Professional Documents
Culture Documents
An Essay On Gunpowder Technology in Medi
An Essay On Gunpowder Technology in Medi
An Essay On Gunpowder Technology in Medi
VBU ID – 02232431904
Gunpowder technology, especially the usage of gunpowder in warfare has always been a
fascinating subject for historians and non-historians, to a point that it becomes a topic of
pride for a nation. The more the introduction of gunpowder weapons are in the past, the
more the nation seems to be culturally and militarily superior; the idea that such military
innovations are the marks of glory is not a new one in the annals of History. Following
this, Indian History too has its contributed share in ascertaining the military past and
gunpowder innovations.
Just like any other cultured civilization, India too begins its history from the myths and
epics and hence it is of little surprise that amongst other things, modern military weapons
find their ‘origins’ in texts like Mahabharata or Ramayana in the Indian context.
is fantastical, and to suggest that India had an arsenal of ‘doomsday’ weapons long before
the technological advancement anywhere in the world is nothing but a natural attempt to
But it is of rare occasions that history bases itself on the otherworldly, fantastical
accounts of divinities and so on. Instead, it looks at the dry, humble details of progression
to ascertain one’s position, in this case, the weapon technology, especially the
advancement from swords and bow and arrows to a more complex weapon system finds
its beginnings positioned not in the unprovable mythical surroundings but in the
Perhaps the greatest technological advancement made in the military all over the world
was the introduction of gunpowder and turning it into a weapon. It is noteworthy that
the remark suggests gunpowder wasn’t initially used as a weapon. The central
component in firearms (used as an overarching term to denote both guns and cannons),
gunpowder was used for fireworks for celebration and what not. The origins and
introduction of gunpowder will digress the essay, hence for the sake of it, it will suffice to
suggest that China in 9th century was the birthplace of gunpowder1 which was spread in
the Indian context there has been a lot of doubt regarding the earliest reference of
gunpowder, so much so that there has been attempts to situate the references in ancient
Indian texts. H.M. Elliot’s note on the topic “On the Early Use of Gunpowder in India”2
brings the question afront for the first time. He gave a number of arguments forwarded
by Elphinstone, Halhed, Carey etc. who tried to situate the use of fire-arms in Ancient
India3. Elliot quotes Halhed - “Gunpowder has been known in China, as well as Hindustan,
far beyond all periods of investigation. The word ‘fire-arms’ is literally the Sanskrit
“agniaster”, “a weapon of fire” …canon is called ‘shataghnee’ or a weapon that kills one
hundred men at once and that Poorán-Shaster ascribe the inventions of these destructive
1
History of Gunpowder – Wikipedia https://en.wikipedia.org/wiki/History_of_gunpowder#India
2
Dowson, John, (ed.), “On the Early Use of Gunpowder in India” in History of India As Told by Its Own
Historians: The Muhammadan Period [The Posthumous Papers of The Late Sir H.M. Elliot, K.C.B], Trübner & Co.,
London, 1875, pp. 455-82.
3
Ibid. p.470-74
4
Ibid. p.471
from China. The ancient origins of gunpowder however have witnessed serious criticism,
or at least the assumption of military usage of gunpowder prior to the medieval ages finds
no substantial basis whatsoever. More or less it has been agreed that the proper usage of
When speaking of gunpowder, there seems to be an air of confusion regarding its use. The
word gunpowder being an English word at that, is suggestive of weaponry, which by and
large stands correct. But it is imperative to understand that what exactly was the
‘weapon’ in itself.
Sir Jadunath Sarkar suggests that much of the confusion regarding the usage of
gunpowder as a weapon in India is caused due to the failure to distinguish between two
terms – fireworks and firearms5. Sarkar suggests “all this is due to our writers’ failure
between fire-works and fire-arms, or in other words, combustible and explosive agents”6.
