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Neuropsychoanalysis

An Interdisciplinary Journal for Psychoanalysis and the Neurosciences

ISSN: (Print) (Online) Journal homepage: https://www.tandfonline.com/loi/rnpa20

Clinical writing in neuropsychoanalysis

Daniela Flores Mosri, Jane Abrams, Virginia Barry, Iftah Biran, Rudi Coetzer,
Paul Moore, José Fernando Muñoz Zúñiga & Maggie Zellner

To cite this article: Daniela Flores Mosri, Jane Abrams, Virginia Barry, Iftah Biran,
Rudi Coetzer, Paul Moore, José Fernando Muñoz Zúñiga & Maggie Zellner (2022)
Clinical writing in neuropsychoanalysis, Neuropsychoanalysis, 24:2, 171-191, DOI:
10.1080/15294145.2022.2140068

To link to this article: https://doi.org/10.1080/15294145.2022.2140068

Published online: 21 Nov 2022.

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https://www.tandfonline.com/action/journalInformation?journalCode=rnpa20
NEUROPSYCHOANALYSIS
2022, VOL. 24, NO. 2, 171–191
https://doi.org/10.1080/15294145.2022.2140068

SOCIETY PROCEEDINGS

Clinical writing in neuropsychoanalysis


Daniela Flores Mosri , Jane Abrams, Virginia Barry, Iftah Biran , Rudi Coetzer, Paul Moore,
José Fernando Muñoz Zúñiga and Maggie Zellner

ABSTRACT ARTICLE HISTORY


As the knowledge derived from the dialog between neuroscience and psychoanalysis has provided Received 8 October 2022
relevant insights in topics such as affects, instincts, consciousness, memory, dreams, and many Accepted 21 October 2022
others, the question of its clinical applications has gained increasing interest. Using
psychoanalytic techniques with neurological patients has gradually become a more common
practice. However, integrating neuropsychoanalytic perspectives into work with non-
neurological patients has represented a challenge that is being taken with caution. Case reports
have been crucial for the development of psychoanalytic ideas. Based on this principle, progress
in the clinical applications of neuropsychoanalytic knowledge can also benefit from case
presentations. Nevertheless, the neuropsychoanalytic perspective entails added challenges.
Hence, the editorial team of this journal gave a clinical writing workshop in February 2022. We
present here brief essays that cover some of what we consider the most important topics
involved in clinical writing in neuropsychoanalysis.

Introduction report, preparing case studies, and research based on


clinical case studies. We hope our essays will serve as a
Neuropsychoanalysis is coming of age, and after over
guide to motivate potential authors to document their
twenty years of work, there is an increasing interest
neuropsychoanalytic clinical work.
in its clinical implications. Neuropsychoanalytic
approaches to neurological patients have been success- Daniela Flores Mosri, Managing Editor
fully reported both in books (e.g. Clinical Studies in dannmos@yahoo.com
Neuro-psychoanalysis: Introduction to a Depth Neuropsy-
chology by Kaplan-Solms & Solms, 2000, and the recent Criteria for a Neuropsychoanalytic Clinical
Clinical Studies in Neuropsychoanalysis Revisited by Salas Report
et al., 2021), and as case reports in various journals,
including Neuropsychoanalysis. There has also been a Maggie Zellner
slower and more cautious development of ideas
Introduction
related to non-neurological patients. As this literature
develops, we are asking a key question: How is knowl- The editorial team wants to encourage clinicians to write
edge in neuropsychoanalysis affecting clinical work about how models from neuropsychoanalysis and
and psychoanalytic technique? Documenting our pro- neuroscience are enriching their clinical work. These
gress, experiences and questions is thus a crucial task clinical reports are very much needed, as we flesh out
that helps us all to research and develop the topic as a a developing literature on the benefits and challenges
community. The editorial team of the journal Neuropsy- of integrating neuroscience and psychoanalysis in our
choanalysis offered a clinical writing workshop in Febru- day-to-day work with patients.
ary 2022 as one of the first steps to discuss essential Clinical reports serve a variety of purposes. Writing
aspects related to preparing a neuropsychoanalytic clini- about work with individual patients is a vital tradition
cal case report. This collection of short essays is based on in all schools of psychotherapy; students and seasoned
the talks we gave at the workshop and addresses topics clinicians alike learn from descriptions of what transpires
such as the basic criteria to write a neuropsychoanalytic between patient and analyst, why something works or
clinical report, ethical dilemmas, literary genres, the aims doesn’t work. As a form of collegial support, clinical
of writing clinical case reports, clinical case reports of reports are an important resource for each of us in our
neurological patients, the experience of writing a case development as clinicians, as we read about how

CONTACT Daniela Flores Mosri dannmos@yahoo.com


This article has been corrected with minor changes. These changes do not impact the academic content of the article.
© 2022 International Neuropsychoanalysis Society
172 D. FLORES MOSRI ET AL.

others approach specific treatment dilemmas. Clinical Nevertheless, we are discovering over the years that neu-
reports are also good venues for testing out schools of ropsychoanalytic ideas are definitely enriching and chan-
thought, yielding confirmations, innovations, and revi- ging our clinical work, so it is important to publish writing
sions of what we have been trained to do. about that.
Thus, clinical literature is vital in any psychotherapy Therefore, the criterion for a clinical report for a non-
modality – and is particularly necessary for us as we are neurological patient is that an explicit neuropsychoana-
trying to integrate neuroscience and psychoanalysis. In lytic model or neuroscientifically-informed hypothesis
the scholarly domain, it helps us assess the relevance of informs the treatment, or arises from it. In other words,
neuropsychoanalysis to clinical work, answering questions if you find that a particular neuropsychoanalytic or neu-
which have been posed to us since the beginning, like roscientific idea is impacting the way that you’re
“What good is neuropsychoanalysis?” and “What does working, that’s worth writing about! This could include
the brain have to do with clinical work?” Clinical reports one or more of the following: testing out a particular
can also suggest new lines of research; as reports accrue neuropsychoanalytic hypothesis; making a new connec-
about using certain hypotheses, or working with certain tion between a neuroscience construct and a psychody-
kinds of patients, it suggests the possibilities of wider namic process; sharing a neuropsychoanalytic case
efficacy testing. Clinical reports are great arenas for devel- formulation that may be helpful to others; describing a
oping new neuropsychoanalytic hypotheses about par- series of interventions guided by a neuropsychoanalytic
ticular kinds of treatment dynamics, personality hypothesis; reporting on instances of successfully (or
structures, developmental effects, and more. Therefore, unhelpfully) using brain knowledge to engage,
now is the time to courageously put our ideas out into educate, or otherwise dialogue with a patient; and more.
the public forum, describing how our study of neuro- As we are in the early stages of developing this litera-
science and neuropsychoanalysis has affected our work ture, the criteria will surely get elaborated and refined as
as we build on more than 20 years of dialogue. time goes on. But we can already say a few more specific
things about our general criteria. There needs to be
some kind of through-line or elaboration of a neuropsy-
Criteria for neuropsychoanalytic clinical reports
choanalytic idea in the clinical work being reported. It is
on non-neurological cases
not sufficient to submit a fully psychoanalytic case
So what actually constitutes a neuropsychoanalytic clini- report that only has a few lines about a neuropsychoana-
cal report, as opposed to a regular case report? As we pre- lytic idea or neuroscience finding at the beginning or
pared for the workshop, we discovered that we’ve never end of a paper, such as “the SEEKING system can be
actually spelled it out before! To begin with, a clinical equated with libido, therefore this patient likely has
report is neuropsychoanalytic if it has both an explicitly low levels of endogenous dopamine” or “as our work
psychoanalytic perspective, and some substantive neuro- on the trauma progressed, the patient’s amygdala prob-
science content. This is consistent with the essence of our ably became less responsive to fear cues.” Rather, a
submission criteria for the journal – see our “Aims & hypothesis related to a particular neuropsychoanalytic
Scope” at https://www.tandfonline.com/action/journal idea should be developed throughout the report.
Information?show = aimsScope&journalCode = rnpa20. Conversely, for our journal it is not sufficient to
Now, these criteria are relatively easy to meet if one is submit a strictly neuropsychological or neurological
writing about work with a patient who has survived report, which describes brain measures but lacks a psy-
brain injury, has some kind of known brain disorder, or chodynamic formulation entirely, or only gives brief
who has had a neuropsych assessment or brain measures mention to a psychoanalytic concept. We sincerely
of some kind. We have been pleased to publish numerous welcome case reports from neuropsychologists, neurol-
case reports along these lines (see, for example, Biran, ogists, psychiatrists, and others working on the more
2019; Edlow, 2014; Jackson, 2018; Muñoz Zúñiga, 2017; “neuro” side of the dialogue! We’re highlighting here
Salas, 2012; Vales & Flores Mosri, 2022). However, we that these clinical reports also need to give a sense of
now wish to encourage clinical writing about “everyday” the inner world of the patient, the interpersonal
patients with no known brain injuries or brain measure- dynamics with the therapist, or other ways in which
ments (as a parallel stream to the continuing develop- the brain measures or neuroscientific formulations
ment of our literature on working with neurological form a synergy with a psychodynamic approach.
patients). Of course, the criteria of brain measurements One further editorial note. In writing about non-
(like MRI scans or EEG measurements) are not possible neurological patients, it’s inevitable that we must specu-
to meet for the vast majority of our patients, for whom late about brain correlates. Because we are speculating,
we typically have no objective brain measurements. it is critical to advance our formulations in a tentative
NEUROPSYCHOANALYSIS 173

