and the benefits of leaving exceed those of staying,
balance is presumably disrupted and a person will decide to leave. Frequently, aspects of
the workplace that individuals find to be dissatisfying are referred to as organizational
factors that ‘‘push’’ employees to depart, e.g., unsatisfying jobs create work-related stress
that people want to separate from. Features that induce people to stay are called ‘‘pull’’
factors, e.g., valued collegial relations make continued employment attractive (Griffeth and
Hom 1988; Koslowsky et al. 1988). Of course, influences external to an organization can
also affect the balance and ‘‘pull’’ an individual to change jobs (e.g., greater compensation,
better geographic location) or ‘‘push’’ an individual to stay (e.g., schools for children are
not as strong in the alternative community).
Another branch of scholarship that informs higher education inquiries into faculty
turnover builds on cognitive theories of motivation that assume individual expectations
influence the rational decision-making processes that culminate in behavioral intentions
(House et al. 1974; Steers et al. 2004). Vroom’s early (1964) application of expectancy
theory to workplace behavior has had a pervasive effect on voluntary turnover research.

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His model assumes that individuals are goal directed and undertake activities they believe
will result in the attainment of outcomes and rewards that they personally value. Vroom
proposes that people rationally evaluate work-related behaviors and engage in those that
they think they can complete successfully (expectancies), find attractive (affective orien-
tation), and believe lead to the attainment of valued outcomes (utility). Researchers have
expanded Vroom’s model, identifying individual and contextual factors that influence
expectancies, affective orientations, and utility estimates (Griffeth and Hom 1988; Hom
and Griffeth 1995; Shore et al. 1990; Somers 1995). Inquiries show, for example, that
expectancies are influenced by individuals’ socio-demographic backgrounds, skills, and
abilities as well as job characteristics such as role clarity, performance feedback, and
organizational climate (Abelson 1993; Mowday and Colwell 2003; Mitchell 1997; Pfeffer
and Davis-Blake 1992). Studies also indicate that workplace climate and structural features
of jobs (e.g., autonomy, pay, workload, credibility of reward systems, collegiality) impact
individuals’ affective orientations toward work role performance (e.g., job satisfaction)
(Currivan 1999; Dailey and Kirk 1992; Lee and Mowday 1987; Martin 1979; Mueller and
Price 1990; Porter and Lawler 1968).
Inquiries framed by expectancy theory often incorporate job satisfaction and organi-
zational commitment as key antecedents to voluntarily turnover intentions (Holtom et al.
2008). In their seminal work, Porter and Steers (1973) proposed that new employees hold
expectations about the structural features of their roles (e.g., degree of autonomy, clarity),
value certain features more than others (e.g., pay, peer support), and are aware of alter-
native employment opportunities in the external environment. When expectations and
values are not met, work role attraction declines (i.e., level of job satisfaction diminishes)
and individuals develop intentions to leave conditioned by their perceptions of employ-
ment options. Later, Mowday et al. (1982) and Price and Mueller (1986) introduced
organizational commitment and found it was both a more stable and stronger predictor of
voluntary turnover intentions than job satisfaction. Organizational commitment is an
individual’s sense of attachment to his or her place of employment (Meyer and Allen
1997). Although job satisfaction and organizational commitment are modeled as mediating
variables between the structural aspects of jobs and turnover intentions, researchers find
they do not always have the same effect (Currivan 1999). Studies show that changes in
working conditions lead to rapid shifts in job satisfaction whereas changes in organiza-
tional commitment happen gradually (Currivan 1999; Holtom et al. 2008). Consequently, a
person may be dissatisfied with their job and committed to their place of employment.
Citing findings that indicate individuals maintain their organizational commitment despite
job dissatisfaction, Scholl (1981) argues that commitment may be a ‘‘stabilizing force that
acts to maintain behavioral direction when expectancy/equity conditions are not met and
do not function’’ (page 593). He explains that decisions to leave that are motivated by job
dissatisfaction derive from a cost/benefit analysis, whereas commitment is normative and
membership is maintained out of adherence to a particular set of norms and/or a sense of
obligation to reciprocate for organizational support received. In contrast, Kramer (1974)
and (Eisenberger et al. 1990) argue that continuance behavior results from cost/benefit
analyses of the instrumental investments people have in their places of employment. They
conclude that individuals with longer tenure figure they will not realize a return on their
contributions (e.g., finances, lab development) unless they stay with an organization.
Studies of voluntary departure among faculty commonly model job satisfaction as a
predictor of turnover intentions. However, definitions of the construct vary. Some scholars
argue that satisfaction encompasses all aspects of work life and is best represented by
holistic indicators (Hagedorn 1996; Olsen and Near 1994). Others distinguish among

