The Health - Wealth Gap

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62  Scientific American, November 2018

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THE CE
SCIEN
OF ALITY
INEQU

THE
HEALTH-
WEALTH GAP
The growing gulf between rich and poor inflicts biological
damage on bodies and brains By Robert M. Sapolsky

WESTERN CULTURES HAVE LONG CHERISHED THE NOTION health for the poor and some ver-
that all people are created equal. But in the real world, sion of better health for everyone
else. Starting with Jeff Bezos at the
our lives are not balanced with equal opportunities top, every step down the ladder is
and resources. This distinction was noted mordantly associated with worse health.
in 1894 by author Anatole France, who wrote that “the But the link between socioeco-
nomic inequality and poor health
law, in its majestic equality, forbids the rich as well as goes beyond simple access to care Robert M. Sapolsky
the poor to sleep under bridges, to beg in the streets, and living with more dangers. Less is a professor of bio-
than half of the health changes logical sciences, neu-
and to steal bread.” The rich, of course, need none of rology and neurologi-
along this SES/health ladder can
these things, whereas the poor often have little choice. be explained away by risks such as
cal sciences at Stan-
ford University and
And economic disparity has only gotten worse during smoking, alcohol consumption and a research associate
the past several decades, particularly in the U.S. In reliance on fast food or protective at the National Muse-
factors such as insurance and ums of Kenya. In his
1976 the richest 1 percent of U.S. citizens owned 9 per- health club memberships. The laboratory work, he
focuses on how stress
cent of the country’s wealth; today they own nearly large Whitehall Studies of risks in
can damage the brain
24 percent. This trend echoes around the globe. specific groups, led by epidemiolo- and on gene therapy
gist Michael Marmot, demonstrat- for the nervous sys-
One of the consequences for the in more disease-prone neighbor- ed this clearly. Further, this ladder, tem. He also studies
growing poor is worsening health, hoods. And, yes, as the SES ladder’s or gradient, exists in countries populations of wild
and the reasons are not as obvious lower rungs have become more with universal health care; if care baboons in East Africa,
trying to determine
as you might think. Yes, lower so- populated, the number of people availability was truly responsible, the relation between
cioeconomic status (SES) means with medical problems has climbed. universal access should make the the social rank of a
less access to health care and living This is not merely an issue of poor gradient vanish. Something else, baboon and its health.

