Professional Documents
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Ror PDF
INDEX
Rule 1 : Application 2
PART A General Rule 2 : Responsibility 4
Rule 3 : General Definitions 5
Rule 4 : Application 9
Rule 5 : Look-out 9
Rule 6 : Safe Speed 10
Rule 7 : Risk of collision 14
Rule 8 : Action to avoid collision 16
Rule 9 : Narrow Channels 18
Rule 10: Traffic separation schemes 21
Steering and Rule 11: Application 25
PART B
Sailing Rules Rule 12: Sailing vessels 25
Rule 13: Overtaking 26
Rule 14: Head on situation 28
Rule 15: Crossing situation 31
Rule 16: Action by give-way vessel 32
Rule 17: Action by stand-on vessel 32
Rule 18: Responsibilities between vessels 33
Rule 19: Conduct of vessels in restricted visibility 35
Rule 20 : Application 36
Rule 21 : Definitions 37
Rule 22 : Visibility of lights 38
Rule 23 : Power-driven vessels underway 39
Rule 24 : Towing and pushing 41
Rule 25 : Sailing vessels underway and vessels under oars 44
Lights and
PART C Rule 26 : Fishing vessels 45
Shapes Rule 27 : Vessels not under command or restricted in 46
their ability to manoeuvre
Rule 28 : Vessels constrained by their draught 51
Rule 29 : Pilot vessels 51
Rule 30 : Anchored vessels and vessels aground 52
Rule 31 : Seaplanes 53
Rule 32 : Definitions 53
Rule 33 : Equipment for sound signals 54
Sound and Light Rule 34 : Manoeuvring and warning signals 54
PART D
Signals Rule 35 : Sound signals in restricted visibility 56
Rule 36 : Signals to attract attention 58
Rule 37 : Distress signals 58
PART E Exemptions Rule 38 : Exemptions 58
Rule 39 : Definitions 59
Verification of
PART F Rule 40 : Application 60
Compliance Rule 41 : Verification of compliance 60
Rule 1 - Application
a. These Rules shall apply to all vessels upon the high seas and in all
waters connected therewith navigable by seagoing vessels.
Meaning: All ships big or small are to follow the rules as given in Colregs.
Small yachts, fishing vessels, and other barges all - as long as they sail on
the seas. All waters connected to the high seas which include major rivers,
having ports on their banks and which are visited by sea-going vessels.
'High Seas' means open seas, coastal waters or waters far away from
land. All bays, and canals which are connected to the seas provided that
they are sailed on by ocean-going vessels. However certain exemptions
are given to this latter by paragraph 'b' of this Rule.
b. Nothing in these Rules shall interfere with the operation of special rules
made by an appropriate authority for roadsteads, harbours, rivers, lakes or
inland waterways connected with the high seas and navigable by seagoing
vessels. Such special Rules shall conform as closely as possible to these
Rules.
For example, such special rules exists and are applicable in inland waters
of Japan and within US. The inland rules of the US begin to apply to all
traffic within 3 miles from US coast.
c. Nothing in these Rules shall interfere with the operation of any special
rules made by the Government of any state with respect to additional
station or signal lights, shapes or whistle signals for ships of war and
vessels proceeding under convoy, or with respect to additional station or
signal lights or shapes for fishing vessels engaged in fishing as a fleet.
These additional stations or signal lights, shapes or whistle signals shall so
far as possible, be such that they cannot be mistaken for any light, shape
or signal authorized elsewhere under these Rules.
Meaning: If a country has made any special rules which may make
compulsory for ships and boats to show additional station or signals or
lights for warships or for fishing fleets, then these special rules will again be
such that they should not be confusing to a seagoing vessel i.e. they
should not be similar to another signal in the COLREGS with a different
meaning. This point covers two aspects:
Meaning: The IMO may decide at any time and place to impose a traffic
separation scheme, which would make it easier to navigate in a major
traffic area. The above Traffic Separation Schemes will be for the purpose
of enhancing the effectiveness of these COLREGS.
This is the main difference between paragraph 'c' and 'e', requirements
developed under paragraph 'c' should have features which 'cannot be
mistaken for any light, shape or signal authorised elsewhere under
these Rules' and these are 'additional' to the requirements stated in these
Rules, Whereas the requirements developed to meet paragraph 'e' are in
lieu of the requirements of these Rules or are alternate substitutes with
closest possible compliance as the vessel concerned cannot comply with
the prescribed standards.
Rule 2 - Responsibility
(a) Nothing in these Rules shall exonerate any vessel or the owner, master
or crew thereof, from the consequences of any neglect to comply with
these Rules or of the neglect of any precaution, which may be required by
the ordinary practice of seamen, or by the special circumstances of the
case.
Circumstances can dictate a deviation from these rules, like if the seaman
thinks that by following the rules in a special situation the action would
endanger the ships, in that case, a deviation may be permitted which will
not endanger the ships.
(b) In construing and complying with these Rules due regard shall be had
to all dangers of navigation and collision and to any special circumstances
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Meaning: In understanding and then complying with these rules - pay close
attention to the dangers of navigation and to the circumstances which may
arise where blindly following these rules may endanger the ships.
For this, if required by common sense that to follow the rules would make a
situation worse, then an action may be taken which are different from these
rules but would have ensured safety for the vessels.
For the purpose of these Rules except where the context otherwise
requires:
Meaning: All types of craft that float on water and are used as a means of
transportation. Also included are crafts, which do not displace water - such
as hovercraft. A seaplane when on the water displaces water so as long as
it is on the surface of the water it is considered as a vessel. All barges are
also included since no propulsion system has been mentioned in this part
of the Rule.
c. The term “sailing vessel” means any vessel under sail provides that
propelling machinery if fitted, is not being used.
d. The term “vessel engaged in fishing” means any vessel fishing with nets,
lines, trawls or other fishing apparatus which restrict manoeuvrability, but
does not include a vessel fishing with trolling lines or other fishing
apparatus which do not restrict manoeuvrability.
Meaning: Fishing vessels means vessels actually fishing and which due to
their equipment in the water are unable to move away and keep clear of
other vessels. If the fishing vessel is not fishing or is using equipment,
which does not restrict their taking evasive, action for safety then they are
not termed as fishing vessels. The equipment as specified under the Rules
is nets, lines (long line tuna fishing), trawls or other equipment, which are
similar.
f. The term “vessel not under command” means a vessel which through
some exceptional circumstances is unable to manoeuvre as required by
these Rules and is, therefore, unable to keep out of the way of another
vessel.
