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Mechanical Properties of Rockfill and Gravel Materials by Marsal 1969
Mechanical Properties of Rockfill and Gravel Materials by Marsal 1969
Mechanical Properties of Rockfill and Gravel Materials by Marsal 1969
https://www.issmge.org/publications/online-library
R. J. M a rsa l
Comisión Federal de Electricidad
Asesoría Técnica
R ó dan o No. 14, 5o. Piso
M é xico 5, D.F., M é xico.
M IN U TE S OF S P E C IA L TY S E S S IO N N° 13 r ia r t , S u b - D ir e c t o r G en era l of th e C o m is ió n
F ed era l d e E le c t r ic id a d (C F E ), op en ed th e
Th e S e s s io n to o k p la c e in tw o p a r ts , on S e s s io n . H ir ia r t r e fe r r e d to th e d e v e lo p
•the 2 7 th and th e 2 8 th A u g u s t, fr o m 1 4 :3 0 m en t o f th e d e s ig n and c o n s t r u c tio n of
to 1 7 :3 0 h ou rs. O ne h u n d r e d and fiv e mem e a r th and r o c k fill dams in M e x ic o , w ith
b ers r e g is te r e d , o f w h ic h 90 a t t e n d e d , ap e m p h a s is on th e e v o lu tio n of s tu d ie s on
p r o x im a te ly . A b ou t a yea r b e fo r e th e C on g r a n u la r m e d ia c a r r ie d o u t b o th by th e CFE
fe r e n c e , th e O r g a n iz e r in v ite d th r o u g h th e and th e S e c r e t a r ía de R ecu rs os H id r á u lic o s
S p e c ia l B u lle tin and b y p ers on a l com m u n ica (S R H ). Th e s econ d p a rt of th e S e s s io n , on
t io n s to th o s e in t e r e s te d on th e s u b je c t, Au gu st 20, was p reced ed by a b r ie f ta lk by
to p res en t b r ie f c o n tr ib u t io n s on th e m e P r o f. A. C a s a g r a n d e , r e la tiv e to th e gen er
c h a n ic a l p r o p e r tie s of r o c k fill and gra vel al r e c o m m e n d a tio n s fo r m u la te d b y h im in
m a te r ia ls . S ix p a p ers w ere r e c e iv e d p r io r 19 60 fo r te s tin g r o c k fill s p e c im e n s (m a x
to th e m e e tin g and th e y w e r e p u b lis h e d as imum p a r t i c l e s iz e 20 c m ) , w h ic h w ere th e
p r e - p r in ts ; th e s e w ere sen t to p r e - r e g is - o a s is fo r th e d e s ig n of th e tr ia x ia l com
te r e d m em b ers on J u l y 1969. W ith m in o r mo p r e s s io n a p p a r a tu s b u ilt by th e CFE (s p e
d ific a tio n s to im p r o v e p r e s e n ta tio n , th e y c im e n s on e squ a re m e te r in cros s s e c t io n
a re rep rod u ced in th e rep ort on th e S p e and 2 .5 0 m h ig h ) , at p res en t in o p e r a t io n
c ia lty S e s s io n N° 13 (c h a p te r 2, C o n t r ib u at th e In s titu te of E n r ig e e r in g of th e U n i
tio n s ) . F or r e fe r e n c e p u rp os es , th is rep ort v e r s id a d N a c io n a l A u tón om a d e M é x ic o (U N AM ).
w ill be d e s ig n a t e d w ith th e in itia ls S S 13 Th e E n g l is h v e r s io n of th e a d res s by F. H i
to w h ic h a n u m b er s e p a r a te d by a dash w ill r ia r t is in c l u d e d in c h a p te r S S 13-3.