manner. First of all, we are still very early on in neurop- then takes into account the reviewers’ responses,
sychoanalysis, with much to learn and integrate, so making the final determination about whether to
any definitive statements about what’s happening for accept the paper for publication, and which revisions
a particular patient in neuropsychoanalytic terms are necessary if publication is indicated.
would be premature and incomplete. In addition, in On the other hand, a clinical report differs from an
our community in general and in our journal in particu- original article in terms of the expectations for the litera-
lar, we are cautious about overly strong and premature ture review. We do not expect a clinical report to have
applications of neuroscience to psychoanalysis, similar the substantive literature review that an empirical or a
to Freud’s concerns (1910) about “wild analysis” in the theoretical paper should have, in which the author(s)
development of psychoanalysis. Finally, and most impor- situate their study or review in the context of a signifi-
tantly, with non-neurological patients we are by cant number of previously published papers and books
definition always only presuming about any neural cor- addressing the topic. Instead, a clinical report can have
relates of clinical processes, and therefore must continue a more modest literature review in the introduction,
to be tentative about our hypotheses. It is not a well- briefly covering some of the relevant papers to the
supported declaration to say, “When I said X, my case. As you will be illustrating how a certain model,
patient’s amygdala and orbitofrontal cortex did thus- idea, or finding influenced your work, interested
and-so,” for example. However, if you have a hypothesis readers want to explore the resources that have inspired
about the amygdala and OFC that guides a set of inter- you. In addition, references to any previous reports in
ventions over time, we’d love to hear about it; the neuro- the clinical literature will indicate that you are aware of
science is a critical support to the clinical hypothesis, but the relative novelty of your case (if there are few or no
it always remains a tentative one in the absence of prior case reports) or how it harmonizes or contrasts
objective measures. In this regard, I personally view neu- with earlier relevant reports.
ropsychoanalytic conceptualizations as in the same cat- For more information, please visit our Instructions for
egory as any other kind of extra-analytic knowledge or Authors [https://www.tandfonline.com/action/author
theory (i.e. information from outside of the immediate Submission?show=instructions&journalCode=rnpa20],
experience with the patient that informs our work), and email us at support@npsa-association.org if you
such as historical understandings, personal associations, have questions or encounter any difficulties.
and so on.
One last note about our criteria: we do not expect all
Conclusion
submissions to be explorations of existing neuropsy-
choanalytic hypotheses. While we welcome explorations, This essay is focused on clinical writing about non-
elaborations, or critiques of current hypotheses, such as neurological patients, and thus has emphasized the inte-
Solms’ theory of repression (Smith & Solms, 2018), or gration of neuroscience findings or neuropsychoanalytic
Yovell’s (2000) formulation of working with traumatic hypotheses into “everyday” clinical work. However, it’s
memory, there is a vast realm to explore in the intersec- important to emphasize that neuropsychoanalysis is a
tion of neuroscience and psychoanalysis, and clinical bridge going in both directions, as each domain can
reports are a great place to tentatively raise some new enrich the other. Our journal, and the ethos of the Neu-
ideas that can be elaborated in the future. ropsychoanalysis Association as a whole, does not privi-
lege one or the other as the primary source of truth. We
welcome submissions of experimental, clinical, or theor-
Similarities and differences in submission
etical papers that take both mind and brain into account.
processes
To summarize, we strongly encourage clinicians of all
As I’ve been describing, a neuropsychoanalytic clinical backgrounds to share how your neuropsychoanalytic
report must meet the same criteria for original articles perspectives are enriching your work, so that we can
(the other main type of article in our journal), in that it learn from each other. Writing up a neuropsychoanalytic
must have both an explicit psychodynamic aspect and clinical case about working with a non-neurological
an explicit “neuro” aspect. In terms of the submission patient necessitates speculation, so that is inevitable
process, a clinical report is also similar in that it is sub- and welcome. But one’s formulations should be tenta-
jected to blind peer review: the manuscript is sent to tively expressed, well-grounded, and elaborated
at least two reviewers with relevant backgrounds, who beyond just one or two statements about purportedly
read the paper, assess its suitability for publication in relevant brain processes. Given the need for a robust lit-
our journal, and give feedback on the paper’s strengths erature base as we make progress in neuropsychoanaly-
and weaknesses. The editor managing the peer review sis, each contribution is valuable. Writing about our
174 D. FLORES MOSRI ET AL.

clinical work is a vulnerable process, and also a truly gen- Any of us who have written case studies have most
erous one. We hope you will consider making a likely considered many of the reasons for and against
contribution! publication that Freud did. The big difference for us
today, of course, is the internet. It is safe to assume
mzellner@npsa-association.org
that our patients are highly likely to read anything that
we publish. Journals fear litigation. Taylor & Francis,
the publisher of our journal, Neuropsychoanalysis,
Publishing case reports: Ethical and clinical
requires that authors have their patients or research sub-
dilemmas
jects sign a consent form, available on the T&F website.
Jane Abrams The consent form states that they have read the article
and have agreed to its publication. The author must
This paper will provide a brief summary of the history of keep the form in the event that T&F requests access to it.
writing, presenting and publishing case reports of psy- There have been changes in the culture over the last
choanalytic patients, and will discuss current ethical and few decades – movements for patients’ rights and a
clinical concerns resulting from broad access to our general challenging of traditional hierarchies and
written work via the internet. The paper will highlight power structures – that are having an impact on how
the complexities of what may seem like a straightforward we think about writing about our patients. Relational
solution – informed consent – and offer suggestions for approaches to psychodynamic psychotherapy have
protecting patient confidentiality and adhering to shifted from a one-person to a two-person model and
journal policies while still using clinical writing as a vital the therapy relationship is understood to be co-
means of disseminating new knowledge. created by patient and therapist – a collaboration.
Since the beginning of psychoanalysis, the single most There is a tacit, if not explicit, understanding that the
important method for the generation and dissemination therapist no longer has the ultimate authority to
of knowledge in the field has been the single case decide what becomes of a patient’s story, pointing to
study. In his preface to his case of Dora, Freud (1905) informed consent as the only option for publishing
described the dilemmas he pondered when deciding to case material (Aron, 2016).
write about his patient and referred to the question of However, when we consider unconscious factors in
whether and how to present his case histories as “ … a the transference/countertransference matrix, we can
hard problem for me to solve” (p. 8). He speculated that see that informed consent is anything but a straightfor-
his hysterical patients, given the psychosexual origins of ward solution. Gabbard (2000) considers writing about
their suffering, would never have spoken openly if they our patients as inherently a conflict between the thera-
had known that he was going to write about them and pist’s and the patient’s needs and the request for
they would never have given him permission to do so. consent is a burden to the patient. He, along with
Freud (1905) nonetheless concluded that the phys- Aron (2000), raises the question of whether informed
ician’s duty is first and foremost to science. He further consent is even possible, given the power differential
stated that it would be cowardly not to publish scientific within the therapy relationship. Is the patient really
findings via case studies that might prevent suffering for free to decline? Do patients agree in order to please
other patients, as long the physician did no harm to an their therapist or to avoid the therapist’s anger or disap-
individual patient. He concluded, based on the following pointment? Moreover, consent at one point in a course
considerations, that publishing his case of Dora would of treatment might feel different at another point in
not harm her: she lived outside of Vienna; only Fliess the therapy or after termination. Even with consent,
knew that he was treating her; he waited four years patients might feel harm after the case report is
post-termination to write about her; he had heard that published.
her life had changed in ways such that she would have The intention to write about a patient introduces the
faint interest in his write up of her analysis; and he analyst’s needs into the treatment – for recognition from
would publish his case study in a scientific journal that colleagues, for narcissistic gratification beyond what we
non-scientists would be unlikely to read. He admitted garner from the clinical work itself. It changes the inter-
that he could not prevent her from pain if she were to subjective space. Knowing that her work with a patient is
read his history of her case, but concluded that she going to be exposed through writing can result in the
would learn nothing that she didn’t already know and therapist ignoring, repressing or denying countertrans-
would be reassured that no one could identify her. ference responses. There is the risk that the content
Thus, he made a unilateral decision about what to do that is brought into treatment by both patient and
with the clinical material. therapist will be affected. In short, writing becomes
NEUROPSYCHOANALYSIS 175

part of the dyad’s intersubjective experience. It is not There is agreement that there is no ideal solution. We
external to the treatment. Rather, a new third is intro- can write detailed case reports, ask for permission and
duced into the relationship and into the work (Acker- show our writing to patients before publication with
man, 2018; Gabbard, 2000). Aron (2016) asserts that: the awareness of the complexities summarized above.
We can use case vignettes rather than full case reports.
… it is probably wise to think that all presentations and This would mean developing skills to describe key
publications of clinical material represent some form of
dynamics, like wishes, fantasies, conflicts, and enact-
enactment of unconscious dynamics; enactments, after
all, are often played out through our technical interven- ments without providing details about a particular
tions and through management of the therapeutic patient’s identity and thus not requiring consent. Thick
frame, and therefore it is advisable to give careful disguise would require the same set of skills as would
thought and to seek consultation on all cases one con- fictionalizing a case report. Gabbard (2000) reminds us,
siders presenting, both at early and later stages of the “Absolutes in ethics guidelines … cannot possibly take
writing and publication process. (p. 289)
every individual situation into account. The analyst
There are further risks to consider when writing about must make a judgment call based on his or her best
our patients, even when we have consent and engage assessment of the patient’s likelihood of reading the
in a collaborative process. Reading what the therapist report, the viability of a thick disguise, the impact of
has written could short circuit the patient’s self-reflec- consent and the potential harm to the patient that
tive process both during and after the treatment and might accrue from any decision made. When there is
interfere with the construction of the patient’s own considerable doubt, consultation with a colleague may
narrative. Furthermore, our understanding of our be of great assistance” (p. 1084). Ackerman (2018)
patients evolves. Writing at one point in time runs states, “I would think that every analyst writing about
the risk of concretizing the analyst’s version of the a patient should be in a state of conflict and doubt as
patient’s story at that moment (Ackerman, 2018). This she writes, aware of the risks” (p. 78). Aron (2000)
could further interfere with a key benefit of psychody- reminds us of Freud’s admonition that we accept the
namic psychotherapy – the ongoing gains, after treat- inherent conflicts of the human condition. He then
ment, from a continuing reflective process by the applies this principle to the experience of writing
patient (Shedler, 2010). about patients. We must face the moral dilemmas and
Patients have had a range of reactions to their thera- the tensions inherent in this endeavor, making use of
pists writing about them: horror, outrage, narcissistic our knowledge of the unconscious and the resources
pleasure, indignation, sadness, feeling honored and available to us from the literature and from consultation
feeling special. Some patients are reassured by with colleagues, in order to continue the vital work of
knowing that an analyst’s work is linked to a professional writing case reports.
community. The secrecy that we so carefully guard can
jabramsdsw@gmail.com
also be experienced as a lack of accountability. Patients
have expressed admiration that their therapists are com-
mitted to contributing to knowledge in their field. Some The literary genre of case studies – the case of
consider sharing their case history as a way to give back Dora
to us and to even out the power imbalance in the
Iftah Biran
relationship (Ackerman, 2018; Aron, 2016).
How do we assess the risk vs. benefit? Why should we In the discussion of the case history of Fräulein Elisabeth
keep writing and how can we do it in a way that protects Von R., Freud states that “ … it still strikes me myself as
our patients? We write for many reasons: to understand strange that the case histories I write should read like
our clinical work and clarify our thinking, to master short stories and that, as one might say, they lack the
complex and difficult countertransference situations, to serious stamp of science” (Breuer and Freud 1893–
teach, to be accountable through exposing our work 1895 (1955), p. 160).
to our colleagues, and to transmit and collaborate in In this quote, Freud opens the door to understanding
the development of new knowledge (Ackerman, 2018; psychoanalytic writing as a form of literature and to sub-
Gabbard, 2000; Kantrowitz, 2022). This last point is par- jecting his case studies to literary criticism. Here I look at
ticularly relevant in neuropsychoanalysis at this the literary genre of the report on the analysis of Dora
moment, as we are working together to develop clinical (Freud, 1905 [1901], “Fragment of an Analysis of a Case
applications for neuropsychoanalytic theory. of Hysteria”). I claim that it resembles a “coming of
How to write about our work is an ongoing discussion age” story belonging to the genre of Bildungsroman
in our field, even as journals dictate specific protocols. (Formation-Novel) and further argue that it is not clear
176 D. FLORES MOSRI ET AL.