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different aspects of satisfaction along three dimensions: (1) organizational—resources,


leadership, collegial interactions, workload, and campus climate; (2) salaries and bene-
fits—services such as housing, childcare, healthcare, and salary; and (3) professional
development—mentoring, opportunities for advancement, performance reviews, and
autonomy (August and Waltman 2004; Hagedorn 1996; Johnsrud and Heck 1998; Johnsrud
and Rosser 2002; Rosser 2004; Smart 1990; Weimer 1985). Notwithstanding the varied
definitions, dissatisfaction with the following features of faculty work life is consistently
correlated with an intention to leave: workload, the tenure process, job autonomy, relations
with department chairs and colleagues, and compensation.
Faculty members regularly highlight workload as a source of job-related stress (Barnes
et al. 1998; Finkelstein et al. 1998; Olsen 1993). Non-tenured tenure track faculty in
research-intensive universities are particularly dissatisfied with teaching and service
assignments that detract from time available to conduct the research required for tenure
(Youn and Price 2009). Accompanying their concerns about workload are apprehensions
associated with the tenure process. In fact, discontent with the tenure process is among the
most frequently cited reasons for leaving campus prior to the tenure decision (Ambrose
et al. 2005). Dissatisfying aspects of the tenure process include: lack of transparency and
clarity (O’Meara 2002; Youn and Price 2009), unfair standards (Jackson 2004), incon-
sistent application of the process across candidates (Bronstein and Farnsworth 1998), a
lack of or ineffective mentoring (Austin and Rice 1998), limited opportunities for pro-
fessional and personal relationships with colleagues (Olsen and Sorcinelli 1992), and
irregular and inadequate performance feedback (Austin and Rice 1998). Job autonomy—a
sense of control over one’s program of research and teaching—is important to faculty at all
stages of their careers (Austin and Rice 1998). However, a recent study (Lawrence et al. in
press) indicates that dissatisfaction with professional autonomy is particularly distressing
to pre-tenure faculty in the sciences. Insufficient resources (Youn and Price 2009), lack of
collegiality (Manger and Eikeland 1990; Olsen and Sorcinelli 1992), poor compensation
(Matier 1990; Zhou and Volkwein 2004) and fragile relations with department chairs
(Ambrose et al. 2005) are also problematic during the probationary period leading up to the
tenure decision.
As regards organizational commitment, Daly and Dee (2006) found faculty members’
sense of psychological and instrumental attachment to a university (Neumann and Finaly-
Neumann 1990) has a stronger effect than job satisfaction on turnover intentions. Campus
commitment mediates the effects of background and workplace factors, reduces turnover
intentions, and constitutes a vector that attracts, or ‘‘pulls’’, individuals toward an institution.
The literature on turnover among untenured faculty further suggests that socio-demo-
graphic characteristics influence their decision-making. Women, members of underrepre-
sented groups, and those who are unmarried are more likely to leave their campuses prior
to the tenure decision, (Jayakumar et al. 2009; O’Meara 2002; Xu 2008; Zhou and Vol-
kwein 2004). Lawrence et al. (in press) found that several workplace factors that mediate
the effects of socio-demographic characteristics on perceptions of tenure review fairness
closely approximate those that result in departure intentions among early career faculty.
Among international faculty, being untenured and employed in academe for a short time
are key predictors of turnover intentions (Kim et al. 2011b).
In sum, research on voluntary departure among university faculty suggests their
intentions to leave or remain with a particular university are influenced by their skills,
values, workplace expectancies, job satisfaction, and organizational commitment along
with structural aspects of their roles. These intentions are also tempered by faculty
assessments of employment opportunities on other campuses or outside academe. Drawing

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on this body of work, the present study inquires into the voluntary turnover intentions of a
particular group of international faculty, untenured Asian faculty in STEM fields, during a
phase of their careers when the risk of departure is high (Kaminski and Geisler 2012).
While we recognize the importance of factors outside a university that shape intentions, we
focus on aspects of individuals’ work lives that their employing universities might ame-
liorate and thereby enhance retention. Furthermore, given the preponderance of interna-
tional faculty with uncertain career plans, we attend to those individuals who are undecided
and identify characteristics of the workplace that constitute influences that pull them
towards an intention to remain and push them towards an intention to leave.
The overall goal of the present study is to identify those factors that differentiate pre-
tenure Asian STEM faculty who are uncertain about their future employment from their
counterparts with clear intentions to continue or voluntarily stop working on their current
campuses. The questions that guide our analysis are:
• What socio-demographic characteristics predispose untenured STEM faculty members
to express intentions to leave and stay?
• Do perceptions of and satisfaction with particular features of their work settings and
organizational commitment influence Asian international STEM faculty turnover
intentions?

Methods

Data and sample

We employ survey data collected between 2005 and 2009 by the Collaborative on Aca-
demic Careers in Higher Education (COACHE) based at the Harvard Graduate School of
Education. In response to hiring and turnover costs and persistent challenges in diversi-
fying the academy, the COACHE survey was designed to assess untenured faculty job
satisfaction and experiences in several areas deemed critical to their success and retention
(COACHE 2008). The survey instrument gathers faculty background information and
faculty perceptions of and satisfaction with their work place. The 2005–2009 COACHE
surveys were administered to more than 15,000 faculty members at a wide array of col-
leges and universities throughout the US
For the purpose of this study, we limit our sample to 347 faculty who self-report their
race as Asian and indicate they are not US citizens,1 hold tenure track appointments but are
untenured, and are employed full time in STEM fields at Carnegie Research Universities—
Very High Research Activity (http://classifications.carnegiefoundation.org/descriptions).
We concentrate on this subgroup because the highest proportion of international faculty in
STEM come to the US from Asia (Wells et al. 2007; Xu 2008) and are employed by this
subset of research universities (Open Doors 2008). Limiting our analyses in this way

1
We utilized responses to two survey items to select our sample. One item asked respondents, ‘‘What is
your race?’’ and presented them with a list of possible groups. We included those respondents who selected
the Asian, Asian-American, Asian-Canadian, or Pacific Islander option that defined this group as: ‘‘A person
having origins in any of the original peoples of the Far East, Pacific Islands, Southeast Asia, or the Indian
subcontinent including, for example, Cambodia, China, Guam, India, Japan, Korea, Malaysia, Pakistan, the
Philippine Islands, and Samoa.’’ A second item asked respondents to indicate if they were US citizens, non-
US citizens, or (decline to answer. We included only individuals who identified themselves as Asian, Asian-
American, Asian-Canadian, or Pacific Islander and non-US citizens.