be a d d ed to in d ic a te th e c o r r e s p o n d in g
c h a p te r . T h e o r e tic a l M o d e ls . Th e fir s t p a rt of th e
S p e c ia lty S e s s io n was s ta r te d w it h p r e s e n t
In Ju n e 1969, th e O r g a n iz e r m a il e d to a tio n s by T a k e o M oga m i a n d Raú l J. M a rsa l
th o s e p r e - r e g is te r e d a le tte r o u tlin in g on th e th e o r e tic a l m o d e ls th a t th e s e re
th e p roced u re fo r th e S p e c ia lty S e s s io n . s ea rch ers c o n s id e r a d e q u a te fo r th e in t e r
S ix to p ic s w ere s e le c te d , th r e e fo r d is p r e ta tio n of th e b e h a v io r of g r a n u la r me
c u s s io n a t ea ch m e e tin g , as fo llo w s : d ia . T h e ir a p p roa ch es h a ve in common th e
th e o r y of p r o b a b ility , but th e fu n d a m e n ta l
P a rt I P a rt II v a r ia b le s u n d er a n a ly s is a re d iffe r e n t. M o
ga m i fo c u s e s h is a tte n tio n on th e p r o b a b i
T h e o r e tic a l m o d e ls T e s tin g e q u ip m e n t lis tic d is tr ib u t io n of th e v o id r a tio , a
In d e x p r o p e r tie s S h ea r s tr e n g th p a r a m e te r w h ic h he c o r r e la te s in a s im p le
P a r tic le b rea k a ge C o m p r e s s ib ility m a n n er w it h th e a n g le of in te r n a l fr ic tio n
of th e m a te - i a l . On th e o th e r hand, M a rsa l
S evera l res ea rch ers and e n g in e e r s w ere rega rd s as e s s e n tia l th e s tu d y of c o n ta c t
in v ite d to s u b m it w r i t t e n d is c u s s io n s w ith fo r c e s b e tw e e n th e p a r tic le s ; th r o u g h th e
in th e a b ove m e n tio n e d to p ic s . In res p on s e, n u m b er of g r a in s p er u n it of to ta l a rea
t h i r t e e n d i s c u s s io n s w e r e r e c e i v e d b e f o r e and th e n u m b er of c o n ta c ts p er p a r tic le ,
th e C o n fe r e n c e a n d som e p a r t i c i p a n t s s u b he e s t im a t e s th e a vera ge v a lu e and th e coef
m itte d s u m m a r ies of t h e ir p r e s e n ta tio n s fic ie n t of v a r ia tio n of th e c o n ta c t fo r c e s ;
d u r in g th e S e s s io n . T h is m a te r ia l c la s s m oreover, M a r s a l c o n c lu d e s th a t e f f e c t i v e
ifie d by s u b j e c t s —a p p e a r s in c h a p te r 3, s tr e s s e s in a d is c r e te b od y a r e v a r ia b le s
W r itte n D is c u s s io n s . w it h a n orm a l s ta tis tic a l d is tr ib u t io n . S e
v e r a l c o n c e p ts w e r e c l a r i f i e d b y th e a u
O p e n in g of th e S e s s io n . M r. F er n a n d o H i- th o r s a t th e r e q u e s t o f m em b ers o f th e a u
499
S P E C IA L T Y SESSION 13
dience; their written presentations appear Particle Breakage. Kenneth L. Lee present
in SS13-3. ed evidence of the effects of the grain
size distribution and the stress level on
Index Properties. Characteristics such as particle breakage, through anisotropic com
those deriving from the grain size distri pression tests run in a triaxial apparatus.
bution (effective diameter and coefficient He also mentioned the results obtained in a
of uniformity), are regarded as aceptable device similar to that used in the Los A n
for a partial description of the granular geles abrasion test, concluding that break
mass and are used by various investigators. age is larger when the size of the part
However, John Lowe III pointed out that icles increases. In addition, Lee referred
D. H. Burmister, approximately fifteen to the importance of particle breakage on
years ago, introduced the parameter C, ob the selection of soils to be used in fil
tained from the straight line best fitting ters, since breakage changes one material
the grain size curve and that, in his opi into another. This information is shown in
nion, can be useful for establishing cor the written discussion presented by Lee in
relations with the mechanical properties SS13-3.
(SS13-3). Lowe mentioned that in order to
determine the shear strength of the rock- Marsal proposed a simple test to deter
fills for Tarbela dam in Pakistan, Burmis- mine the variation of the load which causes
ter's parameter C was being used. The prin grain crushing as a function of the average
cipal aim is to test in triaxial compres particle dimension, taking into account not
sion a material with a grain size distri only the characteristics of the rock, but
bution that reproduces to scale the cha also the loading conditions (bending, shear,
racteristics of the actual rockfill. This etc.) and the grain defects (see SS13-3) .
observation promoted an interesting dis Test results are best fitted with a func
cussion on the variables affecting cer tion of the form Pa = trj d^, in which Pa is
tain properties of granular materials, the the crushing load, Tj and A characteristics
following two tendencies being observed: of the rock, and dj^ the average dimension
1) For a rock with a given shape and angu of particles. This formula coincides ap
larity of the grains, the problem is solv proximately with the equation derived bear
ed by reducing to scale particle sizes; ing in the mind the effects of stress con
and 2) grains are affected by other fact centration in the contacts (Joisel) and the
ors such as particle breakage, thus the theory on the propagation of cracks in a
above mentioned criterion is not suffi solid with defects (Griffith).