to whom this Bildungsroman pertains – to Dora or Freud. discretion and unfavorable circumstances … (p. 9)1[my
Is it Dora’s case story or the story of Freud’s case of Dora? emphasis]
Following this, I will look at some issues related to Roman á clef is a genre in which real people or events
writing clinical studies, especially confidentiality issues, appear in a weak disguise (Abrams & Harpham, 2012).
and how these issues come into play in the Bildungsro- It is a distant relative to current tabloids and their
man genre. obsession with celebrities and the juicy items and scan-
Ida Bauer, pseudonym Dora, came to therapy with dals related to their romantic and sexual life. As
Freud at eighteen in 1900. He had seen her for a consul- suggested by Freud, this is not compatible with a case
tation two years prior. She suffered from mental distress, history.
which manifested, among other things, in hysterical Other genres come into mind in a less close-to-the-
physical symptoms. She was referred to therapy by her text reading. In Freud’s scrutiny of the books read by
father following his finding of a suicide letter in her Dora’s governess – “every sort of book on sexual life
room, and she terminated the treatment of her own and similar subjects” (footnote 1, p. 36), sexual guides
accord three months later. Dora’s suffering might have and self-help books come into mind. This classification
been related to a complicated family affair – Dora’s by Freud is strengthened by Freud’s apologetic words
family had a pair of close friends, Mr. and Mrs. K. Her about the sexual material in the case. Moreover, isn’t
father had an affair with Mrs. K, and Mr. K. made Dora’s case a guidebook by itself? At least for future
advances to her and had assaulted her a few years writers of case histories.
before the therapy. Dora’s case could also be regarded as a detective
This case history is one of Freud’s most extended case story; see Spence (1987) and the reaction of Loewenstein
studies. It ties together his interest in the Oedipal (1992). Freud himself hints at the genre of detective
complex, dream interpretation, and hysteria. Over the stories. His archeological metaphor of psychoanalysis,
years, the case acquired seminal status in the psycho- a metaphor that appears in Dora (p.12) and some
analytic canon, serving as a model in analytical training other essays (Bowdler, 2010), supports this notion. In
(Jones, 1955). However, it has been a target for scrutiny both an archeological excavation and a detective story,
in the last few decades, mainly feminist criticism (Bern- there is an effort to find a hidden, unknown, covered
heimer & Kahane, 1990; Jennings, 1986). representation of truth. When Freud compliments Dora
Analyzing the case’s thematic and formal literary on her insight into her father’s infidelity – “Nothing
characteristics can enable, at times, a fresh analytical that could help to confirm this view had escaped her
view (Berman, 1993). Here I look at the literary genre perception, which in this connection was pitilessly
of the case. A literary genre is a class of literary assem- sharp” (p. 32) and “ … the sharp-sighted Dora had
blies defined by technique, length, tone, and content, soon unearthed the fact that Frau K. had started off to
among other parameters. Accordingly, a particular the same place to visit her relatives there” (p. 34) –
genre might entail a specific worldview, attitude, and Dora can be regarded as a successful detective or
presumptions about the human soul and human devel- private investigator.
opment (Abrams & Harpham, 2012; Baldick, 2015). Marcus (1976), following Freud’s notion of roman á
What does Freud suggest about the literary genre of clef and following the convoluted plot of deceit and
Dora? Freud alluded explicitly to two genres, roman á betrayal in matrimony, suggests that Freud immerses
clef and case histories which he confronts one with the us in a “classical Victorian domestic drama, that is at
other: the same time a sexual and emotional can of worms”
(p. 394) or a “late Victorian romance” (p. 396).
I am aware that – in this city, at least – there are many Marcus also suggests that Dora’s case resembles a
physicians who (revolting though it may seem) choose modern experimental novel – the narrative and the
to read a case history of this kind not as a contribution
exposition are not linear but rather involuted; it loops
to the psycho-pathology of the neuroses, but as a
roman á clef designed for their private delectation. I back around itself and is highly innovative in its formal
can assure readers of this species that every case structure. Freud also takes the role of an unreliable nar-
history which I may have occasion to publish in the rator, typical in modernist fiction.
future will be secured against their perspicacity by Brockmeier (1997) proposes seven possible narratolo-
similar guarantees of secrecy, even though this resol-
gical models that could describe Freud’s case studies;
ution is bound to put quite extraordinary restrictions
upon my choice of material. Now, in this case history the second in her list is the Bildungsroman. The Bil-
– the only one which I have hitherto succeeded in dungsroman, or Formation-Novel, is a novel subgenre
forcing through the limitations imposed by medical that started to take shape during the eighteenth
NEUROPSYCHOANALYSIS 177

century. A classic Bildungsroman is Goethe’s Wilhelm complete a professional coming of age and earn pro-
Meister’s Apprenticeship (1795). Coined in the early nine- fessional recognition. Indeed, in the course of Dora’s
teenth century by German philologist Karl Morgenstern, treatment and during the five years leading up to the
the term denotes a positive growth process experienced publication of the case history, Freud was already in
by the European man, which allows him to realize his his fifth decade, well beyond the average age of Bil-
natural self by incorporating the inner mental world dungsroman protagonists. However, he was still busy
and the outside world (Morgenstern & Boes, 2009). The establishing recognition for himself and the psychoana-
classic Bildungsroman stands for the maturation of a lytic movement. This could nicely be demonstrated in
young man, a process that involves different experiences Freud’s discussion of Dora’s first dream, where he intro-
and conflicts, finding friendships, love, and interpersonal duces a quote from The Interpretation of Dreams (1900)
relations; and it culminates when the protagonist, that addresses his dream of becoming a professor. More-
having gone through these trials, finds himself and his over, by the end of the case history, with his wish
place in the world (Dilthey, 1985; Howe, 1930). fulfilled, Freud asks Dora if she has read about him in
While the male coming of age sought to forge an the newspaper, referring to the newspaper announce-
identity, with emphasis on social and vocational inte- ment of his professorship and suggesting that this was
gration, its female counterpart, the Female Bildungsro- the drive for her last visit with him:
man, had its focus on marriage and starting a family,
… she had come for help on account of a right-sided
with education and knowledge relegated to a secondary facial neuralgia, from which she was now suffering day
position, something that can be acquired through mar- and night. “How long has it been going on?” “Exactly a
riage, at times ending in a character that is not formed fortnight.” I could not help smiling, for I was able to
and integrative (Fraiman, 1993). show her that exactly a fortnight earlier, she had read
Dora’s case history, excluding the protagonist’s sex, a piece of news that concerned me in the newspaper.
And this she confirmed. (pp. 121–122)
seems to coincide with the classic Bildungsroman
model. Hailing from a bourgeois family, this young I claim that Dora’s case is an amalgam of two competing
woman of about eighteen morphs from an adolescent Bildungsromans – Dora’s and Freud’s. This entails that
into a grown woman as she sets out into the world to Freud robs Dora of her story and history and utilizes it
meet some characters that pose a challenge to her for- for his own sake. The operations used for this are the-
mative process. With considerable reservations, her matic, linguistic, and rhetorical. It is beyond the scope
encounter with Freud and Herr K. can be regarded as of this paper to describe all these operations. However,
the sexual-romantic exploits experienced by the in line with the ethics of writing case studies, I want to
coming-of-age protagonist. She meets her cousin, visits discuss the issues of disguise and confidentiality in
the museum, and becomes closer to Herr and Frau case reports in general, and in Dora’s case in particular.
K. Eventually, she strikes a romantic relationship that There is an inherent tension between masking the
seems mistakenly to have led to marriage. It can also analysand’s identity to protect her, on the one hand,
be formulated as a Female Bildungsroman. Accordingly, and securing her confidentiality by robbing her of her
one of Freud’s major concerns regarding Dora and her identity, on the other. Authors must navigate between
fulfillment as a grown-up is the issue of her marriage Scylla and Charybdis – the more the disguise, the more
and turning away from her father to a mature matrimo- the patient is stripped from her identity; however, the
nial relationship: more minor the camouflage, the more the patient is
exposed. The mask can come at the price of projecting
Years have again gone by since her visit. In the mean-
time the girl has married … … Just as the first dream the author’s theory, themes, and ideas onto the
represented her turning away from the man she loved patient, while keeping the patient’s identity breaches
to her father … … so the second dream announced her very intimate and personal history and thoughts.
that she was about to tear herself free from her father I want to look at two tools Freud used to disguise
and had been reclaimed once more by the realities of Dora’s identity, a disguise that eventually failed as
life. (Freud, 1905, p. 122)
Dora’s true identity, Ida Bauer, is well known. The first
However, the case could also be formulated as Freud’s relates to Freud’s allusion to Roman á clef and the
Bildungsroman. Ostensibly, the case history follows second to the choice of Dora’s (or Ida’s) pseudonym.
Dora’s formative process. Still, it is interwoven with In the opening pages of his work, Freud addresses the
Freud’s story as a clinician and theoretician who tries issue of masking patients’ identities, where he explains
to demonstrate and validate his meta-psychological how the masking was done. However, the very
theory with a clinical case study and, perhaps, thereby, mention of roman á clef, which alludes to celebrities,
178 D. FLORES MOSRI ET AL.

