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Sensorless Vector Control of Induction Machines For Variable-Speed Wind Energy Applications
Sensorless Vector Control of Induction Machines For Variable-Speed Wind Energy Applications
1, MARCH 2004
the WECS is subjected to fast dynamic changes. To the best of where is the torque coefficient and is the tip-speed
our knowledge, this is the first publication discussing a sensor- ratio defined as
less vector-control method, including tuning of the MRAS ob-
server, for a WECS. (2)
The system proposed in this paper is shown in Fig. 1. An
induction generator is driven from an emulated variable-speed The power captured from the wind turbine is obtained as
wind turbine. A microprocessor-based system is used to imple-
ment the DRFO algorithms, the V/F control strategy, the MRAS
rotational speed observer, the spectral estimation algorithm, the (3)
control of the front-end converter, and the emulation of the wind
turbine. The front-end converter supplies the electrical energy where is the power coefficient. The value, which
into the grid. This converter controls the dc link voltage of the maximizes the power coefficient, is the optimal tip-speed ratio
back-to-back configuration using a fuzzy PI controller. . For the experimental work of this paper, the
The currents and voltages of the induction machine are curve reported in [12] has been used. This curve is shown in
referred to a reference frame aligned to the rotor flux. These Fig. 2 for . The model of a typical variable-speed wind
currents take dc values in steady state. The rotor flux is calcu- turbine [11] is shown in Fig. 3.
lated from the machine voltages and currents (“Voltage model”
in Fig. 1). The – components of the flux are used to calculate A. Torque Control of the Induction Generator
the electrical angle for the vector rotators. In the experimental work presented in this paper, the elec-
In Sections II–VII, the control system shown in Fig. 1 is dis- trical torque is controlled according to the well-known control
cussed. Experimental results obtained from a 2.5-kW prototype strategy for below rated wind speed (BRWS) operation which,
will be presented and fully analyzed. in steady state, drives the WECS to the point of maximum en-
ergy capture [13]
II. WIND TURBINE MODELING
(4)
There are several models appropriate for wind turbines de-
pending on the size, blade radius, nominal power, shaft stiffness, In (4), the losses have been neglected and depends on
losses, gear box ratio, etc. [9]–[11]. The mechanical torque pro- the blade aerodynamics and wind turbine parameters. The elec-
duced by the blades is given by trical torque of the DRFO induction machine is calculated as
(1) (5)
198 IEEE TRANSACTIONS ON ENERGY CONVERSION, VOL. 19, NO. 1, MARCH 2004
(8)
The rotor flux is also calculated from the stator current, speed
and machine inductances. The flux from the current model is
obtained as
(9)
Fig. 2. C versus curve ( = 0). In the MRAS observer, the flux obtained from (8) is used as
the reference. By adjusting the rotational speed, it is possible
where the 2/3 arises from the 2–3 axes scaling and is the to reduce the error between the reference flux and the flux esti-
torque producing current. Using (4–5) the reference for the mated from (9). The error in – components is usually defined
torque current can be obtained as as
(10)
(6)
Equations (8)–(10) are used to implement the MRAS speed
For sensorless control, the estimated rotational speed from observer. The error calculated using (10) is driven to zero by a
the MRAS observer is used in (6). PI controller (see Figs. 1 and 4). The output of this PI controller
is the estimated rotational speed used in (6). The implemen-
B. Wind Turbine Emulation tation of the MRAS observer is shown in Fig. 4. The voltage
model is used to obtain the rotor flux using a band-pass filter
From Fig. 3, the discrete state equations of the wind turbine
as a modified integrator to block the dc components of the mea-
can be obtained as
sured voltages and currents. From the voltage model, the elec-
trical angle is calculated using the – components of the
rotor flux. At the bottom of Fig. 4 is the current model and the
estimated speed .