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responds to calls for more fine grained exploration into the concerns of particular national
groups (Wells et al. 2007; Xu 2008) and also minimizes variations in the international job
market that exert markedly different influences based on academic discipline and insti-
tutional type (Kim et al. 2011b). Furthermore, the literature suggests pre- and post-tenure
faculty face different pressures (e.g., Webber 2012) and that turnover is highest within the
former faculty subgroup (Kim et al. 2011a; Kaminskin and Geisler 2012).

Measures

Our outcome variable is faculty intentions to remain with their current universities or to
voluntarily seek other employment. The COACHE survey asks respondents the following
question: ‘‘Assuming you achieve tenure, how long do you plan to remain at your insti-
tution?’’ The response categories are: ‘‘For the rest of my career’’, ‘‘For the foreseeable
future’’, ‘‘No more than 5 years after earning tenure’’, ‘‘I haven’t thought that far ahead’’,
‘‘Not applicable’’, and ‘‘Decline to answer’’. We include in our analysis only those indi-
viduals who selected one of the first four options recoded as follows: (1) those who intend
to stay at their present institutions for the foreseeable future or for rest of their careers
(faculty who intend to stay), (2) those who intend to stay for no more than 5 years after
earning tenure (faculty who intend to leave), and (3) those who haven’t thought that far
ahead (uncertain faculty).
We assess the impact of four constructs that previous research indicates have an impact
on faculty intentions to leave or remain at their current campus: individual socio-demo-
graphic characteristics, workplace factors, job satisfaction, and organizational commit-
ment. The socio-demographic variables include attributes that shape perceptions of the
workplace and job satisfaction: gender (e.g., August and Waltman 2004; Johnsrud and
Rosser 2002), marital status (e.g., O’Meara and Campbell 2011), and years at the insti-
tution (Lawrence et al. in press). Workplace factors account for features that are partic-
ularly salient to pre-tenure and international faculty and that prior investigations suggest
may ‘‘push’’ them toward a decision to leave campus. Respondents’ perceptions of the
consistency of messages they receive from their senior colleagues about tenure require-
ments and their beliefs about whether or not decisions are based on performance (e.g.,
Ambrose et al. 2005). Our job satisfaction measures take into account structural features of
faculty roles that are particularly important to early career and international academics:
time available to conduct research (e.g., Youn and Price 2009), the fairness of supervisors’
work performance (e.g., Bronstein and Farnsworth 1998), compensation (e.g., Zhou and
Volkwein 2004), job autonomy (e.g., Austin and Rice 1998), resources for teaching and
research (e.g., Youn and Price 2009), and departmental collegiality (e.g., August and
Waltman 2004; Olsen and Sorcinelli 1992). The first three variables are proxied by
responses to single survey items whereas autonomy, resources and collegiality are repre-
sented by multiple item composite measures that were developed through a series of
exploratory principle component factor analyses. We created scales for each of the multi-
item variables by calculating the mean value of the items comprising each factor. Faculty
members’ organizational commitment is represented by responses to a single item indi-
cating the strength of agreement with the following statement: ‘‘If I could do it over, I
would again choose to work at this institution’’. This measure is frequently used to capture
faculty members’ psychological and instrumental attachments to their campuses.
(‘‘Appendix 1’’ includes variable definitions).

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Limitations

Constraints that follow from our sampling and from our measures must be acknowledged.
While our sample includes faculty from one specific geographic region, the experiences of
those from different nations likely vary and as others have noted, using citizenship as an
indicator of international status is not optimal (Kim et al. 2011b). By limiting our sample to
faculty from the STEM fields that work at research intensive universities, we can learn
more about a group that campuses seek to retain while controlling for key climate and
resource factors. The latter decision constrains the kinds of statistical analyses we are able
to conduct because the sample size is small and we can only generalize to this faculty
subgroup. However, our sample size of Asian faculty is sufficient for the models estimated
in this study Long (1997).
The item used to create our outcome variable asks respondents about their intentions to
stay where they are, assuming they achieve tenure. Consequently, faculty responses reflect
both what they think their chances of achieving tenure are and how long they think they
will remain with a university. It is important to recognize that most faculty retention
studies do not add the tenure qualifier and use only the intention to remain at their current
institution as the outcome. In addition, the survey did not gather data on individual pro-
ductivity or distribution of effort, two factors that may influence faculty estimates of their
chances of gaining tenure, nor did it collect information on faculty members’ perceptions
of positions available within their fields or job offers received, critical factors that may
affect estimates of their chances of obtaining another position within or outside academe.

Analysis

Since our dependent variable is nominal and has three possible outcomes (uncertainty,
intend to stay, and intend to leave), we use multinomial logistic regression (Long 1997) to
identify socio-demographic characteristics and work conditions that differentiate unde-
cided faculty from those who plan to stay after achieving tenure and those who plan to
leave. In total, we estimate three multinomial regression models. The first includes indi-
vidual socio-demographic characteristics and workplace factors. The second model adds
the job satisfaction variables, and the full model adds the organizational commitment
measure. To illustrate better the effects of variables on faculty intentions, we also report
odds ratios and predicted probabilities for ones that were significant in the multinomial
logistic regressions. For this analysis, we use listwise deletion of missing values to obtain
comparable estimators across outcomes (Long and Freese 2005), reducing our sample to
203 usable cases.

