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DYBBUK AND MAGGID - Two Cultural Patterned of Altered Consciousness in Judaism - Yoram Bilu (Cambridge University Press, 1996)
DYBBUK AND MAGGID - Two Cultural Patterned of Altered Consciousness in Judaism - Yoram Bilu (Cambridge University Press, 1996)
http://journals.cambridge.org/AJS
Yoram Bilu
YORAM BILU
Introduction
For many years scholars of Judaism were reluctant to employ the analytic
tools distilled in anthropology for studying Jewish culture. One reason for this
reluctance was that the classical ethnographic field, consisting of a small-scale
tribal society with no written tradition, did not appear pertinent to the study
of the text-informed "great tradition" of Judaism. In addition, the notion
of comparative research implicit in most anthropological studies appeared
dubious to many scholars of Judaism, who were alarmed by the sweeping,
methodologically unfounded comparisons evident in the treatment of biblical
material by such precursors of modern anthropology as Robertson Smith and
Frazer.1 This methodological consideration was augmented by an emotional
unwillingness to equate the "primitive" religious systems of "savage" societies
with concepts and rituals pertaining to the oldest monotheistic religion.2
Over the years a more benign ambiance for cooperation and mutual
enrichment has been created by significant developments in both disciplines.
In anthropology, the comparative melange of nineteenth-century evolutionists
was refined by in-depth investigations in bounded cultural settings. Sorting
out the similarities and differences between "others" and "us" remained the
tacit agenda of most (though definitely not all) anthropological research, even
when it focused, as it usually did, on one particular cultural environment.
But this comparative venture has become more contextualized and defensible
methodologically. In addition, the settings studied, which in the formative
years of ethnographic fieldwork were limited to remote, preliterate societies,
were gradually broadened to include civilizations boasting "great traditions,"
like Buddhism and Islam.
The "text-context" division that separated anthropology from most hu-
manistic disciplines, including Judaic studies, came to be blurred as leading
anthropologists began to turn to these disciplines for inspiration and guiding
models. While the emphasis on context remained the trademark of modern
ethnography, the metaphor of culture as text gained prominence in the
anthropology of the 1970s. The practice of subsuming the ethnographic
enterprise under titles like "reading," "translating," "deciphering," and "in-
terpreting" cultural "scripts," "narratives," and "dramas" lucidly conveys
this textual-hermeneutic turn.3 The new paradigm contested the formerly
dominant mechanistic and organismic metaphors in anthropology and made
its discourse more congenial to scholars of Judaic studies.
A similar lowering of disciplinary thresholds has been noted in Judaic
studies in the growing readiness of scholars to move from text to context.
One recent example is the attempt by scholars of Jewish mysticism to
augment the dominant philological-historical research paradigm by analyzing
the phenomenological and behavioral layers of mystical phenomena.4 The
present essay seeks to contribute to this line of research by examining the
mystical phenomena of dybbuk (dibbuq) and maggid through analytic lenses
cultivated in psychological anthropology.
3. The most well known exponent of the culture-as-text paradigm is Clifford Geertz. See
his now classic collection of essays, The Interpretation of Cultures (New York: Basic Books,
1973); see also Goldberg, "Anthropology and the Study of Traditional Jewish Society," p. 5.
4. Moshe Idel, Kabbalah: New Perspectives (New Haven: Yale University Press, 1988);
Yehuda Liebes, "New Directions in the Study of Kabbalah," Pe'amim 50 (1992): 150-170
(Heb.).
DYBBUK AND MAGGID 343
8. Erika Bourguignon, ed., Religion, Altered States of Consciousness, and Social Change
(Columbus: Ohio State University Press, 1973); idem, Possession (Corta Madera, Calif.:
Chandler & Sharp, 1976).
9. Bourguignon, ed., Psychological Anthropology, p. 243.
10. This division is roughly parallel to possession and shamanism. See Luc De Heusch,
Why Marry Her? Society and Symbolic Structures (London: Cambridge University Press, 1981),
pp. 151-164.
11. Vincent Crapanzano, introduction to Case Studies in Spirit Possession, ed. Vincent
Crapanzano and Vivian Garrison (New York: John Wiley, 1977), pp. 1-40.