directs the reader to figure out who the masked patient differences between the professional landscapes of
is. Moreover, there is some bragging about it, as by senior healthcare leaders, academics, and practitioners.
alluding to this genre, Freud suggests that his patients At the heart of this story of unknown origin – perhaps
are not from the hoi polloi, but rather from the elite. it is a rumor – probably lies the perception that there
Very subtly, Freud uses the description of the masking is a conflict between “evidence” and “uniqueness”
technique to glorify his name. when managing, assessing, or delivering, the care of
The way Freud disguises Dora’s identity posits her as patients from a leadership, academic, or clinical, per-
nonexistent and insignificant. Freud, the witness narra- spective respectively. In this story, the narrative suggests
tor, who becomes omnipotent, can change her name that case reports constitute “the science of N = 1,”
with a stroke of his pen. Interestingly, the pseudonym whereas evidence – and science-informed healthcare
Dora was also the name of a governess in the home of relies on the science of “N = large numbers.” As part of
Freud’s sister, Rosa. The appropriation of this name is this waxing and waning dialogue, some proponents
twofold, as the governess in question was a Rosa too, might even challenge whether case studies constitute
just like Freud’s sister, but had to forego her first name “real” science. What constitutes “real science” remains
in favor of Dora, lest she is mistaken for her employer. undefined, but the main challenge appears to be that
Lowering Dora’s status to that of a servant also case reports are made up of narrative, rather than objec-
happens in therapy. When Dora announces she tive scientific evidence.
intends to stop the treatment and leave in two weeks, What is Evidence-based Practice (EBP)? In a nutshell,
Freud makes her equal with a maidservant who gives a EBP sets out to combine the best research evidence for
fortnight’s notice. However, his interpretation overlooks treatment interventions, clinical expertise consensus,
the fact that Dora determines the end date, and it is he and patient values, to provide research-informed
who is dismissed. I am wondering what Freud projected (including from, for example, randomized controlled
on Dora by choosing this pseudonym. trials) clinical care to patients. Based on the research
In a neuropsychoanalytical formulation, the question design, sample size, randomization, control groups,
of whose Bildungsroman the case brings (i.e. Freud’s or and other factors, hierarchical levels of robustness of
Dora’s) is suggestive of a PLAY system interaction and evidence are determined, which in turn are central to
of dominance issues (Panksepp & Biven, 2012) trans- the “currency” of the model. EBP is also referred to as
posed onto the text. However, these issues could be Evidence-based Medicine or EBM. The history of EBP,
regarded as faulty and dysregulated manifestations of and its evolution over time, provides some insight
this system, whereas Freud’s narrative domineers into how the original skill of clinicians to write up
Dora’s narrative. their novel patients for broader dissemination centuries
These pitfalls and the danger of exploiting the patient ago, before Google, became neglected in more recent
for the author’s own purpose are stumbling blocks in decades. With the advent of EBM and the likely bias
every case study. However, while seriously addressing journals have towards publishing empirical, data-
these dangers and the cautious words of Freud about driven papers, case reports went into decline. During
these issues and the theoretical incompleteness of the 1990s access to information speeded up due to
Dora’s case (p. 12-13) regarding it as only a “Fragment,” the ease of availability via the internet, further accentu-
I hope that the genre of case studies will continue to ating, and potentially biasing, the impact of those
flourish and enrich future generations of therapists and articles published more frequently by journals.
enable better therapies. However, in this interesting history, more recently the
green shoots of a “recovery” of the case report have
i_biran@hotmail.com
started to appear.

What is the point of case reports in the age of Case reports vs EBP
evidence-based healthcare?
Are case reports dead? Kandara and Smida (2016)
Rudi Coetzer provide an interesting overview of the seesaw ride of
influence on clinical practice and treatment guidelines,
Introduction
between case studies on the one hand, and on the
Stories are set in landscapes, with these landscapes other, empirical research. Case studies have many
coloring the narrative of what is being conveyed. benefits, for example the fact that they allow for in-
A story sometimes heard amongst some clinical depth exploration and examination (Heilman, 2004) of
neuropsychology colleagues is that there are obvious a condition or presentation that is rare, or not yet well
NEUROPSYCHOANALYSIS 179

understood. Kandara and Smida (2016) highlight, and the history of healthcare is the story of Lt. Zazetsky, in
provide a few examples, on how case reports can some- a book written by Luria (1972) with input also from
times facilitate communication that allows medical Zazetsky, documenting the 20 years’ long journey of
workers to identify new diseases (for example, West caring for a soldier wounded during World War II. Luria
Nile encephalitis) in a region, and as a result help beautifully and vividly captures the patient’s story, by
prevent an epidemic. These authors also describe the pointing out that despite the fact that the physical
hierarchy inherent to evidence-based medicine (EBM), wound to the brain, sustained 25 years ago, healed,
and how case reports unfortunately became neglected the patient (Zazetsky) together with Luria, was still
by journals, almost purely based on their perceived pos- working on completing it, and that the story most
ition in this hierarchy (Kandara & Smida, 2016). Further- likely had no end. Storytelling also has a rich history in
more, almost 20 years ago, Heilman (2004) went as far as psychoanalysis, and many other health disciplines. Inter-
to suggest the death of the case report might be a possi- estingly, case reports do not replace diagnoses and diag-
bility in the near future. Fortunately, this did not materi- nostic classification systems – they augment these by
alize – at least not for now. explaining the “why” of a patient presenting with a diag-
Sadly, for case reports, in the age of tech, data nosis or condition. In other words, individual case
became king, and anything else had to be demoted, or reports expand on diagnoses by identifying the unique
rehabilitated. As regards EBP’s drive towards data- factors underpinning a specific clinical presentation.
driven evidence, interestingly even case reports may Is the narrative that case reports have very little
have subconsciously been given a “makeover,” by influence or impact in healthcare really true? Perhaps
increasing their use of data-driven testing of specific somewhat cynically, an example of an empirical study
hypotheses in single case experimental designs. suggesting the opposite would now be in order.
Perhaps as a result, single case experimental design Albrecht and colleagues (2005) assessed their impact
case reports become more frequently published in the by looking at how many times 64 case reports and 39
UK during the late 1990s. The popularity of these in clini- case series (N < 10) were subsequently cited in the
cal neuropsychology increased with time. For example, high-impact journal The Lancet over a period of 18
Evans et al. (2014) in an introduction to a Special Issue months. They were subsequently cited on average 17
of the journal Neuropsychological Rehabilitation times. Furthermore, it is interesting to note that at
devoted to single case experimental case designs, present the paper by Albrecht et al. (2005) has itself
outline some of the benefits and limitations (including been cited 175 times, providing a metric reflecting a
how exactly to analyze data) associated with these. In robust level of interest among professionals to better
a world of EBP, this design, which does have many understand the relevance of case reports. Let’s now
benefits, may also perhaps cynically unintentionally return to the question at the beginning of this section
confer “scientific respectability” to the humble case – Are case reports dead? It appears the story of the
report. Whatever type of case report is referred to, death of case reports during the age of EBP was a
Heilman (2004) points out that the reader of a case rumor, and as a result has possibly been greatly
report should be cautious to not overgeneralize its exaggerated.
findings and insights to the wider population.
However, the same argument almost certainly applies
Illustrative case
to empirical papers – the converse caution against over-
generalization from large datasets to the individual Presented briefly here, to illustrate some of the points
patient, would be a wise investment. made in this article, is the story of Sandra (a pseudonym),
Empirical papers can sometimes struggle to provide a whose case (number 113) has previously been described
clear narrative of what is being communicated, and in greater depth elsewhere (Coetzer, 2017). Sandra was a
many conclude with a generic “more research is female aged 38, and who had unexpectedly (given her
needed in this important area.” This in turn can make age) suffered a stroke a few months earlier at the time
the transfer of insights and knowledge to others a bit the author was asked to see her for an initial neuropsy-
more challenging. Traditional case reports, on the chological assessment.
other hand, are to some extent similar to conveying In essence Sandra’s baseline neuropsychological test
stories to an audience. Storytelling is a time-tested results revealed an impairment of her ability to retain
method for teaching the next generation of clinicians, and recall visual stimuli (geometrical designs). As part
passing on knowledge, and facilitating problem-based of her diagnostic workup, a computed tomography
learning (Coetzer, 2017). Case reports vary from short image of the brain was performed, which showed evi-
to lengthy. Perhaps one of the greatest case reports in dence of a right-sided fronto-parietal lesion, extending
180 D. FLORES MOSRI ET AL.