Sarkar posits that the first proper fire-arm was introduced by Babur in 1526 in the First
Battle of Panipat. While arguing this, he provided a detailed logic to the terminologies of
firework and firearm respectively. He writes “fire-arms truly so called must have the
propelling power of their shot in some explosive substance, their missile must not be
hurled by hand…secondly they must discharge some solid projectile which will penetrate
and not merely burn…these were not fire-arms. Nor they can be applied to the old rockets
making them, they are merely fire-works…such fire-works had been in use among the
Afghans in Bengal from before Babur’s invasion, evidently learnt from the Portuguese
mariners or even the Chinese”7. Hence the idea of an ancient Indian origin, if any, will
5
Sarkar, Jadunath, “Chapter VII – Babur’s Invasion: First Panipat 1526”, in, Military History of India, M.C. Sarkar
and Sons Pvt Ltd., Calcutta, 1960, pp. 52-55.
6
Ibid. p. 52
7
Ibid. p. 53.
suggest the use of gunpowder not as missile but more of a pyrotechnic improvisation like
burning sulphur or hot coal or arrows with burning tips, which Sarkar suggests was used
in ancient Greece etc. In essence, Sarkar’s argument suggests two points – one, that it is
important to understand the difference between fire-works and fire-arms, the latter
being absent from ancient India and second, which is more of a continuation of the first,
that the proper use of gunpowder not just as a pyrotechnic ingredient but as a weapon
was used in 1526 in Panipat where his army “solely consisted of handguns and light
pieces resting on falconets…his only large mortar was cast by Ustad Ali Quli at Agra in
While Sarkar’s argument is sound enough, his work, although called a ‘Military History of
The gunpowder debate gained impetus when Iqtidar Alam Khan took on the topic in a
number of articles and his book “Gunpowder and Firearms – Warfare in Medieval India”.
Khan takes on a number of claims made prior to him by other historians, namely P.K.
Gode and M. Akram Makhdoomee, which Khan proposes are based on stray statements9.
Khan writes “A major part of this evidence…is problematic in nature. It can be relied upon
only to the extent that is corroborated by contemporary records”10. Khan admits that it
can be plausible to make a case for the existence of gunpowder during the Sultanate
period and that a “A primitive type of gunpowder artillery was already in vogue in
8
Ibid. p. 54.
9
Khan, Iqtidar Alam, “Early Use of Cannons and Muskets in India: A.D. 1442-1526” Journal of the Economic and
Social History of the Orient, Vol. 24, No. 2 (May, 1981), pp. 146-64.
Note: A major part of the article was included as “The Alleged Presence of Canon in The Delhi Sultanate During
the Thirteenth and Fourteenth Centuries: Akram Makhdoomee’s and Abu Zafar Nadvi’s Theses” in Gunpowder
and Firearms – Warfare in Medieval India, Oxford University Press, New Delhi, 2004, pp. 210-217.
10
Khan, Op.Cit. p. 146.
different parts of the India during the second half of the fifteenth century. Already by the
middle of the century, there was known in North India a firearm with designation
Kashakanjir which threw balls 'by the extensive force of combustible substances
(darruha-i atishin)'”11, however he does not equates the “Kashakanjir” with a canon or a
mortar as Makhdoomee does, but rather a trebuchet or a mangonel which was used to
hurl huge stones across some distance. As we saw the argument put forth by Jadunath
Sarkar regarding the failure of distinguishing the two terms – firework and firearm, Khan
too criticizes Gode and Makhdoomee on their flawed methodology. For Gode he writes
“Gode has tried to establish that in the second half of the 15th century, cannons and
muskets were already being used in Gujrat, Malwa and Kashmir. But since much of the
evidence about the use of canon and muskets in the period is confined to Persian
chronicles it could not have been directly accessible to Gode, who was not proficient in
reproduced in secondary works…this made it difficult for him to sift and critically
examine the available evidence in totality. He was thus neither able to work out the
chronology of the introduction of cannons and musket in different regions nor able to
identify the stages through which the tactical use of firearms was evolved in India down
to AD 1526”12.
Same with Makhdoomee’s thesis, Khan points out the flaws; “Makhdoomee…have tried
to prove that artillery was present in the Delhi Sultanate from the very beginning. By
implication… suggest its introduction in North India by the Turks… have sought to
substantiate this view by citing evidence derived from contemporary as well a later
11
Khan, Iqtidar Alam, “Gunpowder and Empire: Indian Case”, in, Social Scientist, Vol. 33, No. 3/4 (Mar. - Apr.,
2005), pp. 54-65
12
Khan, Op. Cit., p.147.