cient. For the first group, the relative
density of the material is the determinant About the question of how to measure
factor in substantial changes of shear particle breakage, Lee indicated that the
strength; on the other hand, for the second ratio of the initial d ^ to the final d^g,
group, the grain size distribution and the is an adequate and simple parameter for
quality of the rock constitute the main this purpose. Marsal described the proce
characteristics, in view of their implica dure he uses to estimate particle breakage,
tions in particle breakage which in turn based on the sum of positive differences
influences both the shear strength and the between the initial and final percents re
compressibility of the material. This sub tained in the various sieves'of a standard
ject was again reviewed by A. Bishop and series; in addition, correlations between
A. Vesic when discussing the shear strength the parameter thus defined (B) and the
of gravels and sands. stress level, void ratio and dry unit
weight of the material were presented. Re
On the desirability of carrying out sults of tests carried out by both Lee and
tests to determine the soundness of the Marsal are shown in SS13-3. It was pointed
rock components of a rockfill, it was out that according to the formula proposed
agreed that abrasion tests (Los Angeles) by Marsal, the crushing load of the grains
and water absorption tests can be useful increases appreciably with the average di
to judge the quality of the material and mension, since the exponent A varies be
it is anticipated that as more informa tween 1.2 and 1.0 for the rocks tested;
tion becomes available, it will be possi this apparently contradicts the results on
ble to establish practical criteria for particle breakage obtained in compression
the selection of rockfill and gravel mate tests. Marsal explained that actually there
rials. However, Lowe and Marsal are in is no contradiction, since contact forces
clined to consider other types of tests grow as a function of the square of d,,, (see
(unconfined compression, tension, crush discussion in SS13-3).
ing of particles) as more direcly connect
ed to the mechanical behavior of the rock Testing Equipment. In the second part of
grains.
5 00
R O C K F IL L A N D G R A V E L
the Specialty Session, based on the expe carried out with quartz, feldspar, calcite
rience of the first meeting the day be and chlorite fragments of various sizes
fore, it was decided to free participants produced by crushing in a ball mill; the
to present their information, treating si finest material tested had d, = lit . The
10
multaneously several of the topics select influence of several variables on the shear
ed. However, the previously established strength was investigated, namely: particle
order was kept for this report. size, grain shape, relative density and
saturation. Corresponding experimental data
Clarence Chan described the rockfill are shown in Vesic's contribution included
testing equipment installed at the Univer in SS13-3. He also provided evidence sup
sity of California, the way the specimens porting the conclusion that the residual
are prepared, the type of membrane and the shear strength depends only on the void
devices used to measure stresses and de ratio at failure.
formations (SS13-3). In his presentation, A. W. Bishop briefly described tests on
A. Bishop briefly s'howed the character gravel and equipment developed at Imperial
istics of the triaxial apparatus built at College since 1948, the latest apparatus
Imperial College for the testing of gra being a triaxial cell for testing specimens
vels. A. Vesic referred to the high pres 12 in. diameter under a maximum confining
sure tests run with sands and pointed out pressure of 600 psi. Results of tests run
the advantages of the equipment used at in this device were compared with those ob
Duke University's laboratory in order to tained in a standard cell for specimens 1* 5
induce axial strains larger than 20 percent, in. diameter. Three materials were used,
by reducing friction at the base and cap of namely: mudstone, gneiss and chert particles.
the specimen. Mention was also made of the In order to test the first two materials in
triaxial apparatusses used by the U. S. the above mentioned triaxial cells, the gra
Corps of Engineers and the U. S. Bureau of dations were scaled. After comparing shear
Reclamation, both for 12 in. diameter strength envelopes for the mudstone and
specimens. Simple shear devices built at gneiss samples, and in view of uncertain
the University of Tokyo, Japan, at the Uni ties in the determination of relative den
versity of Liege, Belgium, and at the sities, Bishop decided to use the rate of
VODGEO Research Institute, USSR, are des dilatancy at failure ) , as a
cribed by T. Mogami, A. Fagnoul, and A. A. basis for comparison of test results. A
Nitchiporovich in their respective present plot of $ vs ^ e v/ values obtained for
ations in SS13-3. Facilities available in several materials, shows that points fall
Mexico for testing rockfill specimens were within a narrow band, although particle
shown to Conference members that visited breakage was important at high pressures.