Illustration by Andrea Ucini November 2018, ScientificAmerican.com 63


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something quite powerful, must be British Columbia call this the “se- of California, Los Angeles, took
THE CE
associated with inequities and be cession of the wealthy.” They spend this idea and followed it through
SCIEN able to cause health problems. more of their own resources on gat- the body, measuring various bio-
OF ALITY
INEQU That factor seems to be the ed communities, private schools, markers of wear and tear, includ-
stressful psychosocial consequenc- bottled water and expensive organ- ing increases in blood pressure,
es of low SES. Psychologist Nancy ic food. And they give lots of money cholesterol, blood lipids, body
Adler of the University of California, to politicians who help them main- mass index, molecular indicators
San Francisco, and her colleagues tain their status. It is stressful to of chronic hyperglycemia, and lev-
have demonstrated that how peo- construct thick walls to keep every- els of stress hormones. She showed
ple rate how they are doing, relative thing stressful out. that this group of disparate mea-
to others, is at least as predictive of Knowing that these psychologi- sures powerfully predicts physical
health or illness as are any objec- cal and social factors influence the health and mortality.
tive measures such as actual in- biology of disease is one thing. Recent research by Seeman and
come level. The research indicates Demonstrating just how these others links low SES with heavy al-
that poor health is not so much stressors do their dirty work inside lostatic load because the body is in
about being poor as feeling poor. the body is something else. How do a constant and futile battle to re-
Epidemiologists Richard Wilkinson SES and inequality “get under the turn to a normal, nonstressed state.
and Kate Pickett of the University skin”? It turns out that researchers These findings highlight an impor-
of Nottingham and the University have made significant strides to- tant theme: whereas an adult’s SES
of York in England, respectively, ward an answer. We have learned a predicts allostatic wear and tear,
have filled out this picture in detail, lot about how poverty affects biolo- childhood SES leaves a stronger
showing that while poverty is bad gy, and the part of the growing in- lifelong mark. Low SES predisposes
for your health, poverty amid plen- equality gap that worries people is youngsters’ bodies toward earlier
ty—inequality—can be worse by the poverty end. Scientists have “aging.” The scientists also found
just about any measure: infant been able to trace physiological protective factors. Although grow-
mortality, overall life expectancy, connections from external inequal- ing up in an impoverished neigh-
obesity, murder rates, and more. ity to three key inner areas: chron- borhood worsens the low SES/allo-
Health is particularly corroded by ic inflammation, chromosomal ag- static load link, lucking out with a
your nose constantly being rubbed ing and brain function. mother who has the time and ener-
in what you do not have. gy to be highly nurturing reduces
Basically, more unequal socie­ties A HEAVY LOAD the ill effects.
have worse quality of life. Across Thinking about the biology of dis- Stress in any form can produce
countries and among U.S. states, ease was revolutionized in the these effects. It does not have to be
more inequality, independent of 1990s, when Bruce McEwen of the related to money, but it is usually
absolute levels of income, predicts Rockefeller University introduced related to social situations. My own
higher rates of crime, including ho- the concept of allostatic load. Our work with baboons living freely on
micide, and higher incarceration bodies are constantly challenged by the East African savanna has shown
rates. Add in higher rates of kids our environment, and we stay this effect. In baboon groups, an an-
being bullied at schools, more teen healthy when we meet those chal- imal’s place in the social hierarchy
pregnancies and lower literacy. lenges and return to a baseline produces more or less stress. If you
There are more psychiatric prob- state, or homeostasis. Traditionally are a low-ranking baboon—a social-
lems, alcoholism and drug abuse, this view led scientists to focus on ly stressful situation—your body
lower levels of happiness and less specific organs that solve specific has unhealthy abnormalities in its
social mobility. And there is less so- challenges. Allostasis has a dif­ secretion of glucocorticoids, which
cial support—a steep hierarchy is ferent perspective: physiological are stress hor­mones such as corti-
the antithesis of the equality and challenges provoke far-flung adap- sol. The body also shows unhealthy
symmetry that nourish friendship. tations throughout the body. An changes in the gonadal, cardiovas-
This grim collective picture helps to infected toe, for instance, will pro- cular and immune systems.
explain the immensely important duce not only inflammation at the In animal and human hierar-
fact that when inequality increases, tip of the foot but also wider chang- chies, these stress-induced changes
everyone’s health suffers. es in everything from energy taken affect health through a key process:
This is where the problem af- from abdominal fat to the brain chronic inflammation. Few things
fects the rich, the haves as well as chemistry of sleepiness. As this bio- are better examples of a double-
the have-nots. With increasing in- logical grind continues, it leads to edged biological sword than in-
equality, they typically expend an array of body parts functioning flammation. After tissue injury, in-
more resources insulating them- less than optimally, which can be as flammation contains damage and
selves from the world underneath damaging to health as a single or- initiates cell repair. Chronic wide-
the bridges. I have heard economist gan gone very wrong. spread inflammation, however,
Robert Evans of the University of Teresa Seeman of the University causes molecular damage through-

64  Scientific American, November 2018


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out the body, and studies have dem-
onstrated that it contributes to dis-
eases ranging from atherosclerosis INSIDE INEQUALITY
to Alzheimer’s. Recent work (in- Life in societies with wide gaps between rich and poor creates ongoing social and psychological stresses. These
cluding my own focusing on in- grind down the body in a host of unhealthy ways, affecting our brains, our immune systems and our DNA, according
flammation of the nervous system) to a broad range of research. Here are some effects that can lead to serious physical illnesses and mental problems.
indicates that chronic high stress
levels can promote chronic inflam- Prefrontal cortex
mation. In people, childhood pov- Essential for good planning and decision making,
erty upregulates the adult body’s this region is impaired by stress hormones.
pro-inflammatory set point, with in-
Hippocampus
creased expression of inflammato- Activity here, key to learning and memory,
ry genes and increased levels of in- is reduced, and the area shrinks in size.
flammatory markers such as C-re-
active protein, which is associated Amygdala
Fear and anxiety are channeled through
with a higher risk of heart attacks.
this region, and its activity is heightened.
These are long-term effects:
more financial losses in the Great Mesolimbic dopamine system
Recession predict higher C-reactive Neuron signals here are crucial for motivation,
protein levels six years later. Hu- but they are disrupted, increasing risk of
mans share such vulnerabilities depression and addiction.
with other primates that live in un- Chronic inflammation
equal circumstances. Work by Jen- This state, brought about through stress
ny Tung of Duke University shows hormones and the immune system, damages
more markers of chronic inflamma- molecules throughout the body, increasing
tion in low-ranking rhesus mon- the risk of heart disease and Alzheimer’s,
among many ailments.
keys versus the socially dominant
animals in a group. Studies such as Circulatory system
this one highlight the directness of Blood pressure goes up, heightening
the link between social stress fac- atherosclerosis and stroke risks.
tors and unhealthy biology because
it occurs in a species that lacks Metabolism
Cells throughout the body have reduced
changes in lifestyle risk factors, responses to insulin, and abdominal fat
such as increased rates of smoking increases, leading to diabetes.
and drinking that we often see in
humans who are stuck in low-sta- Reproductive organs
tus situations. Abnormalities disrupt fertility and libido.