Persian text. M. Akram Makhdoomee has also used two of the Persian dictionaries
compiled in India during the 15th century. However, the interpretations…often suffer
from one basic flaw. To some of the terms used for missile-throwing instrument in the
13th and 14th century texts, they have attributed meaning which were attached to them
in the 15th century. In other word while interpreting the evidence derived from 13th and
14th century sources… have often tended to ignore the process of gradual transfer of
many of the terms denoting missile-throwing instruments like the crossbow (tufak or
tufang) and the mangonel (maghribi) different kinds of firearms that came to be used in
Khan thus never denies the presence of gunpowder in pre-Mughal era. By clues and
contexts provided by then contemporary literature it is shown that there indeed existed
the know-how of gunpowder techniques. For example, he writes “the most significant
piece of evidence purportedly indicating the presence of artillery in India during the 14th
history that in AD 1368-69 “Karkhana-i-atishbazi”, which before this was not known to
the Muslims of Deccan, was made the backbone of the army. The authority to which
Firishta refers as his source in this context is Mulla Daud Bedari who wrote his book
Tuhfatu's-Salatin during A.D. 1397-1422 19. This book would naturally be regarded as a
contemporary source for the early history of the Bahmani kingdom. Any information
furnished by this source about the developments taking place in the Bahmani kingdom
A.D. 1368-69 should be treated as of decisive significance”14. For the term ‘Karkhana-i-
atishbazi’ he suggests that the translation provided by other historians was rather weak
13
Khan, Op.Cit. p.147.
14
Khan, Iqtidar Alam, “Muhammad Qasim Firishta on the Introduction of Firearms in The Bahamani Kingdom”,
in, Gunpowder and Firearms – Warfare in Medieval India, Oxford University Press, New Delhi, 2004, pp.205-
209.
as it was associated with more of a modern connotation – Karkhana at present meaning
a factory and atishbazi was simply mistaken for being firearms; what Khan suggests is to
look at these terms within their own spaces and times rather than to use them to suit
theories – Khan says – “to render this term (Karkhana) a “factory”, though linguistically
simply denotes pyrotechnic”15. So, from the given context, what Khan suggested was that
pyrotechnics.
written for Jalaluddin Firoz Khilji16 in which a ‘hawai’ is mentioned and then further
evidenced by other literature from that period. Specifically, Khan mentions Firishta’s
work, “Tarikh-i-Firishta”, where it is implied that pyrotechnic works were made available
in India in around 1258 at a reception of a Mongol envoy by Nasir Al-din Mahmud of the
Delhi sultanate; the Mongols, in turn, received this technique from China. Firishta’s
technology in the Bahamani kingdom, albeit the fact that Firishta himself borrowed it
from Daud Bedari. Firishta’s account thus sheds light on the existence and use of
pyrotechnics with gunpowder as the main ingredient in the Vijayanagar and Bahamani
kingdom, which took the form of weapons like ‘tir-i-hawai’ (rocket) or ‘ban’ around 1366-
67. Khan thus implies that gunpowder travelled from Delhi Sultanate to Vijayanagar.
15
Ibid. p. 207.
16
Ibid. p. 207.
Thus, in essence, what we can see is that the use of gunpowder in India, at least based on
the evidences dating prior to Babur’s arrival, seems to be confined as either pyrotechnics
for celebrations or installed on crude rockets or ‘ban’ (which is pointed out by both
Jadunath Sarkar and IA Khan) which had more of a chaotic effect rather than doling any
real damage to the enemy camps, given their erratic flight pattern and chances. Since we
are prioritizing the origins rather than looking at the then future of gunpowder and its
Considering the fact that Khan at length discusses Mughal empire and gunpowder
technology, it would be impertinent to not look at it, along with several other discussions
Gunpowder has always been an essential factor, a cog-in-machine, for any empire to be a
superpower, at least it was so during the medieval era. So much so, there formed a
hypothesis called the ‘Gunpowder Empire’ hypothesis which was proposed by V.V
Bartol’d and further developed by Marshall G.S. Hodgson and William H. McNeill17.
