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Histological Grade Concordance Between Diagnostic Core Biopsy and Corresponding Surgical Specimen in HR-positive/HER2-negative Breast Carcinoma
Histological Grade Concordance Between Diagnostic Core Biopsy and Corresponding Surgical Specimen in HR-positive/HER2-negative Breast Carcinoma
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16 authors, including:
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C. Daveau (2), S. Baulies (1), M. Lalloum (1), I. Melonio (1), M.A. Bollet (2), B Sigal-
Zafrani (3), X. Sastre (3), A. Vincent-Salomon (3), Anne Tardivon (4), F. Thibault (4),
Corresponding author
Department of Surgery
75005 Paris
Fabien.reyal@curie.net
1
ABSTRACT
the breast in the case of good tumor response Patient selection for neoadjuvant
chemotherapy requires that prognostic and predictive factors are available from non-
surgical specimen results. Our study aimed to evaluate the histological grade
correlation between these two tissue samples according to tumor subtypes and to
Patients and methods: A retrospective study was conducted at the institut Curie
between January 2008 and December 2009. Factors that predisposed to histological
grade discordance between core biopsies and surgical specimens were studied. The
impact of this discordance on the systemic treatment decision making process was
Results: The histological grade correlation in the ER+/Her2-, Her2+ and Triple
negative groups was good (Kappa 0.59, 0.6, 0.69, respectively). Tumor size
menopause (p=0.005) and the type of core biopsy (p=0.04) resulted as potential risk
factors for tumor grading error in the ER+/Her2- subgroup. The greatest discordance
rate was found in tumors that had already and indication for adjuvant chemotherapy.
2
Conclusions: Histologic grade discrepancy is correlated with tumor heterogeneity
and tumor size. However, it does not appear to modify the therapeutic decision as it
usually occurs in tumors that already have an indication for adjuvant treatment.
3
INTRODUCTION
surgery but presenting breast cancers with aggressive pathological features (high
grade, high proliferation, triple negative, HER2 positive) or large hormone receptor
positive breast carcinomas. The clinical benefits are supported by: a) an increase
and monitor “in vivo” treatment-sensitivity of the tumor and to evaluate selection or
Because of the great heterogeneity of breast cancer, not all tumors equally respond
factors will help to ensure that only those patients likely to benefit will receive a
Most predictive and prognostic factors are determined by tumor biology itself.
Besides, selection of patients for NAC requires that all this information is available
from non-surgical diagnostic tumor samples. Core needle biopsy has become the
routine diagnostic method for breast cancer that has replaced fine needle aspiration
response is achieved, the core biopsy specimen is the only sample to evaluate
4
prognostic and predictive markers. The main limitation of core biopsy is the relatively
But the selection of representative samples can be difficult due to the existence of a
peri or intratumoral heterogeneity, that often is not taken into consideration (15). This
prognostic factor and is likely the cause of the discrepancy of results obtained in the
literature where histologic grade concordance rate between core biopsy and surgical
excision specimen ranges from 59% to 91% (16-19). The largest study, published in
2003 by Harris et al. found in 500 patients a concordance rate of 67%. The grade in
core biopsy was more underestimated than overestimated and mitotic index had the
underestimation of mitotic index. This may potentially exclude patients that would
The question then is whether the tissue from a diagnostic core biopsy reflects the
histological features and the overall biological profile of the tumor. The present study
invasive breast carcinoma core biopsies and subsequent surgical samples according
to molecular subtypes. We analyzed in detail the different factors for tumor grading
5
give or not systemic treatment may be influenced by histopathological microbiopsy
results.
Hypothetical treatments according to the result of core biopsy were established and
related to the treatment that patients actually underwent in order to evaluate the role
The medical records and pathologic reports of all patients who had both a core
biopsy for invasive breast carcinoma and a surgical excision of the tumor at the
Institut Curie, Paris, between January 2008 and December 2009 were reviewed.
Only invasive ductal carcinomas were included in our study. Patients who underwent
multicentric and multifocal tumors and patients with personal history of other cancer
were excluded.