Results

The greatest portions of the sample are uncertain (n = 132) or intend to stay (n = 131) and
the smallest intends to leave (n = 23). Most are male (76 %) and married (89 %), with no
significant differences across the three intention subgroups. However, there are differences
in terms of time spent at their current institutions and those who intend to leave have been
with their universities for longer periods (mean = 3.61 years) than uncertain faculty
(mean = 2.46) and those who intend to stay (mean = 2.87). Comparisons of workplace
perceptions and job satisfaction indicate differences by reported intentions. On average,
faculty who say they will stay have more positive workplace perceptions, greater work

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Table 1 Descriptive statistics by faculty intentions


Intend Uncertain Intend All faculty
to leave faculty to stay

Individual characteristics
Gender (1 = female) 0.26 (0.45) 0.23 (0.42) 0.24 (0.43) 0.24 (0.43)
Married (1 = yes) 0.78 (0.42) 0.89 (0.31) 0.94 (0.24) 0.89 (0.31)
Years working at institution*** 3.61 (1.70) 2.46 (1.38) 2.87 (1.43) 2.73 (1.49)
Work place perceptions
Consistency of tenure messages*** 2.44 (1.50) 3.29 (1.22) 3.69 (1.16) 3.40 (1.26)
Merit-based decisions*** 2.59 (1.40) 3.87 (0.99) 4.31 (0.85) 3.94 (1.09)
Work satisfaction
Autonomy*** 3.55 (0.99) 4.07 (0.67) 4.33 (0.58) 4.09 (0.72)
Resources*** 2.86 (1.07) 3.53 (0.78) 3.91 (0.69) 3.59 (0.83)
Time to conduct research*** 2.83 (1.34) 3.43 (1.11) 3.93 (0.93) 3.62 (1.08)
Compensation*** 2.22 (1.04) 3.12 (1.10) 3.67 (0.95) 3.23 (1.13)
Evaluation fairness*** 2.28 (1.32) 3.84 (0.92) 4.31 (0.78) 3.88 (1.05)
Collegiality*** 2.68 (1.23) 3.42 (0.99) 3.75 (0.99) 3.48 (1.04)
Organizational commitment*** 2.68 (1.09) 3.67 (1.00) 4.39 (0.76) 3.87 (1.04)
Observations 23 132 131 347

This table summarizes the means and standard deviations (in parenthesis) of independent variables by
faculty intentions to stay and the entire sample
* p \ 0.05, ** p \ 0.01, *** p \ 0.001. Asterisks indicate there is at least one statistically significant
difference among the three group means (Intend to leave, Uncertain faculty, Intend to stay) as determined by
an overall ANOVA test

satisfaction and organizational commitment than uncertain faculty and faculty who say
they will leave. (Descriptive statistics for the total sample are shown in Table 1).
The likelihood-ratio tests indicate that the full multinomial regression model best fits the
data (lr Chi squared = 108.10, p \ 0.001). The results for the full model are displayed in
Table 2. The two columns capture differences between faculty respondents who have
developed intentions and those who are uncertain (‘‘haven’t thought that far ahead’’). In our
discussion of results, we assume variables that differentiate between uncertain faculty and
those who plan to leave constitute factors that may ‘‘push’’ individuals in the latter group
toward departure intentions. Variables that distinguish uncertain faculty from faculty who
plan to stay constitute factors that may ‘‘pull’’ them toward continuance intentions. A
significant variable in the Intend to Leave column increases the odds a person plans to leave
relative to those who are undecided. A significant variable in the Intend to Stay column
increases the odds a person will remain relative to those who are undecided. (Pairwise
correlations among all variables used in our analyses are provided in ‘‘Appendix 2’’).
Years at the institution is the only socio-demographic characteristic that differentiates
uncertain faculty from those who intend to stay and leave. The results suggest those who
have been employed for longer periods of time have developed clear intentions to either
stay (b = 0.57, p \ 0.05) or leave (b = 0.30, p \ 0.05).
Beliefs about and satisfaction with campus policies, practices and resources appear to
either ‘‘push’’ faculty toward turnover intentions or ‘‘pull’’ them toward continuance
intentions. Faculty members who do not think tenure reviews are based on performance
(b = -1.25, p \ 0.05) and who perceive their supervisors evaluate their work unfairly

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Table 2 Multinomial regression—international Asian faculty intention to stay at the institution (n = 203)
Intend to leave versus Intend to stay versus
uncertain faculty uncertain faculty

B SE Odds B SE Odds
ratio ratio

Constant 2.40 2.22 -6.65** 1.52


Individual characteristics
Female -1.97 1.33 0.14 0.08 0.43 1.08
Married -2.43 1.30 0.09 0.20 0.60 1.21
Years at institution 0.57* 0.29 1.77 0.30* 0.12 1.35
Work place perceptions
Consistency of tenure 0.35 0.54 1.41 -0.19 0.18 0.83
messages
Merit-based decisions -1.25* 0.54 0.29 0.22 0.24 1.25
Work satisfaction
Autonomy 1.25 0.76 3.49 -0.20 0.34 0.81
Resources 1.40 0.63 1.15 -0.03 0.34 0.97
Time to conduct research -0.01 0.41 0.99 0.41* 0.19 1.52
Collegiality -0.13 0.44 0.88 -0.19 0.22 0.83
Compensation -0.39 0.44 0.68 0.29 0.19 1.34
Evaluation fairness -1.32** 0.47 0.27 0.39 0.25 1.48
Organizational commitment -0.04 0.54 0.96 0.73** 0.25 2.08
Log likelihood -133.26 -133.26 -133.26 -133.26
Df 24 24 24 24
LR Chi square 108.10*** 108.10*** 108.10*** 108.10***