(12)
where is the quiescent tip-speed ratio and is the rota-
tional speed for optimal energy capture. From (11), the reduc-
tion in the power captured depends both on the steady speed where is the slip frequency and is an integer. In this
error and the variation of the power coefficient in respect to the application, only the first-order RSH is used. In Fig. 5,
tip-speed ratio. the RSH and PWM harmonics obtained experimentally for
2) Incorrect Pitch Control Operation: Pitch control of the 600 r/min, 30% of full load are shown.
blades is used to avoid overloading the wind turbine for ARWS
operation as reported in [9] and [10]. The pitch angle is con- A. Tracking of the RSH
trolled using a rotational speed signal. When the rotational speed There are several methods which can be used to estimate the
is below a given rotational speed , the torque is controlled position of the RSH. The fast Fourier transforms (FFTs) and the
according to (4) [BRWS operation]. When the rotational speed interpolated FFT [20] can yield very accurate speed estimates
is above , the pitch angle of the blade is controlled to re- but rely on long record lengths and cannot be used to track fast
duce the power capture (ARWS operation). speed changes. There is also a high computational burden asso-
Because the power capture is a function of the cube of the ciated with a FFT with good resolution.
wind velocity, incorrect switching between control strategies In this paper, the RSH are tracked using a recursive maximum
may produce overloading or reduced power capture. In [9] and likelihood adaptive tracking filter (RML-ATF) [8], [21]. Based
[10], a hysteresis band of only 2% of the nominal speed is used on the principle of maximum likelihood estimation [21], the
to switch between ARWS/BRWS control. method uses an adaptive notch filter that is adaptively moved
Therefore, an accurate estimation of the rotational speed is to minimize or eliminate a particular RSH. The filter is realized
necessary in this application. by [21]
3) Incorrect Operation for Other Control Systems: There
are other control schemes which require an accurate rotational
(13)
speed signal. For instance in [17], the speed is used to estimate
200 IEEE TRANSACTIONS ON ENERGY CONVERSION, VOL. 19, NO. 1, MARCH 2004
cos (14) where and determine the rate at which the forgetting factor
and the notch width converge toward the final values , .A
The bandwidth of the notch filter is related to as computer model is used to select the initial values of the forget-
ting factor, as well as , , using experimental line current
(15) data. This model also tests the performance of the RML-ATF al-
gorithm for fast dynamic transients and steady-state operation.
Therefore, if the bandwidth is infinitely narrow. If The adaptive RML-AT notch filter is fully explained in [8]
is reduced, the bandwidth is increased. The adaptive notch and [21]. This filter is computationally efficient because 13 mul-
is tuned to eliminate the largest sinusoidal component in the tiplications, 14 additions, and 1 division are required for iter-
input signal. To achieve this, the parameter is adapted by a ation. The implementation of the RML-ATF algorithm takes
recursive maximum likelihood (RML) algorithm through which 30 in the experimental rig described in Section VI. The con-
vergence of the filter is also fast because the notch frequency
is established in few iterations, provided the RSH is clearly the
(16) largest signal.
In Fig. 6, the implementation of the proposed RSH tracking
is minimized. The parameter is the forgetting factor. The full scheme, for the sensorless control system of Fig. 1, is shown.
algorithm implemented in the microprocessor is From the voltage model, the electrical angle and the electrical
frequency is obtained. A second-order filter, not shown in
(17) Fig. 6, is used to eliminate the noise from A fourth-order
high-pass filter eliminates the fundamental and the low-order
The residual prediction error is given by harmonics from the current.
Because the induction machine used in the experimental pro-
(18) totype has 14 rotor slots per pole pair, from (12), the upper
limit for the position of the first-order RSH is (consid-
The error covariance is
ering ). The lower limit is obtained assuming opera-
tion at nominal slip and considering that it is unlikely to operate
(19)
the machine below 250 r/min (because of the BRWS operating
range of a typical wind turbine, for example, [17]).
The parameter estimate is Considering the lower limit for the position of the first-order
RSH, the cutoff frequency of the high-pass filter is set to .