Meaning: Here a vessel not under command means any vessel, which
because of some reason cannot keep out of the way of other vessels. Like
ME breakdown and she cannot anchor, steering failure, launching a rescue
boat or a lifeboat.
Meaning: This includes a ship which is doing some special work by which
she can move only in one direction - say ahead, but cannot alter her course
to take evasive action neither can she slow down or speed up to avoid a
collision then in that case the vessel would be restricted in her ability to
manoeuvre.
The following are the vessels as declared under these Rules to be ‘vessels
restricted in their ability to manoeuvre’, however this list is not absolute and
final, this is a general guidance for such vessel, any vessel other than
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The term “vessels restricted in their ability to manoeuvre” shall include but
not limited to:
Meaning: ‘shall include but not limited to’, this means that the Rules define
the following vessels as being restricted in their ability to manoeuvre, but
the classification of ships is not limited to the vessels already described,
other vessels may also be included if they are also restricted in their ability
to manoeuvre.
If the channel or bay is such that all over the bay the depth is as mentioned
but the size of the bay is 30NM by 40NM then she would not be a ‘vessel
constrained by her draft’.
i. The word “underway” means that a vessel is not at anchor, or made fast
to the shore, or aground.
Meaning: This term is somewhat vague. The opinion has been held that a
vessel, which is intentional, anchored with a proper anchor and intends to
hold her position, is anchored. But if the vessel ha dropped her anchor to
turn the vessel in a tide or is dredging meaning that the anchor has been
dropped underfoot and the vessel is being dragged or is under her own
power and is steaming astern (the anchor helps in keeping the bow in line)
then in these cases the vessel would not be termed as at anchor.
If the vessel drags her anchor and moves away then too she is not at
anchor.
Thus the meaning of ‘at anchor’ means in relation to the ‘made fast to
shore’ and ‘aground’ that is the ship cannot move or drift away.
j. The words “length” and “breadth” of a vessel means her overall length
and her greatest breadth.
Meaning: The vessel being observed should be capable of being seen with
the observer's eyes and not by any electronic device, this is so because the
aspect of the vessel is very important, the human brain analyses data from
input more effectively than an electronic device. A change in other vessels
heading is very readily apparent when observing visually, by electronic
means it has a time lag.
Rule 4 : Application
Meaning: The above section applies to all vessels and under any condition
of visibility that is good visibility as well as when under poor visibility
whatever the cause may be.
Rule 5 : Look-out
Every vessel shall at all times maintain a proper look-out by sight and
hearing as by all available means appropriate in the prevailing
circumstances and conditions so as to make a full appraisal of the situation
and of the risk of collision.
Meaning: Lookout is very important and should take about 70 - 80% of the
watch keeping officers time. The rest is to be the full appraisal of what he
sees, and the action that is taken by him. Lookout is also for getting the
feedback on the action that he or the other ship took to avoid the situation.
Look out means to see and understand the situation, by sight and hearing
as well by other means which may be by Radar and GPS (position) and by
any other electronic devices.
In any case, the echo sounder the log the GPS and the chart and vessels
charted position have to be also monitored. Because for a full appraisal of
the situation, all factors have to be taken into consideration, can the own
vessel alter to keep out of the way or is it better to slow down.
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Every vessel shall at all times proceed at a safe speed so that she can take
proper and effective action to avoid collision and be stopped within a
distance appropriate to the prevailing circumstances and conditions.
So ‘safe speed’ means that the ship sails at a speed at which if any
emergency occurs she would come out of the emergency without anybody
getting injured.
The basic fact is that under any circumstances the speed should be such
that the vessel can take an effective (avoid) action to avoid danger, this
includes manoeuvring to keep out of the way or slowing down or stopping
to allow another vessel to pass clearly.
In the open sea, ME slow down or stopping may not be required and a
manoeuvre in good (well before closing in) time would be fine, but if the sea
passage is narrow or the depth is less, then ME should also be on standby.
Also if the current is strong or the visibility is poor, then in open sea the ME
may be required, since the time of observing the vessel may be reduced.
ii. The traffic density including concentration of fishing vessels or any other
vessels;
If the traffic density is heavy, and a lot of ships are moving around then the
ME has to be on standby. Since the vessel may have to take emergency
measures to avoid danger. The alteration of courses may not be possible
due to other vessels in the vicinity.
Again a large tanker fully laden will take a lot of time to initially begin her
turn after the wheel is put hard over, and once the vessel starts her swing
she keeps swinging and to stop her swing it takes a lot of time wherein the
ship may have done a near 360° turn and landed up in another critical
situation. A smaller vessel or the same tanker on ballast may not have such
problem.
iv. At night the presence of background light such as from shore lights or
from back scatter of her own lights;
The above refers to the state of visibility, a vessel when she leaves a port is
surrounded by a lot of bright shore lights, and her navigation lights may be
cluttered up with these lights. A lookout on another vessel would not be
able to see the vessel departing the port until she comes to a position
where the background is dark.
are seen as a filter before an observer’s vision. In cases where this filter is
bright, it may obscure a distant vessels navigation lights and a look out may
detect the vessel when she is quite close.
v. The state of wind, sea and current, and the proximity of navigational
hazards;
In rough weather with high winds and waves it is difficult to quickly alter the
course of a ship the wind and/or the waves prevent the alteration, as such,
the helmsman used to giving a particular helm to alter a course may find
that the ship either does not turn or turns very slowly, the correcting helm
also is different than usual.
A danger mark or a shallow patch would cause a vessel to alter course less
than is required, as such the need for a ship to be within manageable
speed, where she can be brought out of one danger without her landing up
in another difficult situation.
Sometimes a Radar may be fully functional and good but it may have a
defect that is it may not detect vessel’s at a certain range or may be not
very good at low ranges or on higher ranges.
iii. The effect on radar detection of the sea state, weather and other
sources of interference;
Sea clutter is another hazard, this is affecting more around the proximity of
the ship than rain clutter, but the effect is the same, the vessels (especially
small or when the aspect is poor) are obscured.