12. Michael Larnbek, "From Disease to Discourse: Remarks on the Conceptualization of
Trance and Spirit Possession," in Ward, Altered States of Consciousness, pp. 36-61.
DYBBUK AND MAGGID 345
13. I. M. Lewis, Ecstatic Religion: Anthropological Study of Spirit and Shamanism (Balti-
more: Penguin, 1971).
14. See De Heusch, Why Marry Her, p. 152.
346 YORAM BILU
18. Yoram Bilu, "The Taming of the Deviants and Beyond: A Psychocultural Analysis
of Dybbuk Possession and Exorcism in Judaism," Psychoanalytic Study of Society 11 (1985):
1-32.
19. Arnold M. Ludwig, "Altered States of Consciousness," in Altered States of Conscious-
ness, ed. Charles T. Tart (New York: Anchor Books, 1972), pp. 11-24.
348 YORAM BILU
The term dybbuk (dibbuq) was used in Jewish mystical circles to designate
a spirit of a dead person, a notorious sinner in his lifetime, that took temporary
possession of a human being, usually a female, by inhabiting her body.21 The
spirit announced his presence inside the victim in various ways. After striking
her down and committing her to violent convulsions, the spirit's strange
voice could be heard from the mouth of the possessed. His lewd and immoral
character was indicated by the forbidden acts of libidinal, aggressive, and
religiously subversive behavior that the possessed was compelled to commit.
Given this repugnant display, it is not surprising that dybbuk possession was
always conceived as an affliction or an illness and the possessing agent as
a foreign, dangerous intruder that had to be expelled. The uniquely Jewish,
culture-bound nature of the dybbuk was prominently expressed in the public
exorcistic ritual. The exorcist was always a revered rabbi who confronted
the spirit with various religiously informed measures used in a fixed, graded
order. Often the exorcism was performed in the synagogue and involved the
active employment of Jewish sacred paraphernalia by the congregants.
During the highly structured sequence of steps of the ritual, the spirit
was compelled to identify himself, to confess his transgressions during his
lifetime and disclose the heavenly penalty inflicted on him in retribution,
to specify his conditions for departure, to give his consent to leave through
a minor organ (usually one of the big toes), and then to depart for good.22
Judging from the reported cases, successful expulsion of the spirit was the
outcome of most exorcistic rituals.
Documented cases of dybbuk possession appear in Jewish sources from
the mid-sixteenth century to the first decades of the twentieth century. Only
mystically oriented communities, first Sephardic (in the Mediterranean basin)
and then also Ashkenazi (in Hasidic Eastern Europe), were exposed to the
phenomenon, and this selective distribution attests to the strong mystical
basis of the dybbuk phenomenon. The major kabbalistic doctrine underlying
dybbuk possession was that of gilgul, or the transmigration of souls, which
emerged in the twelfth century. In the late thirteenth century the doctrine of
transmigration was expanded to include the entry of a spirit into a living
person after he was born. This addition, designated ibbur ("impregnation"),
paved the way for the appearance of dybbuk possession. Specifically, it
contended that dybbukim were spirits of the wicked who, in retribution for
their mortal sins, were doomed to remain in limbo, exposed to ruthless
persecution, without even being allowed to enter hell, where their sins could
be eventually repented. The inhabitation of humans gave these tormented
spirits a temporary shelter as well as an opportunity (realized through the
intercession of the exorcist) to gain access to the world of the dead.23
The disappearance of the dybbuk in the first half of the twentieth century
was apparently related to the disintegration of the Jewish traditional centers in
Europe and the Middle East due to modernization, emigration, and physical
extermination.
In Jewish mysticism the term maggid was used to indicate a celestial
entity, usually an angel, who delivered mystical secrets to a kabbalist.
Unlike the relative uniformity of dybbuk possession episodes, the ways in
which maggidim revealed themselves to mystics were quite varied. Dreams
constituted a fertile ground for maggidic visitations, but no less common were
wakeful apparitions in which the kabbalist saw the heavenly messenger or
heard his voice, or both. Automatic speech and, to a lesser degree, automatic
writing were also means of maggidic revelation.