into the frontal region. Sandra was right-handed. After mediated by lower hierarchical systems, including
the baseline neuropsychological assessment was com- specifically the second functional system in this case.
pleted, Sandra was seen for follow-up. This follow-up Alternatively, a fourth case conceptualization might
appointment was in response to the referrer now suggest that there are also very significant psychoanaly-
posing the question of Sandra possibly presenting tical factors and concepts to incorporate into the case
with features of mania. Neuropsychological testing was formulation of a patient with a right hemisphere
repeated, and somewhat predictably Sandra’s test per- lesion. These include, for example, consideration in the
formance improved on re-testing, but the impairment case formulation of the role of loss, and the superego’s
of visual memory remained, and on this occasion with ability (or reduced ability) in the context of this patient’s
her improved post-stroke fatigue it was possible to specific brain lesion, to contain the id, mirroring the case
administer additional tests, which revealed that execu- formulation by Kaplan-Solms and Solms (2000). Indeed,
tive difficulties were also present. this latter formulation is part of the original reflections
The striking feature at the follow up consultation, briefly described in the original case report (Coetzer,
though, was Sandra’s clinical presentation, rather than 2017). While case conceptualization three at the time
her neuropsychological test scores. Sandra was now informed treatment, it was conceptualization four
faster in completing tasks whilst being tested, and a which later greatly enhanced the author’s reflective
lot more talkative, resembling pressured speech. practice about, and understanding of, Sandra’s case.
Sandra unexpectedly during this consultation presented
with what resembled reduced emotion regulation, alter-
nating between laughing and crying. Very significantly, What are case reports for in the age of EBP?
she then described a recent traumatic loss, the death To conclude, the question posed in the title of this article
of her baby. The case report concludes with a brief now needs to be addressed. Perhaps a counter question
exploration of countertransference phenomena, for might be in order to inform how we think about the
example some of the emotions (including sadness) and statement captured in the title. How were individual
thoughts the author experienced in response to diagnoses first “discovered”? Case reports are not
Sandra’s tragic story of unexpected loss. about finding “patient zero,” but rather the quest – no,
Returning now to some of the key ideas presented in duty – to find “the first patient,” and capture their
this paper, Sandra is of course not the first patient ever unique story. The point being that some clinician must
described with a right hemisphere stroke. Not by a long be the first to identify, describe, and conceptualize a
shot. But her altered presentation at follow-up was some- unique clinical presentation or diagnosis they observe.
what unusual, and difficult, if not impossible, to under- It is patient 1 who sets us off on the path to finding evi-
stand in the context of her stroke alone. Large sample dence for the many permutations of human novelty that
group data would not have captured, nor explained, constitutes healthcare. Case reports, unlike for example
these important phenomena. Some form of explanation, epidemiology, which uses big data from countless
or formulation at the individual level, of Sandra’s presen- people, identify “the first patient ever,” which is where
tation was needed to tie everything together. To very neuropsychoanalysis helps provide the rich, in-depth
briefly illustrate this point, in theory Sandra’s case could explanation of our patients’ stories, within a scientific
potentially be formulated in at least four different ways. framework.
The first posits that her neuropsychological test results,
in a right-handed patient, is compatible with a right hemi- Rudi.Coetzer@thedtgroup.org
sphere lesion. The second hypothesis, or diagnostic for- b.r.coetzer@bangor.ac.uk
mulation, proposes that the aforementioned lesion area
is compatible with difficulties of affect regulation, includ-
ing reduced expression of emotions as observed during A tale of neuropsychoanalytic pioneers:
her first neuropsychology appointment when baseline critical issues for neurological case reports
testing was completed.
A third way to potentially formulate Sandra’s case is José Fernando Muñoz Zúñiga
to see her presentation in the context of Luria’s (1973) I could hear a new call and see a new horizon, and
theory of neuropsychological functions in humans. believe it at my young age.
Grossly oversimplified, at the heart of this proposal lies
Jack Kerouac, On the Road
an inability of the third functional system (Luria, 1973)
to efficiently “manage,” or regulate, perception, One could, arguably, trace the conceptual origins of neu-
emotion processing, and working memory functions ropsychoanalysis to the very same text that was of
NEUROPSYCHOANALYSIS 181

paramount importance to the origins of psychoanalysis syndromic and topographic levels of analysis in neuro-
itself, Freud’s “Project for a Scientific Psychology” logical lesions is common practice for behavioral neurol-
(Freud, 1895/1950) (and see Solms, 1998). However, ogy and neuropsychiatry. It goes to the heart of the
the modern origins are to be found in Kaplan-Solms clinico-anatomical method in medicine (Kandel, 2012).
and Solms’s seminal effort Clinical Studies in Neuro-Psy- Using the same method in neuropsychoanalysis has
choanalysis (Kaplan-Solms & Solms, 2000). There, the different epistemological implications, since one is not
authors argued for a new take on the clinico-anatomical dealing with – mostly – direct correlations between
method that had characterized clinical neurology and physiological or neuropsychological symptoms. Here
neuropsychology since their beginnings, one that was we are dealing, on the one hand, with the subjective
meant to build a bridge between higher mental func- experience of the neurological patient, understood
tions, as were understood in neuropsychology – specifi- through metapsychological concepts; on the other, we
cally Lurian neuropsychology – and Freudian deal with objectifiable findings, explained in neuroscien-
metapsychology. That is, a bridge between the third tific frameworks.
person of clinical neuroscience and the first person of It must be remembered that psychoanalysis has both
the patient’s subjective experience of his or her neuro- a first-person and a third-person perspective, rep-
logical lesion. Quite a bridge indeed. resented, respectively, by the intersubjective encounter
Since then, neuropsychoanalysis as a field has given with the patient and the theoretical building of metap-
plenty of food for thought to psychoanalysts, neuros- sychology. Dreams, phantasies, fears and hopes, that is,
cientists, philosophers, psychiatrists, and the like. highly personal experiences, are filtered through a
Slowly but surely, other authors have proposed series of concepts; many of them dating back to
different bridges between the vast field of neuroscience Freud’s lifetime. The resulting psychodynamic infor-
and psychoanalysis. Thus, it is reasonable to ask oneself mation rests on one side of the bridge, while neuros-
why we should keep studying patients with neurologi- cientific findings wait on the other. From this point of
cal lesions from a psychoanalytic point of view. Before view, correlating – let’s say – the neuropsychiatric mani-
that, it is wise to ask, with the benefit of hindsight, festations of a limbic lesion with structural damage to
what it is exactly that one attempts to bridge through the id as an agency of the mind, simply won’t make
the clinico-anatomical method. This, of course, opens the cut. Bridge concepts will be needed, hopefully of
a whole series of questions of deep philosophical and the kind amenable to operationalization and
methodological importance about the very nature of experimentation.
the mind and its relationship with the brain, that go What kind of information, then, should a neuropsy-
well beyond the scope of this paper – but the reader choanalytic case report of a patient with a neurological
may want to read some important texts on this lesion include? First, it should provide solid neuros-
matter (e.g. Boag, 2017; Karlsson, 2010; Northoff, cientific data – ideally, neuropsychological tests, struc-
2011; Talvitie, 2009). tural and/or functional neuroimaging, neurological or
Suffice it to say that many authors concur that the neuropsychiatric reports, and so on. Second, it
neuropsychoanalytic enterprise probably requires its should give the reader sufficient psychodynamic
own transdisciplinary method. Northoff (2011) has hypotheses. Third, it should have both a neuroscien-
argued that it is impossible to link neuroscientific facts tific explanation relevant to the clinical scenario and
and psychoanalytic concepts, as the former pertains to a metapsychological understanding of subjective
the realm of neural algorithms and impersonal facts, phenomena. Fourth, the report should provide an
and the latter to the realm of subjective experience applicable analysis of how each set of data may
and meaning. To escape from conceptual confusion relate at a clinical and/or experimental level. Fifth, a
and context neglect, one should avoid a one-to-one complete report contains an elaboration of the poss-
translation between neuroscientific and psychodynamic ible clinical and theoretical implications. Importantly,
concepts that may be intuitively linked at best. Instead, these recommendations are not meant to be concep-
an indirect translation may be needed, using a bridge tual straitjackets, as any transepistemic integration
concept that links psychodynamic data on one side demands a good deal of creativity.
and neural data on the other. Such a hybrid concept A few words about the formulation of psychody-
would be then transformed into an experimentally namic hypotheses are in order. There is currently no
accessible variable that can be manipulated from a consensus regarding which settings may provide the
third-person perspective (Northoff, 2011). most valid and useful psychodynamic observations in
How does this apply to neurological cases? Using the these kinds of patients. Common sense indicates that
first-person perspective to illuminate etiological, the best scenario would be for the patient to go
182 D. FLORES MOSRI ET AL.