Other sources include soot from the funnel. Which can seriously impair the
performance of the Radar.
iv. The possibility that small vessels, ice and other floating objects may not
be detected by radar at an adequate range;
Every modern Radar has a selective clutter control, where the logic is that,
the microprocessor within the Radar once it detects a target predicts the
next position of the target, if the target fails to appear it removes the target,
of course, this sequence is not in one sweep but in about 5 sweeps, thus a
small vessel if it appears inconsistently, then the Radar will not detect it.
For Ice it is different, the ice reflects the EM wave in a direction that is not
towards the scanner and is thus lost and the observer does not see the Ice.
In areas of high traffic density, keeping track of what each ship is doing and
also assessing the ship with the most potential risk factor is a demanding
task. However with a Radar tracking unit or an ARPA, the same can be
achieved very easily. The only carefulness that has to be exercised is that
the risk factor set data as presented by the Radar should be evaluated.
And an understanding of the situation has to be done.
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vi. The more exact assessment of the visibility that may be possible when
radar is used to determine the range of vessels or other objects in the
vicinity.
Earlier visibility was estimated by guess work (experience some may call
it), but with Radar, it is an exact figure, also visibility is not the same all
around the ship especially in rain, as such more exact assessment may be
done by using the Radar.
a. Every vessel shall use all available means appropriate to the prevailing
circumstances arid conditions to determine if risk of collision exists. If there
is any doubt such risk shall be deemed to exist.
All available means to assess the risk, means all that is available to the
watch keeper - visual bearings, Radar tracking or observations and plot,
sound signals, VHF traffic, and the like.
In doing the above the chart should be studied, since this will give an
indication of the course that the other vessel may be following to either
head to or from a port or TSS.
Taking all the above the watch keeper has to judge whether even a slight
risk exists and if this slight chance does exist then he shall note that RISK
does exist.
Radar is an AID to navigation and its use today is mandatory and essential.
The Radar should be used so long as it is functional to warn the watch
keeper of the danger in as great a time interval as possible. This implies
that the Radar has to be used for long range scanning to detect the ships
and do a radar plot to determine whether the ship would pose any hazard
or not.
Further even if the ARPA is not working the bearing and distance off if
plotted would give a fair idea of the risk of collision. The bearing may not be
very accurate (see Radar) but over a period of time this in accurate bearing
would still indicate whether such risk exists or not. Radar Plotting of course
is very helpful in assessing the above. And this is termed as systematic
observation.
Scanty Radar information - if the target has been observed once in a while
then the assessment is not correct. The plot is required and then the plot
has to be checked by following it up by further observations.
ARPA readings may not be accurate in the first set of figures, the ARPA
also keeps predicting and updating the figures. Small vessels often
disappear from Radar, it does not mean that the ship was never there and
that it was a false echo.
Target swap takes place frequently on Radar, this gives rise to scanty and
wrong information.
Remember: after judging a vessel’s track and risk factor it has to be keenly
observed to ensure that the data that the watch keeper has obtained is
true.
This fact is the most important. If the bearing changes for a ship at an
appreciable range then the risk factor is less, however it has to be
remembered that the change of bearing has to be appreciably or else the
CPA would be insignificant and thus the risk would still exist.
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(ii) Such risk may sometimes exist even when an appreciable bearing
change is evident, particularly when approaching a very large vessel or a
tow or when approaching a vessel at close range.
The same holds true for vessels at close range and vessels in tow, where
the entire tow and towed present a very large object.
(a) Any action to avoid collision shall be taken in accordance with the Rules
of this Part and shall, if the circumstances of the case admit, be positive,
made in ample time and with due regard to the observance of good
seamanship.
Good seamanship, here a departure may be made from the rules, if for
vessel very far on the horizon, it is seen that the vessel lies fine to
starboard, also it is noted that for own vessel to alter course to increase the
CPA would mean closing in on another danger, then - note she has to be at
least 30 mins into the future, the own vessel may alter her course
drastically to PORT for some time to increase the CPA. Although it is not
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(b) Any alteration of course and/or speed to avoid collision shall, if the
circumstances of the case admit be large enough to be readily apparent to
another vessel observing visually or by radar; a succession of small
alterations of course and/or speed shall be avoided.
(c) If there is sufficient sea room, alteration of course alone may be the
most effective action to avoid a close-quarters situation provided that it is
made in good time, is substantial and does not result in another close-
quarters situation.
Rather than speed alteration which being rather difficult to observe as such
is difficult to assess the situation, and the apparent track remains the same.
Thus a course alteration is much more effective in diffusing a dangerous
situation and also is readily apparent to the other vessel - provided
however that the alteration can be observed very easily by the other vessel.
The action should not be where the situation becomes worse, so it has to
be done in time when the vessels are far away so that, the action taken can
be further assessed, and if rectification is required may be done.
(d) Action taken to avoid collision with another vessel shall be such as to
result in passing at a safe distance. The effectiveness of the action shall be
carefully checked until the other vessel is finally past and clear.
As explained above, all actions have to be assessed after taking them. All
actions should diffuse the dangerous situation and the passing of the
vessels should be with as wide a margin as possible under the conditions.
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(e) If necessary to avoid collision or allow more time to asses the situation,
a vessel may slacken her speed or take all way off by stopping or reversing
her means of propulsion.
The above would happen in waters where ships are going in and out of the
harbour limits. Since the ship may not have set a course also that the
speed may not have to sufficient, a vessel may head in some different way,
especially when transferring pilot etc, under these circumstances it is better
to either stop and watch the situation as it develops or even if required to
stop the vessel in her tracks - no movement, and then to assess the
situation and then move cautiously.
(f)
All of the above relate to vessels which have been required to keep out of
the way of other vessels and not to hinder the passage of another vessel.
These vessels should therefore take early action to keep clear, but if they
fail then too they are obliged to follow the Rules to avoid a close quarter
situation.
For the stand on vessel, it still has to follow the Rules irrespective of
whether the other vessel takes action or not. Risk of collision at any costs
has to be avoided.
Two terms are used throughout the Rule that are not defined. They are
"narrow channel" (namesake of the Rule) and "(narrow) fairway." We must
assume that the drafters of the Rules either believed their meanings to be
obvious or else were not able to formulate suitable concise definitions.