The maggid phenomenon could be seen as one chapter in a long-lasting
chain of prophetic revelations in Judaism which were related to diverse
celestial powers, from Ru 'ah Ha-Qodesh and the heavenly voice {bat-qot) to
Elijah the Prophet and the archangel Metatron.24 Historically, revelations of
23. Gershom Scholem, s.v. "Gilgul," Encyclopaedia Judaica (1971), vol. 7, cols. 573-577.
24. Joseph Dan, s.v. "Maggid," Encyclopaedia Judaica (1971), vol. 11, cols. 699-701.
350 YORAM BILU
25. According to various sources from the seventeenth century, Sefer ha-Meshiv ("The
Book of the Responding [Entity]"), a famous mystical compilation of maggidic revelations
and the techniques to obtain them, was written by Taytazak. See Moshe Idel, "Inquiries in
the Doctrine of Sefer ha-Meshiv" Sefiinot 17 (1983): 185-266 (Heb.); Gershom Scholem,
Kabbalah (Jerusalem: Keter, 1974), p. 67.
26. R. J. Zwi Werblowsky, Joseph Karo: Lawyer and Mystic (Philadelphia: Jewish Publi-
cation Society, 1977).
DYBBUK AND MAGGID 3 51
The obvious contrasts between dybbuk and maggid only seem to accen-
tuate their affinity and common template. They emerged—or more precisely,
appeared in written sources—at the same time and in the same area: in
the first half of the sixteenth century in the Sephardic communities of the
Mediterranean basin. Moreover, the two phenomena peculiarly converged in
the life histories of some prominent mystics of that era. Thus, Rabbi Joseph
Karo, whose heavenly mentor was the most well known in the history of
maggidim, was recently identified as the exorcist in the first documented
27. Gershom Scholem, Sabbatai Sevi (Princeton: Princeton University Press, 1973), pp.
645-647.
28. Meir Benayahu, "The Maggid of R. Moses Hayyim Luzzatto," Sefunot 5 (1961);
297-336 (Heb.).
352 YORAM BILU
case of dybbuk expulsion, which took place in Safed in 1545.29 In the same
vein, Rabbi Shlomo Alkabets, Karo's close friend, who in a detailed epistle
described the impressive manifestations of the latter's maggid, and who was
known to have a maggid of his own,30 was also the first witness to sign one
of the earliest reports of dybbuk exorcism, dated 1571.31 It is interesting to
note that the term dybbuk was first employed in the context of a specific
case of controversial maggid-like prophetic revelations. It was Rabbi Jacob
Emden, one of the fiercest opponents of the Sabbatean movement, who
described a Sabbatean prophet, Zaddok of Grodno, as "an ignorant rude man
. . . who in all probability was possessed by some dybbuk from the foreign
[demonic] beings, like all his deranged friends."32 Another Sabbatean prophet,
Rabbi Leib Prossnitz, who claimed to have enlisted Sabbatai Sevi and Rabbi
Isaac Luria as his maggidim, was compelled to admit, after having been
interrogated by the rabbinical authorities, that the source of his prophecies
was none other than a dybbuk in the guise of dog.33 Thus, it appears that
at a time of dispute, the boundaries between these seemingly contrasting
phenomena could become blurred. Maggidic revelations and prophecies, a
source of highly cherished mystical secrets and spiritual insights for the
believer, could easily be defamed by opponents and relabeled as negative
possession by a demon or a dybbuk.
Scholars of Jewish mysticism could not fail to notice the parallelism
between dybbuk and maggid. Scholem, who was not fond of psychological
analysis of mystical phenomena, nevertheless stated that:
29. Moshe Idel, "Jewish Magic from the Early Renaissance Period to Early Hasidism," in
Religion, Science, and Magic, ed. Jacob Neusner, Ernest S. Frerichs, and Paul V. M. Flesher
(New York: Oxford University Press, 1989), p. 108.
30. Werblowsky, Joseph Karo, pp. 19-21.
31. Nigal, Dybbuk Tales, p. 65.
32. Gershom Scholem, Researches in Sabbateanism (Tel Aviv: Am Oved, 1991), p. 575
(Heb.).