According to them, an expensive and powerful artillery was the backbone for a
centralized empire due to the fact that only an absolute monarchy with a centralized state
could have afforded cannons thus helping with terminating local powers. Hodgson and
McNeill put three empires in this thesis – the Ottomans, the Safavids and the Mughals.
Khan, as shown above, suggests that “Cannons of…simple description appear to have
been already in vogue in different parts of India during the second half of fifteenth
century. But the precise date of the introduction of canon in the subcontinent is not very
certain”18. Owing to this, Khan discusses the use of cannons specifically in Malwa,
17
Hodgson, Marshall G. S., The Venture of Islam, Volume 3, University of Chicago Press, Chicago, 1974, pp.17–
18; McNeill, William H., The Pursuit of Power, University of Chicago Press, Chicago, 1982.
18
Khan, Op.Cit., “Gunpowder Artillery in India During the Fifteenth Century”, p. 41.
Bahamani kingdom, and Gujrat, arguing that the possession of these cannons as siege
weapons eased the expansion of Lodis and Gujrat Sultanate19. Interestingly, this
Streusand agrees to the book’s inherent usefulness in terms of being one of the most
informative and lucidly written books, he argues that Khan’s thesis has some flaws of his
own – about the statement above, he writes “His argument is convincing but actually
contradicts the gunpowder empires hypothesis because the Lodi and Bahmani states
swiftly fragmented and Gujarat remained a provincial principality until the Mughal
conquest. Clearly the additional leverage of gunpowder siege weapons was not sufficient
to sustain a large, durable polity”20. Streusand holds the term ‘gunpowder empire’ by
Hodgson and McNeill to be inadequate in terms of its description – he posits that rather
than the empires being formed on gunpowder, the term means empires in the gunpowder
era.
Mughal expansion with the help of gunpowder seems to be only partially correct. A few
historians, like that of Streusand himself, along with Peter Lorge suggest that it wasn’t
only gunpowder that consolidated the empire. Although none of them deny the on-field
military superiority of the Mughals, but that superiority remained confined in the fields
only, in direct conflicts. Lorge writes “Military practice was revolutionized not by mortars
but by field guns and handguns combined with horse-archers. And while field guns could
handguns became relatively cheap when their barrels were made of wrought iron. The
major shift in power was not with respect to fortresses, but with respect to the
19
Ibid., pp. 46-47.
20
Streusand, Douglas E., “IQTIDAR ALAM KHAN. Gunpowder and Firearms: Warfare in Medieval India. (Aligarh
Historians Society Series.) New York: Oxford University Press. 2004. Pp. xiv, 263. $35.00”, in The American
Historical Review, Volume 111, Issue 3, June 2006, pp. 817-818. https://doi.org/10.1086/ahr.111.3.817
battlefield…Mughal success required superior horse-archers and light field guns. Their
strength lay also in the correct combination of those arms. This included siege artillery
where it was useful, but relied upon lighter weapons in the field”21. Streusand too
suggests something similar – “Perhaps the Mughals benefited from the prestige of Babur’s
great victories, but they certainly had superiority in both firearms and cavalry. Neither
alone would have guaranteed superiority on the battlefield; the combination did. The
Mughals neither produced nor employed firearms as well as the Europeans or the
Ottomans did. Gunpowder produced in South Asia was consistently inferior, though the
reason and significance are unclear. Unlike the Ottomans, the Mughals did not engage
As far as siege artillery goes, both Streusand and Lorge contend the fact that given the
bulk of the machinery and the locations of forts in India, it became a question of logic and
feasibility – whether carrying out long drawn sieges was worth the expense and effort.
Already mentioned, Mughals were indomitable on field with their techniques. For
Streusand, “Although Mughal military history includes no lack of combat, with numerous
campaigns and sieges, there were remarkably few major battles...The paucity of battles
during a century of steady Mughal expansion indicates that their opponents avoided
offering battle because they expected to lose…Unable to defeat the Mughals in battle, their
opponents used time and distance against them, defending fortresses and attacking
Mughal lines of communication. Mughal expansion thus depended on the ability to take
fortresses. Once Akbar demonstrated that ability at Chitor, he and his successors rarely
had to complete another siege until the Deccan campaigns. Completing a siege meant
21
Lorge, Peter A., “South Asia to 1750”, in, The Asian Military Revolution: From Gunpowder to the Bomb,
Cambridge University Press, New York, 2008, pp. 127-128.