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Rule 9 applies only on waters described by the two terms. What is "narrow"
depends on the type of vessel and the circumstances. A "channel" is a
natural or dredged lane restricted on either side by shallow water; it is often
marked by buoys. A "fairway" is generally in open water, and the water on
either side is not much shallower than within the fairway. Fairways are used
to route vessels away from natural hazards, oil platforms, mines, or smaller
vessels. Fairways should be differentiated from the lanes in traffic
separation schemes; vessels in the latter should follow Rule 10 rather than
Rule 9.
This again is a guideline for small vessels as well as for sailing crafts to
keep away from ships that can safely navigate only within the narrow
channel or fairway, since the small vessels and the sailing craft can always
use the shallower part of the channel they should not impede the passage
of a large ship.
c. A vessel engaged in fishing shall not impede the passage of any other
vessel navigating within a narrow channel or fairway.
Also a guideline, again please note it is not a fishing vessel but a fishing
vessel engaged in the actual task of fishing, so no fishing in the narrow
channel or fairway.
Crossing vessels are warned not to cross the channel or fairway if this
crossing should come in the way of a vessel proceeding along the channel
who cannot deviate due to the depth or width restriction of the channel.
Sound signals have been mentioned which may be used if in any doubt
about the intention of either vessel.
It does say that a vessel will not cross a channel or fairway - she can do so
as long as she does not impede the passage of a ship following the
channel.
e.
(i) In a narrow channel or fairway when overtaking can take place only if the
vessel to be overtaken has to take action to permit safe passage, the
vessel intending to overtake shall indicate signal prescribed in rule 34 c (i).
The vessel to be overtaken shall, if in agreement, sound the appropriate
signal prescribed in rule 34 c (ii) and take steps to permit safe passing. If in
doubt she may sound the signals prescribed in rule 34 d.
This is a request signal and has to be answered by the ship ahead either in
the affirmative by sounding -One prolonged, one short, one
prolonged and one short blast, and the ship ahead should go to one side
of the channel and allow sea room for the other ship to overtake.
Only once the confirmation has been received can the ship behind take
action. If the answer was positive and overtaking has been permitted then
she should first watch the other ship and when the passage has been
widened for her she should overtake.
If the ship ahead is in any doubt about the sound signal that she heard or at
a later stage while overtaking is in progress and she feels that a close
quarter situation may develop then she may sound the signal:- at least
five short and rapid blasts on the whistle.
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(ii) This rule does not relieve the overtaking vessel of her obligation under
rule 13.
Okay so the ship ahead has agreed to be overtaken, but the responsibility
and obligation as per Rule 13 still remains on the ship behind, she cannot
find fault with the ship ahead if some mishap occurs. This is the reason that
she has to make sure that after answering in the positive the ship ahead
has made adequate sea room available for her to overtake. Otherwise,
even if the sound signal is positive she should not overtake, if in doubt she
may sound the signal again.
Almost like a car sounds a car horn when nearing a crossing, it alerts traffic
on the blind side of the bend that a ship is about to cross. This is especially
relevant in channels and rivers and fairways where up and down traffic are
numerous.
g. Any vessel shall, if the circumstances of the case admit, avoid anchoring
in a narrow channel.
Meaning: The objective of this rule of the COLREGS is that although IMO
may enforce traffic separation schemes, but the instructions in this rule
shall not go against the rules as stated elsewhere in the COLREGS. So a
vessel even when in a TS has to obey the other rules as well as this rule on
TS.
(i) proceed in the appropriate traffic lane in the general direction of traffic
flow for that lane;
Meaning: The ship shall go in the direction of the lane - not opposite and
not at too great an angle to the lane as marked on the chart. The course
line as drawn should be parallel or nearly parallel to the direction of the
lane. If the marked lane is showing a direction of 270° then the course line
should be almost close to 270° and the ship should always steer the course
unless of course set and drift make her steer another course, she should at
least have CMG in the general direction as stated.
Meaning: Ships should as far as possible lay their course line away from
the edges of the traffic lane on either side and follow the same. Preferably
drawn through the centre of the lane.
(iii) normally join or leave a traffic lane at the termination of the lane, but
when joining or leaving from either side shall do so at as small an angle to
the general direction of traffic flow as practicable.
Meaning: When entering or leaving a TS, make your course line join the TS
at the beginning or at the end of the TS. If however the vessel has to join or
leave from the side, say for an engine to be stopped or other emergencies,
then the exit or entry course line should have as small an angle to the
general arrow direction as possible.
It is almost similar to driving on the road, a car indicates her side lights and
slowly edges from the centre of the road to the edge to take the side road.
No car suddenly moves from the centre of the road to the side road.
Meaning: Case 1: A vessel is not following a TS, she decides to cross the
TS and go over to the other side, in this case, she has to bisect the TS at
90° or nearly so, since that is the shortest distance to cut and also the other
vessels are not in confusion as to what this vessel is doing.
d.
(i) A vessel shall not use all inshore traffic zone when she can safely use
the appropriate traffic lane within the adjacent traffic separation scheme.
However, vessels of less than 20 m in length, sailing vessels, and vessels
engaged in fishing may use tile inshore traffic zone.
Meaning: IMO has demarcated Inshore TZ, this is not supposed to be used
by any vessel, so no course lane or navigation may be done within the
zone, however, vessels less than 20m in length, sailing vessels and fishing
vessels (only if they are fishing) may use them.
Since this is equivalent to a road divider - and as we know that cars do not
drive on road dividers.
Meaning: Ships may use the TSZ in exceptional circumstances. Like when
using a facility by the side of these zones or in the case of emergencies.
Meaning: When a ship is near a termination area like the joining or leaving
point to a TSS, the ships should be alert, lookouts should be posted,
Radar’s should be working - at least 2, the engines to be on standby and
the person steering should be alert. All emergency measures for change
over should be tried out. The engine room should be informed. This
because this is when the ships sailing at their normal safe speed will be
quite close to each other and anything may happen.
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Meaning: If a vessel is not going to use the TSS, then they should be as far
away as possible from the TSS, this so that they do not cause confusion for
the ships which are heading to or leaving the TSS.
i. A vessel engaged in fishing shall not impede the passage of any vessel
following a traffic lane.
Meaning: Fishing vessels while fishing in a TS Zone should not come into
the TSS and thus obstruct the safe passage of another ship sailing along
the TSS because this would defeat the purpose of the TSS if the ships
have to weave through the fishing vessels and their nets.