through a full psychoanalysis, three to four times per Break(ing) on through to the other side: A
week, or psychodynamic psychotherapy, using psychoanalytic psychotherapist’s
proper psychoanalytic technique (Kaplan-Solms & observations on writing a clinical case report
Solms, 2000; Wiest & Brainin, 2010). However, patients for a neuroscientific journal
with neurological lesions may be medically ill, to the
Paul A. Moore
point of making a formal analysis impossible. Addition-
ally, they may present with severe cognitive, affective
and/or behavioral neuropsychiatric symptoms, Introduction
turning them into candidates for supportive psy-
The aim of this article is to relate what it is like, as a non-
chotherapy or diagnostic interviews at best (Muñoz
neuropsychologically trained psychoanalytic psy-
Zúñiga, 2015).
chotherapist, to work with someone who has experi-
Furthermore, due to the neuropsychological deficits
enced a brain injury, and in doing so to share the
they experience, these patients may benefit from
process of preparing a clinical neuropsychoanalytic case
approaches using different conceptual frameworks
report for publication in a scientific journal. The intention
and techniques, including psychodynamic, existential,
is not only to inform our community about how to write a
third wave cognitive–behavioral therapies, and so on
case study for publication in a scientific journal, but also
(Klonoff, 2010). The growing field of neuropsychother-
to encourage colleagues who might be interested in
apy teaches us that, due to the unlimited combi-
working with patients with neurological presentations
nations of personality traits, emotional conflicts,
to do so. To some extent, from the perspective of neurop-
neuropsychological deficits and functional limitations,
sychoanalysis, all clinical presentations can be thought of
it would be naïve to think a uniform approach might
as neurological – but that’s a whole different paper! This
do the job (Laaksonen, 2013; Yeates & Ashworth,
article will explore the initial period of clinical work when
2020).
working with this population, the issue of speaking
It is safe to say that not only psychoanalysis but most
different languages about similar clinical phenomenon,
of the psychotherapeutic approaches must be modified
and finally writing for neuroscientific publication.
in agreement with the patient’s neuropsychological
profile and functional level in a tailor-made fashion
(Ruff & Chester, 2014). Nevertheless, this state of affairs Psychoanalysis and neuropsychology
should not preclude the therapist from applying the
While the focus of this article is writing for publication, it
essential components of the psychoanalytic technique
is important to emphasize that it is not the most impor-
when considered useful and relevant (Kernberg, 2016).
tant thing. Most likely you do not need to be reminded
After all, our rich metapsychological constructs may
of this, but first and foremost the case is a psychoanalytic
capture subtle changes in mental functioning after the
treatment of a person. This is more important than any-
lesion.
thing else I am going to write about here.
Why keep studying patients with neurological lesions
The first time J.L. and I met (see Moore, 2021; Moore
from a psychoanalytic point of view? Because it rep-
et al., 2017) I was alarmed by how far out of my depth I
resents a precious opportunity for building transepiste-
was. It was confronting to be in the presence of another
mic bridges, and, through a process of reverse
human being who had this unusual and difficult experi-
engineering, it may give us new insights into the work-
ence, someone who had such a unique subjectivity as a
ings of the brainmind. Moreover, as psychoanalysts
consequence of experiencing a brain injury. Neurologi-
and psychodynamic therapists, we are well suited to
cally, J.L. had, as a result of an anoxic episode, extensive
listen to the changes that take place in the inner world
lesions bilaterally to hippocampi and surrounding para-
of the neurological and neuropsychiatric patient. These
hippocampal cortical areas. Neuropsychologically, he
changes are sometimes so subtle and uncanny that
had preserved executive functioning in the context of
they might be better understood in the light of transfer-
profound anterograde amnesia. Psychologically and sub-
ence/countertransference movements, defense mech-
jectively, his lived experience was one of overall temporal
anisms, psychic structures, and mental levels of
discontinuity punctuated by disconnected 30–50 s seg-
functioning. And, if all that falls short, because very
ments of brief temporal continuity, where typically he
much like the first psychoanalysts, we are stepping
was unable to form new (episodic) memories. J.L.’s
into terra incognita, both in the theoretical and the clini-
experience was so far removed from my experience, clini-
cal sense. Brave new worlds await us.
cally or otherwise, up to that time that I found it challen-
lucesdeeuforia@hotmail.com ging to access the state of mind required to reflect
NEUROPSYCHOANALYSIS 183

carefully about and with J.L. In reality, it took several ses- neuropsychology colleagues. In many respects it is like
sions before I could eventually gather myself sufficiently learning a new language – I had only a rudimentary
enough to function adequately in this regard. understanding of human neuroanatomy or neuropsy-
My countertransference to J.L. was also significantly chology when I began to work with J.L., and I was
different to anything I had experienced previously, and really at sea with many of the concepts. It was a critical
it took me quite some time before I could begin to map source of support, and ongoing education, to have my
it out. It was the first time I had encountered what our colleague Christian Salas, who is both a clinical neurop-
neuropsychologist and neuropsychologically trained sychologist and a psychoanalytic psychotherapist, avail-
psychotherapist colleagues refer to as an “organic” trans- able to talk with. We met frequently – once or twice a
ference phenomenon (Salas et al., 2013) – which mani- month. I would select excerpts of sessions of interest
fested in J.L. as an amnesic transference. J.L. left a trail and we discussed them from both psychoanalytic and
of forgetting behind him as he moved through life. neuropsychological perspectives.
Care workers, nurses, psychologists, receptionists, taxi Good supervision helps too, and it is important to
drivers consistently forgot about J.L. and associated have separate supervision for neurological cases, if poss-
tasks in many ways. I realized quite quickly that I too ible, with a supervisor who speaks both languages or at
had been caught up in J.L.’s wake and subject to these least one who is open to a cross disciplinary approach –
transferential phenomena with an above average fre- unfortunately and disappointingly, this is not always the
quency – forgetting changes in appointment times or case. I was extremely fortunate in this regard, and still
locations within the service setting, along with many am, to have Prof. Oliver Turnbull as my Ph.D. supervisor
“tip-of-the-tongue” types of forgetting within the ses- for expert neuropsychological guidance and supervision
sions themselves. Working with this population requires in this clinical work. Another issue to consider is author-
significant modifications to technique, although I will ship. While it is not at all unusual for psychoanalytic
not elaborate upon these any further here, as my col- papers to be published by one author it is, however,
league José Fernando Muñoz Zúñiga writes about unusual in the neurosciences for a paper to be authored
these modifications to technique in detail. Suffice to say by only one person. Prospective researchers should be
that it is a significant adjustment to how you might prepared, and open, to co-author papers – I would go
work with a non-neurological population. as far as to say it is necessary, unless you are proficient
Upon commencing work with people who have and expert in both fields.
experienced a brain injury, it is important to be prepared
for uncertainty, frustration, and anxiety, while at the same
Writing for scientific journals – “Always answer
time to place trust in your training and clinical experience.
the question!”
When you settle into the work with the person, it will
become possible to formulate a hypothesis about what The age-old refrain from professors to their students, in
is happening in the therapeutic relationship, but again, relation to essays or exam questions, is to “always
this takes patience and time. It is unexplored territory – answer the question.” This is sage advice, and holds
very little is written or recorded in the scientific literature true for clinical case reports too. The audience you are
about long-term clinical psychoanalytic work in the area writing for is, by and large, a scientific and clinical one,
of profound amnesia or any other sequelae of significant and the exam question is, “What is the scientific question
brain injury. An open-minded attitude is preferrable. here?” Psychoanalytic and scientific writing, while often
Detailed notes are helpful and if possible audio record similar, differ in important ways. In writing for a scientific
and transcribe the sessions. Pay particular attention to journal, it is first necessary to frame the existing litera-
your countertransference, and to how this transference ture in your given field of research, and in doing so
phenomena may be reverberating around and through- identify the knowledge gaps therein. These “gaps” are
out the person’s family, social circle, service team, and set- aspects of the field that are not well understood, or
tings. The big picture is important here too, in so far as sometimes even known at all. The task of the clinical
tracking how the transference relationship develops case report author is to make these gaps explicit by for-
and changes over time. In many respects these clinical mulating a testable hypothesis and scientific research
case studies are also longitudinal case studies. objectives, based upon the gap in the scientific knowl-
edge base. It is useful to imagine the knowledge base
as a multi-faceted entity containing everything that is
Communicating across the interdisciplinary divide
known, at a certain point in time, in relation to a topic
In my experience it is not possible to do this work effec- of enquiry, and we as researchers are adding little bits
tively without the help of, and collaborating with, of knowledge to that entity through our scientific
184 D. FLORES MOSRI ET AL.

efforts. The aim of the case study report is to develop an Notably, it was the first time that clinical work with this
argument that investigates how elements of your clinical kind of patient had ever been researched in the history
case might offer a possible solution to an existing scien- of medicine. The questions we formulated on the basis
tific question. In the discussion section of the case report of the existing literature were as follows: Is it possible
you can then reflect upon and speculate about how this to work psychoanalytically with patients with profound
might relate to the existing scientific and psychoanalytic amnesia? Are psychoanalytic dynamics present? (If so,
literature – and in doing so generate new hypotheses what might they look like?) Can people with profound
and potential avenues of future research. Again, collab- amnesia develop a sustainable and functioning thera-
oration with good colleagues can be really fruitful in for- peutic alliance and transference relationship? Is a psy-
mulating and developing these discussions. choanalytic psychotherapeutic approach that places an
emphasis upon unconscious and affective processes
effective with this population? You’ll be glad to hear
Stepping into the explanatory gap
the answer to all of these questions is a resounding yes!!
In many respects clinical neuropsychoanalytic research Finally, good luck with your journey in writing clinical
can be thought of as a lived experience and the embodi- cases for publication. I hope it will be as interesting,
ment of occupying the Explanatory Gap (Chalmers, 2006) exciting, educational, and rewarding for you as it has
between the physical processes of the brain and the been for me.
psychological life of the mind. Neuropsychoanalytic clini-
moorep4@tcd.ie
cal research explores questions such as: how do psycho-
logical states (consciousness) arise out of particular
constellations of nervous tissue? What kind of conscious- Writing the neuropsychoanalytic case study
ness is present in the people we work with who have of the neurologically intact patient
experienced a brain injury? How does the resultant phys-
Virginia C. Barry, M.D.
ical configuration of their nervous systems, owing to
lesions from the brain injury, relate to their psychological Psychoanalytic and neuropsychoanalytic case reports
consciousness? What are the implications of this for psy- attempt to conceptualize clinical phenomena from
choanalytic metapsychology? And finally, what might the different points of view. Whereas a psychoanalytic case
implications for clinical technique be? (For a detailed report references various models of psychoanalytic
example of this process please see: Moore, 2021; Moore thought, the neuropsychoanalytic case report additionally
et al., 2017; Moore & Turnbull, 2022). One of the ways neu- aims to reference brain function. In writing up the case
ropsychoanalysis tries to answer these questions is study of a non-neurologically impaired patient in neurop-
through clinical case reports. An example of this sychoanalysis we are trying to bridge the gap between
process is briefly summarized below for the reader. the psychoanalytic frame and the neuroscience frame.
In summary, the existing literature that framed our Or to say this another way, we are trying to expand our
research was contained primarily in the seminal book knowledge of psychological functioning by looking at it
Clinical Studies in Neuro-Psychoanalysis (Kaplan-Solms & from the top-down perspective of highly sophisticated
Solms, 2000) and in the data generated by Oliver Turn- language describing subjective experience and from the
bull et al. (2006) investigations of some psychoanalytic bottom-up perspective of the organization of the
phenomena in patients who have experienced an nervous system. This brief essay suggests how we might
acquired brain injury. The existing knowledge base had bridge the gap between subjective and objective, effec-
established that confabulation, where it occurred, had tively correlate the psychological presentation with the
a statistically significant affective basis as opposed to neurological functioning, and convey this to the reader.
the prevailing view that it was due to a deficit in execu- Consider first some insights on how to write compel-
tive (cortical) functioning. There was also evidence in lingly about a case in psychoanalysis or psychoanalytic
this literature of the capacity for the patients to psychotherapy. What distinguishes such write-ups is
develop a transference relationship with their therapists. precisely what differentiates a psychoanalytic treatment
However, these therapies were all brief in duration, thus from other treatments, namely attention to the dynamic
providing us with our knowledge gap. We were inter- processes reflected in the patient/analyst exchanges, the
ested to explore how long-term psychoanalytic work focus on the transference, and the evidence pointing to
might look with these patients, and particularly in a pres- the operations of a dynamic unconscious. Importantly,
entation where there were bilateral lesions to the hippo- through recounting the “he said/she said” interactive
campus resulting in profound anterograde amnesia in process, a writer of a psychoanalytic case can present a
the context of preserved executive functioning. granular look at the dynamic exchanges between the
NEUROPSYCHOANALYSIS 185