22
Streusand, Douglas E., “The Mughal Empire”, in, Islamic Gunpowder Empires: Ottomans, Safavids and
Mughals, Westview Press, United States of America, 2011, p. 256.
enormous costs, in blood and treasure. The Mughals thus had great incentives to permit
their adversaries to surrender for terms… To avoid the costs of bringing sieges to an end,
the Mughals offered terms to most adversaries in sieges. The terms were favorable; they
were incentives to surrender and normally offered the opposing leaders incorporation
into the Mughal system as mansabdars”23. Elsewhere he thus suggests that “Fortresses
were units of political bargaining power, more valuable intact than surrounded and
damaged”24. A similar contention is put forth by Lorge who argues against the Hodgson-
McNeill thesis; he suggests that “Babur was not the only ruler with sufficient funds to
purchase effective guns, nor was his use of heavy artillery anything new. Cannon had
already had something of an effect in increasing the power of regional rulers, but this had
been limited. South Asia was perhaps too wealthy for economic access to cannon to be
limited to a single rich king. Moreover, the shift to cavalry warfare, and the political
organization that accompanied it, dispersed considerable military and political power
back to the local level”25. And even Khan posits that “Apart from the sieges of Chittor and
involve prolonged siege operations. In most cases, the issues were decided in open
battles, which naturally did not allow the use of mortars on large scale”26. Post evaluation
of these statements, one can surmise thusly that the Mughal instrument of expansion
vastly depended on the combination on the on-field military supremacy, although limited
23
Ibid., p.255.
24
Streusand, Douglas E., “The Process of Expansion” in Gommans, Jos J.L., & Kolff, Dirk, H.A. (eds.) Warfare
and Weaponry in South Asia 1000-1800, Oxford University Press, New Delhi, 2001, p. 350.
25
Lorge., Op. Cit., p. 128.
26
Khan, Op.Cit., “Artillery in Mughal India: 1556-1739”, p. 95.
While gunpowder weapons like the muskets and cannons etc. did facilitated the
consolidation of the Mughal empire, it also became the death knell for it in the long run.
There are two factors to it, the diffusion of the knowledge of gun-making and the
stagnation. Both of these are well discussed by Khan and is generally agreed upon. If we
look at the disinterest in advancing in the weapon technology, it might have been
overconfidence over the superiority of their own weapons over their rivals, but a
suggestion made by Khan is the Mughal monopoly over the canon production or at least
an attempt towards it. This happened, Khan argues, after the introduction of European
techniques of gun-making with wrought irons – “the introduction from Europe the art of
making less costly wrought-iron cannons naturally contributed to making light cannons
much cheaper…many of the chiefs all over the country began to possess them in limited
and use of every kind of firearms”27. If we look at the Gunpowder Empire thesis, Hodgson-
McNeill, it suggests that the technological stagnation comes to fruition when a central
government believes that their machines could easily destroy the local government and
thus assumes that there is no need for any further development. It might have been true
for the Mughal empire if not for two reasons – one, even Khan agrees that although there
was a ready availability of newer technology from Europe like flintlock pistols which
easily surpassed the Mughal matchlocks, why did the Mughal empire did not proceed to
follow that is a question which needs examination28; this is again disputed by Lorge who
argues that although the monopoly case might be true, it seems hard to prove. For Lorge,
“There was very little in the way of native innovation, but then almost the entire range of
27
Khan, Ibid., p. 193.
28
Ibid.