33. Yehuda Liebes, "The Author of the Book Tsaddik Yesod Olam—The Sabbatean Prophet
Rabbi Leib Prossnitz," Da at 2-3 (1978-79): 159-174 (Heb.)
DYBBUK AND MAGGID 353
34. Scholem, Sabbatai Sevi, p. 82. The italicized final sentence of the quoted passage does
not appear in the English version of Scholem's book and was translated from the Hebrew
original.
35. Idel, "Jewish Magic," pp. 107-108.
354 YORAM BILU
For the holy spirit can rest upon man... and this was the case with all prophets
. . . and the opposite is the case of Saul, where "an evil spirit troubled him."
Similarly man can be entered by another soul—a holy or an evil one—and
similarly we have seen demons or evil spirits entering men and troubling them.
. . . Similarly an angel may enter man and speak within him words of wisdom,
and this is what is generally called maggid.38
reported in amazement that "I do not know who speaks with me, and I neither
see nor speak but my lips are speaking and I hear the voice that proceeds
from them."43
The importance and central place of automatic speech in prophetic
revelations was manifested in various religious commentaries in which it was
argued that Moses and the other prophets used this method to communicate
with heavenly forces.44 Some kabbalists left us vivid descriptions of the
experience of automatic speech. Consider, for example, the excitement of
the author of Sha 'arey Sedeq ("The Gates of Justice"), a mystical text of the
thirteenth century, after he had experienced automatic speech: "And then,
some utterances came out from my heart and reached my lips, forcing them
to move. And I was worried lest this was a senseless spirit, but then I found
out that the talk was sagacious. And I came to the conclusion that this was a
wise-hearted spirit."45
Again, this self-testimony apparently constitutes strong evidence for the
presence of the speaking force within the body of the mystic. It seems that the
author's personal notion of automatic speech is consistent with Cordovero's
maggid-as-possession theory. A similar notion appears in the doctrine of
prophetic revelation of Nathan of Gaza, the prominent Sabbatean prophet and
Sabbatai Sevi's harbinger: "And then he [the prophet] sees the speech [sic] of
the prophecy in the form of letters protruding in front of him. . . . after that,
an angel is created [from these letters] and inhabits the body of the man who
sees this vision. And [the angel] utters through his [the prophet's] mouth the
letters that he had seen above him."46
Note that in this passage the phenomenology of prophecy and its inter-
pretation are confounded. The prophetic sequence, according to Nathan of
Gaza, begins with a visual message, more typical of nonpossesslon trance
than of possession trance, and ends with automatic speech. The mediating
link between these two sets of experience is a theory of possession. I
believe that this separation between theory and subjective reality reflects
an epistemological gap which is crucial for understanding the nature of the
maggid as an altered state of consciousness. Before further elaborating on this
gap (but in line with the argument that unfolds presently), it should be noted
that Rabbi Hayyim Vital contends in his Sha 'ar ha-Gilgulim ("The Gate of
Transmigrations") that the spiritual voice of the Divine cannot be heard by
the prophet because it lacks material dimensions. Hence, to be communicated
it must be embodied in the corporeal voice of the prophet.47
Does the embodiment of the spiritual voice in the human voice of the
prophet imply a possession trance state? The phenomenology of automatic
speech, so lucidly demonstrated in the above-cited passage from Sha'arey
Sedeq, leads me to a negative answer. The reflexive awareness expressed here
indicates that the individual identity of the kabbalist was far from abolished
in the course of automatic speech. In many of the reports, the trancer's ability
to be attentive to the utterances that his own lips generated and to process
them correctly was taken for granted. Furthermore, the state of automatism
did not involve dissociation strong enough to obliterate the recollection of
the messages thus delivered, as many mystics were able to remember them
long afterwards. Karo's ability to remember the messages that the maggid
delivered to him on Friday night, the preferred time for revelations, was
particularly impressive, since he could write them down only many hours
later, after the holy Sabbath had ended.