* p \ 0.05, ** p \ 0.01, *** p \ 0.001

(b = -1.32, p \ 0.01) are more likely to report they intend to leave. With each unit
decline in perceptions that tenure reviews are based on performance, a faculty member is
71 % more likely to report turnover intentions than uncertain intentions, holding all other
variables constant. Similarly, for each unit of decrease in satisfaction with evaluation
fairness, a faculty member is 73 % more likely to report intentions to leave than to be
uncertain. Individuals who are satisfied with their time to conduct research (b = 0.41,
p \ 0.05) say they are more likely than their undecided counterparts to stay. The odds of
reporting continuance intentions compared to being undecided are 1.52 times greater for
each unit of increase in faculty satisfaction with their time for research.
Organizational commitment or sense of attachment to a campus constitutes a strong
‘‘pull’’ to remain among this group of Asian STEM faculty. Respondents who perceive a
personal fit with their campuses (b = 0.73, p \ 0.01) are more likely to express intentions
to remain at their university. Compared to those who are undecided, the odds of a faculty
member reporting intentions to stay are 2.08 times greater for each unit of increase in
faculty agreement with the statement ‘‘If I could do it over, I would again choose to work at
this institution again.’’
To better understand the effects of the five significant variables identified in the mul-
tinomial regressions, we calculated the predicted impact of each one on the intentions of

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our sampled faculty while holding constant the other explanatory variables at specific
values (for binary variables) or at their respective means (for continuous and ordinal
variables). The results clearly show that strong concerns about whether or not tenure
decisions are based primarily on performance contribute greatly to faculty intentions to
leave (^p ¼ 42 %). Similarly, strong dissatisfaction with how supervisors evaluate their
work ‘‘pushed’’ Asian international STEM faculty toward turnover intentions (^ p ¼ 50 %).
On the other hand, strong satisfaction with their time to conduct research ‘‘pulled’’ indi-
viduals towards intentions to stay (^ p ¼ 50 %). Furthermore, among those who agree
strongly with the statement, ‘‘If I could do it over, I would again choose to work at this
institution again’’, 66 % intend to stay. The results are displayed in Table 3.

Discussion

The growing percentage of non-citizens who earn doctoral degrees and then remain in the US
(Freeman 2006; Sana 2010), changes in immigration laws (Lowell 2001; Sana 2010), and the
desire of universities to diversify faculty perspectives all contribute to the growth in the
number of foreign-born faculty within the US professoriate (Schuster and Finkelstein 2006).
At the same time, globalization processes, such as the ranking of institutions (Bartell 2003;
Johnson 2006) and the rising number of research universities throughout the world promote
competition for highly skilled individuals (Altbach and Balan 2007). In STEM, especially,
the escalating costs associated with faculty recruitment and turnover prompt concerns about
retaining international scholars and heighten researchers’ interest in the career experiences
that foster turnover intentions among foreign-born faculty. Our study contributes in several
ways to this line of inquiry. We focus specifically on individuals born in Asian countries, the
largest segment of international faculty in STEM. We center attention on pre-tenure faculty, a
phase in academic careers when the rate of departure is high. Given the percentage of
untenured international faculty who are undecided about their career plans, we explicitly
consider the work place perspectives of this group and how they differ from those of col-
leagues who have developed clear intentions. Finally, by focusing on campus conditions that
may ‘‘push’’ individuals toward intentions to seek alternative employment, we are able to
identify policies and practices that might be altered to make a campus more attractive and
increase the chances international faculty will be retained.
As is the case in previous studies of US and international faculty (Johnsrud and Rossier
2002; Kim et al. 2011a; Smart 1990), Asian STEM faculty who report intentions to leave
are, in general, less satisfied with their work environments and less committed to their
campuses. They express the least satisfaction with their professional autonomy, time for
research (Austin and Rice 1998), collegiality with senior faculty (Norman et al. 2006;
Sorcinelli 1992), and resources (Youn and Price 2009). In our sample, individuals who
perceive their supervisors evaluate their work fairly as well as those who express the
greatest sense of attachment to their campuses and satisfaction with their compensation
intend to stay (Daly and Dee 2006; O’Meara 2002).
In keeping with what others have found (Kim et al. 2011a), a large segment of our
sample of Asian international faculty were uncertain about whether or not they would
remain with their university after gaining tenure. Although the results of this study are
preliminary, they suggest that compared to those who have formulated intentions, faculty
in the uncertain group are still assessing the fit between their expectations and actual work
place conditions. For example, whereas those who intend to leave express strong dissat-
isfaction with evaluations of their work, among those who are uncertain satisfaction with

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Table 3 Predicted probability (p^) of faculty intentions by years at the institution, perceptions of merit-
based decisions, satisfaction with time to conduct research and with evaluation fairness, and organizational
commitment
Intend to leave Uncertain faculty Intend to Stay