(20)
With this cutoff frequency, the fundamental and low-order har-
the prediction error update is obtained solving the difference monics are eliminated from the current without attenuating the
equation of (13) RSH tracked by the RML-ATF algorithm.
After the high-pass filter, a band-pass filter is used to isolate
(21) the first-order RSH. The center frequency of this filter is calcu-
lated considering the electrical frequency and an estimation of
the forgetting factor and the notch width are updated ac- the slip frequency derived from . The band-pass area of this
cording to filter must be narrow to avoid harmonics produced by the PWM
but wide enough to avoid filtering the tracked RSH when, be-
cause of parameter variations, the slip frequency is incorrectly
(22) estimated. Finally, in Fig. 6, the RML-ATF is used to obtain the
CÁRDENAS AND PEÑA: SENSORLESS VECTOR CONTROL OF INDUCTION MACHINES 201
Fig. 11. Sensorless control using an untuned MRAS observer. Fig. 13. Speed estimation errors.
the whole wind profile. The MRAS observer tracks the real
Fig. 14. Control system response of the parameter-tuning algorithm.
speed with a relatively large error. The bottom graphic in Fig. 11
shows the speeds during 40 s ( to 60 s). Note that the
real speed is closely tracked by the estimation obtained from r/min. The tracking error of the MRAS is smaller than the error
the RSH. from the RML-ATF because the tuning algorithm has a reduced
Fig. 12 shows the performance of the control system when the bandwidth, which eliminates the fast and noisy variations at the
tuning algorithm is on. In this case, the MRAS observer and the output of the RML-ATF, and also because the tuning algorithm
RML-ATF are tracking the real speed during the whole wind is switched off when fast dynamic changes are detected.
profile with very small error. The error between the estimated Fig. 14 shows the performance of the parameter-tuning algo-
speed from the MRAS observer and the real speed from the rithm. In , the algorithm is activated and the speed from
encoder is almost negligible. the MRAS observer is driven to the real speed. After 2 s, the
Fig. 13 shows the speed tracking error corresponding to speed error is negligible. The system is operating with a wind
Fig. 12. The top graphic in Fig. 13 shows the tracking error speed of m/s.
of the RML-ATF algorithm and the bottom graphic shows the The performance of the RML-ATF algorithm and MRAS ob-
tracking error of the MRAS observer when the tuning of the server for wind turbines of different inertia is shown in Table I.
rotor time constant is on. Using the wind profile of Fig. 9, wind turbines of ,
Fig. 13 shows that the error of the RML-ATF algorithm is 1.75, and 3 kgm are emulated and the error of the MRAS and
approximately r/min with some peaks of up to 7 r/min. RML-ATF estimations are obtained. Table I shows the average
The corresponding tracking error of the MRAS observer is value of the error and the standard deviation of the error .
204 IEEE TRANSACTIONS ON ENERGY CONVERSION, VOL. 19, NO. 1, MARCH 2004
Fig. 15. Control system response of the RML-ATF for several inertia values.
TABLE I
SPEED ERRORS FOR MRAS AND RML-ATF
For all of the wind turbines emulated in this work, the value of
is smaller for the MRAS error than that from the RML-ATF.
As mentioned previously, this is mainly because the small
bandwidth of the parameter-tuning algorithm eliminates the
high-frequency components of the RML-ATF. When the turbine
inertia is increased, the speed tracking errors from the MRAS
observer and RML-ATF algorithm are reduced. For inertia
values higher than 3 kgm the improvement in performance
is negligible. Fig. 15 shows the real speed and the speed
obtained from the RML-ATF algorithm, when the wind profile
is used. Curves a,b,c correspond to inertia values of 0.9 kgm ,
1.75 kgm , and 3 kgm , respectively. The tracking of the
RML-ATF algorithm is very good even for a small inertia of Fig. 17. Voltage and current waveforms for the supply side.
0.9 kgm .