Meaning: These small vessels should not come and disturb the passage of
a ship following a TSS, they can sail along the TS Zone to which they are
permitted.
Meaning: Like the above explanation, these vessels are also exempt. Thus
the alertness on the part of other vessels is to be very sharp. However,
once the work is finished the restricted ship no longer enjoys the exemption
from complying with this part of the rule.
Rule 11 - Application
(a) when two sailing vessels are approaching one another, so as to involve
risk of collision, one of them shall keep out of the way of the other as
follows:
(i) when each of them has the wind on a different side, the vessel which
has the wind on the port side shall keep out of the way of the other;
(ii) When both have the wind on the same side, the vessel which is to
windward shall keep out of the way of the vessel which is to leeward;
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(iii) if the vessel with the wind on the port side sees a vessel to windward
and cannot determine with certainty whether the other vessel has the wind
on the port or the starboard side, she shall keep out of the way of the other.
(b) For the purposes of this Rule, the windward side shall be deemed to be
the side opposite that on which the mainsail is carried or, in the case of a
square-rigged vessel, the side opposite to that on which the largest fore-
and-aft sail is carried.
Rule 13 : Overtaking
Meaning: It does not make a difference whether any ship ahead of the own
vessel has permitted by signalling that overtaking may take place. As far as
the Rules are concerned especially Rule 13, the overtaking vessel is duty
bound to keep clear.
Meaning: Again the same instruction - when in any doubt whether a vessel
is overtaking or not, it is accepted that the vessel is overtaking.
d. Any subsequent alteration of the bearing between the two vessels shall
not make the overtaking vessel a crossing vessel within the meaning of
these Rules or relieve her of the duty of keeping clear of the overtaken
vessel until she is finally past and clear.
Meaning: A vessel which has overtaken another, but is not very clear of the
overtaken vessel, cannot alter her course and cross the bows of the other
vessel claiming to be a crossing vessel.
If a vessel has overtaken then the other vessel would have to be left
absolutely clear and then only the overtaking vessel's responsibility ends.
b. Such a situation shall be deemed to exist when a vessel sees the other
ahead or nearly ahead and by night she could see the masthead lights of
the other in a line or nearly in a line and/or both sidelights and by day she
observes the corresponding aspect of the other vessel.
Meaning: The Rule is very clear about the sightings and has explained
what is to be termed as Head On, a number of cases have come about
when this basic Rule is forgotten and the watch keeper relies on the ARPA
to give him the CPA. The Radar and the ARPA are assistances for the
watch keeper and do not replace the Rule instructions.
30
Meaning: Again the same word ‘Doubt’. So even if the CPA as per the
ARPA is marginal but a positive figure, the determination of Head On would
still be by this Rule of sighting.
Every vessel which is directed to keep out of the way of another vessel
shall, so far as possible, take early and substantial action to keep well
clear.
Meaning: Give way vessels should take action well in time, estimate the
speed of approach between the two vessels, estimate the approximate time
interval and then take action, do not take a late action, since this would
make the stand on vessel apprehensive and she may then take an action
which would be detrimental to both vessels.
32
(a)(i) Where one of two vessels is to keep out of the way of the other shall
keep her course and speed.
Meaning: As long as the give way vessel takes an action well in time there
is no problem and the stand on vessel follows the above Rule, and the
stand on vessel is required not to take action, but it does not mean that she
would not be alert and monitor the situation.
(ii) The latter vessel may however take action to avoid collision by her
manoeuvre alone, as soon as it becomes apparent to her that the vessel
required to keep out of the way is not taking appropriate action in
accordance with these Rules.
(b) When, from any cause, the vessel required to keep her course and
speed finds herself so close that collision cannot be avoided by the action
of the give-way vessel alone, she shall take such action as will best aid to
avoid collision.
Meaning: The action that the stand on vessel finally takes to avoid the
situation depends on what is the nature of the action of the give-way
vessel, if the action is insufficient to clear the close quarter situation than
the stand on vessel has to take action which will get the two ships safely
33
Meaning: The action that the stand on vessel takes should not develop into
a catastrophe, rather it should enhance the clearing action. However the
advice is not to alter course to Port for a give way vessel which is on her
port side. But it is a recommendation and if the situation demands please
refer to Rule 2 and take a well-planned decision which may deviate from
the above Rule.
(d) This Rule does not relieve the give-way vessel of her obligation to keep
out of the way.
Meaning: Just because the stand on the vessel has been forced to take
action does not mean that the give way vessel has passed the buck to the
stand on vessel. She is still obliged as per the Rules to keep out of the way.
(b) A sailing vessel underway shall keep out of the way of:
(d)
(i)Any vessel other than a vessel not under command or a vessel restricted
in her ability to maneuver shall, if the circumstances of the case admit,
avoid impeding the safe passage of a vessel constrained by her draft,
exhibiting the signals in Rule 28.
Meaning: The deep drafted vessel should not take undue advantage of her
condition and impose on other vessels to give way to her. She should
navigate with full alertness and with regard to her draft. She should be
within the safe speed and be able to be stopped or slowed down to avoid
risky situations.
(e) A seaplane on the water shall, in general, keep well clear of all vessels
and avoid impeding their navigation. In circumstances, however, where risk
of collision exists, she shall comply with the Rules of this Part. Meaning:
Since a seaplane being not very maneuverable, may cause undue
uncertainty for other vessels she has to keep clear, if however, a risk exists
then she has to behave as a vessel and take action as per the Rules.
35
(f)
(i) A WIG craft shall, when taking off, landing and in flight near the surface,
keep well clear of all other vessels and avoid impeding their navigation;
(ii) a WIG craft operating on the water surface shall comply with the Rules
of this Part as a power-driven vessel.
a. This Rule applies to vessels not in sight of one another when navigating
in or near an area of restricted visibility.
Meaning that this Rule applies to such vessels that may be close to each
other but cannot visually see each other, electronic devices and sound
signals may be the only possible means of detection and thus the action
that would be taken would not be visible by the other vessel. The areas are
not only in areas of poor visibility but also areas near to that. Meaning that
ships should be careful when approaching a fog bank, or an area of poor
visibility caused maybe by any weather or other condition.
c. Every vessel shall have due regard to the prevailing circumstances and
conditions of restricted visibility when complying with the Rules of Section I
of this Part.