Years at institution
1 year 0.00 0.27 0.72
4 years 0.02 0.43 0.54
7 years 0.07 0.23 0.70
Merit-based decisions
Strongly disagree 0.42 0.39 0.18
Somewhat disagree 0.17 0.53 0.30
Neither agree nor disagree 0.05 0.55 0.40
Somewhat agree 0.01 0.52 0.46
Strongly agree 0.00 0.47 0.52
Time to conduct research
Very dissatisfied 0.02 0.76 0.22
Dissatisfied 0.02 0.68 0.30
Neither satisfied nor dissatisfied 0.02 0.59 0.40
Satisfied 0.01 0.49 0.50
Very satisfied 0.01 0.39 0.60
Evaluation fairness
Very dissatisfied 0.50 0.39 0.11
Dissatisfied 0.19 0.57 0.24
Neither satisfied nor dissatisfied 0.05 0.59 0.36
Satisfied 0.01 0.52 0.47
Very satisfied 0.00 0.43 0.57
Organizational Commitment
Strongly disagree 0.03 0.88 0.09
Somewhat disagree 0.02 0.80 0.18
Neither agree nor disagree 0.02 0.67 0.30
Somewhat agree 0.01 0.51 0.48
Strongly agree 0.01 0.33 0.66
These values reflect faculty with the following characteristics: Male faculty, married, with 2.81 years
working at the institution (except when the predictor is years at the institution). Other regressors held
constant at their respective means

these evaluations ranges from very satisfied to very dissatisfied. This finding fits with
previous research in non-academic settings (Holtom et al. 2008) that indicate intentions
form as individuals accumulate more positive or negative experiences. However, the
findings also suggest that beliefs about and satisfaction with particular structural aspects of
jobs and workplace climate can lead to different intentions. For example, being dissatisfied
with personnel reviews increased the chances of leaving relative to being undecided
whereas satisfaction with practices related to time for research increased the odds of
staying relative to being undecided. Consistent with previous research (Daly and Dee
2006) individuals’ organizational commitment was the strongest predictor of their inten-
tions to remain at their current university. In the following sections, we highlight select
implications of these results for practice and research.

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Implications for research

The findings support Kaminski and Geisler’s (2012) proposition that there is a critical
period between the third and fourth years of appointment when intentions to leave may
take shape. Respondents in our sample who say they plan to leave have been with their
institutions about three and one half years; on average, those who intend to stay have held
appointments for slightly less than three years. In keeping with previous research on
voluntary turnover (Jayakumar et al. 2009; Johnsrud and Rosser 2002), pre-tenure faculty
who were dissatisfied with aspects of their work environments that we expected would be
salient within this group were more likely to express intentions to leave compared to those
who were undecided. Individuals who reported intentions to leave were particularly con-
cerned about the fairness of supervisors’ job performance evaluations, whether or not
tenure decisions are merit-based, and time available for research. Those who were inclined
to voluntarily leave their campuses were typically in their third to fourth year of
appointment and the timing of data collection may have coincided with major reviews of
their performance (among US pre-tenure tenure track faculty these reviews usually occur at
the midpoint of the seven-year probationary period). Mobley (1982) elaborates the steps
that comprise the decision-making process that culminates in intentions to voluntarily
leave one’s current employment. He suggests that the process consists of a series of steps in
which job dissatisfaction leads to thoughts about quitting and a cost benefit analysis of
searching for a job. These steps are followed by comparisons of job options with present
employment and an intention to stay or quit. It could well be that supervisor reviews of
their work and perceptions of the tenure review process trigger particular withdrawal
cognitions (e.g., job dissatisfaction, estimated utility of departure) and plans to leave a
campus. Mobley’s work highlights the need for longitudinal studies of international faculty
to identify their concerns at different points in their careers, to find out if certain structural
features of their roles and aspects of workplace climate are particularly critical at different
career stages, and to see if these findings hold across subgroups of international faculty. In
the present study, for example, we would have liked to know if those who intend to leave
are actively seeking alternative positions and if they have received offers.
Among the variables that ‘‘pulled’’ faculty toward intentions to stay, organizational
commitment was particularly strong. Studies conducted in non-academic settings suggest
that organizational commitment develops over time (Currivan 1999) and can be a stabilizing
force when workplace expectations are not met (Scholl 1981). Our results tend to mirror these
findings. Asian STEM faculty who reported continuance intentions were more likely than
undecided faculty to have been on campus longer and although they expressed dissatisfaction
with select aspects of their jobs, they were more likely believe strongly that they would still
choose to work where they are. However, the regression results also support the more utili-
tarian interpretation (Eisenberger et al. 1990) that inertia occurs when people realize that they
need to remain in order to realize a return on their investments. For example, individuals may
decide that they need to stay with their current university in order to realize returns on the
investments they have made in their research (e.g., building a research team and lab
resources). Alternatively, intentions to remain may reflect a desire to reciprocate (Scholl
1981)—to give back to an organization that invested in them by providing resources to
support their research or, perhaps, by helping them become US citizens. Future researchers
should inquire further into how organizational commitment forms among international
faculty and moderates the impact of work place perceptions and socio-demographic char-
acteristics on their turnover intentions. Identifying the antecedents of organizational com-
mitment, such as the nature of their instrumental and social exchanges (Cohen 2007) with

