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REFERENCES
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Introduction
actors as part of the taming of the Hobbesian state of nature. Norms are
derived from the mutual expectations of the actors and offer a means to
restrain behaviour to maintain the competition between them within
certain tolerable parameters. Their acceptance may result in the
exclusion of certain destabilizing methods of individual goal fulfilment
which may rely upon force or threat. In this sense, norms may influence
the conduct of foreign policy by limiting the choice of means to those
considered acceptable, and which would maintain the reciprocity of
ordered behaviour from which all benefit. Common norms are invoked
and are often taken for granted in the joint development of scarce
objects or resources and are inherent in any cooperative endeavour. An
implicit or explicit agreement on norms of behaviour is the first step in
the negotiation of international regimes regulating specific issue areas
for which they serve as a foundation. Norms also will allow parties to
negotiate their grievances and search for mutually acceptable solutions
on the basis of common understanding, without the resort to destructive
unilateral solutions.2
Norms are a product of an understanding that unrestrained
competition in a state of nature may increase the costs of obtaining
access to scarce resources. Small states are the beneficiaries of norms in
that an ordered environment will protect their rights of access against
stronger powers, which may otherwise be disposed towards the use of
force. Why should dominant states abide by norms when they may
obtain possession of contested resources by unilateral action? Norms
may work to the benefit of dominant states as well, when unilateral
action may raise the diplomatic and economic costs associated with the
acquisition of those resources to a prohibitive level. When dominant
states require the diplomatic and economic support of smaller states
over other issues, they become more careful about alienating them.
When smaller states are able to involve the international community by
portraying the issue as one affecting regional or global stability, unilateral
action becomes excessively risky. When dominant states themselves
are dependent upon the international community for economic benefits
unilateral action becomes irrational. Idealists imagine that the
propagation of norms alone would result in positive changes in the
behaviour of powerful states through an appeal to the consciences of
those responsible for foreign policy. The reality is usually otherwise.
The realization of the benefits of norms for these states comes as a
product of the frustration of the desire for unilateral action, when
periodic attempts to resort to unilateral solutions are perceived to have
unacceptable consequences. Dominant states may wrestle with the
temptation to impose their solutions over particular issues but once the
destabilizing results of their actions are understood, they may realize
the insistence that the dispute should be discussed bilaterally and not
multilaterally. Chinese Ambassador to the Philippines Guan Dengming
cautioned the Philippines about the U.S. and declared that third
parties should not interfere.51 Chinese representatives continually
warned ASEAN about involving the U.S. openly in the issue which
revealed their most immediate fears. At the ASEAN-China SOM in
Cha-am in Thailand, Senior Counsellor to the Ministry of Foreign
Affairs Yangi Yi warned ASEAN against military alliances with the
U.S.52 A change in the Chinese attitude could be noted. Malaysia's
Defence Minister Datuk Seri Najib Tun Razak declared after meeting
with his Chinese counterpart General Chi Haotian that China wanted
to change its image and that China should not be viewed as an enemy
or potential aggressor.53 China reached agreement with Vietnam over
several outstanding border issues, on 30 December 1999 over the land
border and on 25 December 2000 over the Gulf of Tonkin, over the
delimitation over the territorial seas and over fishing activities. The
South China Sea was left aside but the fact that China was receptive
to an agreement with the major claimant over other pressing issues
was indicative of an intention to reduce risks. The Chinese explanation
for this change lay in the adoption of the "new security concept"
which was first announced in 1996 as a Chinese version of common
security.54 It was then introduced into the ASEAN Plus Three meeting
in Brunei in August 2002 as the declaratory basis of China's foreign
policy and for relations with ASEAN in particular.55
Conclusion
The policy positions of major actors involve powerful domestic vested
interests and are not easily changed as the result of the propagation of
regulative norms alone. When vested interests perceive that they hold
a dominant position over an issue by reason of military power or sheer
size, it would be futile to imagine that they can be converted to an
acceptance of norms of behaviour, which would constrain their
advantage. Norms assume importance when repetitive efforts to assert
a favoured position meet with failure, or are perceived to be attended
by increasingly unacceptable risks. As the dominant state in the issue,
China has had little incentive to consider constraining norms in a
situation in which it has had the power advantage. The pursuit of
regulative norms in this situation where one state commands such an
obvious advantage over the others, where that state has limited
experience of observing international norms, and has a history of
resorting to power to promote its interests, demands respect for certain
diplomatic fundamentals. Above all, an imbalance in power should be
addressed, if not by the resort to external power then at least its
possibility, which would remove the temptation on the part of the
dominant state to seek gains by unilateral means.
China's shift from norm-defying to norm-affirming behaviour has
required the rectification of this imbalance in the way outlined above.
Chinese officials claim that ASEAN's links with external powers create
suspicions which prevent the conclusion of a code of conduct, which
China would be otherwise willing to sign. The code of conduct that
these officials envisage would be a Chinese imposition, however, one
which would give even less protection to ASEAN and which would
NOTES
1. Friedrich V. Kratochwil, Rules, Norms, and Decisions: On the Conditions of Practical
and Legal Reasoning in International Relations and Domestic Affairs (New York:
Cambridge University Press, 1989), p. 69.
2. Ibid, p. 70.
3. For developments before 1987 see Robert Rau, "Present and Future Maritime
Security Issues in the Southeast Asian and South China Seas", Contemporary
Southeast Asia 8, no. 1 (1986): 37-69; for an explanation of the legal issues see
Choon-Ho Park, "The South China Sea Disputes: Who Owns the Islands and the
Natural Resources?" Ocean Development and International Law Journal 5, no. 1
(1978): 27-59; Gerardo M.C. Valero, "Spratly Archipelago Dispute: Is the Question
of Sovereignty Still Relevant?" Marine Policy 18, no. 4 (1994): 314-44.