(i) An alteration of course to port for a vessel forward of the beam, other
than for a vessel being overtaken;
Meaning: In restricted visibility when the vessels cannot see each other as
required by the Rules, the above are to be complied with. Of course,
alteration of course to Port has been advised against, and it should be
followed as far as practicable if the situation deems that an alteration, of
course, other than to Port is required then that may be done.- Rule 2, use
36
your head. For overtaking situation after the Risk factor has been assessed
the alteration may be done either way.
Meaning : Here too since the vessels are not in sight of one another and
the observations are being carried out by electronic means, the proper
assessment of the aspect of the vessel is not obtained, as such the above
guidelines.
e. Except where it has been determined that a risk of collision does not
exist, every vessel which hears apparently forward of her beam the fog
signal of another vessel, or which cannot avoid a close-quarters situation
with another vessel forward of her beam, shall reduce her speed to be the
minimum at which she can be kept on her course. She shall if necessary
take all her way off and in any event navigate with extreme caution until
danger of collision is over.
Meaning: Under all circumstances where the watch keeper may determine
that the showing of the Navigation lights would enhance the visibility of the
ship or would enhance own ship’s aspect better to an observing vessel.
e. The lights and shapes specified in these Rules shall comply with the
provisions of annex I to these Regulations.
37
Rule 21 : Definitions
b. Sidelights means a green light on the starboard side and a red light
on the port side each showing an unbroken light over an arc of the
horizontal of 112.5° and so fixed as to show the light from right ahead
to 22.5° abaft the beam on its respective side.
38
e. All-round light means a light showing an unbroken light over an arc of the
horizon of 360°.
• a masthead light, 5 miles; except that where the length of the vessel
is less than 20 metres, 3 miles
• a sidelight, 2 miles;
• a sternlight, 2 miles;
• a towing light, 2 miles;
• a white, red, green or yellow all-round light, 2 miles.
• (iii) sidelights;
• (iv) a sternlight.
c. A WIG craft only when taking off, landing and in ilight near the surface
shall, in addition to the lights prescribed in paragraph (a) of this Rule,
exhibit a high-intensity all-round flashing red light.
d.
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(b) When a pushing vessel and a vessel being pushed ahead are rigidly
connected in a composite unit they shall be regarded as a power-driven
vessel and exhibit the lights prescribed in Rule 23.
(d) A power-driven vessel to which paragraph (a) or (c) of this Rule apply
shall also comply with rule 23(a)(ii).
• (i) sidelights;
• (ii) a sternlight;
• (iii) when the length of the tow exceeds 200 meters, a diamond
shape where it can best be seen.
43
(f) Provided that any number of vessels being towed alongside or pushed in
a group shall be lighted as one vessel,
• (i) a vessel being pushed ahead, not being part of a composite unit,
shall exhibit at the forward end, sidelights;
• (ii) a vessel being towed alongside shall exhibit a sternlight and at the
forward end, sidelights.
(h) When from any sufficient cause it is impracticable for a vessel or object
being towed to exhibit the lights or shapes prescribed in paragraph (e) or
(g) of this Rule, all possible measures shall be taken to light the vessel or
object being towed or at least indicate the presence of such vessel or
object.
(i) Where from any sufficient cause it is impracticable for a vessel not
normally engaged in towing operations to display the lights prescribed in
paragraph (a) or (c) of this Rule, such vessel shall not be required to exhibit
those lights when engaged in towing another vessel in distress or otherwise
in need of assistance. All possible measures shall be taken to indicate the
nature of the relationship between the towing vessel and the vessel being
towed as authorized by Rule 36, in particular by illuminating the towline.
• (i) sidelights;
• (ii) a sternlight.
(b) In a sailing vessel of less than 20 meters in length the lights prescribed
in paragraph (a) of this Rule may be combined in one lantern carried at or
near the top of the mast where it can best be seen.
(d)
(e) A vessel proceeding under sail when also being propelled by machinery
shall exhibit forward where it can best be seen a conical shape, apex
downwards.
• (i) two all-round lights in a vertical line, the upper being green and the
lower white, or a shape consisting of two cones with their apexes
together in a vertical line one above the other; a vessel of less than
20 meters in length may instead of this shape exhibit a basket;
• (ii) a masthead light abaft of and higher than the all-round green light;
a vessel of less than 50 meters in length shall not be obliged to
exhibit such a light but may do so;
• (iii) when making way through the water, in addition to the lights
prescribed in this paragraph, sidelights and a sternlight.
• (i) two all-round lights in a vertical line, the upper being red and the
lower white, or a shape consisting of two cones with their apexes
together in a vertical line one above the other; a vessel of less than
20 meters in length may instead of this shape exhibit a basket;
• (ii)when there is outlying gear extending more than 150 meters
horizontally from the vessel, an all-round white light or a cone apex
upwards in the direction of the gear.
• (iii) when making way through the water, in addition to the lights
prescribed in this paragraph, sidelights and a sternlight.
(e) A vessel when not engaged in fishing shall not exhibit the lights or
shapes prescribed in this Rule, but only those prescribed for a vessel of her
length.
46
1. two all-round red lights in a vertical line where they can best be seen;
2. two balls or similar shapes in a vertical line where they can best be
seen;
3. when making way through the water, in addition to the lights
prescribed in this paragraph, sidelights and a sternlight.
Vessels not under command or restricted & Making Way through the water (Image Above)
47
Vessels not under command or restricted in their ability to manoeuvre & NOT Making Way through
the water (Image Above)
1. Three all-round lights in a vertical line where they can best be seen.
The highest and lowest of these lights shall be red and the middle
light shall be white;
2. three shapes in a vertical line where they can best be seen. The
highest and lowest of these shapes shall be balls and the middle one
a diamond;
3. when making way through the water, a masthead light or lights,
sidelights and a sternlight,in addition to the lights prescribed in
subparagraph (1);
4. when at anchor, in addition to the lights or shapes prescribed in
ssubparagraphs(1) and (2), the light, lights or shape prescribed in
Rule 30. Vessel N.U.C and Making Way through the water- Day Signal (Image Below)
48
Vessel N.U.C and Making Way through the water- Night Signal (Image Above)
Vessels not under command or restricted in their ability to manoeuvre & Making Way through the
Water – STERN (Image Above)
Vessels not under command or restricted in their ability to manoeuvre & Underway - STOPPED in the
Water (Image Above)
49
Vessels not under command or restricted in their ability to manoeuvre at Anchor (Image Above)
1. two all-round red lights or two balls in a vertical line to indicate the
side on which the obstruction exists;
2. two all-round green lights or two diamonds in a vertical line to
indicate the side on which another vessel may pass;
3. when at anchor, the lights or shapes prescribed in this paragraph
instead of the lights or shapes prescribed in Rule 30.