Clinical, radiological and pathological data such as patient age, menopausal status,
clinical and ultrasound tumor size assessment, lymph node involvement, histological
tumor grade, estrogen receptor, progesterone receptor and Her2/neu status were
At our Institution all breast cancer cases are pathologically confirmed by either
automated needle, respectively . Core biopsies are then fixed in formalin, paraffin
6
Histological and immunohistochemical study
The histological grade (HG) was scored for tubule formation, nuclear pleomorphism
and mitotic count. Mitotic Index was assessed on histological sections stained by
Hematoxylin and Eosin. The criteria of Van Diest et al. was used to define mitotic
figure (22, 23). It corresponded to the mitotic score defined in the Nottingham grade;
the number of mitoses observed in 10 consecutive high power fields (HPF) using a
microscope with a 40x objectives and a 10x ocular was counted. Cut-off of <10, 10-
19 and ≥20 mitosis was used to define low, intermediate and high mitotic indexes,
respectively. Overall final tumoral grade was scored according to the Elston and Ellis
After rehydration and antigenic retrieval in citrate buffer (10 mM, pH 6.1), the tissue
sections were stained for estrogen receptor (ER) (clone 6F11, Novocastra, 1/200),
staining was performed using the Vectastain Elite ABC peroxidase mouse IgG kit
chromogen. Positive and negative controls were included in each slide run. Cases
HER2 status.
After rehydration and antigenic retrieval in citrate buffer (10 mM, pH 6.1), the tissue
sections were stained for HER2 (clone CB11, Novocastra, 1/1000). Revelation of
7
staining was performed using the Vectastain Elite ABC peroxidase mouse IgG kit
chromogen. Positive and negative controls were included in each slide run. The
Statistical analysis
The description of quantitative variables was performed using median and range
description of proportions. Comparison was done between the core biopsy results
and the final histology from surgical specimens. Baseline characteristics were
compared using Chi-square or Fisher's exact tests for categorical variables and
Student's T-tests for continuous variables. All tests were two-sided and the
To study the agreement Cohen’s Kappa coefficient was used. Complete agreement
is considered as Kappa equal to 1. Kappa values close to or less than 0 show poor
agreement. An absolute concordance rate was calculated for all three corresponding
grades. Kappa was also calculated for each grading system separately (tubule
8
RESULTS
ER+/HER2- subgroup
The median number of core biopsies per patient was 3 (1-11) and the median
minimum sample size was 7mm (range 1-22). The median maximum size was 12mm
(range 3-30)..
Patient and tumor characteristics are detailed in Table 1. From this group, 67% core
and overall histological grade score obtained from core biopsies and surgical
The global concordance rate for overall HG between the two sample types was 75%
(224 patients), Kappa 0.59. Analyzing grades separately, 78% in grade I, 68.4% in
patients (73.3%, 18.4% of all cases) and overgrading in 20 cases (26.7%, 6.7% of all
9
cases). Global misgrading did not differ by more than a factor in 73 cases (97.3%,
24.4% of all cases). No tumor scored grade III on biopsy was reclassified grade I on
the surgical specimen and only 2 cases grade I by biopsy were finally identified as
grade III (2.2% of grade I cases). Test de Mac Nemar pour savoir si plus de
surclassifaction ou sousclassification ?
concordance rate was 75% (Kappa 0.56), 66.5% (Kappa 0.41) and 74.6% (Kappa
of nuclear pleomorphism (50 cases, 16.7% of all cases), whereas its underestimation
was mainly due to the underestimation of mitotic index (70 cases, 23.4% of all
cases).
chemotherapy decision making in this subgroup, potential factors for tumor grading
error were studied (Table 4). A non concordant grade was found more frequently in
biopsies (32.3% vs 21.5%; p=0.04) and in larger tumors, measured by both phyisical
biopsies.
Table 5 shows all data related to factors that might increase the risk of
discrepancy of these variables, most likely due to the strong interaction among them.
in ER+Her2- patients, we analyzed grade II and III jointly versus grade I. The
concordance rate was 87.3% (261 cases) and underestimation was achieved in 20
cases (6.7%) (Table 6). Kappa value was 0.69 which indicated substantial
10
agreement. The fact we jointly analized grade II/III improved consistency in relation
to a separate analysis (Kappa 0.69 versus 0.59) (pas clair). No factors were found to
Twenty-two patients (6.3%) were triple negative tumors and 19 cases (86.34%) had
Grade III score. Overall concordance rate for HG was 91% (Kappa 0.69) and
Twenty-nine Her2 positive tumors were identified (8.3%), 19 cases (65.5%) had
grade III and the concordance rate was 79.3% (Kappa 0.6). As in Triple negative
tumors, all grade III cases were correctly scored on core biopsy, and disagreement
We can conclude that concordance rates resulted to be higher in these two tumors
subgroups and in case of discordance, undergrading on core biopsy was found in all
cases and the difference was never more than one grade (Table 8),
according to the result of core biopsy were established and related to the treatment
that patients actually underwent after the result of the surgical specimen. This
substudy was not performed in triple negative and Her2 positive tumors because
11
In ER+/Her2- group, 127 patients (42.5%) received chemotherapy, 146 hormone
therapy (48.8% c’est tout ?) and 26 patients (88.7% sort d’où ?) had no indication of
adjuvant therapy.