Chromosomes
PREMATURE DNA AGING DNA in our chromosomes is kept stable
PROGRESS in understanding the by little molecular caps at the ends, called
routes into the body taken by the telomeres (red ). When people are stressed
SES/health gradient has also come by social circumstances, telomeres get shorter,
leading to frayed and vulnerable chromosomes—
through a very sensitive measure of
a kind of premature molecular aging.
aging: the condition of telomeres,
which are the stretches of DNA at Telomere
the very tips of chromosomes.
Telomeres help to keep our chro-
mosomes stable—molecular biolo- state of a cell’s telomeres tells much Prize for her pioneering work on
gists like to say that they resemble about its biological “age,” and telomeres. They examined 39 peo-
the plastic caps at the ends of shoe- shortened telomeres that produce ple who live with severe stress ev-
laces that prevent fraying. Every frayed, vulnerable chromosomes ery day: women who are caregiv-
time chromosomes are duplicated seem to be a molecular version of ers for chronically ill children. The
for cell division, the telomeres wear and tear. landmark finding was that white
shorten; when they get too short, Telomere biology met stress blood cells in these caregivers had
cells can no longer divide, and they physiology in a 2004 study by shortened telomeres, decreased
lose many of their healthy func- health psychologist Elissa Epel of telomerase activity, and elevated
tions. Telomere shortening is coun- U.C.S.F. and Elizabeth Blackburn oxidative damage to proteins and
tered by the enzyme telomerase, of the Salk Institute for Biological enzymes. (Oxidation can disable
which rebuilds these tips. Thus, the Studies; Blackburn won the Nobel telomerase.) The longer a child’s

Illustration by Bryan Christie Design November 2018, ScientificAmerican.com 65


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THE HEALTH OF NATIONS AND STATES
Around the world, health and social problems grow as income disparities widen health issues, obesity and other problems got worse. Average income in these
within societies. Epidemiologists Richard Wilkinson and Kate Pickett demonstrated countries does not explain this trend. In U.S. states, researchers found a similar
this connection in their 2009 book The Spirit LeveI. They ranked countries by an effect. They ranked states using a U.S. Census Bureau measure called the Gini
economic measure from the United Nations called the 20:20 ratio, which compares coefficient, which compares incomes among all population members, not just
how much richer the top 20 percent of people are than the bottom 20 percent. As select groups. Again, the trend of bad health effects strongly followed inequality
the gap widened, a combined index of life expectancy, infant mortality, mental and could not be explained by average income in a state.

Health and social problems are worse in countries U.S. Higher average income levels in countries Index of Health
Index of Health and Social Problems
Worse

2 2 U.S.
and Social Problems
with more income inequality do not mean better health
includes these
Portugal Portugal components:
1 U.K. 1 • Life expectancy
U.K.
Greece Overall trend Greece
Germany France New Zealand France • Teenage births
Austria Ireland New Zealand Germany Australia Ireland
0 Denmark Australia 0 Austria • Obesity
Canada Italy Italy Denmark
Belgium Spain Spain Belgium • Mental health
Finland Switzerland Finland Canada Switzerland
Better

Norway Netherlands Netherlands • Homicides


Sweden Sweden Norway
–1 –1 • Imprisonment
4 5 6 7 8 25,000 35,000
Low High Low High • Trust/mistrust
Income Inequality, 2005 (20:20 ratio) GDP per Capita, 2005 (U.S. dollars, at purchasing power parity) • Education
• Infant mortality rate
Worse