50
Vessels not under command or restricted in their ability to manoeuvre | Green Balls: Clear Side |
Red Balls: Obstructed Side (Image below)
Vessels not under command or restricted in their ability to manoeuvre | Green Balls: Clear Side | Red
Balls: Obstructed Side (Image Above)
1. Three all-round lights in a vertical line where they can best be seen.
The highest and lowest of these lights shall be red and the middle
light shall be white;
2. a rigid replica of the code flag "A" not less than 1 meter in height.
Measures shall be taken to ensure its all-round visibility.
yard. These lights or shapes indicate that it is dangerous for another vessel
to approach within 1000 meters of the mineclearance vessel.
(h) The signals prescribed in this Rule are not signals of vessels in distress
and requiring assistance. Such signals are contained in Annex IV to these
Regulations.
• (i) at or near the masthead, two all-round lights in a vertical line, the
upper being white and the lower red;
• (ii) when underway, in addition, sidelights and a sternlight;
• (iii) when at anchor, in addition to the lights prescribed in
subparagraph (i), the light, lights, or shape prescribed in Rule 30 for
vessels at anchor.
(b) A pilot vessel when not engaged on pilotage duty shall exhibit the lights
or shapes prescribed for a similar vessel of her length.
• (ii) at or near the stern and at a lower level than the light prescribed in
subparagraph (i), an all-round white light.
(b) A vessel of less than 50 meters in length may exhibit an all-round white
light where it can best be seen instead of the lights prescribed in paragraph
(a) of this Rule.
(c) A vessel at anchor may, and a vessel of 100 meters and more in length
shall, also use the available working or equivalent lights to illuminate her
decks.
(d) A vessel aground shall exhibit the lights prescribed in paragraph (a) or
(b) of this Rule and in addition, where they can best be seen;
(e) A vessel of less than 7 meters in length, when at anchor not in or near a
narrow channel, fairway or where other vessels normally navigate, shall not
be required to exhibit the shape prescribed in paragraphs (a) and (b) of this
Rule.
(f) A vessel of less than 12 meters in length, when aground, shall not be
required to exhibit the lights or shapes prescribed in subparagraphs (d)(i)
and (ii) of this Rule.
Rule 31 : Seaplanes
Rule 32 : Definitions
b. The term short blast means a blast of about one second’s duration.
54
c. The term prolonged blast means a blast of four to six second's duration.
d. When vessels in sight of one another are approaching each other and
from any cause either vessel fails to understand the intentions or actions of
the other, or is in doubt whether sufficient action is being taken by the other
to avoid collision, the vessel in doubt shall immediately indicate such doubt
by giving at least five short and rapid blasts on the whistle. Such signal may
be supplemented by a light signal of at least five short and rapid flashes.
f.If whistles are fitted on a vessel at a distance apart of more than 100
metres, one whistle only shall be used for giving manoeuvring and warning
signals.
them.
57
e. A vessel towed or if more than one vessel is towed the last vessel of the
tow if manned, shall at intervals of riot more than 2 minutes sound four
blasts in succession, namely one prolonged followed by three short blasts.
When practicable, this signal shall be made immediately after the signal
made by the towing vessel.
f. When a pushing vessel and a vessel being pushed ahead are rigidly
connected in a composite unit they shall be regarded as a power-driven
vessel and shall give the signals prescribed in paragraphs (a) or (b) of this
Rule.
g. A vessel at anchor shall at intervals of not more than one minute ring
the bell rapidly for about 5 seconds. In a vessel of 100 m or ignore in length
the bell shall be sounded in the forepart of the vessel and immediately after
the ringing of the bell the gong shall be sounded rapidly for about 5
seconds in the after part of the vessel. A vessel at anchor may, in addition,
sound three blasts in succession, namely one short, one prolonged and
one short blast, to give warning of her position and of the possibility of
collision to an approaching vessel.
h. A vessel aground shall give the bell signal and if required the gong signal
prescribed in paragraph (g) of this Rule and shall, in addition, give three
separate and distinct strokes on the bell immediately before and after the
rapid ringing of the bell. A vessel aground may, in addition, sound an
appropriate whistle signal.
If necessary to attract the attention of another vessel any vessel may make
light or sound signals that cannot be mistaken for any signal authorized
elsewhere in these Rules, or may direct the beam of her searchlight in the
direction of the danger, in such a way as not to embarrass any vessel.
Any light to attract the attention of another vessel shall be such that it
cannot be mistaken for any aid to navigation.For the purpose of this Rule
the use of high intensity intermittent or revolving lights, such as strobe
lights, shall be avoided.
Rule 38 : Exemptions
Any vessel (or class of vessel) provided that she complies with the
requirements of the International Regulations for the Preventing of
Collisions at Sea, 1960, the keel of which is laid or is at a corresponding
stage of construction before the entry into force of these Regulations may
be exempted from compliance therewith as follows:
Rule 39 : Definitions
(b) Audit Scheme means the IMO Member State Audit Scheme
established by the Organization and taking into account the guidelines
developed by the Organization.
Rule 40 : Application
Contracting Parties shall use the provisions of the Code for Implementation
in the execution of their obligations and responsibilities contained in the
present Convention.
ANNEXES
Annex I - Positioning and technical details of lights and shapes
1. Definition
The term "height above the hull" means height above the uppermost
continuous deck. This height shall be measured from the position vertically
beneath the location of the light.
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(i) the forwards masthead light, or if only one masthead light is carried, then
that light, at a height above the hull of not less than 6 metres, and, if the
breadth of the vessel exceeds 6 m, then at a height above the hull not less
than such breadth, so however that the light need not be placed at a
greater height above the hull than 12 m;
(ii) when two masthead lights are carried the after one shall be at least 4.5
m vertically higher than the forward one.
(e) One of the two or three masthead lights prescribed for a power-driven
vessel when engaged in towing or pushing another vessel shall be placed
in the same position as either the forward masthead light or the after
masthead light; provided that, if carried on the aftermast, the lowest after
masthead lights shall be at least 4.5 m vertically higher than the forward
masthead light.