chemotherapy, hormone therapy and no adjuvant treatment was 37.8% (48 cases),
17.8% (26 cases) and 11.5% (3 patients), respectively (p<0.05). We found a greater
patient (0.34%) who finally was treated with hormone therapy, was originally
before and after surgery were identified among patients who did not have an
DISCUSSION
Breast cancer treatment has become more complex over time. Surgical and
on these data. Clinicians need to obtain the information from core biopsy to identify
patients with good prognosis tumors as well as patients who are most likely to
lymph node involvement, hormonal and HER2 status and tumor grading.
12
Our study was undertaken to assess the relationship between the tumor grading
obtained from core biopsy samples and from surgical specimens of the same tumor.
We found that the concordance rate for histological grade in ER+/Her2-, triple
negative and Her2+ tumors was 75%, 91% and 79.3%, respectively. A lower
discrepancy was observed in tumors with a higher histologic grade. These findings
grade III tumors (84% in grade III versus 60% grade I/II) (20). Concordance for ER,
PR and HER2 status was not studied since we did not have this information from
initial core biopsies. But, several studies have showed high concordance rates for
ER, PR and Her2 status between the core biopsy and excisional specimen (7, 28-
32).
underestimation of mitotic index (20, 28, 29, 33). Kappa statistics indicated a good
agreement in tubule formation and global HG, while Kappa value for nuclear
In our series, 55 (18.4%) were undergraded, but few cases differed more than one
reclassified as grade III, and all grades III on biopsy were reconfirmed later on
postoperative specimen). When we analyzed grade II and III jointly versus grade I
the concordance rate increased (87.3% of all cases) and underestimation was lower
(6.7% of all cases), Kappa value showed a stronger correlation (Kappa 0.69).
procedure. This tissue may not include the growing edge of the tumor, therefore,
formal counts of mitotic figures can not be assessed. Furthermore, breast carcinoma
is known for its heterogeneity in relation to mitotic index. Morris et al. showed that
13
histological heterogeneity between the periphery and the center of the tumor was
found in 29% (15). It would be in accordance with our results, where smaller tumors
presented greater concordance, since the larger the tumor is, the greater
All these studies concluded that several samples of the same tumor should be
studied in order to achieve a reliable score of histologic grade. However in our study,
status, tumor size and the type of core biopsy performed. We found no differences in
the number or size of the core biopsies. These results are in agreement with those
published by Leary O et al. In a series of 113 patients, they showed that the number
and size of biopsies did not influence the concordance between preoperative and
McIlenny et al. found that a single core biopsy was only 32% accurate in predicting
the grade while this rate rose to 74% for four core biopsies (p=0.001) (35).
discordance rate was found in the subgroup that had already and indication for
group and 11.5% in untreated group). A likely explanation is because they have a
more aggressive tumor biology and have higher tumor heterogeneity. This
discrepancy did not have a therapeutic impact because systemic treatment decision
making also integrates other variables such as tumor size, nodal involvement, age of
From the present study we can conclude that histologic grade discrepancy is
correlated with the tumor heterogeneity and tumor size. However, it does not appear
14
to modify the therapeutic decision as it usually occurs in tumors that already present
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Tables and Figures
20
Table 2. Pathological results in core biopsies and surgical specimens in ER+/Her2-
21
Table 3. Concordance rate for histological grade in ER+/Her2- group
22
Table 4. Factors associated with risk of grade misclassification
US: ultrasound
T: tumoral
Bmin: Biopsy minimum
Bmax: Biopsy maximum
23
Table 5: Factors associated with risk of mitotic index misclassification
US: ultrasound
T: tumoral
Bmin: Biopsy minimum
Bmax: Biopsy maximum
24
Table 6: Concordance rate in Grade I versus Grade II/III
25
Table 7. Factors associated with risk of grade misclassification (grade I versus II/III)
26
Table 8. Concordance rate for histological grade in Triple negative and HER2+
patients
27
Table 9. Changes in the recommended treatment due to grading discrepancies
between core biopsies and surgical specimens in ER+/HER2- subgroup
ChT: Chemotherapy
28