U.S. states also show worse health and social problems U.S. states with higher average incomes rarely
Index of Health and Social Problems

2 as income inequality climbs 2 show improved health • Social mobility (for


MS
LA country level only)
AL LA MS
AL
AR GA KY AR TX
1 NV 1 SC
SC TX KY GATN
NM TN NM NV
IN NC MO MI
MI MO OK WV OK NC CA
MD CA WV FL
AK DE OH AZ IL FL AZ INAK DE IL MD
0 PA 0 OH PA VA
HI KS WA VA NY
WI ID ID OR HI
OR NJ NY KS RI NJ CT
NE CO RI CT SD ME WY WI WA CO
Better

UT WY ME UT
IA MA NE MA
–1 MT MT IA
–1 ND
VT ND VT MN NH
0.4 NH MN 0.45 0.5 25,000 35,000
Low High Low High

FIGHTING CLIMATE CHANGE: HUMAN SOLIDARITY IN A DIVIDED WORLD. UNITED NATIONS DEVELOPMENT PROGRAMME, 2007 (GDP per capita data)
Income Inequality, 1999 (Gini coefficient) Per Capita Income, 1999 (dollars)

BUREAU OF ECONOMIC ANALYSIS, U.S. DEPARTMENT OF COMMERCE (U.S. income per capita data); HUMAN DEVELOPMENT REPORT 2007/2008:
THE SPIRIT LEVEL: WHY GREATER EQUALITY MAKES SOCIETIES STRONGER. KATE PICKETT AND RICHARD WILKINSON. BLOOMSBURY, 2009 ;
illness, the more stress the women borhood quality, witnessing or ladder most likely worsens these bi-
reported and the shorter their experiencing violence, family in- ological markers of aging.
telomeres were, even after the stability (such as divorce, death
researchers accounted for poten- or incarceration of a parent), and OUT OF CONTROL
tially confounding factors such other features of poor status early SLIPPING DOWN these rungs also
as diet and smoking. Telomeres on are tied to these shrunken chro- changes the brain and behavior, ac-
normally shorten at a more or mosome tips later in life. Spend cording to a slew of recent neuro-
less constant rate in people, and your childhood in poverty, and biological studies. My laboratory
calculations showed that these by middle age your telomeres has devoted a quarter of a century
women’s telomeres had aged will probably be about a decade to studying what ongoing stress
roughly an additional decade—and older than those with more fortu- does to the brain in rodents, mon-
sometimes more—past those in nate childhoods. keys and humans. Along with other
the low-stress group. Thus, from the macro level of labs, we have learned that one hot-
This discovery triggered a flood entire body systems to the micro spot is the hippocampus, a region
of supporting studies showing that level of individual chromosomes, critical to learning and memory.
stressors that included major de- poverty finds a way to produce wear Sustained stress or exposure to ex-
pression, post-traumatic stress dis- and tear. Most studies of telomere cessive glucocorticoids impairs
order and the experience of racial length compare “poor” with “non- memory by lowering hippocampal
discrimination can all accelerate poor,” as do the studies comparing excitability, retracting connections
telomere shortening. Unsurpris- allostatic load, but the few studies between neurons and suppressing
ingly, lower childhood SES also that examine the whole spectrum of the birth of new neurons. In the
predicts shorter telo meres in inequality, step by low-status step, amygdala, a different brain area
adulthood; perceived poor neigh- show that every rung down the SES that is central to fear and anxiety,

66 Scientific American, November 2018 Graphics by Jen Christiansen


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stress and glucocorticoids height- sity of Pennsylvania and W. Thomas financial burdens by contemplat-
en those two reactions. Instead of Boyce, now at U.C.S.F., observed that ing an expensive car repair; cogni- THE CE
damping things down as they do in lower-SES kindergartners typically tive function was unchanged in SCIEN
OF ALITY
the hippo­camp­us, in this fear-pro- have elevated glucocorticoid levels, high-SES subjects but declined in INEQU