gunpowder weapons had been developed elsewhere. The rise of the Mughals did not end
the constant flow of foreign gun technology into South Asia, mostly in the form of experts
reason can be given. By this time where Europe had made greater progress, the guns
made in Asia were becoming comparatively inferior. One of the insufficiencies of the
Mughal gun makers was absence of powerful bellows for firing a large furnace where all
the metals required for making a gun could be molten. As the Indian furnaces were small,
molten metal from various furnaces had to be mixed for casting a gun. This resulted in
inconsistency in the metal used from several furnaces. Here Khan’s argument stands to
reason. Although the cast iron guns of Europe were inferior from their bronze ones,
Indians failed at improving better bronze guns by using European methods due to lack of
big bellows and furnaces30. So, the stagnation wasn’t based in disinterest but in the
stunted technology. Other than that, it might also be a possibility that the popularity of
the simple, cheap and a very common matchlock could never be replaced by a costlier
and quite complex for the commoner flintlocks, although they were at a time employed
This brings us to the second factor of the supposed ‘death-knell’ as mentioned above –
matchlocks and the relative ease in gaining expertise with them, one did not have to be a
warrior. Ultimately this led to the dissemination of firearms into the general public which
helped forming resistance against the Mughal empire. Beginning in the late-sixteenth
century, not only political rebels, but even peasants opposing tax collection acquired
firearms. As domestic tensions grew, the widespread use and manufacture of matchlock
29
Lorge, Op. Cit., p. 128.
30
Khan, Op.Cit.
muskets played a role in the breakdown of central authority, and the Mughals, despite
numerous innovative efforts, failed to halt the eventual Balkanization of their empire31.
To surmise in Khan’s own words, “The presence of a variety of muskets in Mughal India
seems to have created a paradoxical situation. On the one hand… the Mughal authorities
used in small scale operations aimed at overcoming local defiance. The increasing
dissemination of the musket and skills relating to its manufacture and use among the
common people, on the other hand would in time enhance the capacity of the local chiefs
and even of the peasant communities to resist Mughal troops, especially while the latter
Thus, we have observed a few things so far. One, that it is without question that
gunpowder and its usage has affected the history of the world in an undeniable fashion.
Although this essay did not delve much into that, it remains a certainty. As far as Indian
History goes, gunpowder technology saw its ups and downs, owing it to time and people.
With the European advent, things changed, from a general reluctance to a more accepting
attitude near the eighteenth century. One is left to wonder whether a sooner acceptance
of new guns and technology could have changed the history of India or not. Maybe the
European imperialism would have faced a proper resistance before it was too late, but
these “if-then” scenarios are now only good for romanticized novels. It stills remains a
tad bit unclear on whether there was a ‘gunpowder revolution’ in pre modern or even a
pre-Mughal India. So much so that Iqtidar Alam Khan too presents a small uncertainty on
31
Ibid.
32
Khan, Op.Cit., “Musket and Peasant Resistance” p. 164.
the matter, as he writes “the story of firearms in a pre-modern India is thus a complex
33
Khan, Op.Cit., “Conclusion”, p. 199.
Bibliography –
• Dowson, John, (ed.), “History of India As Told by Its Own Historians: The
Muhammadan Period [The Posthumous Papers of The Late Sir H.M. Elliot,
K.C.B], Trübner & Co., London, 1875
• Gommans, Jos J.L., & Kolff, Dirk, H.A. (eds.) Warfare and Weaponry in South
Asia 1000-1800, Oxford University Press, New Delhi, 2001,
• Khan, Iqtidar Alam, “Early Use of Canons and Muskets in India: A.D. 1442-
1526” Journal of the Economic and Social History of the Orient, Vol. 24, No. 2
(May, 1981), pp. 146-164.
• Khan, Iqtidar Alam, Gunpowder and Firearms – Warfare in Medieval India,
Oxford University Press, 2004.
• Khan, Iqtidar Alam, “Gunpowder and Empire: Indian Case”, Social Scientist,
Vol. 33, No. 3/4 (Mar. - Apr., 2005), pp. 54-65
• Lorge, Peter A., The Asian Military Revolution: From Gunpowder to the Bomb,
Cambridge University Press, New York, 2008.
• Sarkar, Jadunath, Military History of India, M.C. Sarkar and Sons Pvt Ltd.,
Calcutta, 1960.
• Streusand, Douglas E., Islamic Gunpowder Empires: Ottomans, Safavids and
Mughals, Westview Press, United States of America, 2011
• Streusand, Douglas E., “IQTIDAR ALAM KHAN. Gunpowder and Firearms:
Warfare in Medieval India. (Aligarh Historians Society Series.) New York:
Oxford University Press. 2004, The American Historical Review, Volume 111,
Issue 3, June 2006 https://doi.org/10.1086/ahr.111.3.817