The top graphic in Fig. 16 shows the current of
using a MRAS observer to estimate the rotational speed of the
the front-end converter when the wind profile is used
induction generator. In the sensorless system, the application
kgm . The bottom graphic of Fig. 16 shows the cor-
of a novel RML adaptive tracking filter for the estimation of
responding dc link voltage. Despite the large and relatively fast
the RSH has been discussed. The dynamic performance of
variations in the wind speed with its corresponding variation in
this adaptive filter is very good and can be used to obtain an
the generated power, the dc link voltage varies less than V
accurate estimation of the rotational speed not only in steady
for the whole wind profile.
state but also when fast input changes as wind steps are applied
Finally, Fig. 17 shows the waveform for the line current ,
to the WECS.
the equivalent phase voltage and the dc link voltage for
Using the speed estimated from the RML-ATF algorithm, a
the supply side of the front-end converter when the WECS is
parameter tuning control system has been implemented to im-
in steady state. The system operates at the optimum tip-speed
prove the accuracy of the MRAS observer. When the tuning
ratio with a wind velocity of 8 m/s with the front-end converter
of the rotor time constant is enabled, the MRAS observer can
current set to zero for close-to-unity power factor operation.
track the speed of the wind turbine with an error of less than
r/min for the whole speed range. The experimental results
VII. CONCLUSION show that the RML-ATF algorithm could be used to tune the
This paper has presented a new sensorless vector-control rotor time constant not only during steady state but also during
strategy for an induction generator in a variable-speed WECS speed transients.
CÁRDENAS AND PEÑA: SENSORLESS VECTOR CONTROL OF INDUCTION MACHINES 205
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tion motors without rotational transducers,” IEEE Trans. Ind. Applicat., Roberto Cárdenas (S’95–M’97) was born in Punta Arenas, Chile. He received
vol. 28, pp. 1054–1061, Oct. 1992. the electrical engineering degree from the University of Magallanes, Punta
[5] R. Blasco-Giménez, G. M. Asher, and M. Sumner, “Dynamic perfor- Arenas, Chile, in 1988, and the M.Sc. and Ph.D. degrees from the University
mance limitations for MRAS based sensorless induction motor drives, of Nottingham, Nottingham, U.K., in 1992 and 1996, respectively.
Part 1: Stability analysis for the closed loop drive,” Proc. Inst. Elect. Currently, he is with the Electrical Engineering Department at the University
Eng., pt. B, vol. 143, no. 2, pp. 113–122, Mar. 1996. of Magallanes. From 1989 to 1991, he was a Lecturer at the University of Ma-
[6] R. Blasco-Giménez, G. M. Asher, M. Sumner, and K. J. Bradley, “Dy- gallanes. His research interests include control of electrical machines for wind
namic performance limitations for MRAS based sensorless induction energy applications and variable-speed drives.
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Ind. Electron., vol. 44, pp. 240–246, Apr. 1997. Rubén Peña (S’95–M’97) was born in Coronel, Chile. He received the electrical
[8] A. Ferrah, K. J. Bradley, P. J. Hogben-Laing, M. S. Woolfson, G. M. engineering degree from the University of Concepcion, Concepcion, Chile, in
Asher, M. Sumner, J. Cilia, and J. Shuli, “A speed identifier for induction 1984, and the M.Sc. and Ph.D. degrees from the University of Nottingham, Not-
motor drives using real-time adaptive digital filtering,” IEEE Trans. Ind. tingham, U.K., in 1992 and 1996, respectively.
Applicat., vol. 34, pp. 156–162, Jan./Feb. 1998. Currently, he is with the Electrical Engineering Department at the University
[9] A. Miller, E. Muljadi, and D. Zinger, “A variable speed wind turbine of Magallanes, Chile, where he was a Lecturer from 1985 to 1991. His main
power control,” IEEE Trans. Energy Conversion, vol. 12, pp. 181–186, research interests are in control of power electronics converters, ac drives, and
June 1997. renewable energy systems.