patient and analyst and make inferences from this data. system. Clinicians know how often revving up anger
The writer of an analytic case report selects and organizes serves to support a vulnerable self-esteem in a person
segments of the analytic work to demonstrate how her trying to cope with a sense of helplessness and frailty.
interventions have affected focal issues. In other words, It is only by examining the patient’s responses to the
the writer of an analytic case presents experiential data analyst’s comments, and observing dynamic processes,
in the form of “when I said this, the patient responded that we begin to decipher where the problem lies. Is it
with that,” followed by reflections on how the analyst primarily with RAGE or is the emotion used defensively,
understood the implications of such exchanges, as when rage defends against an affect generated by
perhaps followed by some commentary or theorizing. feeling helpless or vulnerable? Furthermore, complex
Neuropsychoanalytic case write-ups of non-neurolo- emotions are combinations of the primary emotions
gically impaired patients should aspire to something and need to be unpacked within the clinical hours.
more: a granular description of the process What we see in our consulting rooms is a complicated
accompanied by hypotheses about how and what mixture of the workings of emotional systems in a
brain functions might be contributing to what has dynamic world. How we use the emerging information
been observed. Additionally, such a case write-up about emotion systems is in its infancy, and yet it is
should suggest how treatment and/or theory is altered important to try to write systematically about how we
by understanding the neurobiological processes. are trying to use the information. We can make progress
This is not an easy task, and it is one that is suscep- by tracking our patients’ emotions as they respond to
tible to reductionism and oversimplification. By way of our interventions that are informed by our knowledge
example, let’s consider affective neuroscience and the of emotional systems and contemplate how we might
current focus on the innate emotion systems as ident- reconceptualize or expand our knowledge of psycho-
ified by Jaak Panksepp. Certainly Mark Solms (2018) logical functioning. This begins to bridge the gap
cogently argues that we can guide our treatments by between neurology and psychoanalysis.
identifying the emotional systems that are engaged in As I said, it is necessary to identify how neuroscience
the course of the psychoanalysis. Many authors contributes to how we are thinking about our interven-
(Damasio, 2018; Panksepp & Biven, 2012; Solms, 2021) tions, how it makes more precise our understandings of
agree that these emotional systems operate as evolutio- the operations of the mind, or how knowledge of neuro-
narily-determined motivational systems essential in science changes what we actually do. For example,
maintaining the homeostasis necessary for survival. when I develop a clinical hypothesis that a patient
Thus, one of the goals of psychoanalysis is improving suffers from difficulty within the PLAY emotional
the patient’s effectiveness in using emotions in the system – e.g. needing to dominate rather than
service of maintaining homeostasis. The corollary knowing how to negotiate – my interventions will
theory suggests that maladaptive solutions to various often model, and thereby teach my patient a new skill
emotional challenges may have been prematurely auto- of interpersonal negotiation. More than interpretation
matized (Solms, 2021) such that our patients repeatedly is called for. But if I have not conceived of an emotional
fail to navigate certain situations; the expression of system that guides this kind of interpersonal process, I
negative affect is an error signal indicating that the indi- will understand the process differently. The correlations
vidual has diverged from her homeostatic set points; the between brain functioning and psychological function-
“prediction” (predictive coding is an organizing frame- ing in the neurologically intact patient do not rely on
work) has failed and emotions point to which emotional the tests performed on patients with neurological
system has failed. Examples run the gamut of our psy- damage such as fMRIs, PET scans, EEG’s and whatnot,
choanalytic work. In our consulting rooms we hear and instead rely on our clinical observations that have
about and observe emotions – those predominating at been informed by our neuroscience knowledge. This
the beginning of a treatment and those that manifest renders hypothetical our neuropsychoanalytic infer-
in the course of the treatment. We can think about the ences. In truth, this is no different from the value of infer-
neuroanatomical and chemical processes that instanti- ences made from the presentations of single
ate these emotions and entertain hypotheses about psychoanalytic case studies, but the vantage point
what has gone awry such that our patient is experien- from where the inferences are made differs.
cing unwanted emotions. But we have to use caution There are not many neuropsychoanalytic write-ups of
in directly applying our knowledge of the innate consti- non-neurological cases in the literature, but I’d like to
tution of emotions. We all know that sessions filled with offer one that can serve as an example: Patrice Duquette
rage and anger don’t necessarily tell us that the pro- and Vivian Ainley’s report (2019 entitled “Working with
blems in the patient’s life are a function of the RAGE the Predictable Life of Patients: The Importance of
186 D. FLORES MOSRI ET AL.

‘Mentalizing Interoception’ to Meaningful Change in neuropsychoanalysis entails enhanced difficulties, since


Psychotherapy”). it attempts to promote dialectics between psychoanaly-
The authors – one a psychodynamic clinician and one sis and the neurosciences. The creation of suitable
a neuroscience researcher – present a patient who has research methods is an ongoing effort of increasing
not learned to effectively use her body’s emotional/visc- complexity, even more when clinical implications of neu-
eral information and thus has many difficulties, ropsychoanalysis for non-neurological patients begin to
especially in interpersonal relationships. From the neu- be explored.
ropsychoanalytic viewpoint, the authors argue that a Many clinicians who have studied neuropsychoanaly-
foundational problem for the patient concerned her tic topics claim that it has changed how they work with
impoverished ability to “mentalize interoception” (Foto- patients. Documenting those modifications is essential
poulou & Tsakiris, 2017). The authors explore research at this stage. One avenue is through clinical case
about how predictive coding is used not only in extero- reports. What happens with a particular case may
ception – perception of the outside world – but also in share some features with other cases. However, clini-
interoception. They focus on the essential role intero- cians are aware that all cases are unique. Freud heavily
ception plays in the elaboration of emotional experience relied on case reports to develop his theory. He con-
and subjective awareness, and how the process of men- sidered psychoanalysis to be a research method in
talizing interoception can facilitate treatment. The itself, as every session with a patient was a way of explor-
authors present their neuroscience model and describe ing the mind and its unconscious quality. The latter is
how it informs their clinical theory. In the clinical presen- distinctive of psychoanalysis. However, publishing per-
tation they observe the patient’s unconscious, unrepre- sonal details revealed during psychoanalytic sessions is
sented emotional states including transferences to the a delicate matter, as it involves disclosing sensitive infor-
therapist and utilize their model of understanding to mation about the patient and the analyst/therapist.
organize their interventions. The authors present close Hence, the aims of writing a clinical case report should
observations of the interactions often in the form of be clear for authors. It is not a decision that can be
“he said/she said” vignettes from different points of made lightly. To understand how clinical materials may
the treatment to demonstrate how the patient represent an ideal opportunity to contribute to the gen-
changed as a function of their interventions. They eration of knowledge, this brief essay attempts to dis-
make a clear argument for how neuroscience research tinguish the contributions of case reports and to
has altered their approach to the patient. advance ideas to conduct research through case study
Duquette and Ainley’s paper can serve as an example materials.
of successful bridging of the neuroscience-psychoanaly-
sis gap. The goals of a neuropsychoanalytic case write-
The question of psychoanalysis and science
up of the non-neurologically impaired patient include:
An exercise that any potential author can resort to is to
1. Laying out the neuroscience information that is new imagine themselves as the case to be presented. What
or relevant. should be considered a strong reason for accepting
2. Articulating how knowledge of neuroscience informs the disclosure of such personal information? Probably
the technique and clinical interactions. the clear identification of the contribution that the
3. Presenting clinical vignettes or an entire case presen- case material can make. For neuropsychoanalysis, the
tation to illustrate the how technique or understand- only way to identify the way it is changing psychoanaly-
ing changes with this neuroscience information. tic practice is by looking at the clinical situation. Whether
we are trying to apply a method designed to work from a
vcbarry@gmail.com
neuropsychoanalytic perspective or we are trying to
identify spontaneous modifications to eventually
design new methods, a systematized revision of our
Research in neuropsychoanalysis: case study
technique is essential.
materials
Any presentation of single case materials opens the
Daniela Flores Mosri discussion about the scientific status of psychoanalysis,
which has been questioned precisely because of its
methods of data collection and reporting. Freud’s case
Introduction
reports, as most clinical case reports do, refer to one par-
Research in any field of knowledge is difficult ticular context shared by two people that is impossible
for different reasons. However, research in to replicate. Furthermore, Freud sometimes wrote
NEUROPSYCHOANALYSIS 187