4. United States Information Service broadcast, 18 September 1992.
5. Allen S. Whiting, "The PLA and China's Threat Perceptions", The China Quarterly,
no. 146 (June 1996); "Treacherous Shoals", Far Eastern Economic Review,
13 August 1992; Chinese uses the term "survival space" or Lebensraum to
characterize the South China Sea, which included fuel for industry and food for the
people in the next century. The term "survival space" appeared in a military book
entitled, New Scramble for Soft Frontiers, by Lt Colonel Cui Yu Chen at the research
office of Chengdu military region. See Nayan Chanda and Kari Huus, "The New
Nationalism", Far Eastern Economic Review, 9 November 1995.
6. See Paul H.B. Godwin, "The PLA Faces the Twenty-First Century" in China's
Military Faces the Future, edited by James R. Lilley and David Shambaugh (New
York: M.E. Sharpe 1999), pp. 51-4; John Garver, "China's Push through the South
China Sea: The Interaction of Bureaucratic and National Interests", The China
Quarterly 132 (December 1992); Shee Poon Kim, "The South China Sea in China's
Strategic Thinking," Contemporary Southeast Asia 19, no. 4 (1998): 369-87.
7. See Rodney Tasker, "Calculating the Risk Factor," Far Eastern Economic Review,
5 May 1988; Straits Times, 17 March 1988, Bangkok Post, 7 April 1988.
8. Hong Kong, "Liaowang" 27 March 1989; SWB, 22 April 1989 [FE/0441/B2/5].
9. "Senior Officer Outlines China's Naval Ambitions," Far Eastern Economic Review,
16 April 1992.
10. Straits Times, 21 April 1992.
11. Sunday Times, 25 July 1993.
12. Duk-ki Kim, Naval Strategy in Northeast Asia: Geostrategic Goals, Policies and
Prospects (London: Frank Cass 2000), pp. 146-7.
13. Tai Ming Cheung, "Fangs of the Dragon", Far Eastern Economic Review, 13 August
1992.
14. Straits Times, 2 July 1992.
15. Harvey Stockwin, "China's Controversial Territorial Claim", South China Morning
Post, 8 March 1992.
37. The South China Sea Dispute: Renewal of a Commitment for Peace, ASEAN-ISIS
Memorandum no. 6 (Kuala Lumpur: ISIS, May 1995).
38. See "Joint Statement Republic of the Philippines-People's Republic of China
Consultations on the South China Sea and Other Areas of Cooperation",
9-10 August 1995, Department of Foreign Affairs, Manila; Straits Times, 12 August
1995.
39. Michael Vatikiotis, "Mixed Motives", Far Eastern Economic Review, 24 June 1993.
40. Nayan Chanda, "Divide and Rule", Far Eastern Economic Review, 11 August 1994.
41. Sunday Times, 20 August 1995.
42. Point 9 of the joint statement referred to the need "to maintain peace and security
in the SC Sea and to promote the settlement of disputes through bilateral friendly
negotiations in accordance with universally recognised principles of international
law including the 1982 UNCLOS". "Joint Statement between Government of Malaysia
and Government of the PRC on Framework for Future Bilateral Cooperation",
31 May 1999, <www.kln.gov.my/kln/press>.
43. The two reefs occupied by Malaysia were Erica Reef (Terumbu Siput), and
Investigator Shoal (Terumbu Peninjau), both within Malaysia's claim area. Straits
Times, 19 June 1999: Manila Times, 20 June 1999.
44. Ravi Nambiar and Ramian Said, "Hamid: Spratlys Issue Not for ARF Discussion",
New Straits Times, 23 July 1999; Manila Times, 22 July 1999.
45. Straits Times, 24 May 1995.
46. Philippine Daily Inquirer, 28 May 1999.
47. Philippine Daily Inquirer, 25 May 1999.
48. Philippine Star, 25 May 1999.
49. David Lague, "U.S. Holds Tighter to Taiwan's Hand", Far Eastern Economic Review,
30 August 2001; Straits Times, 18 August 2001.
50. "Hanoi Rules out U.S. Cam Ranh Bay Treaty", CNN.com, 14 February 2002,
<http.7/cnn.worldnews>.
51. Philippine Daily Inquirer, 8 January 1999.
52. The Nation, 17 March 2000.
53. Stmits Times, 29 November 2000
54. Wu Baiyi, "The Chinese Security Concept and its Historical Evolution", Journal of
Contemporary China 10, no. 27 (2001).
55. Xinhua News Agency, 1 August 2002.
56. New Straits Times, 21 July 1999.
57. New Straits Times, 22 July 1999.
58. "Regional Code of Conduct in the South China Sea" Draft of 12 October 1999
circulated in ASEAN SOM.
59. The Sun, 28 July 1999; Straits Times, 27 July 1999.
60. "Code of Conduct in the South China Sea, draft of the Chinese Side", undated
document circulated in ASEAN SOM.
61. Philippine Daily Inquirer, 26 November 1999.
62. The Star, 26 November 1999.
63. South China Morning Post, 30 November 1999.
64. Jim Gomez, "China Wants Military Drills, Patrols Banned in Spratlys", Philippine
Daily Inquirer, 21 February 2000.
65. Sa-Nguan Khumrungroj, "China Warns ASEAN against Boosting Ties", The Nation,
17 March 2000.
66. Philippine Daily Inquirer, 16 March 2000.
67. The Sun, 24 July 2002; The Star, 27 July 2002.