(A) There's typo error in address "Samapguita". Kindly check also all entries.

(B) Upload Notarized

Bank Certificate for Treasurer-in-trust Account (C) Upload Sworn Certification > Please see
instructions below: For instruction on how to comply with the sworn certification requirement, pls. see
this NOTICE https://www.sec.gov.ph/notices/submission-of-money-laundering-and-terrorist-
financing-prevention-program-mtpp/ Pertinent portion of which provides: “For entities applying for
Certificate of Authority to Operate a Financing Company or Lending Company, the following
procedures shall be followed: 1. A copy of the template of a Sworn Certification is provided under
SEC Memorandum Circular No. 29, Series of 2020, which can be accessed thru the following link:
https://www.sec.gov.ph/mc-2020/mc-no-29-s-2020/ 2. After accomplishing the Sworn Certification,
submit one (1) copy to the Anti-Money Laundering Division of the Enforcement and Investor
Protection Department (AMLD-EIPD) located at Ground Floor, North Wing, Secretariat Building,
PICC Complex, Pasay City or thru email at eipd-amld@sec.gov.ph using this format: Subject: Sworn
Certification_Company Name_Industry Classification (Example: Sworn Certification_ABC
Corporation_Broker Dealer) Document File Name: Sworn Certification_Company_Name_Date of
Submission (Example: Sworn Certification_ABC Corporation_03 June 2021) 3. The CP’s copy of
Sworn Certification will be stamped “Received” by the AMLD-EIPD or an email confirmation shall be
sent by the AMLD-EIPD stating that the Certification was duly received. 4. The “Received” Sworn
Certification or the Sworn Certification with the attached email confirmation shall form part of the
documentary requirements for licensing to be submitted to the concerned SEC departments/offices.”
* Please read and review the system-generated documents before re-submitting application. For
assistance or clarification, kindly send us an email at secbicol@sec.gov.ph or call us at 0929-883-
1917 (smart)