Thus, although maggidic revelations often involved automatic
speech—after all, this was the only way to hear the spiritual message of
the Divine according to influential kabbalists like Vital—and although the
phenomenon of automatic speech was often explained in terms of possession,
the boundaries between the trancer and his divine mentor were not dissolved.
The association with the maggid generally took the form of an encounter
in which the human and spiritual participants appeared as distinct entities.
Karo's maggid demonstrated this point by stating, "I am talking to you as
a man (would talk) to his friend."48 If we add to this dimension of clearly
demarcated interaction during revelation the persistence of the cognitive
attributes of reflexivity, attention, and memory, it seems that we cannot escape
the conclusion that phenomenologically the maggid is closer to nonpossession
trance than to possession trance.
The association of the maggid with nonpossession trance gains further
support when we examine other forms of maggidic revelation. Dreaming,
a state of altered consciousness sharing many affinities with nonpossession
in the room while taking his clothes off. Following a particularly frenetic
movement, he collapsed into a comatose state so deep that a physician was
called for and announced his death. Only then, to the surprise of all attendant,
was his voice heard from underneath the sheet that covered him, uttering
praises of Sabbatai Sevi.73 Another Sabbatean prophet, Rabbi Moses Suriel,
entered a trance in a stimulus-loaded setting.
And they [adherents of the Sabbatean movement] were sitting with him and
singing songs of praises for Sabbatai Sevi, and they were playing the harp and
other musical instruments. And in the midst of all that, Rabbi Moses would
start dancing like a young man, and in the middle of the dance he would fall
down as if he had contracted, heaven forbid, the falling sickness. After some
agitation he would commence talking. And they put a handkerchief on his face
. . . and he would disclose secrets.... And two scribes were sitting at his side,
quickly writing down every utterance he made.74
oriented rabbi or sage on the one hand, an ignorant woman or a young lad on
the other. The fact that the principal cultural option open to women in trance,
unequivocally negative, was conceived as an illness is a gloomy reminder
of female inferiority in Jewish traditional society. Note that in Judaism
negative possession did not undergo a transformation into the ceremonial
context of a possession cult, wherein possession is not stigmatized but
socially approved.76 In Lewis's terms,77 the dybbuk spirits were amoral,
and the peripherality of their carriers was objectified by the possession
idiom. Moreover, dybbuk possession left the victim as a passive object,
temporarily bereft of self-awareness and without self-control vis-a-vis two
external authorities: the possessing spirit who deprived the possessed of her
individual identity and the rabbi-exorcist who compelled the spirit to leave.
In the maggidic experience the trancer maintained his identity, reflexivity,
and individuality. Even if we espouse the possession theory of Cordovero and
accept that the angel inhabited the mystic when he spoke through his mouth,
we must concede that he did not eliminate his soul as in the dybbuk.
From a psychological viewpoint, it might be argued that the extreme
passivity of the possessed in dybbuk cases was nothing but a convenient guise
for rebellious acting out, amply manifested in the aggressive, sexual, and
grotesque behavior of the spirits. But this subversive aspect was confronted
and effectively eliminated by the exorcistic ritual, hi a dramatic series of
movements, the spirits were overpowered by the exorcists, confessed their
sins, and vividly reported the persecutions that were their lot in the afterlife.
In doing all this, the rebellious spirits were transformed into conservative
agents of the social order, promoting conformity and religious observance.
Paradoxically it was the positively evaluated maggid that had the potential to
become truly subversive, as the revelations initiated by him could facilitate
mystical innovations and stir messianic expectations. The recognition of this
subversive potential sometimes led rabbinic authorities to stigmatize such
revelations and excommunicate the mystics who were involved with them,
particularly in the post-Sabbatean era (e.g., Luzzatto).
Finally, after discussing the points of similarity between maggid and
nonpossession trance and between dybbuk and possession trance, I would like
to risk a speculation regarding the ecological variable that differentiated the
76. Yoram Bilu, "The Moroccan Demon in Israel: The Case of Evil Spirit Disease," Ethos
8 (1980): 24-39.
77. Lewis, Ecstatic Religion, p. 127.
366 YORAM BILU
Hebrew University
Jerusalem, Israel