moting region they increase excit- a thinner and less active PFC, and poorer individuals.
ability and expand neu­ron­al con- poor PFC-dependent impulse con- Why should a transient sense of
nections. Together these findings trol and executive function. These lower SES induce cognitive chang-
help to explain why post-traumatic effects increase as kids get older. By es typical of lower SES in the real
stress disorder atrophies the hip­ adolescence, lower SES predicts world? One explanation is that it is
pocamp­us and enlarges the amyg- smaller PFC volume. By adulthood, a rational response because it is
dala. Another affected area is the low SES predicts steeper temporally hard to think about squirreling
mesolimbic dopamine system, discounted decisions. away money for old age if you can
which is crucial to reward, antici- Some of these observations barely buy groceries. Poverty makes
pation and motivation. Chronic present a tricky chicken-and-egg the future a less relevant place.
stress disrupts that system, and question. The brain changes could But there is also a powerful
the result is a predisposition to- lead to poor choices, which in turn stress-related explanation: long-
ward the anhedonia of depression lead to deeper poverty, rather than term planning and impulse control
and vulnerability to addiction. the other way around. But the re- tires out the PFC. Increase subjects’
Bombardment by glucocorti- search suggests that causes and ef- cognitive “load” with taxing PFC-
coids also affects the prefrontal fects run in the other direction, dependent tasks, and they become
cortex (PFC), key to long-term with SES and inequality first influ- more likely to cheat on their diet.
planning, executive function and encing PFC function, and then oth- Or you can—and scientists have
impulse control. In the PFC, social er bad things happen. done this—increase cognitive load
stress and elevated glucocorticoids For example, kindergartners’ by tempting dieting subjects with
weaken connections between neu- SES predicted their PFC function; snacks, and then they do worse on
rons, making it harder for them to few five-year-olds plummet into PFC-dependent tests. How much
communicate. Myelination, the poverty by squandering their pay- this represents literal “depletion”
process that insulates cables be- checks on drink and horses. Fur- of the PFC metabolically versus de-
tween neurons and thus helps ther evidence comes from a 2013 clining motivation is unclear.
them pass signals faster, is im- study by Jiaying Zhao of the Uni- Either way, lower SES creates
paired. Total cell volume in the re- versity of British Columbia and his chronic financial worry that dis-
gion declines, and chronic inflam- colleagues. They examined Indian tracts and exhausts. It is hard to
mation is activated. farmers whose economic fortunes ace a psychological task of, say,
What happens when the PFC is vary seasonably. As individuals’ subtracting a series of numbers or
impaired in this way? Lousy, impul- SES went from being poorest dur- a more important task of reining in
sive decisions happen. Consider ing planting season to wealthiest your drinking when you are worry-
“temporal discounting”: when after harvest, improvements in ing about paying your rent. One
choosing between an immediate re- PFC function followed. finding in the car-repair study sup-
ward and a bigger one if you wait, To me, the most important evi- ports this interpretation. When
the appeal of waiting goes down as dence comes from research in subjects contemplated a repair of
the time you have to wait goes up. which people’s sense of their SES negligible cost, low- and high-SES
The PFC is normally good at com- was lowered by the design of the subjects performed equally well on
bating this shortsightedness. But experiment. Afterward these indi- cognitive tasks.
stress steepens temporal discount- viduals did heavier temporal dis- Of course, we need to better un-
ing; the more cumulative stress, the counting. In one 2012 study, sub- derstand the biological conse-
less PFC activation in experiments jects played a game of chance quences of inequality and learn
that call for gratification postpone- against one another, with differing better ways to heal its health scars.
ment. For people sliding further amounts of starting resources. But frankly, right now we know
into inequality, the less active PFC “Poor” subjects became more likely quite a bit. We know enough to
makes it harder for the brain to to borrow against future earnings prompt moral outrage at the situa-
choose long-term health over im- and less attuned to helpful clues tion. It is outrageous that if chil-
mediate pleasure. That neurological about game strategy. dren are born into the wrong fami-
effect can explain why people with In another study, subjects ly, they will be predisposed toward
more total life stress gain more prompted to imagine scenarios of poor health by the time they start
weight and smoke and drink more financial loss (versus neutral or ad- to learn the alphabet. It should not
than people with fewer stressors. vantageous ones) did steeper tem- require us to measure inflamma-
These changes in the PFC hap- poral discounting in an unrelated tion or the length of chromosomes
pen in children, too. In separate task. In still other research, sub- to prove this is wrong, but if it does,
studies, Martha Farah of the Univer- jects were primed to imagine their more power to this science.

November 2018, ScientificAmerican.com 67


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