(f)
(i) The masthead light or lights prescribed in Rule 23 (a) shall be so placed
as to be above and clear of all other lights and obstructions except as
described in subparagraph (ii).
(i) When the Rules prescribe two or three lights to be carried in a vertical
line, they shall be spaced as follows:
(ii) on a vessel of less than 20 m in length such lights shall be spaced not
less than 1 m apart and the lowest of these lights shall, except where a
towing light is required, be placed at a height of not less than 2 m above
the gunwalel;
(iii) when three lights are carried they shall be equally spaced.
(j) The lower of the two all-round lights prescribed for a vessel when
engaged in fishing shall be at a height above the sidelights not less than
twice the distance between the two vertical lights.
(k) The forward anchor light prescribed in Rule 30 (a)(i), when two are
carried, shall not be less than 4.5 m above the after one. On a vessel of 50
m or more in length this forward anchor light shall be placed at a height of
not less than 6 m above the hull.
(a) When two masthead lights are prescribed for a power-driven vessel, the
horizontal distance between them shall not be less than one half of the
length of the vessel but need not be more than 100 m. The forward light
shall be placed not more than one quarter on the length of the vessel from
the stem.
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(c) When the lights prescribed in Rule 27 (b)(i) or Rule 28 are placed
vertically between the forward masthead light(s) and the after masthead
light(s) these all-round lights shall be placed at a horizontal distance of not
less than 2 m from the fore-and-aft centreline of the vessel in the
athwartship direction.
(d) When only one masthead light is prescribed for power-driven vessel,
this light shall be exhibeted forward of amidship; except that a vessel of
less than 20 m in lenght need not exhibit this light forward of amidship but
shall exhibit it as far forward as is practicable.
(a) The light indicating the direction of the outlying gear from a vessel
engaged in fishing as prescribed in Rule 26 (c)(ii) shall be placed at a
horizontal distance of not less than 2 m and not more than 6 m away from
the two all-round red and white lights. This light shall be placed not higher
than the all-round white light prescribed in Rule 26 (c)(i) and not lower than
the sidelights.
6. Shapes
(ii) a cone shall have a base diameter of not less than 0.6 m and a height
equal to its diameter:
(iii) a cylinder shall have a diameter of at least 0.6 m and a height of twice
its diameter:
(iv) a diamond shape shall consist of two cones as defined in (ii) above
having a common base.
The boundaries of the area for each colour are given by indicating the
corner co-ordinates, which are as follows:
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White
Green
Red
Yellow
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8. Intensity of lights
(a) The minimum luminous intensity of lights shall be calculated by using
the formula:
Where
K is atmospheric transmissivity.
(b) A selection of figures derived from the formula is given in the following
table:
9. Horizontal sectors
(a)
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(i) In the forward direction, sidelights as fitted on the vessel shall show the
minimum required intensities. The intensities shall decrease to reach
practical cut-off between 1° and 3° outside the prescribed sectors.
(ii) For sternlights and masthead lights and at 22.5° abaft the beam for
sidelights, the minimum required intensities shall be maintained over the
arc of the horizon up to 5° within the limits of the sectors prescribed in Rule
21. From 5° within the prescribed sectors the intensity may decrease by
50% up to the prescribed limits; it shall decrease steadily to reach practical
cut-off at not more than 5° outside the prescribed sectors.
(b)
(a) The vertical sectors of electric lights as fitted, with the exception of lights
on sailing vessels underway, shall ensure that:
(i) at least the required minimum intensity is maintained at all angles from
5° above to 5° below the horizontal;
(ii) at least 60% of the required intensity is maintained from 7.5° above to
7.5° below the horizontal.
(b) In the case of sailing vessels underway the vertical sectors of electric
lights as fitted shall ensure that:
(i) at least the required minimum intensity is maintained at all angles from
5° above to 5° below the horizontal;
(ii) at least 50% of the required minimum intensity is maintained from 25°
above to 25° below the horizontal.
(c) In the case of lights other than electric these specifications shall be met
as closely as possible.
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y = (a + 17Ψ)C/1000 + 2
where:
y is the height of the mainmast light above the foremast light in metres;
a is the height of the foremast light above the water surface in service
condition in metres;
* Refer to the International Code of Safety for High-Speed Craft, 1994 and
the International Code of Safety for High-Speed Craft, 2000.
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14. Approval
The construction of light and shapes and the installation of lights on board
the vessel shall be to the satisfaction of the appropriate authority of the
State whose flag the vessel in entitled to fly.
Vessels engaged in fishing with purse seine gear may exhibit two yellow
lights in a vertical line. These lights shall flash alternately every second and
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with equal lights and occultation duration. These lights may be exhibited
only when the vessel is hampered by its fishing gear.
The fundamental frequency of the signal shall lie within the range 70-700
Hz. The range of audibility of the signal from a whistle shall be determined
by those frequencies, which may include the fundamental and/or one or
more higher frequencies, which lie within the range 180-700Hz (± 1%) for a
vessel of 20 m or more in length, or 180-2100 Hz(±1%) for a vessel of less
than 20 m in length and which provide the sound pressure levels specified
in paragraph 1 (c) below.
(±1%) for a vessel of less than 20 m in length, of not less than the
appropriate figure given in the table below.
The sound pressure level of a directional whistle shall be not more than 4
dB below the prescribed sound pressure level on the axis at any direction
in the horizontal plane within ± 45° on the axis. The sound pressure level at
any other direction in the horizontal plane shall be not more than 10 dB
below the prescribed sound pressure level on the axis, so that the range in
any direction will be at least half the range on the forward axis. The sound
pressure level shall be measured in that 1/3-octave band which determines
the audibility range.
If whistles are fitted at a distance apart of more than 100 metres, if shall be
so arranged that they are not sounded simultaneously.
2. Bell or gong
(b) Construction
3. Approval
h. flames on the vessel (as from a burning tar barrel, oil barrel, etc.);
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2. The use or exhibition of any of the foregoing signals except for the
purpose of indicating distress and need of assistance and the use of other
signals which may be confused with any of the above signals, is prohibited.
b. a dye marker.
Courtesying :
MD TOFAJJEL HOSSIIN
MFA 36th Batch (N)
C/O/10126