the Institute of Engineering, UNAM. The speaker referred also to the effect of
D/dm a x , D being the diameter of the specimen
Shear Strength. J. Kerisel was invited to and dm a x , the maximum particle size, and to
discuss on relationships between shear the influence of grain breakage on the di
strength and index properties. In his opi latancy of samples made of chert particles
nion, the parameters d^Q and Cu are not of tuberous and rounded shape.
sufficient to characterize the material,
thus being necessary to take into account The Organizer had invited H. B. Seed to
the maximum particle size d^0 0 . Based on discuss on shear strength of rockfill sam
results published by R. J. Marsal (1966 ples. In his absence, Clarence Chan present
and 1967) of triaxial compression tests ed information which was obtained at the U^i
carried out on El Infiernillo silicified versity of California Rockfill Testing Faci
conglomerate and granitic gneiss from Mica, lity. Tests have been run in 2.8, 12 and 36
Kerisel concludes that the shearing in. specimens. Initially, in order to check
strength increases for decreasing maximum the large scale equipment, Monterey sand
particle size, the coefficient of uniform specimens of the three sizes mentioned were
ity being kept constant. This conclusion tested. The modelling technique consists in
is not in agreement with the information adopting a parallel displacement of the gra
presented by T. Mogami(SS13-3), who cor dation curve. The speaker showed data of
relates parameter k of the formula s i n ^ three rockfill materials (Pyramid, Oroville
= * ■. with the coefficient of uniform and Napa Basalt) , tested under a maximum a~^
ity; in this equation, <fi is the angle of of 650 psi. For Pyramid Dam material, the
internal friction measured in direct shear shear strengths obtained in 12 and 36 in.
tests and e is the initial void ratio. diameter specimens are very close. Similar
results were found for the Oroville material
A. Vesic presented results obtained in and the Napa Basalt (SS13-3). The <fi -value
testing granular materials under confining does not decrease for c r higher than 350
pressures up to 50000 psi. Tests were
501
S P E C IA L T Y SESSION 13
psi; thus, the envelope tends to become
and particle breakage in granular media.
straight. A plot of <f> vs maximum grain
Such catalog does not exist at present and
size disclosed that it is feasible to ex
further research work on rockfill sam
trapolate laboratory tests to field condi
ples will be required before the engineer
tions, since there are only slight changes is able to estimate the shear strength and
in <p for particles over 2 inches and the
the compressibility of these materials,
changes are predictable. A comparison be
with fair confidence. From the discussion
tween triaxial compression and plain
on the above mentioned identification tests
strain results has been made only in small
it is concluded that the water absortion
specimens of Monterey sand. Little differ
and abrasion tests may be used to evaluate
ence was found for the loose state and for
the quality of the component rocks of the
high confining pressure.
material. On the other hand, it was agreed
Dana D. Leslie presented a brief account that the soundness test (ASTM C88) is of
of relationships between the shear strength, doubtful value for the purpose, while un
gradation and index properties of rockfill confined compression and particle breakage
materials, as determined in the triaxial tests can be useful. The geological evalua
apparatus of the U. S. Army Corps of Engi tion of the rock in a potential quarry,
neers (see SS13-3). Leslie emphasizes the particularly in relation to fracturing and
importance of 1) establishing a classifi other defects, is essential as a starting
cation system to correlate engineering pro point. In important projects, this evalua
perties and 2) carefully determining the tion can be supplemented with blasting
accuracy of the testing equipment in use. tests to predict approximately the behavior
of the rock upon explosive action.
Questions by Lowe, Webster, Poulos and
Fumagalli to the above speakers, as well as Representative Samples. One of the subjects
additional observations made by Mogami, attracting more attention during the Session
Brauns, Ramirez de Arellano and Marsal, con was the "scale effect" on the shear strength
tributed to the discussion on shear strength. of granular media. The subject was covered
when discussing index properties, afterwards
Compressibility. Due to lack of time, it was in connection with particle breakage, and
not possible to cover this subject during more extensively, in the presentations on
the Session. Several participants referred shear strength. There are some doubts about
to it while discussing particle breakage. the value of results obtained with various
Undoubtedly this aspect is of great inter equipments, including those capable of test
est for its practical implications. Written ing large size specimens, because even in
contributions on this topic were presented the latter, it is not possible to include
by E. Fumagalli and R. Floss (SS13-2 and 3) . the largest particles and reproduce character,
istics of rockfill materials currently been
COMMENTS BY THE O RG AN IZ E R used. Moreover, the costs of construction
and operation of such devices, make in many
The Organizer present here his comments cases prohibitive the direct determination
on the more relevant aspects discussed in of the mechanical properties of rockfills.