about cases he did not even treat himself (e.g. Hans or When some clinicians study the contributions of neu-
Schreber). He generalized the knowledge he inferred ropsychoanalysis, they feel that their clinical work
from a unique experience, most of the times without changes. One of the most widespread examples relates
reporting the case materials. As many authors in psycho- to Panksepp’s affective neuroscience and its seven basic
analysis have followed Freud’s method, there are numer- emotion systems (Panksepp, 1998), upon which Solms
ous analytic case accounts that report single isolated has proposed a clinical approach. Another example is
experiences. While these are useful, few attempts to the identification of several memory systems and their
describe a sample and analyze data derived from different roles. If the claim that clinical work has
similar case reports have been made. Kandel (1999) changed because of the influence of neurobiological
warned us that the method based on clinical case knowledge, then we must conduct research of the clinical
reports had probably exhausted its investigative poten- situation. We believe that single case reports provide valid
tial. He underscored the inevitable bias of the clinician as pieces of data, that can then be considered in the aggre-
an observer and claimed that the psychoanalytic situ- gate and further tested. The critique is that a case report is
ation is not a sufficient basis for a science of mind. not proper research, as it is subjective and, hence, biased.
Kandel also highlighted the need for testing psychoana- Nevertheless, it can be argued that all types of research
lytic concepts as an attempt to save psychoanalysis from are vulnerable to biases because they are conducted by
going into a deep crisis against the preference for short- people and their very subjective perspectives. To
term treatments based on particular objectives. These mention two brief examples, take the case of Olds and
critical problems in psychoanalysis are also highlighted Milner’s (1954) findings on what they called the reward
by Popper’s idea that psychoanalysis cannot be system of the brain; their observations of the electrical
falsified and is therefore not a science (Popper, 1963). self-stimulation behaviors of rats made them think they
Is the status of psychoanalysis as a science important? were looking at the pathways of pleasure in the brain.
If so, why would it be important? These questions When Panksepp (1998) studied this same circuit as the
have been discussed by many authors (e.g. Grant & SEEKING system, a whole new interpretation of the orig-
Harari, 2005; Grünbaum, 1979; Kächele et al., 2009; inal findings resulted in understanding a basic emotion
Solms, 2018). system and its instinctual character. Subsequently, this
Some people find Kandel’s statements offensive to perspective enabled important advances in comprehend-
psychoanalysis. Nonetheless, what he was trying to do ing closely related topics, such as addiction (e.g. Flores
was the opposite of an offense; in order to strengthen Mosri, 2017, 2019, 2021b). A second example is Allan
the crucial contributions of psychoanalysis, Kandel Hobson’s work on sleep and dreams (McCarley &
suggested testing its concepts, particularly while Hobson, 1977). As dreaming is more likely (but not exclu-
relying on knowledge from biology. Such an endeavor sively) to occur during REM sleep, Hobson equated REM
represents an enormous challenge that neuropsychoa- with dreaming and disregarded Freud’s dream theory
nalysis has readily taken. But some still ask why psycho- by asserting that dreams have no motivation and no
analytic theory and technique would need to be tested. meaning. Solms’ work (1997, 2000) on the topic provided
Should neuropsychoanalysis aim to give psychoanalysis a different approach, as he found errors in Hobson’s
a scientific status? These questions cannot be answered interpretation, and instead made a case for dreams
without considering that there are reports of many suc- being associated with motivation because of the brain
cessful treatments conducted without the knowledge regions that tend to be highly active in dreaming, some
derived from testing psychoanalytic principles or from of which correspond to the SEEKING system. Personal
neurobiology. biases may have led Hobson to distort and ignore data
Diverse opinions regarding these essential matters that were available at the time he published his con-
related to psychoanalytic theory and practice are valu- clusions. The latter does not diminish the value of
able. Considering the reasons of those who oppose Hobson’s contributions, but rather is a reminder of how
and those who express excitement regarding appli- any method is vulnerable to our personal biases. In
cations of neurobiological knowledge in the clinical situ- both examples, it is also possible to conclude that the
ation is equally important. However, there is a high and right observations were made. Overall, then, I suggest
optimistic expectation that the more knowledge we that case presentations are not unique in being subject
have, the better our work. Taking neurobiological to bias, since all research may be biased. We can try to
findings into account can enhance our comprehension control those subjective tendencies, but we will probably
of what happens during the treatment and become fail. Hence, clinical case materials can still be valued as
valuable information that helps to gradually understand powerful sources of knowledge if our subjective ten-
the laws that govern the mind. dencies are acknowledged instead of ignored.
188 D. FLORES MOSRI ET AL.

Research through case presentations: Addressing materials is that they come from the spontaneous
the difference between case reports and case context in which they happen, in this case, the clinical
studies situation. Depending on the aims of the research, clinical
materials can be recorded, filmed, or documented
After covering some of the potential critiques of the suit-
through notes of the sessions. Next, a report of the infor-
ability of case presentations, the basic differences
mation is written in the best format to respond to the
between a case report and case studies should be
research aim, e.g. vignette, biography or clinical
addressed. Even when the terms can be used indistin-
history. Once the clinical material is ready, an analysis
guishably, there is a relative consensus in the literature
of information should be conducted. Clinical reports fre-
suggesting that a case study entails more complexity
quently take qualitative analyses, for example, by using
than a case report (Alpi & Evans, 2019). The psychoana-
categories. However, quantitative analyses can also be
lytic case report has often not been considered aca-
used. What results from qualitative analyses are hypoth-
demic because of a lack of agreement about
eses. As tempting as generalizing clinical observations
theoretical and clinical issues (Kächele et al., 2009).
may be, clinicians should be reminded of the singularity
When different clinicians look at the same case, they
of case study materials. This aspect does not lessen the
spontaneously think of the materials from their pre-
value of the different qualitative methods used for
ferred perspective. While the latter keeps the richness
case studies; it rather stresses the importance of
of different points of view, it also means that no
knowing what type of conclusions can be made from
general conclusions can be drawn from that material.
this sort of research. A hypothesis will require further
Clinical case reports thus are excellent for illustrating
testing through other methods that generate results
concepts and to express personal opinions, which at
(e.g. quantitative/experimental). A rich discussion of
that level, do not require further exploration. It can
both hypotheses and results should acknowledge limit-
become problematic when those opinions are used as
ations and suggestions for further research on the topic
general principles which would require to be tested
to promote knowledge.
using research methods. Case studies can thus
A final reminder about the complementary aspects
respond to the need to take the case report up to a
of quantitative and qualitative methods. Quantitative
research context that considers both the clinical and
methods test hypotheses by using a controlled situ-
the scientific aspects (Crowe et al., 2011; Kächele et al.,
ation and they produce results. Qualitative research
2009).
projects are suitable for comprehending and interpret-
The clinical explorations of neuropsychoanalysis can
ing the results that quantitative research produces. The
benefit from case reports describing treatments as
resulting hypotheses then will need further testing,
seen from this perspective without the need to
restarting the cycle. In sum, neither method is better
conduct research on a specific topic. If also addressed
than the other; they serve different aims that can
as research, case study materials can be used to properly
also be complemented by assessing the proposed
investigate the clinical situation and contribute to the
theory that comes from different types of research
development of theory and technique.
projects.
As a source of research data, the basic aspects of case
presentations can be briefly reviewed. A research project
needs a problem and/or a question to be solved; in this
Conclusions
case, the source is the clinical situation. Some examples
of clinical problems in need of further investigation may Clinical case materials should be used with extreme
include corroborating or refuting concepts, testing caution. All personal and sensitive materials should be
suggested clinical models, and proposing alternative reported and published only if they have a clear aim,
explanations to particular observations, amongst e.g. to conduct research on a particular topic. The clinical
others. Once the problem is described, the pertinent lit- applications of neuropsychoanalysis represent a chal-
erature should be thoroughly reviewed in order to docu- lenge of enhanced difficulty that requires much research
ment the problem and/or question. The project should (Flores Mosri, 2021a). Case studies are a suitable way to
then be designed using the most suitable method; if a produce related hypotheses. Any author can expect to
case study is selected, it should be clear why it is the find limitations and errors in their work. If acknowledged,
best option. Either quantitative or qualitative methods they can only mean progress, as it guarantees that they
can be appropriate for case studies. Research can be will become new research problems that provide research
based on a single case or multiple case studies. One of in neuropsychoanalysis with relevant input.
the outstanding advantages of collecting observation
dannmos@yahoo.com
NEUROPSYCHOANALYSIS 189

Note Chalmers, D. J. (2006). Nine phenomenal concepts and the expla-


natory gap. Phenomenal concepts and phenomenal knowl-
1. I refer to Freud’s paper (Freud, S. (1905 [1901]). “Frag- edge: New essays on consciousness and physicalism, p. 167.
ment of an Analysis of a case of Hysteria.” In Coetzer, R. (2017). The notebook of a new clinical neuropsychol-
J. Strachey (Ed.), The Standard Edition of the Complete ogist. Routledge (T&F).
Psychological Works of Sigmund Freud (Vol. 7, pp. 3– Crowe, S., Cresswell, K., Robertson, A., Huby, G., Avery, A., &
122)). London, UK: Vintage The Hogarth Press and the Sheikh, A. (2011). The case study approach. BMC Medical
Institute of Psycho-Analysis) as Dora’s case. Page Research Methodology, 11(1), 100. https://doi.org/10.1186/
numbers in brackets refer to this paper. 1471-2288-11-100
Damasio, A. (2018). The strange order of things: Life, feeling, and
the making of cultures. Pantheon Books.
Disclosure statement Dilthey, W. (1985). Poetry and experience (Vol. 5). Princeton
No potential conflict of interest was reported by the author(s). University Press.
Duquette, P., & Ainley, V. (2019). Working with the predictable
life of patients: The importance of “mentalizing interocep-
ORCID tion” to meaningful change in psychotherapy. Frontiers in
Psychology, 10, 2173. https://doi.org/10.3389/fpsyg.2019.
Daniela Flores Mosri http://orcid.org/0000-0003-3126-8344 02173
Iftah Biran http://orcid.org/0000-0001-5205-4586 Edlow, M. (2014). Injured brain, injured self: Psychodynamic treat-
ment of a patient with epilepsy. Neuropsychoanalysis, 16(2),
139–147. https://doi.org/10.1080/15294145.2014.963827
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