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administrators on their campuses, would add to our understanding of the psychosocial pro-
cesses that shape international faculty plans to remain with their universities. In light of
previous research findings, we would postulate organizational commitment to be fostered by
trust in administrators, instrumental support for their work, and congruence of perceived
institutional and personal values around research (Lawrence et al. 2012).
Finally, given the limitations of our dataset, our analysis did not account for external
factors that individuals consider when developing their intentions. In light of the high
demand for individuals with STEM expertise, investigations that build on our study results
should take into account the employment opportunities faculty have both outside academe,
but within the US, and in their countries of origin. Matier’s (1990) research on faculty
turnover found, for example, that actual departure was most likely when job offers had
been made to an individual and the advantages of staying outweighed those associated with
leaving. National policy changes outside the US that are designed to recruit graduates
home constitute an important ‘‘pull’’ factor that deserves further attention. Since the early
1990s, the Korean government has been running the so-called ‘Brain Pool’ program aimed
at enabling local universities and government sponsored research institutes to hire overseas
talent (mostly Korean scientists and engineers) for short periods (Kim 2010). Although
these positions are temporary, many scientists and engineers have used the opportunity to
become acquainted with the Korean academy or research institutes and ultimately consider
permanent positions. In addition, the Korean government continues its efforts to support
organizations abroad to serve as important information channels that help Korean scientists
and engineers evaluate employment opportunities in country and enable Korean industry
and academia to keep track and recruit experts in science and engineering (Song 1997).
Over the past two decades China, too, has implemented a number of national-level
policies and programs to attract and retain overseas Chinese scholars (Cao 2008). Most of
these ambitious recruitment initiatives target tenured Chinese faculty who work in STEM
or STEM-related fields at internationally prestigious research universities (Cao 2008;
Zweig 2006), providing competitive salaries and special research support to encourage
candidates to go back to China. A few programs even allow scholars who hold tenured
professorships abroad to work in China part-time to maximize benefits from both positions
(Cao 2008). Inquiries indicate that these programs and policies have triggered interest
among Chinese academics in the US and other countries to return to China (Zweig 2006).
A key question, then, is how do opportunities fostered by such national policies and
practices affect the decision-making processes of international faculty.
However, studies should also attend to non-work related factors that influence inten-
tions. Research on international graduate students’ decisions (Lee and Kim 2010) suggests
that along with professional opportunities, early career faculty may assign weight to
familial responsibilities, social status, and patriotism—that these factors might ‘‘pull’’ them
towards home. It is also important to consider experiences in the communities surrounding
campuses that might ‘‘push’’ them to pursue other employment, for example how inter-
actions with immigration offices might contribute to faculty beliefs about distributive
justice in their work settings such as the equity of personnel decision-making.
Due in part, perhaps, to the composition of our sample, socio-demographic character-
istics did not emerge as key predictors of turnover intentions. Furthermore, the data set did
not include performance measures that are important, such as Webber’s (2012) finding that
faculty who seek other opportunities within academia may likely be those who are highly
productive in research. Studies in the future should account for this factor and others such
as the institutions from which international faculty graduate.

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Implications for practice

Prior studies of turnover intentions among international faculty have compared those who
intend to leave and stay and have not considered the perspectives of undecided faculty
(Kim et al. 2011b, c). Our comparisons of these two groups with undecided faculty
highlight policy and practice issues that campuses might ameliorate and reduce turnover.
The findings of the present study underscore the importance of perceived discrimination in
the workplace among international faculty (Manrique and Manrique 1999) and a need for
enhanced mentoring of junior colleagues within this group. Individuals who intend to leave
are significantly more negative than those who plan to stay in their beliefs about the
fairness of supervisors’ evaluations of their work and the extent to which tenure decisions
are merit-based. These results are in keeping with inquires indicating that pre-tenure
faculty are dissatisfied with the quality of performance feedback they receive (Lawrence
et al. in press) and that those who believe the tenure review is unfair decide to leave prior
to being reviewed (Ambrose et al. 2005). We suggest that institutional researchers work
with administrators to develop a better understanding of why these perceived inequities are
particularly salient at this time in the probationary period. In particular, they might identify
the reference groups consulted by international faculty as they cognitively construct their
understanding of the tenure process and learn if perceptions of performance review fairness
reflect cultural and linguistic differences between respondents and their supervisors. The
findings can be used to enhance mentoring of junior faculty by identifying and correcting
misunderstandings and help supervisors clearly communicate role expectations and per-
formance standards to international faculty. Meetings between administrators and groups
of junior tenure track faculty to elucidate the tenure review and decision criteria could also
be informed by these data and conducted in a way that permits individuals to pose
questions they may be uncomfortable asking in other contexts (e.g., annual reviews) and
helps ensure consistency in mentoring.
Although the impact on indecisive faculty was not as strong as perceived inequities in
personnel practices, satisfaction with the time available for research increased the attrac-
tiveness of remaining on campus. Given the difficulties associated with setting up labo-
ratories and gaining funding for research (Jackson 2004), it comes as no surprise that those
who express an intention to continue their current employment are also more pleased with
the resources at hand and colleagues with whom they might collaborate. There is a tenuous
balance that must be struck between offering sufficient time to establish promising research
programs and maintaining a reasonably long probationary period. Administrators and
policy advisory groups (e.g., American Council on Education) that have recommended
lengthening the probationary period understand this dilemma. While we do not have a
solution, our findings with regard to the effects of organizational commitment suggest that
faculty who believe their campuses recognize these challenges and provide them with
adequate time to develop resources may feel a kind of bond with the institution that
increases the odds they will remain on campus after gaining tenure. Furthermore, given
previous findings indicating international faculty believe they are excluded from research
networks (Skachkova 2007), department chairs should also monitor collaborations and find
ways to facilitate cooperation on the development of proposals.