the Session. It is not intended to be a com Hence, the trend to study representative
plete evaluation of information discussed samples in devices of smaller dimensions.
but rather an effort to orient studies on
the selection of materials, scale e f t c c t £ But, how to "model" a rockfill with frag
and compaction. In addition, short notes ments varying in dimensions between 1 cm and
are included on the contributions submit 2 m? Even when the void ratio and the grain
ted to the Session, a list of the written size distribution in the field are known,
discussions and brief impressions on the there are other factors affecting the beha
development of the Session. vior of these materials which are not re
Selection of Materials. In order to decide produced in samples constituted by the same
which of the available materials to choose rock, with a grain size distribution having
in the preliminary design stage ot a part some similarity with that of the prototype
icular job, the performance of simple tests (for instance, with the same coefficient of
to enable the identification with respect uniformity) and in which by some ingenious
to a catalogue of typical materials is re procedure, the shape and angularity of the
quired; these materials have to be class particles have been duplicated. Among the
ified on the basis of intervals of index most significative factors are: 1) the de
values and the corresponding orders of mag fects in the particles, and 2) the law of
nitude of the pertinent mechanical proper variation of the granular interaction (con
ties. K. L. Lee commented on the parallel tact forces) as a function of the respect
ism between Atterberg limits of fine soils ive acting stresses. They have a direct
502
R O C K F IL L A N D G R A V E L
The problem posed above in connection <pQ remains almost constant for value? of
with shear strength, is even more signifi D/dmax larger than 10. Pending a verifica
cant for the compressibility of the mate tion of the previous conclusions with fur
rial. This aspect becomes of paramount im ther studies on the subject, it is neces
portance for high dams, in which it is ne sary that the engineer know the details of
cessary to associate materials of widely the tests carried out with a given mater
different properties, such as clays, sands ial in order to estimate "scale effects"
and rockfills. The occurrence of differ described in this and the preceding para
ential settlements between the impervious graph, when selecting the strength para
core and the adjacent granular masses is meters to be used in the design. Note that
the cause of important changes in the stress both the reduced-to-scale-sample and the
distribution and can lead to cracking and specimen diameter-tQ-grain size factor may
displacements of the structure not antici give results that are on the unsafe side.
pated in the design. Lack of time prevent
ed the discussion of rockfill compressibi Compaction. Regarding the variables which
lity during the Session. have a larger influence on the shear
strength of a granular medium, taking into
Specimen Size. Another of the "scale ef account "scale effects" discussed above,
fects" discussed during the Session, is re conclusive evidence was presented that
lated to the influence of D/dma in the compaction is always beneficial, its
shear strength, in which D ism tfie minimum effects being of less importance above a
dimension of the specimen and d is the certain stress level beyond which the ma
. , . max
maximum particle size. Some researchers terial undergoes appreciable particle
sustained that the effect of D/d,pax is im breakage, or else, does not exhibit dila-
portant, while others felt that it is of tancy at failure. On this aspect, A.
little significance. Actually, the first Bishop presented experimental information
ones based their position on results of of several materials for which well de
tests carried out with specimens having a fined linear correlations exist between
D/dmax ratio smaller than 6, and the second shear strength in triaxial compression and
group operated with values of 10 or the rate of dilatancy at failure f ^ e v/ ^ e a )
larger. From the discussion it is concluded This fact concurs with the results of
that the variation of, for instance, the triaxial tests (compression and extension)
angle of inclination of the straight line on rockfills run at the Institute of Engi
tangent to Mohr's failure circle and pass neering, UNAM, and confirms that the Mohr
ing through the origin ( <fiQ ) in terms of envelope is curved in its initial portion;
503
S P E C IA L T Y SESSION 13
from a certain value of the normal stress apply the normal load; the rate of displace
onwards, the envelope becomes a straight ment during the tests was of 3 mm/min. The
line not concurring to the origin (Fig. 2). separation between the two halfs of the
shear box and its ratio to the maximum part
icle size, in this case 10 cm, is not indi
cated. Unfortunately, the reduced normal
load applied to the specimens ( c r ^ L . 4 Kg/cm^)
limits the applicability of this study.
504
ROCKFILL AND GRAVEL
50 5
S P E C IA L T Y SESSION 13
Marsal, R. J., "Large Scale Testing of Rock
fill Materials", Journal of the Soil Mecha
Marsal, R. J., "Plane Strain Testing of nics and Foundations Division, American
Rockfill Materials", Proceedins. Third Society of Civil Engineers, Vol. 93, No.
Conference on Soil Mechanics, Caracas, 1966. SM2, Proc. Paper 5120, March, 1967.
506