Appendix 1

See Table 4.

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Table 4 Variable definitions


Variables Definitions

Individual characteristics
Gender 1 = female; 0 = male
Marital status 1 = married or partnered; 0 = single
Years at institution The number of years faculty had been working
in the institution; ranging from 0 to 7
Work place perceptions
Consistency of tenure messagesa A single-item measure reflects respondents’ agreement with the following
statement: ‘‘I have received consistent messages from senior colleagues about
the requirements for tenure’’
Merit-based decisionsa A single-item measure reflects respondents’ agreement with the following
statement: ‘‘In my opinion, tenure decisions are made primarily on
performance-based criteria rather than on non-performance’’
Work satisfaction
Time to conduct researchb A single-item measure reflects respondents satisfaction with the amount of time
they have to conduct research/produce creative work
Compensationb A single-item measure reflects respondents satisfaction with their compensation
(salary and benefits)
Evaluation fairnessb A single-item measure reflects respondents satisfaction with the fairness with
which immediate supervisor evaluates their work
Autonomyb,c A three-item measure reflects respondents’ overall satisfaction with the
(Cronbach’s Alpha = 0.716) autonomy in teaching and research. Specific items include:
(1) The degree of influence respondents have over the courses they teach (factor
score = 0.752)
(2) The discretion respondents have over the content of the courses they teach
(factor score = 0.762)
(3) The influence respondents have over the focus of their research/creative work
(factor score = 0.458)
Resourcesb c A four-item measure reflects respondents’ overall satisfaction with the resources
(Cronbach’s Alpha = 0.803) for teaching and research. Specific items include:
(1) the quality of facilities such as office, labs, and classrooms (factor
score = 0.652)
(2) the quality of research services (factor score = 0.778)
(3) the quality of teaching services (factor score = 0.694)
(4) the intellectual vitality of the senior colleagues in the department (factor
score = 0.657)
Collegialityb,c A three-item measure reflects respondents’ overall satisfaction with the
(Cronbach’s Alpha = 0.884) collegiality. Specific items include:
(1) The opportunities respondents have to collaborate with senior faculty (factor
score = 0.844)
(2) The amount of professional interaction respondents have with senior
colleagues in their department (factor score = 0.918)
(3) The amount of personal interaction respondents have with senior colleagues
in their department (factor score = 0.738)
Organizational commitmenta A single item indicating the strength of agreement with the following statement
‘‘If I could do it over, I would again choose to work at this institution’’
a
Scale ranging from 1 ‘‘strongly disagree’’ to 5 ‘‘strongly agree’’
b
Scale ranging from 1 ‘‘very dissatisfied’’ to 5 ‘‘very satisfied’’
c
Exploratory principle component factor analyses with varimax rotation were conducted. The scales for multi-item
variables were created by computing the mean value of the items comprising each factor

Appendix 2

See Table 5.

123
Table 5 Pairwise correlations among variablesa
Married Gender Years at Consistent Merit- Autonomy Resources Time to Colle- Compen- Eval. Organ. Unclear Intent. Intent.
(female) institution messages based research giality sation fairness commit. leave stay
High Educ

decisions

Married 1.00
Gender -0.12* 1.00
(female)
Years at 0.08 -0.01 1.00
institution
Consistent -0.01 -0.03 0.04 1.00
messages
Merit-based -0.02 -0.04 -0.12* 0.55*** 1.00
decisions
Autonomy 0.17** -0.02 -0.05 0.24*** 0.45*** 1.00
Resources 0.14* -0.04 -0.14* 0.37*** 0.47*** 0.46*** 1.00
Time to 0.10 -0.09 -0.03 0.23*** 0.28*** 0.45*** 0.38*** 1.00
research
Collegiality 0.03 -0.11 -0.12* 0.33*** 0.40*** 0.37*** 0.61*** 0.33*** 1.00
Compen- 0.02 -0.08 -0.20*** 0.16** 0.38*** 0.41*** 0.47*** 0.31*** 0.34*** 1.00
sation
Evaluation 0.02 -0.07 -0.15* 0.36*** 0.53*** 0.51*** 0.51*** 0.19** 0.47*** 0.42*** 1.00
fairness
Organ. commit. 0.10 -0.01 -0.18** 0.41*** 0.48*** 0.40*** 0.59*** 0.33*** 0.55*** 0.48*** 0.55*** 1.00
Unclear -0.04 -0.02 -0.18** -0.08 -0.08 -0.10 -0.13* -0.15* -0.08 -0.15* -0.10 -0.23*** 1.00
Intention to -0.12* 0.02 0.18** -0.23*** -0.38*** -0.26*** -0.30*** -0.21*** -0.24*** -0.29*** -0.45*** -0.35*** -0.27*** 1.00
leave
Intention to 0.11 0.01 0.08 0.21** 0.29*** 0.25*** 0.30*** 0.27*** 0.21*** 0.31*** 0.33*** 0.42*** -0.85*** -0.27*** 1.00***
leave
a
We tested the severity of multicollinearity by estimating two OLS regressions with the dichotomous variables intention to stay and intention to leave as dependent variables. No explanatory variable
had a VIF greater than 5, indicating no multicollinearity issues
* p \ 0.05, ** p \ 0.01, *** p \ 0.001

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